United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09439
Prudential Investment
Portfolios 5
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain,
Esquire
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: July 31
Date of reporting period: 7/1/2015 through 6/30/2016
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-09439
Registrant Name: Prudential Investment Portfolios 5
Reporting Period: 07/01/2015 - 06/30/2016
Prudential Jennison Conservative Growth Fund - Sub-Adviser: Jennison
ABBOTT LABORATORIES
Meeting Date: APR 29, 2016 Record Date: MAR 02, 2016 Meeting Type: ANNUAL |
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Ticker: ABT
Security ID: 002824100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Robert J. Alpern | Management | For | For |
1.02 | Elect Roxanne S. Austin | Management | For | For |
1.03 | Elect Sally E. Blount | Management | For | For |
1.04 | Elect W. James Farrell | Management | For | For |
1.05 | Elect Edward M. Liddy | Management | For | For |
1.06 | Elect Nancy McKinstry | Management | For | For |
1.07 | Elect Phebe N. Novakovic | Management | For | For |
1.08 | Elect William A. Osborn | Management | For | For |
1.09 | Elect Samuel C. Scott III | Management | For | For |
1.10 | Elect Glenn F. Tilton | Management | For | For |
1.11 | Elect Miles D. White | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
ADOBE SYSTEMS INC.
Meeting Date: APR 13, 2016 Record Date: FEB 17, 2016 Meeting Type: ANNUAL |
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Ticker: ADBE
Security ID: 00724F101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amy L. Banse | Management | For | For |
2 | Elect Edward W. Barnholt | Management | For | For |
3 | Elect Robert K. Burgess | Management | For | For |
4 | Elect Frank A. Calderoni | Management | For | For |
5 | Elect James E. Daley | Management | For | For |
6 | Elect Laura B. Desmond | Management | For | For |
7 | Elect Charles M. Geschke | Management | For | For |
8 | Elect Shantanu Narayen | Management | For | For |
9 | Elect Daniel Rosensweig | Management | For | For |
10 | Elect John E. Warnock | Management | For | For |
11 | Amendment to the 2003 Equity Incentive Plan | Management | For | For |
12 | Approval of the 2016 Executive Cash Performance Bonus Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
AETNA INC.
Meeting Date: MAY 20, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL |
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Ticker: AET
Security ID: 00817Y108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fernando Aguirre | Management | For | For |
2 | Elect Mark T. Bertolini | Management | For | For |
3 | Elect Frank M. Clark, Jr. | Management | For | For |
4 | Elect Betsy Z. Cohen | Management | For | For |
5 | Elect Molly J. Coye | Management | For | For |
6 | Elect Roger N. Farah | Management | For | For |
7 | Elect Jeffrey E. Garten | Management | For | For |
8 | Elect Ellen M. Hancock | Management | For | For |
9 | Elect Richard J. Harrington | Management | For | For |
10 | Elect Edward J. Ludwig | Management | For | For |
11 | Elect Joseph P. Newhouse | Management | For | For |
12 | Elect Olympia J. Snowe | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Approval of the 2016 Employee Stock Purchase Plan | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Report on Indirect Political Spending | Shareholder | Against | Against |
AIRGAS INC.
Meeting Date: AUG 04, 2015 Record Date: JUN 19, 2015 Meeting Type: ANNUAL |
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Ticker: ARG
Security ID: 9363102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James W. Hovey | Management | For | Withhold |
1.2 | Elect Michael L. Molinini | Management | For | Withhold |
1.3 | Elect Paula A. Sneed | Management | For | Withhold |
1.4 | Elect David M. Stout | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
ALEXION PHARMACEUTICALS INC.
Meeting Date: MAY 11, 2016 Record Date: MAR 15, 2016 Meeting Type: ANNUAL |
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Ticker: ALXN
Security ID: 015351109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leonard Bell | Management | For | For |
2 | Elect Felix Baker | Management | For | For |
3 | Elect David R. Brennan | Management | For | For |
4 | Elect M. Michele Burns | Management | For | For |
5 | Elect Christopher J. Coughlin | Management | For | For |
6 | Elect David Hallal | Management | For | For |
7 | Elect John T. Mollen | Management | For | For |
8 | Elect R. Douglas Norby | Management | For | For |
9 | Elect Alvin S. Parven | Management | For | For |
10 | Elect Andreas Rummelt | Management | For | For |
11 | Elect Ann M. Veneman | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right To Call A Special Meeting | Shareholder | Against | Against |
ALIBABA GROUP HOLDING LTD
Meeting Date: OCT 08, 2015 Record Date: AUG 13, 2015 Meeting Type: ANNUAL |
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Ticker: BABA
Security ID: 01609W102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph C. Tsai | Management | For | For |
2 | Elect Jonathan LU Zhaoxi | Management | For | For |
3 | Elect J. Michael Evans | Management | For | For |
4 | Elect Borje E. Ekholm | Management | For | For |
5 | Elect Wan Ling Martello | Management | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
ALLERGAN PLC
Meeting Date: MAY 05, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL |
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Ticker: AGN
Security ID: G0177J108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Nesli Basgoz | Management | For | For |
1.02 | Elect Paul M. Bisaro | Management | For | For |
1.03 | Elect James H. Bloem | Management | For | For |
1.04 | Elect Christopher W. Bodine | Management | For | For |
1.05 | Elect Christopher J. Coughlin | Management | For | For |
1.06 | Elect Michael R. Gallagher | Management | For | For |
1.07 | Elect Catherine M. Klema | Management | For | For |
1.08 | Elect Peter J. McDonnell | Management | For | For |
1.09 | Elect Patrick J. O'Sullivan | Management | For | For |
1.10 | Elect Brenton L. Saunders | Management | For | For |
1.11 | Elect Ronald R. Taylor | Management | For | For |
1.12 | Elect Fred G. Weiss | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor and Authority to Set Fees | Management | For | For |
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Management | For | For |
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Management | For | For |
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
7 | Sole Authority of Board to Determine Board Size | Management | For | For |
8 | Reduction of Company Capital | Management | For | For |
9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
ALPHABET INC
Meeting Date: JUN 08, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL |
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Ticker: GOOGL
Security ID: 02079K305 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Larry Page | Management | For | For |
1.02 | Elect Sergey Brin | Management | For | For |
1.03 | Elect Eric E. Schmidt | Management | For | For |
1.04 | Elect L. John Doerr | Management | For | For |
1.05 | Elect Diane B. Greene | Management | For | For |
1.06 | Elect John L. Hennessy | Management | For | For |
1.07 | Elect Ann Mather | Management | For | For |
1.08 | Elect Alan R. Mulally | Management | For | For |
1.09 | Elect Paul S. Otellini | Management | For | For |
1.10 | Elect K. Ram Shriram | Management | For | For |
1.11 | Elect Shirley M. Tilghman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2012 Stock Plan | Management | For | Against |
4 | Amendment to Google Inc.'s Certificate of Incorporation | Management | For | For |
5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
9 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
ALTRIA GROUP INC.
Meeting Date: MAY 19, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL |
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Ticker: MO
Security ID: 02209S103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerald L. Baliles | Management | For | For |
2 | Elect Martin J. Barrington | Management | For | For |
3 | Elect John T. Casteen III | Management | For | For |
4 | Elect Dinyar S. Devitre | Management | For | For |
5 | Elect Thomas F. Farrell II | Management | For | For |
6 | Elect Thomas W. Jones | Management | For | For |
7 | Elect Debra J. Kelly-Ennis | Management | For | For |
8 | Elect W. Leo Kiely III | Management | For | For |
9 | Elect Kathryn B. McQuade | Management | For | For |
10 | Elect George Munoz | Management | For | For |
11 | Elect Nabil Y. Sakkab | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder proposal regarding report on tobacco ingredients | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | Shareholder | Against | Against |
AMAZON.COM INC.
Meeting Date: MAY 17, 2016 Record Date: MAR 23, 2016 Meeting Type: ANNUAL |
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Ticker: AMZN
Security ID: 023135106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey P. Bezos | Management | For | For |
2 | Elect Tom A. Alberg | Management | For | For |
3 | Elect John Seely Brown | Management | For | For |
4 | Elect William B. Gordon | Management | For | For |
5 | Elect Jamie S. Gorelick | Management | For | For |
6 | Elect Judith A McGrath | Management | For | For |
7 | Elect Jonathan J. Rubinstein | Management | For | For |
8 | Elect Thomas O. Ryder | Management | For | For |
9 | Elect Patricia Q. Stonesifer | Management | For | For |
10 | Elect Wendell P. Weeks | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Human Rights Report | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
AMERICAN EXPRESS CO.
Meeting Date: MAY 02, 2016 Record Date: MAR 04, 2016 Meeting Type: ANNUAL |
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Ticker: AXP
Security ID: 025816109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charlene Barshefsky | Management | For | For |
2 | Elect Ursula M. Burns | Management | For | For |
3 | Elect Kenneth I. Chenault | Management | For | For |
4 | Elect Peter Chernin | Management | For | For |
5 | Elect Ralph de la Vega | Management | For | For |
6 | Elect Anne L. Lauvergeon | Management | For | For |
7 | Elect Micheal O. Leavitt | Management | For | For |
8 | Elect Theodore J. Leonsis | Management | For | For |
9 | Elect Richard C. Levin | Management | For | For |
10 | Elect Samuel J. Palmisano | Management | For | For |
11 | Elect Daniel L. Vasella | Management | For | For |
12 | Elect Robert D. Walter | Management | For | For |
13 | Elect Ronald A. Williams | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | Against |
16 | Approval of the 2016 Incentive Compensation Plan | Management | For | For |
17 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | For |
18 | Shareholder Proposal Regarding Privacy and Data Security | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
20 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
AMERIPRISE FINANCIAL INC
Meeting Date: APR 27, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL |
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Ticker: AMP
Security ID: 03076C106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James M. Cracchiolo | Management | For | For |
2 | Elect Dianne Neal Blixt | Management | For | For |
3 | Elect Amy DiGeso | Management | For | For |
4 | Elect Lon R. Greenberg | Management | For | For |
5 | Elect Siri S. Marshall | Management | For | For |
6 | Elect Jeffrey Noddle | Management | For | For |
7 | Elect H. Jay Sarles | Management | For | For |
8 | Elect Robert F. Sharpe, Jr. | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
ANTHEM INC
Meeting Date: DEC 03, 2015 Record Date: OCT 22, 2015 Meeting Type: SPECIAL |
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Ticker: ANTM
Security ID: 36752103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger/Acquisition | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
ANTHEM INC
Meeting Date: MAY 19, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL |
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Ticker: ANTM
Security ID: 036752103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lewis Hay, III | Management | For | For |
2 | Elect George A. Schaefer, Jr. | Management | For | For |
3 | Elect Joseph R. Swedish | Management | For | For |
4 | Elect Elizabeth E. Tallett | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
AON PLC
Meeting Date: JUN 24, 2016 Record Date: APR 26, 2016 Meeting Type: ANNUAL |
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Ticker: AON
Security ID: G0408V102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lester B. Knight | Management | For | For |
2 | Elect Gregory C. Case | Management | For | For |
3 | Elect Fulvio Conti | Management | For | For |
4 | Elect Cheryl Francis | Management | For | For |
5 | Elect James W. Leng | Management | For | For |
6 | Elect J. Michael Losh | Management | For | For |
7 | Elect Robert S. Morrison | Management | For | For |
8 | Elect Richard B. Myers | Management | For | For |
9 | Elect Richard C. Notebaert | Management | For | For |
10 | Elect Gloria Santona | Management | For | For |
11 | Elect Carolyn Y. Woo | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | Against |
13 | Remuneration Report (Advisory) | Management | For | For |
14 | Accounts and Reports | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Ratification of Statutory Auditor | Management | For | For |
17 | Authority to Set Auditor's Fees | Management | For | For |
18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Management | For | For |
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
21 | Authorization of Political Donations and Expenditures | Management | For | For |
ARM HOLDINGS
Meeting Date: APR 28, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL |
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Ticker: ARMH
Security ID: 042068106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Allocation of Profits/Dividends | Management | For | For |
4 | Elect Chris Kennedy | Management | For | For |
5 | Elect Lawton W. Fitt | Management | For | For |
6 | Elect Steve Pusey | Management | For | For |
7 | Elect Stuart Chambers | Management | For | For |
8 | Elect Simon Segars | Management | For | For |
9 | Elect Andy Green | Management | For | For |
10 | Elect Larry Hirst | Management | For | For |
11 | Elect Mike Muller | Management | For | For |
12 | Elect Janice Roberts | Management | For | For |
13 | Elect John LIU Yun | Management | For | For |
14 | Appointment of Auditor | Management | For | For |
15 | Authority to Set Auditor's Fees | Management | For | For |
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
17 | Employee Equity Plan | Management | For | For |
18 | Employee Equity Plan (Overseas Plan) | Management | For | For |
19 | U.S. Employee Stock Purchase Plan | Management | For | For |
20 | Employee Stock Purchase Plan (Overseas Employees) | Management | For | For |
21 | ARM Holdings Sharematch Plan | Management | For | Against |
22 | ARM Holdings Sharematch Plan (Overseas Plan) | Management | For | For |
23 | Approve French Schedule to the Long-Term Incentive Plan | Management | For | For |
24 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
25 | Authority to Repurchase Shares | Management | For | For |
26 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
AT&T, INC.
Meeting Date: APR 29, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL |
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Ticker: T
Security ID: 00206R102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Randall L. Stephenson | Management | For | For |
2 | Elect Samuel A. Di Piazza, Jr. | Management | For | For |
3 | Elect Richard W. Fisher | Management | For | For |
4 | Elect Scott T. Ford | Management | For | For |
5 | Elect Glenn H. Hutchins | Management | For | For |
6 | Elect William E. Kennard | Management | For | For |
7 | Elect Michael McCallister | Management | For | For |
8 | Elect Beth E. Mooney | Management | For | For |
9 | Elect Joyce M. Roche | Management | For | For |
10 | Elect Matthew K. Rose | Management | For | For |
11 | Elect Cynthia B. Taylor | Management | For | For |
12 | Elect Laura D'Andrea Tyson | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Approval of the 2016 Incentive Plan | Management | For | For |
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
BANK OF AMERICA CORP.
Meeting Date: APR 27, 2016 Record Date: MAR 02, 2016 Meeting Type: ANNUAL |
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Ticker: BAC
Security ID: 060505104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sharon L. Allen | Management | For | For |
2 | Elect Susan S. Bies | Management | For | For |
3 | Elect Jack O. Bovender, Jr. | Management | For | For |
4 | Elect Frank P. Bramble, Sr. | Management | For | For |
5 | Elect Pierre J. P. de Weck | Management | For | For |
6 | Elect Arnold W. Donald | Management | For | For |
7 | Elect Linda P. Hudson | Management | For | For |
8 | Elect Monica C. Lozano | Management | For | For |
9 | Elect Thomas J. May | Management | For | For |
10 | Elect Brian T. Moynihan | Management | For | For |
11 | Elect Lionel L. Nowell III | Management | For | For |
12 | Elect Thomas D. Woods | Management | For | For |
13 | Elect R. David Yost | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
BANK OF NEW YORK MELLON CORP
Meeting Date: APR 12, 2016 Record Date: FEB 12, 2016 Meeting Type: ANNUAL |
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Ticker: BK
Security ID: 064058100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nicholas M. Donofrio | Management | For | For |
2 | Elect Joseph J. Echevarria | Management | For | For |
3 | Elect Edward P. Garden | Management | For | For |
4 | Elect Jeffrey A. Goldstein | Management | For | For |
5 | Elect Gerald L. Hassell | Management | For | For |
6 | Elect John M. Hinshaw | Management | For | For |
7 | Elect Edmund F. Kelly | Management | For | For |
8 | Elect John A. Luke, Jr. | Management | For | For |
9 | Elect Mark A. Nordenberg | Management | For | For |
10 | Elect Catherine A. Rein | Management | For | For |
11 | Elect Samuel C. Scott III | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Approval of the 2016 Executive Incentive Compensation Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
BERKSHIRE HATHAWAY INC.
Meeting Date: APR 30, 2016 Record Date: MAR 02, 2016 Meeting Type: ANNUAL |
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Ticker: BRKA
Security ID: 084670702 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Warren E. Buffett | Management | For | For |
1.02 | Elect Charles T. Munger | Management | For | For |
1.03 | Elect Howard G. Buffett | Management | For | For |
1.04 | Elect Stephen B. Burke | Management | For | For |
1.05 | Elect Susan L. Decker | Management | For | For |
1.06 | Elect William H. Gates III | Management | For | For |
1.07 | Elect David S. Gottesman | Management | For | For |
1.08 | Elect Charlotte Guyman | Management | For | For |
1.09 | Elect Thomas S. Murphy | Management | For | For |
1.10 | Elect Ronald L. Olson | Management | For | For |
1.11 | Elect Walter Scott, Jr. | Management | For | For |
1.12 | Elect Meryl B. Witmer | Management | For | For |
2 | Shareholder Proposal Regarding Reporting Of Climate Change Risks | Shareholder | Against | Against |
BLACKROCK INC.
Meeting Date: MAY 25, 2016 Record Date: MAR 30, 2016 Meeting Type: ANNUAL |
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Ticker: BLK
Security ID: 09247X101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Abdlatif Yousef Al-Hamad | Management | For | Against |
2 | Elect Mathis Cabiallavetta | Management | For | For |
3 | Elect Pamela Daley | Management | For | For |
4 | Elect William S. Demchak | Management | For | For |
5 | Elect Jessica P. Einhorn | Management | For | For |
6 | Elect Laurence D. Fink | Management | For | For |
7 | Elect Fabrizio Freda | Management | For | For |
8 | Elect Murry S. Gerber | Management | For | For |
9 | Elect James Grosfeld | Management | For | For |
10 | Elect Robert S. Kapito | Management | For | For |
11 | Elect David H. Komansky | Management | For | For |
12 | Elect Sir Deryck C. Maughan | Management | For | For |
13 | Elect Cheryl D. Mills | Management | For | For |
14 | Elect Gordon M. Nixon | Management | For | For |
15 | Elect Thomas H. O'Brien | Management | For | For |
16 | Elect Ivan G. Seidenberg | Management | For | For |
17 | Elect Marco Antonio Slim Domit | Management | For | For |
18 | Elect John S. Varley | Management | For | For |
19 | Elect Susan L. Wagner | Management | For | For |
20 | Advisory Vote on Executive Compensation | Management | For | Against |
21 | Ratification of Auditor | Management | For | For |
22 | Implement Proxy Access | Management | For | For |
23 | Shareholder Proposal Regarding Proxy Voting Practices | Shareholder | Against | Against |
BOEING CO.
Meeting Date: MAY 02, 2016 Record Date: MAR 03, 2016 Meeting Type: ANNUAL |
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Ticker: BA
Security ID: 097023105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David L. Calhoun | Management | For | For |
2 | Elect Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Kenneth M. Duberstein | Management | For | For |
4 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
5 | Elect Lynn J. Good | Management | For | For |
6 | Elect Lawrence W. Kellner | Management | For | For |
7 | Elect Edward M. Liddy | Management | For | For |
8 | Elect Dennis A. Muilenburg | Management | For | For |
9 | Elect Susan C. Schwab | Management | For | For |
10 | Elect Randall L. Stephenson | Management | For | For |
11 | Elect Ronald A. Williams | Management | For | For |
12 | Elect Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Arms Sales to Israel | Shareholder | Against | Against |
BRISTOL-MYERS SQUIBB CO.
Meeting Date: MAY 03, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL |
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Ticker: BMY
Security ID: 110122108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lamberto Andreotti | Management | For | For |
2 | Elect Peter J. Arduini | Management | For | For |
3 | Elect Giovanni Caforio | Management | For | For |
4 | Elect Laurie H. Glimcher | Management | For | For |
5 | Elect Michael Grobstein | Management | For | For |
6 | Elect Alan J. Lacy | Management | For | For |
7 | Elect Thomas J. Lynch | Management | For | For |
8 | Elect Dinesh Paliwal | Management | For | For |
9 | Elect Vicki L. Sato | Management | For | For |
10 | Elect Gerald L. Storch | Management | For | For |
11 | Elect Togo D. West, Jr. | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
BURLINGTON STORES INC
Meeting Date: JUL 17, 2015 Record Date: MAY 22, 2015 Meeting Type: ANNUAL |
||||
Ticker: BURL
Security ID: 122017106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas A. Kingsbury | Management | For | For |
1.2 | Elect Frank Cooper, III | Management | For | For |
1.3 | Elect William P. McNamara | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
CALPINE CORP.
Meeting Date: MAY 11, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL |
||||
Ticker: CPNLQ
Security ID: 131347304 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank Cassidy | Management | For | For |
1.2 | Elect Jack A. Fusco | Management | For | For |
1.3 | Elect John B. (Thad) Hill | Management | For | For |
1.4 | Elect Michael W. Hofmann | Management | For | For |
1.5 | Elect David C. Merritt | Management | For | For |
1.6 | Elect W. Benjamin Moreland | Management | For | For |
1.7 | Elect Robert A. Mosbacher, Jr. | Management | For | For |
1.8 | Elect Denise M. O'Leary | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
CARDINAL HEALTH, INC.
Meeting Date: NOV 04, 2015 Record Date: SEP 08, 2015 Meeting Type: ANNUAL |
||||
Ticker: CAH
Security ID: 14149Y108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David J. Anderson | Management | For | For |
2 | Elect Colleen F. Arnold | Management | For | For |
3 | Elect George S. Barrett | Management | For | For |
4 | Elect Carrie S. Cox | Management | For | For |
5 | Elect Calvin Darden | Management | For | For |
6 | Elect Bruce L. Downey | Management | For | For |
7 | Elect Patricia A. Hemingway Hall | Management | For | For |
8 | Elect Clayton M. Jones | Management | For | For |
9 | Elect Gregory B. Kenny | Management | For | For |
10 | Elect Nancy Killefer | Management | For | For |
11 | Elect David P. King | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
CELGENE CORP.
Meeting Date: JUN 15, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL |
||||
Ticker: CELG
Security ID: 151020104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Robert J. Hugin | Management | For | For |
1.02 | Elect Mark J. Alles | Management | For | For |
1.03 | Elect Richard W. Barker | Management | For | For |
1.04 | Elect Michael W. Bonney | Management | For | For |
1.05 | Elect Michael D. Casey | Management | For | For |
1.06 | Elect Carrie S. Cox | Management | For | For |
1.07 | Elect Jacqualyn A. Fouse | Management | For | For |
1.08 | Elect Michael A. Friedman | Management | For | For |
1.09 | Elect Julia A. Haller | Management | For | For |
1.10 | Elect Gilla Kaplan | Management | For | For |
1.11 | Elect James J. Loughlin | Management | For | For |
1.12 | Elect Ernest Mario | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2008 Stock Incentive Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Exclusive Forum Provision | Management | For | For |
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
CHEVRON CORP.
Meeting Date: MAY 25, 2016 Record Date: MAR 30, 2016 Meeting Type: ANNUAL |
||||
Ticker: CVX
Security ID: 166764100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alexander B. Cummings, Jr. | Management | For | For |
2 | Elect Linnet F. Deily | Management | For | For |
3 | Elect Robert E. Denham | Management | For | For |
4 | Elect Alice P. Gast | Management | For | For |
5 | Elect Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Jon M. Huntsman, Jr. | Management | For | For |
7 | Elect Charles W. Moorman, IV | Management | For | For |
8 | Elect John G. Stumpf | Management | For | For |
9 | Elect Ronald D. Sugar | Management | For | For |
10 | Elect Inge G. Thulin | Management | For | For |
11 | Elect John S. Watson | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Amendment to Non-Employee Directors' Equity Compensation and Deferral Plan | Management | For | For |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Climate Change Policy Risk | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Reserve Replacements | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Dividend Policy | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Right to Call a Special meeting | Shareholder | Against | Against |
CONAGRA FOODS, INC.
Meeting Date: SEP 25, 2015 Record Date: JUL 30, 2015 Meeting Type: ANNUAL |
||||
Ticker: CAG
Security ID: 205887102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.3 | Elect Stephen G. Butler | Management | For | For |
1.4 | Elect Sean M. Connolly | Management | For | For |
1.5 | Elect Steven F. Goldstone | Management | For | For |
1.6 | Elect Joie A. Gregor | Management | For | For |
1.7 | Elect Rajive Johri | Management | For | For |
1.8 | Elect William G. Jurgensen | Management | For | For |
1.9 | Elect Richard H. Lenny | Management | For | For |
1.1 | Elect Ruth Ann Marshall | Management | For | For |
1.11 | Elect Timothy R. McLevish | Management | For | For |
1.12 | Elect Andrew J. Schindler | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
CONCHO RESOURCES INC
Meeting Date: JUN 02, 2016 Record Date: APR 04, 2016 Meeting Type: ANNUAL |
||||
Ticker: CXO
Security ID: 20605P101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary A. Merriman | Management | For | For |
1.2 | Elect Ray M. Poage | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
CONSTELLATION BRANDS INC
Meeting Date: JUL 22, 2015 Record Date: MAY 26, 2015 Meeting Type: ANNUAL |
||||
Ticker: STZ
Security ID: 21036P108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jerry Fowden | Management | For | For |
1.2 | Elect Barry A. Fromberg | Management | For | For |
1.3 | Elect Robert L. Hanson | Management | For | For |
1.4 | Elect Ernesto M. Hernandez | Management | For | For |
1.5 | Elect James A. Locke III | Management | For | For |
CUMMINS INC.
Meeting Date: MAY 10, 2016 Record Date: MAR 08, 2016 Meeting Type: ANNUAL |
||||
Ticker: CMI
Security ID: 231021106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect N. Thomas Linebarger | Management | For | For |
2 | Elect Robert J. Bernhard | Management | For | For |
3 | Elect Franklin R. Chang-Diaz | Management | For | For |
4 | Elect Bruno V. Di Leo Allen | Management | For | For |
5 | Elect Stephen B. Dobbs | Management | For | For |
6 | Elect Robert K. Herdman | Management | For | For |
7 | Elect Alexis M. Herman | Management | For | For |
8 | Elect Thomas J. Lynch | Management | For | For |
9 | Elect William I. Miller | Management | For | For |
10 | Elect Georgia R. Nelson | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Adoption of Proxy Access | Management | For | For |
14 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
DANAHER CORP.
Meeting Date: MAY 10, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL |
||||
Ticker: DHR
Security ID: 235851102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Donald J. Ehrlich | Management | For | For |
2 | Elect Linda P. Hefner Filler | Management | For | For |
3 | Elect Thomas P. Joyce, Jr. | Management | For | For |
4 | Elect Teri List-Stoll | Management | For | For |
5 | Elect Walter G. Lohr, Jr. | Management | For | For |
6 | Elect Mitchell P. Rales | Management | For | For |
7 | Elect Steven M. Rales | Management | For | For |
8 | Elect John T. Schwieters | Management | For | For |
9 | Elect Alan G. Spoon | Management | For | For |
10 | Elect Elias A. Zerhouni | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
DIGITAL REALTY TRUST INC
Meeting Date: MAY 10, 2016 Record Date: MAR 17, 2016 Meeting Type: ANNUAL |
||||
Ticker: DLR
Security ID: 253868103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dennis E. Singleton | Management | For | For |
2 | Elect Laurence A. Chapman | Management | For | For |
3 | Elect Kathleen Earley | Management | For | For |
4 | Elect Kevin J. Kennedy | Management | For | For |
5 | Elect William G. LaPerch | Management | For | For |
6 | Elect A. William Stein | Management | For | For |
7 | Elect Robert H. Zerbst | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
DOLLAR GENERAL CORP.
Meeting Date: MAY 25, 2016 Record Date: MAR 17, 2016 Meeting Type: ANNUAL |
||||
Ticker: DG
Security ID: 256677105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Warren F. Bryant | Management | For | For |
2 | Elect Michael M. Calbert | Management | For | For |
3 | Elect Sandra B. Cochran | Management | For | For |
4 | Elect Patricia Fili-Krushel | Management | For | For |
5 | Elect Paula A. Price | Management | For | For |
6 | Elect William C. Rhodes III | Management | For | For |
7 | Elect David B. Rickard | Management | For | For |
8 | Elect Todd J. Vasos | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
DOMINION RESOURCES INC
Meeting Date: MAY 11, 2016 Record Date: MAR 04, 2016 Meeting Type: ANNUAL |
||||
Ticker: D
Security ID: 25746U109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William P. Barr | Management | For | For |
2 | Elect Helen E. Dragas | Management | For | For |
3 | Elect James O. Ellis, Jr. | Management | For | For |
4 | Elect Thomas F. Farrell II | Management | For | For |
5 | Elect John W. Harris | Management | For | For |
6 | Elect Mark J. Kington | Management | For | For |
7 | Elect Pamela L. Royal | Management | For | For |
8 | Elect Robert H. Spilman, Jr. | Management | For | For |
9 | Elect Michael E. Szymanczyk | Management | For | For |
10 | Elect David A. Wollard | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Financial Analysis of North Ana 3 Construction | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Climate Change Expertise on Board | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Financial Risks of Climate Change | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | Shareholder | Against | Against |
DOW CHEMICAL CO.
Meeting Date: MAY 12, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL |
||||
Ticker: DOW
Security ID: 260543103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ajay Banga | Management | For | For |
2 | Elect Jacqueline K. Barton | Management | For | For |
3 | Elect James A. Bell | Management | For | For |
4 | Elect Richard K. Davis | Management | For | For |
5 | Elect Jeff M. Fettig | Management | For | For |
6 | Elect Andrew N. Liveris | Management | For | For |
7 | Elect Mark Loughridge | Management | For | For |
8 | Elect Raymond J. Milchovich | Management | For | For |
9 | Elect Robert S. Miller | Management | For | For |
10 | Elect Paul Polman | Management | For | For |
11 | Elect Dennis H. Reilley | Management | For | For |
12 | Elect James M. Ringler | Management | For | For |
13 | Elect Ruth G. Shaw | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
EXXON MOBIL CORP.
Meeting Date: MAY 25, 2016 Record Date: APR 06, 2016 Meeting Type: ANNUAL |
||||
Ticker: XOM
Security ID: 30231G102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Michael J. Boskin | Management | For | For |
1.02 | Elect Peter Brabeck-Letmathe | Management | For | For |
1.03 | Elect Angela F. Braly | Management | For | For |
1.04 | Elect Ursula M. Burns | Management | For | For |
1.05 | Elect Larry R. Faulkner | Management | For | For |
1.06 | Elect Jay S. Fishman | Management | For | For |
1.07 | Elect Henrietta H. Fore | Management | For | For |
1.08 | Elect Kenneth C. Frazier | Management | For | For |
1.09 | Elect Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Samuel J. Palmisano | Management | For | For |
1.11 | Elect Steven S Reinemund | Management | For | For |
1.12 | Elect Rex W. Tillerson | Management | For | For |
1.13 | Elect William C. Weldon | Management | For | For |
1.14 | Elect Darren W. Woods | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Sale of Company | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Dividend Policy | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Climate Change Policy Risk | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Report on Reserve Replacements | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against |
FACEBOOK INC
Meeting Date: JUN 20, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: FB
Security ID: 30303M102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Marc L. Andreessen | Management | For | For |
1.2 | Elect Erskine B. Bowles | Management | For | For |
1.3 | Elect Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Reed Hastings | Management | For | For |
1.5 | Elect Jan Koum | Management | For | For |
1.6 | Elect Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Peter A. Thiel | Management | For | For |
1.8 | Elect Mark Zuckerberg | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of 2013 Grants to Non-Employee Directors | Management | For | For |
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Management | For | For |
6 | Annual Compensation Program for Non-Employee Directors | Management | For | For |
7 | Approve Establishment of Class C Stock and Associated Rights | Management | For | Against |
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Management | For | For |
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Management | For | For |
10 | Provide for Conversion Events of Class B Stock | Management | For | For |
11 | Amendment to the 2012 Equity Incentive Plan | Management | For | Against |
12 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
13 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
GENERAL ELECTRIC CO.
Meeting Date: APR 27, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: GE
Security ID: 369604103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sebastien Bazin | Management | For | For |
2 | Elect W. Geoffrey Beattie | Management | For | For |
3 | Elect John J. Brennan | Management | For | For |
4 | Elect Francisco D'Souza | Management | For | For |
5 | Elect Marijn E. Dekkers | Management | For | For |
6 | Elect Peter B. Henry | Management | For | For |
7 | Elect Susan Hockfield | Management | For | For |
8 | Elect Jeffrey R. Immelt | Management | For | For |
9 | Elect Andrea Jung | Management | For | For |
10 | Elect Robert W. Lane | Management | For | For |
11 | Elect Rochelle B. Lazarus | Management | For | For |
12 | Elect Lowell C. McAdam | Management | For | For |
13 | Elect James J. Mulva | Management | For | For |
14 | Elect James E. Rohr | Management | For | For |
15 | Elect Mary L. Schapiro | Management | For | For |
16 | Elect James S. Tisch | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Ratification of Auditor | Management | For | For |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Human Rights Review | Shareholder | Against | Against |
GILEAD SCIENCES, INC.
Meeting Date: MAY 11, 2016 Record Date: MAR 16, 2016 Meeting Type: ANNUAL |
||||
Ticker: GILD
Security ID: 375558103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John F. Cogan | Management | For | For |
2 | Elect Kevin E. Lofton | Management | For | For |
3 | Elect John W. Madigan | Management | For | For |
4 | Elect John C. Martin | Management | For | For |
5 | Elect John F. Milligan | Management | For | For |
6 | Elect Nicholas G. Moore | Management | For | For |
7 | Elect Richard J. Whitley | Management | For | For |
8 | Elect Gayle E. Wilson | Management | For | For |
9 | Elect Per Wold-Olsen | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Amendment to the Code Section 162(m) Bonus Plan | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
HOLLYFRONTIER CORP
Meeting Date: MAY 11, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL |
||||
Ticker: HFC
Security ID: 436106108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Douglas Y. Bech | Management | For | For |
2 | Elect George Damiris | Management | For | For |
3 | Elect Leldon E. Echols | Management | For | For |
4 | Elect R. Kevin Hardage | Management | For | For |
5 | Elect Michael C. Jennings | Management | For | For |
6 | Elect Robert J. Kostelnik | Management | For | For |
7 | Elect James H. Lee | Management | For | For |
8 | Elect Franklin Myers | Management | For | For |
9 | Elect Michael E. Rose | Management | For | For |
10 | Elect Tommy A. Valenta | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Amendment to the Long-Term Incentive Plan | Management | For | For |
14 | Approval of the Material Terms of the Long-Term Incentive Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC.
Meeting Date: APR 25, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL |
||||
Ticker: HON
Security ID: 438516106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William S. Ayer | Management | For | For |
2 | Elect Kevin Burke | Management | For | For |
3 | Elect Jaime Chico Pardo | Management | For | For |
4 | Elect David M. Cote | Management | For | For |
5 | Elect D. Scott Davis | Management | For | For |
6 | Elect Linnet F. Deily | Management | For | For |
7 | Elect Judd Gregg | Management | For | For |
8 | Elect Clive Hollick | Management | For | For |
9 | Elect Grace D. Lieblein | Management | For | For |
10 | Elect George Paz | Management | For | For |
11 | Elect Bradley T. Sheares | Management | For | For |
12 | Elect Robin L. Washington | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | 2016 Stock Incentive Plan | Management | For | For |
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Management | For | For |
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
HUMANA INC.
Meeting Date: APR 21, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: HUM
Security ID: 444859102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kurt J. Hilzinger | Management | For | For |
2 | Elect Bruce D. Broussard | Management | For | For |
3 | Elect Frank A. D'Amelio | Management | For | For |
4 | Elect W. Roy Dunbar | Management | For | For |
5 | Elect David A. Jones Jr. | Management | For | For |
6 | Elect William J. McDonald | Management | For | For |
7 | Elect William E. Mitchell | Management | For | For |
8 | Elect David B. Nash | Management | For | For |
9 | Elect James J. O'Brien | Management | For | For |
10 | Elect Marissa T. Peterson | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
INTEL CORP.
Meeting Date: MAY 19, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL |
||||
Ticker: INTC
Security ID: 458140100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charlene Barshefsky | Management | For | For |
2 | Elect Aneel Bhusri | Management | For | For |
3 | Elect Andy D. Bryant | Management | For | For |
4 | Elect John J. Donahoe | Management | For | For |
5 | Elect Reed E. Hundt | Management | For | For |
6 | Elect Brian M. Krzanich | Management | For | For |
7 | Elect James D. Plummer | Management | For | For |
8 | Elect David S. Pottruck | Management | For | For |
9 | Elect Frank D. Yeary | Management | For | For |
10 | Elect David B. Yoffie | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
15 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
INTERCONTINENTAL EXCHANGE INC
Meeting Date: MAY 13, 2016 Record Date: MAR 15, 2016 Meeting Type: ANNUAL |
||||
Ticker: ICE
Security ID: 45866F104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charles R. Crisp | Management | For | For |
2 | Elect Jean-Marc Forneri | Management | For | For |
3 | Elect Lord Hague of Richmond | Management | For | For |
4 | Elect Fred W. Hatfield | Management | For | For |
5 | Elect Frederic V. Salerno | Management | For | For |
6 | Elect Jeffrey C. Sprecher | Management | For | For |
7 | Elect Judith A. Sprieser | Management | For | For |
8 | Elect Vincent Tese | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
INTERNATIONAL BUSINESS MACHINES CORP.
Meeting Date: APR 26, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL |
||||
Ticker: IBM
Security ID: 459200101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kenneth I. Chenault | Management | For | For |
2 | Elect Michael L. Eskew | Management | For | For |
3 | Elect David N. Farr | Management | For | For |
4 | Elect Mark Fields | Management | For | For |
5 | Elect Alex Gorsky | Management | For | For |
6 | Elect Shirley Ann Jackson | Management | For | For |
7 | Elect Andrew N. Liveris | Management | For | For |
8 | Elect W. James McNerney, Jr. | Management | For | For |
9 | Elect Hutham S. Olayan | Management | For | For |
10 | Elect James W. Owens | Management | For | For |
11 | Elect Virginia M. Rometty | Management | For | For |
12 | Elect Joan E. Spero | Management | For | For |
13 | Elect Sidney Taurel | Management | For | For |
14 | Elect Peter R. Voser | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | Against |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
INVESCO LTD
Meeting Date: MAY 12, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL |
||||
Ticker: IVZ
Security ID: G491BT108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph R. Canion | Management | For | For |
2 | Elect Martin L. Flanagan | Management | For | For |
3 | Elect C. Robert Henrikson | Management | For | For |
4 | Elect Ben F. Johnson III | Management | For | For |
5 | Elect Edward P. Lawrence | Management | For | For |
6 | Elect Sir Nigel Sheinwald | Management | For | For |
7 | Elect Phoebe A. Wood | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | Against |
9 | 2016 Global Equity Incentive Plan | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
JOHNSON & JOHNSON
Meeting Date: APR 28, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL |
||||
Ticker: JNJ
Security ID: 478160104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mary C. Beckerle | Management | For | For |
2 | Elect D. Scott Davis | Management | For | For |
3 | Elect Ian E.L. Davis | Management | For | For |
4 | Elect Alex Gorsky | Management | For | For |
5 | Elect Susan L. Lindquist | Management | For | For |
6 | Elect Mark B. McClellan | Management | For | For |
7 | Elect Anne M. Mulcahy | Management | For | For |
8 | Elect William D. Perez | Management | For | For |
9 | Elect Charles Prince | Management | For | For |
10 | Elect A. Eugene Washington | Management | For | For |
11 | Elect Ronald A. Williams | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | Shareholder | Against | Against |
JPMORGAN CHASE & CO.
Meeting Date: MAY 17, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL |
||||
Ticker: JPM
Security ID: 46625H100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda B. Bammann | Management | For | For |
2 | Elect James A. Bell | Management | For | For |
3 | Elect Crandall C. Bowles | Management | For | For |
4 | Elect Stephen B. Burke | Management | For | For |
5 | Elect James S. Crown | Management | For | For |
6 | Elect James Dimon | Management | For | For |
7 | Elect Timothy P. Flynn | Management | For | For |
8 | Elect Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Michael A. Neal | Management | For | For |
10 | Elect Lee R. Raymond | Management | For | For |
11 | Elect William C. Weldon | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | Shareholder | Against | Against |
KROGER CO.
Meeting Date: JUN 23, 2016 Record Date: APR 27, 2016 Meeting Type: ANNUAL |
||||
Ticker: KR
Security ID: 501044101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nora. A. Aufreiter | Management | For | For |
2 | Elect Robert D. Beyer | Management | For | For |
3 | Elect Anne Gates | Management | For | For |
4 | Elect Susan J. Kropf | Management | For | For |
5 | Elect W. Rodney McMullen | Management | For | For |
6 | Elect Jorge P. Montoya | Management | For | For |
7 | Elect Clyde R. Moore | Management | For | For |
8 | Elect Susan M. Phillips | Management | For | For |
9 | Elect James A. Runde | Management | For | For |
10 | Elect Ronald L. Sargent | Management | For | For |
11 | Elect Bobby S. Shackouls | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Human Rights Report | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | Shareholder | Against | Against |
LILLY(ELI) & CO
Meeting Date: MAY 02, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL |
||||
Ticker: LLY
Security ID: 532457108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ralph Alvarez | Management | For | For |
2 | Elect R. David Hoover | Management | For | For |
3 | Elect Juan R. Luciano | Management | For | For |
4 | Elect Franklyn G. Prendergast | Management | For | For |
5 | Elect Kathi P. Seifert | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Against |
LUXOTTICA GROUP.
Meeting Date: APR 29, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL |
||||
Ticker: LUX
Security ID: 55068R202 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Allocation of Profits/Dividends | Management | For | For |
2 | Authority to Repurchase and Reissue Shares | Management | For | For |
3 | Remuneration Report | Management | For | For |
4 | Elect Francesco Milleri | Management | For | For |
5 | Amendments to Articles | Management | For | For |
MACY'S INC
Meeting Date: MAY 20, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL |
||||
Ticker: M
Security ID: 55616P104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Francis S. Blake | Management | For | For |
2 | Elect Stephen F. Bollenbach | Management | For | For |
3 | Elect John A. Bryant | Management | For | For |
4 | Elect Deirdre P. Connelly | Management | For | For |
5 | Elect Leslie D. Hale | Management | For | For |
6 | Elect William H. Lenehan | Management | For | For |
7 | Elect Sara L. Levinson | Management | For | For |
8 | Elect Terry J. Lundgren | Management | For | For |
9 | Elect Joyce M. Roche | Management | For | For |
10 | Elect Paul C. Varga | Management | For | For |
11 | Elect Craig E. Weatherup | Management | For | For |
12 | Elect Marna C. Whittington | Management | For | For |
13 | Elect Annie A. Young-Scrivner | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
MARATHON PETROLEUM CORP
Meeting Date: APR 27, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: MPC
Security ID: 56585A102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect B. Evan Bayh III | Management | For | For |
1.2 | Elect Charles E. Bunch | Management | For | For |
1.3 | Elect Frank M Semple | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Safety and Environmental Incidents | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
MARKEL CORP
Meeting Date: MAY 16, 2016 Record Date: MAR 08, 2016 Meeting Type: ANNUAL |
||||
Ticker: MKL
Security ID: 570535104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect J. Alfred Broaddus, Jr. | Management | For | For |
2 | Elect K. Bruce Connell | Management | For | For |
3 | Elect Douglas C. Eby | Management | For | For |
4 | Elect Stewart M. Kasen | Management | For | For |
5 | Elect Alan I. Kirshner | Management | For | For |
6 | Elect Lemuel E. Lewis | Management | For | For |
7 | Elect Anthony F. Markel | Management | For | For |
8 | Elect Steven A. Markel | Management | For | For |
9 | Elect Darrell D. Martin | Management | For | For |
10 | Elect Michael O'Reilly | Management | For | For |
11 | Elect Michael J. Schewel | Management | For | For |
12 | Elect Jay M. Weinberg | Management | For | For |
13 | Elect Debora J. Wilson | Management | For | For |
14 | Approval of the 2016 Equity Incentive Compensation Plan | Management | For | For |
15 | Approval of the 2016 Employee Stock Purchase and Bonus Plan | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
MARRIOTT INTERNATIONAL, INC.
Meeting Date: MAY 06, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL |
||||
Ticker: MAR
Security ID: 571903202 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect J.W. Marriott, Jr. | Management | For | For |
2 | Elect Mary K. Bush | Management | For | For |
3 | Elect Deborah Marriott Harrison | Management | For | For |
4 | Elect Frederick A. Henderson | Management | For | For |
5 | Elect Lawrence W. Kellner | Management | For | For |
6 | Elect Debra L. Lee | Management | For | For |
7 | Elect George Munoz | Management | For | For |
8 | Elect Steven S. Reinemund | Management | For | For |
9 | Elect W. Mitt Romney | Management | For | For |
10 | Elect Arne M. Sorenson | Management | For | For |
11 | Elect Susan C. Schwab | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
MARSH & MCLENNAN COS., INC.
Meeting Date: MAY 19, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL |
||||
Ticker: MMC
Security ID: 571748102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Oscar Fanjul Martin | Management | For | For |
2 | Elect Daniel S. Glaser | Management | For | For |
3 | Elect H. Edward Hanway | Management | For | For |
4 | Elect Elaine La Roche | Management | For | For |
5 | Elect Maria Silvia Bastos Marques | Management | For | For |
6 | Elect Steven A. Mills | Management | For | For |
7 | Elect Bruce P. Nolop | Management | For | For |
8 | Elect Marc D. Oken | Management | For | For |
9 | Elect Morton O. Schapiro | Management | For | For |
10 | Elect Lloyd M. Yates | Management | For | For |
11 | Elect R. David Yost | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
MASTERCARD INC
Meeting Date: JUN 28, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: MA
Security ID: 57636Q104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Haythornthwaite | Management | For | For |
2 | Elect Ajay Banga | Management | For | For |
3 | Elect Silvio Barzi | Management | For | For |
4 | Elect David R. Carlucci | Management | For | For |
5 | Elect Steven J. Freiberg | Management | For | For |
6 | Elect Julius Genachowski | Management | For | For |
7 | Elect Merit E. Janow | Management | For | For |
8 | Elect Nancy J. Karch | Management | For | For |
9 | Elect Oki Matsumoto | Management | For | For |
10 | Elect Rima Qureshi | Management | For | For |
11 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
12 | Elect Jackson P. Tai | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
MCDONALD'S CORP
Meeting Date: MAY 26, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL |
||||
Ticker: MCD
Security ID: 580135101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd H. Dean | Management | For | For |
2 | Elect Stephen J. Easterbrook | Management | For | For |
3 | Elect Robert A. Eckert | Management | For | For |
4 | Elect Margaret H. Georgiadis | Management | For | For |
5 | Elect Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Jeanne P. Jackson | Management | For | For |
7 | Elect Richard H. Lenny | Management | For | For |
8 | Elect Walter E. Massey | Management | For | For |
9 | Elect John Mulligan | Management | For | For |
10 | Elect Sheila A. Penrose | Management | For | For |
11 | Elect John W. Rogers, Jr. | Management | For | For |
12 | Elect Miles D. White | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Use of Antibiotics | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Report of Values in Political Spending (1) | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Report of Values in Political Spending (2) | Shareholder | Against | Against |
MORGAN STANLEY
Meeting Date: MAY 17, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL |
||||
Ticker: MPQ
Security ID: 617446448 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Erskine B. Bowles | Management | For | For |
2 | Elect Alistair Darling | Management | For | For |
3 | Elect Thomas H. Glocer | Management | For | For |
4 | Elect James P. Gorman | Management | For | For |
5 | Elect Robert H. Herz | Management | For | For |
6 | Elect Nobuyuki Hirano | Management | For | For |
7 | Elect Klaus Kleinfeld | Management | For | For |
8 | Elect Jami Miscik | Management | For | For |
9 | Elect Donald T. Nicolaisen | Management | For | For |
10 | Elect Hutham S. Olayan | Management | For | For |
11 | Elect James W. Owens | Management | For | For |
12 | Elect Ryosuke Tamakoshi | Management | For | For |
13 | Elect Perry M. Traquina | Management | For | For |
14 | Elect Rayford Wilkins, Jr. | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Amendment to 2007 Equity Incentive Compensation Plan | Management | For | For |
18 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
NETFLIX INC
Meeting Date: JUN 09, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL |
||||
Ticker: NFLX
Security ID: 64110L106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Timothy M. Haley | Management | For | For |
1.2 | Elect Leslie Kilgore | Management | For | For |
1.3 | Elect Ann Mather | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
5 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | Against |
NIKE, INC.
Meeting Date: SEP 17, 2015 Record Date: JUL 20, 2015 Meeting Type: ANNUAL |
||||
Ticker: NKE
Security ID: 654106103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect John C. Lechleiter | Management | For | For |
1.3 | Elect Michelle Peluso | Management | For | For |
1.4 | Elect Phyllis M. Wise | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Increase of Authorized Common Stock | Management | For | For |
4 | Re-approval of the Executive Performance Sharing Plan | Management | For | For |
5 | Amendment to the Stock Incentive Plan | Management | For | For |
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
7 | Ratification of Auditor | Management | For | For |
O'REILLY AUTOMOTIVE, INC.
Meeting Date: MAY 03, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: ORLY
Security ID: 67103H107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David E. O'Reilly | Management | For | For |
2 | Elect Charles H. O'Reilly, Jr. | Management | For | For |
3 | Elect Larry P. O'Reilly | Management | For | For |
4 | Elect Rosalie O'Reilly-Wooten | Management | For | For |
5 | Elect Jay D. Burchfield | Management | For | For |
6 | Elect Thomas T. Hendrickson | Management | For | For |
7 | Elect Paul R. Lederer | Management | For | For |
8 | Elect John Murphy | Management | For | For |
9 | Elect Ronald Rashkow | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
PARKER-HANNIFIN CORP.
Meeting Date: OCT 28, 2015 Record Date: AUG 31, 2015 Meeting Type: ANNUAL |
||||
Ticker: PH
Security ID: 701094104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lee C. Banks | Management | For | For |
1.2 | Elect Robert G. Bohn | Management | For | For |
1.3 | Elect Linda S. Harty | Management | For | For |
1.4 | Elect William E. Kassling | Management | For | For |
1.5 | Elect Robert J. Kohlhepp | Management | For | For |
1.6 | Elect Kevin A. Lobo | Management | For | For |
1.7 | Elect Klaus-Peter Muller | Management | For | For |
1.8 | Elect Candy M. Obourn | Management | For | For |
1.9 | Elect Joseph M. Scaminace | Management | For | For |
1.10 | Elect Wolfgang R. Schmitt | Management | For | For |
1.11 | Elect Ake Svensson | Management | For | For |
1.12 | Elect James L. Wainscott | Management | For | For |
1.13 | Elect Donald E. Washkewicz | Management | For | For |
1.14 | Elect Thomas L. Williams | Management | For | For |
2 | Adoption of Majority Vote for Election of Directors | Management | For | For |
3 | Elimination of Cumulative Voting | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | 2015 Performance Bonus Plan | Management | For | For |
PAYCHEX INC.
Meeting Date: OCT 14, 2015 Record Date: AUG 17, 2015 Meeting Type: ANNUAL |
||||
Ticker: PAYX
Security ID: 704326107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect B. Thomas Golisano | Management | For | For |
2 | Elect Joseph G. Doody | Management | For | For |
3 | Elect David J. S. Flaschen | Management | For | For |
4 | Elect Phillip Horsley | Management | For | For |
5 | Elect Grant M. Inman | Management | For | For |
6 | Elect Pamela A. Joseph | Management | For | For |
7 | Elect Martin Mucci | Management | For | For |
8 | Elect Joseph M. Tucci | Management | For | For |
9 | Elect Joseph M. Velli | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Amendment to the 2002 Stock Incentive Plan | Management | For | For |
12 | 2015 Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
PRICELINE GROUP INC
Meeting Date: JUN 02, 2016 Record Date: APR 07, 2016 Meeting Type: ANNUAL |
||||
Ticker: PCLN
Security ID: 741503403 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Timothy M. Armstrong | Management | For | For |
1.02 | Elect Jeffrey H. Boyd | Management | For | For |
1.03 | Elect Jan L. Docter | Management | For | For |
1.04 | Elect Jeffrey E. Epstein | Management | For | For |
1.05 | Elect James M. Guyette | Management | For | For |
1.06 | Elect Charles H. Noski | Management | For | For |
1.07 | Elect Nancy B. Peretsman | Management | For | For |
1.08 | Elect Thomas E. Rothman | Management | For | For |
1.09 | Elect Craig W. Rydin | Management | For | For |
1.10 | Elect Lynn M. Vojvodich | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
PUBLIC STORAGE
Meeting Date: APR 25, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL |
||||
Ticker: PSA
Security ID: 74460D109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ronald L. Havner, Jr. | Management | For | For |
2 | Elect Tamara Hughes Gustavson | Management | For | Against |
3 | Elect Uri P. Harkham | Management | For | For |
4 | Elect B. Wayne Hughes, Jr. | Management | For | For |
5 | Elect Avedick B. Poladian | Management | For | For |
6 | Elect Gary E. Pruitt | Management | For | For |
7 | Elect Ronald P. Spogli | Management | For | For |
8 | Elect Daniel C. Staton | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Approval of 2016 Equity and Performance-Based Incentive Compensation Plan | Management | For | For |
REYNOLDS AMERICAN INC.
Meeting Date: MAY 05, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL |
||||
Ticker: RAI
Security ID: 761713106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan M. Cameron | Management | For | For |
2 | Elect Martin D. Feinstein | Management | For | For |
3 | Elect Murray S. Kessler | Management | For | For |
4 | Elect Lionel L. Nowell III | Management | For | For |
5 | Elect Ricardo Oberlander | Management | For | For |
6 | Elect Jerome Abelman | Management | For | For |
7 | Elect Robert E. Lerwill | Management | For | For |
8 | AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | For |
9 | Increase of Authorized Shares of Common Stock | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | Against |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | Shareholder | Against | Against |
SALESFORCE.COM INC
Meeting Date: JUN 02, 2016 Record Date: APR 07, 2016 Meeting Type: ANNUAL |
||||
Ticker: CRM
Security ID: 79466L302 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc R. Benioff | Management | For | For |
2 | Elect Keith G. Block | Management | For | For |
3 | Elect Craig A. Conway | Management | For | Against |
4 | Elect Alan G. Hassenfeld | Management | For | For |
5 | Elect Neelie Kroes | Management | For | For |
6 | Elect Colin L. Powell | Management | For | For |
7 | Elect Sanford R. Robertson | Management | For | For |
8 | Elect John V. Roos | Management | For | For |
9 | Elect Lawrence J. Tomlinson | Management | For | For |
10 | Elect Robin L. Washington | Management | For | For |
11 | Elect Maynard G. Webb | Management | For | For |
12 | Elect Susan D. Wojcicki | Management | For | For |
13 | Certificate Amendment Regarding Removal of Directors Without Cause | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Equity Retention | Shareholder | Against | Against |
SHIRE PLC
Meeting Date: APR 28, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL |
||||
Ticker: SHPG
Security ID: 82481R106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Dominic Blakemore | Management | For | For |
4 | Elect Olivier Bohuon | Management | For | For |
5 | Elect William M. Burns | Management | For | For |
6 | Elect Steven Gillis | Management | For | For |
7 | Elect David Ginsburg | Management | For | For |
8 | Elect Susan Kilsby | Management | For | For |
9 | Elect Sara Mathew | Management | For | For |
10 | Elect Anne Minto | Management | For | For |
11 | Elect Flemming Ornskov | Management | For | For |
12 | Elect Jeffrey Poulton | Management | For | For |
13 | Appointment of Auditor | Management | For | For |
14 | Authority to Set Auditor's Fees | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
17 | Authority to Repurchase Shares | Management | For | For |
18 | Increase in Authorised Capital | Management | For | For |
19 | Amendments to Articles | Management | For | For |
20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
SHIRE PLC
Meeting Date: MAY 27, 2016 Record Date: APR 21, 2016 Meeting Type: ANNUAL |
||||
Ticker: SHPG
Security ID: 82481R106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
3 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
4 | Authority to Repurchase Shares | Management | For | For |
STANLEY BLACK & DECKER INC
Meeting Date: APR 20, 2016 Record Date: FEB 19, 2016 Meeting Type: ANNUAL |
||||
Ticker: SWK
Security ID: 854502101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Andrea J. Ayers | Management | For | For |
1.02 | Elect George W. Buckley | Management | For | For |
1.03 | Elect Patrick D. Campbell | Management | For | For |
1.04 | Elect Carlos M. Cardoso | Management | For | For |
1.05 | Elect Robert B. Coutts | Management | For | For |
1.06 | Elect Debra A. Crew | Management | For | For |
1.07 | Elect Michael D. Hankin | Management | For | For |
1.08 | Elect Anthony Luiso | Management | For | For |
1.09 | Elect John F. Lundgren | Management | For | For |
1.10 | Elect Marianne M. Parrs | Management | For | For |
1.11 | Elect Robert L. Ryan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | Shareholder | Against | Against |
TARGET CORP
Meeting Date: JUN 08, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL |
||||
Ticker: TGT
Security ID: 87612E106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Roxanne S. Austin | Management | For | For |
2 | Elect Douglas M. Baker, Jr. | Management | For | For |
3 | Elect Brian C. Cornell | Management | For | For |
4 | Elect Calvin Darden | Management | For | For |
5 | Elect Henrique De Castro | Management | For | For |
6 | Elect Robert L. Edwards | Management | For | For |
7 | Elect Melanie L. Healey | Management | For | For |
8 | Elect Donald R. Knauss | Management | For | For |
9 | Elect Monica C. Lozano | Management | For | For |
10 | Elect Mary E. Minnick | Management | For | For |
11 | Elect Anne M. Mulcahy | Management | For | For |
12 | Elect Derica W. Rice | Management | For | For |
13 | Elect Kenneth L. Salazar | Management | For | For |
14 | Elect John G. Stumpf | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Against |
TESORO CORP.
Meeting Date: MAY 03, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL |
||||
Ticker: TSO
Security ID: 881609101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rodney F. Chase | Management | For | For |
2 | Elect Edward G. Galante | Management | For | For |
3 | Elect Gregory J. Goff | Management | For | For |
4 | Elect Robert W. Goldman | Management | For | For |
5 | Elect David Lilley | Management | For | For |
6 | Elect Mary Pat McCarthy | Management | For | For |
7 | Elect Jim W. Nokes | Management | For | For |
8 | Elect Susan Tomasky | Management | For | For |
9 | Elect Michael E. Wiley | Management | For | For |
10 | Elect Patrick Y. Yang | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 18, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL |
||||
Ticker: TMO
Security ID: 883556102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc N. Casper | Management | For | For |
2 | Elect Nelson J. Chai | Management | For | For |
3 | Elect C. Martin Harris | Management | For | For |
4 | Elect Tyler Jacks | Management | For | For |
5 | Elect Judy C. Lewent | Management | For | For |
6 | Elect Thomas J. Lynch | Management | For | For |
7 | Elect Jim P. Manzi | Management | For | For |
8 | Elect William G. Parrett | Management | For | For |
9 | Elect Scott M. Sperling | Management | For | For |
10 | Elect Elaine S. Ullian | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
TJX COMPANIES, INC.
Meeting Date: JUN 07, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL |
||||
Ticker: TJX
Security ID: 872540109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zein Abdalla | Management | For | For |
2 | Elect Jose B. Alvarez | Management | For | For |
3 | Elect Alan M. Bennett | Management | For | For |
4 | Elect David T. Ching | Management | For | For |
5 | Elect Ernie Herrman | Management | For | For |
6 | Elect Michael F. Hines | Management | For | For |
7 | Elect Amy B. Lane | Management | For | For |
8 | Elect Carol Meyrowitz | Management | For | For |
9 | Elect John F. O'Brien | Management | For | For |
10 | Elect Willow B. Shire | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | Shareholder | Against | Against |
UNDER ARMOUR INC
Meeting Date: APR 28, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL |
||||
Ticker: UA
Security ID: 904311107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Kevin A. Plank | Management | For | For |
1.02 | Elect Byron K. Adams, Jr. | Management | For | For |
1.03 | Elect George W. Bodenheimer | Management | For | For |
1.04 | Elect Douglas E. Coltharp | Management | For | For |
1.05 | Elect Anthony W. Deering | Management | For | For |
1.06 | Elect Karen W. Katz | Management | For | For |
1.07 | Elect Alvin B. Krongard | Management | For | For |
1.08 | Elect William R. McDermott | Management | For | For |
1.09 | Elect Eric T. Olson | Management | For | For |
1.10 | Elect Harvey L. Sanders | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
UNITEDHEALTH GROUP INC
Meeting Date: JUN 06, 2016 Record Date: APR 08, 2016 Meeting Type: ANNUAL |
||||
Ticker: UNH
Security ID: 91324P102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Ballard, Jr. | Management | For | For |
2 | Elect Edson Bueno | Management | For | For |
3 | Elect Richard T. Burke | Management | For | For |
4 | Elect Robert J. Darretta | Management | For | For |
5 | Elect Stephen J. Hemsley | Management | For | For |
6 | Elect Michele J. Hooper | Management | For | For |
7 | Elect Rodger A. Lawson | Management | For | For |
8 | Elect Glenn M. Renwick | Management | For | For |
9 | Elect Kenneth I. Shine | Management | For | For |
10 | Elect Gail R. Wilensky | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
WELLS FARGO & CO.
Meeting Date: APR 26, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL |
||||
Ticker: WFC
Security ID: 949746101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John D. Baker II | Management | For | For |
2 | Elect Elaine L. Chao | Management | For | For |
3 | Elect John S. Chen | Management | For | For |
4 | Elect Lloyd H. Dean | Management | For | For |
5 | Elect Elizabeth A. Duke | Management | For | For |
6 | Elect Susan E. Engel | Management | For | For |
7 | Elect Enrique Hernandez, Jr. | Management | For | For |
8 | Elect Donald M. James | Management | For | For |
9 | Elect Cynthia H. Milligan | Management | For | For |
10 | Elect Federico F. Pena | Management | For | For |
11 | Elect James H. Quigley | Management | For | For |
12 | Elect Stephen W. Sanger | Management | For | For |
13 | Elect John G. Stumpf | Management | For | For |
14 | Elect Susan G. Swenson | Management | For | For |
15 | Elect Suzanne M. Vautrinot | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
WELLTOWER INC
Meeting Date: MAY 05, 2016 Record Date: MAR 08, 2016 Meeting Type: ANNUAL |
||||
Ticker: HCN
Security ID: 95040Q104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kenneth J. Bacon | Management | For | For |
2 | Elect Thomas J. DeRosa | Management | For | For |
3 | Elect Jeffrey H. Donahue | Management | For | For |
4 | Elect Fred S. Klipsch | Management | For | For |
5 | Elect Geoffrey G. Meyers | Management | For | For |
6 | Elect Timothy J. Naughton | Management | For | For |
7 | Elect Sharon M. Oster | Management | For | For |
8 | Elect Judith C. Pelham | Management | For | For |
9 | Elect Sergio D. Rivera | Management | For | For |
10 | Elect R. Scott Trumbull | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Approval of 2016 Long Term Incentive Plan | Management | For | For |
Prudential Jennison Rising Dividend Fund - Sub-Adviser: Jennison
ABBOTT LABORATORIES
Meeting Date: APR 29, 2016 Record Date: MAR 02, 2016 Meeting Type: ANNUAL |
||||
Ticker: ABT
Security ID: 002824100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Robert J. Alpern | Management | For | For |
1.02 | Elect Roxanne S. Austin | Management | For | For |
1.03 | Elect Sally E. Blount | Management | For | For |
1.04 | Elect W. James Farrell | Management | For | For |
1.05 | Elect Edward M. Liddy | Management | For | For |
1.06 | Elect Nancy McKinstry | Management | For | For |
1.07 | Elect Phebe N. Novakovic | Management | For | For |
1.08 | Elect William A. Osborn | Management | For | For |
1.09 | Elect Samuel C. Scott III | Management | For | For |
1.10 | Elect Glenn F. Tilton | Management | For | For |
1.11 | Elect Miles D. White | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
ALTRIA GROUP INC.
Meeting Date: MAY 19, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL |
||||
Ticker: MO
Security ID: 02209S103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerald L. Baliles | Management | For | For |
2 | Elect Martin J. Barrington | Management | For | For |
3 | Elect John T. Casteen III | Management | For | For |
4 | Elect Dinyar S. Devitre | Management | For | For |
5 | Elect Thomas F. Farrell II | Management | For | For |
6 | Elect Thomas W. Jones | Management | For | For |
7 | Elect Debra J. Kelly-Ennis | Management | For | For |
8 | Elect W. Leo Kiely III | Management | For | For |
9 | Elect Kathryn B. McQuade | Management | For | For |
10 | Elect George Munoz | Management | For | For |
11 | Elect Nabil Y. Sakkab | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder proposal regarding report on tobacco ingredients | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | Shareholder | Against | Against |
AMERICAN INTERNATIONAL GROUP INC
Meeting Date: MAY 11, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL |
||||
Ticker: AIG
Security ID: 026874784 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect W. Don Cornwell | Management | For | For |
2 | Elect Peter R. Fisher | Management | For | For |
3 | Elect John Fitzpatrick | Management | For | For |
4 | Elect Peter D. Hancock | Management | For | For |
5 | Elect William G. Jurgensen | Management | For | For |
6 | Elect Christopher S. Lynch | Management | For | For |
7 | Elect Samuel J. Merksamer | Management | For | For |
8 | Elect George L. Miles, Jr. | Management | For | For |
9 | Elect Henry S. Miller | Management | For | For |
10 | Elect Robert S. Miller | Management | For | For |
11 | Elect Linda A. Mills | Management | For | For |
12 | Elect Suzanne Nora Johnson | Management | For | For |
13 | Elect John A. Paulson | Management | For | For |
14 | Elect Ronald A. Rittenmeyer | Management | For | For |
15 | Elect Douglas M. Steenland | Management | For | For |
16 | Elect Theresa M. Stone | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Ratification of Auditor | Management | For | For |
AT&T, INC.
Meeting Date: APR 29, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL |
||||
Ticker: T
Security ID: 00206R102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Randall L. Stephenson | Management | For | For |
2 | Elect Samuel A. Di Piazza, Jr. | Management | For | For |
3 | Elect Richard W. Fisher | Management | For | For |
4 | Elect Scott T. Ford | Management | For | For |
5 | Elect Glenn H. Hutchins | Management | For | For |
6 | Elect William E. Kennard | Management | For | For |
7 | Elect Michael McCallister | Management | For | For |
8 | Elect Beth E. Mooney | Management | For | For |
9 | Elect Joyce M. Roche | Management | For | For |
10 | Elect Matthew K. Rose | Management | For | For |
11 | Elect Cynthia B. Taylor | Management | For | For |
12 | Elect Laura D'Andrea Tyson | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Approval of the 2016 Incentive Plan | Management | For | For |
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
AVALONBAY COMMUNITIES INC.
Meeting Date: MAY 19, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL |
||||
Ticker: AVB
Security ID: 053484101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Glyn F. Aeppel | Management | For | For |
1.2 | Elect Terry S. Brown | Management | For | For |
1.3 | Elect Alan B. Buckelew | Management | For | For |
1.4 | Elect Ronald L. Havner, Jr. | Management | For | For |
1.5 | Elect Timothy J. Naughton | Management | For | For |
1.6 | Elect Lance R. Primis | Management | For | For |
1.7 | Elect Peter S. Rummell | Management | For | For |
1.8 | Elect H. Jay Sarles | Management | For | For |
1.9 | Elect W. Edward Walter | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
BANK OF AMERICA CORP.
Meeting Date: SEP 22, 2015 Record Date: AUG 10, 2015 Meeting Type: SPECIAL |
||||
Ticker: BAC
Security ID: 60505104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Management | For | Against |
BANK OF AMERICA CORP.
Meeting Date: APR 27, 2016 Record Date: MAR 02, 2016 Meeting Type: ANNUAL |
||||
Ticker: BAC
Security ID: 060505104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sharon L. Allen | Management | For | For |
2 | Elect Susan S. Bies | Management | For | For |
3 | Elect Jack O. Bovender, Jr. | Management | For | For |
4 | Elect Frank P. Bramble, Sr. | Management | For | For |
5 | Elect Pierre J. P. de Weck | Management | For | For |
6 | Elect Arnold W. Donald | Management | For | For |
7 | Elect Linda P. Hudson | Management | For | For |
8 | Elect Monica C. Lozano | Management | For | For |
9 | Elect Thomas J. May | Management | For | For |
10 | Elect Brian T. Moynihan | Management | For | For |
11 | Elect Lionel L. Nowell III | Management | For | For |
12 | Elect Thomas D. Woods | Management | For | For |
13 | Elect R. David Yost | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
BOEING CO.
Meeting Date: MAY 02, 2016 Record Date: MAR 03, 2016 Meeting Type: ANNUAL |
||||
Ticker: BA
Security ID: 097023105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David L. Calhoun | Management | For | For |
2 | Elect Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Kenneth M. Duberstein | Management | For | For |
4 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
5 | Elect Lynn J. Good | Management | For | For |
6 | Elect Lawrence W. Kellner | Management | For | For |
7 | Elect Edward M. Liddy | Management | For | For |
8 | Elect Dennis A. Muilenburg | Management | For | For |
9 | Elect Susan C. Schwab | Management | For | For |
10 | Elect Randall L. Stephenson | Management | For | For |
11 | Elect Ronald A. Williams | Management | For | For |
12 | Elect Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Arms Sales to Israel | Shareholder | Against | Against |
BRISTOL-MYERS SQUIBB CO.
Meeting Date: MAY 03, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL |
||||
Ticker: BMY
Security ID: 110122108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lamberto Andreotti | Management | For | For |
2 | Elect Peter J. Arduini | Management | For | For |
3 | Elect Giovanni Caforio | Management | For | For |
4 | Elect Laurie H. Glimcher | Management | For | For |
5 | Elect Michael Grobstein | Management | For | For |
6 | Elect Alan J. Lacy | Management | For | For |
7 | Elect Thomas J. Lynch | Management | For | For |
8 | Elect Dinesh Paliwal | Management | For | For |
9 | Elect Vicki L. Sato | Management | For | For |
10 | Elect Gerald L. Storch | Management | For | For |
11 | Elect Togo D. West, Jr. | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
CARNIVAL CORP.
Meeting Date: APR 14, 2016 Record Date: FEB 16, 2016 Meeting Type: ANNUAL |
||||
Ticker: CCL
Security ID: 143658300 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Micky Arison | Management | For | For |
2 | Elect Sir Jonathon Band | Management | For | For |
3 | Elect Arnold W. Donald | Management | For | For |
4 | Elect Richard J. Glasier | Management | For | For |
5 | Elect Debra J. Kelly-Ennis | Management | For | For |
6 | Elect Sir John Parker | Management | For | For |
7 | Elect Stuart Subotnick | Management | For | For |
8 | Elect Laura A. Weil | Management | For | For |
9 | Elect Randall J. Weisenburger | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Approval of Directors' Remuneration Report | Management | For | For |
12 | Appointment of Auditor | Management | For | For |
13 | Authority to Set Auditor's Fees | Management | For | For |
14 | Accounts and Reports | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
17 | Authority to Repurchase Shares | Management | For | For |
CHEVRON CORP.
Meeting Date: MAY 25, 2016 Record Date: MAR 30, 2016 Meeting Type: ANNUAL |
||||
Ticker: CVX
Security ID: 166764100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alexander B. Cummings, Jr. | Management | For | For |
2 | Elect Linnet F. Deily | Management | For | For |
3 | Elect Robert E. Denham | Management | For | For |
4 | Elect Alice P. Gast | Management | For | For |
5 | Elect Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Jon M. Huntsman, Jr. | Management | For | For |
7 | Elect Charles W. Moorman, IV | Management | For | For |
8 | Elect John G. Stumpf | Management | For | For |
9 | Elect Ronald D. Sugar | Management | For | For |
10 | Elect Inge G. Thulin | Management | For | For |
11 | Elect John S. Watson | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Amendment to Non-Employee Directors' Equity Compensation and Deferral Plan | Management | For | For |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Climate Change Policy Risk | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Reserve Replacements | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Dividend Policy | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Right to Call a Special meeting | Shareholder | Against | Against |
CISCO SYSTEMS, INC.
Meeting Date: NOV 19, 2015 Record Date: SEP 21, 2015 Meeting Type: ANNUAL |
||||
Ticker: CSCO
Security ID: 17275R102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carol A. Bartz | Management | For | For |
2 | Elect M. Michele Burns | Management | For | For |
3 | Elect Michael D. Capellas | Management | For | For |
4 | Elect John T. Chambers | Management | For | For |
5 | Elect Brian L. Halla | Management | For | For |
6 | Elect John L. Hennessy | Management | For | For |
7 | Elect Kristina M. Johnson | Management | For | For |
8 | Elect Roderick C. McGeary | Management | For | For |
9 | Elect Charles H. Robbins | Management | For | For |
10 | Elect Arun Sarin | Management | For | For |
11 | Elect Steven M. West | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
CITIGROUP INC
Meeting Date: APR 26, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: C
Security ID: 172967424 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael L. Corbat | Management | For | For |
2 | Elect Ellen M. Costello | Management | For | For |
3 | Elect Duncan P. Hennes | Management | For | For |
4 | Elect Peter B. Henry | Management | For | For |
5 | Elect Franz B. Humer | Management | For | For |
6 | Elect Renee J. James | Management | For | For |
7 | Elect Eugene M. McQuade | Management | For | For |
8 | Elect Michael E. O'Neill | Management | For | For |
9 | Elect Gary M. Reiner | Management | For | For |
10 | Elect Judith Rodin | Management | For | For |
11 | Elect Anthony M. Santomero | Management | For | For |
12 | Elect Joan E. Spero | Management | For | For |
13 | Elect Diana L. Taylor | Management | For | For |
14 | Elect William S. Thompson, Jr. | Management | For | For |
15 | Elect James S. Turley | Management | For | For |
16 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Advisory Vote on Executive Compensation | Management | For | For |
19 | Amendment to the 2014 Stock Incentive Plan | Management | For | For |
20 | Amendment to the 2011 Executive Performance Plan | Management | For | For |
21 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
22 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
25 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
COCA-COLA CO
Meeting Date: APR 27, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: KO
Security ID: 191216100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Herbert A. Allen | Management | For | For |
2 | Elect Ronald W. Allen | Management | For | For |
3 | Elect Marc Bolland | Management | For | For |
4 | Elect Ana Botin | Management | For | For |
5 | Elect Howard G. Buffett | Management | For | For |
6 | Elect Richard M. Daley | Management | For | For |
7 | Elect Barry Diller | Management | For | For |
8 | Elect Helene D. Gayle | Management | For | For |
9 | Elect Evan G. Greenberg | Management | For | For |
10 | Elect Alexis M. Herman | Management | For | For |
11 | Elect Muhtar Kent | Management | For | For |
12 | Elect Robert A. Kotick | Management | For | For |
13 | Elect Maria Elena Lagomasino | Management | For | For |
14 | Elect Sam Nunn | Management | For | For |
15 | Elect David B. Weinberg | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Amendment to the Performance Incentive Plan | Management | For | For |
18 | Ratification of Auditor | Management | For | For |
19 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Unvested Restricted Stock Awards | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Corporate Values in Political Spending | Shareholder | Against | Against |
COMCAST CORP.
Meeting Date: DEC 10, 2015 Record Date: OCT 20, 2015 Meeting Type: SPECIAL |
||||
Ticker: CMCSA
Security ID: 20030N101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Management | For | For |
COMCAST CORP.
Meeting Date: MAY 19, 2016 Record Date: MAR 10, 2016 Meeting Type: ANNUAL |
||||
Ticker: CMCSA
Security ID: 20030N101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Kenneth J. Bacon | Management | For | For |
1.02 | Elect Madeline S. Bell | Management | For | For |
1.03 | Elect Sheldon M. Bonovitz | Management | For | For |
1.04 | Elect Edward D. Breen | Management | For | For |
1.05 | Elect Joseph J. Collins | Management | For | For |
1.06 | Elect Gerald L. Hassell | Management | For | For |
1.07 | Elect Jeffrey A. Honickman | Management | For | For |
1.08 | Elect Eduardo G. Mestre | Management | For | For |
1.09 | Elect Brian L. Roberts | Management | For | For |
1.10 | Elect Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Judith Rodin | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amend 2002 Restricted Stock Plan | Management | For | For |
4 | Amend 2003 Stock Option Plan | Management | For | For |
5 | Amend 2002 Employee Stock Purchase Plan | Management | For | For |
6 | Amend 2011 Employee Stock Purchase Plan | Management | For | For |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date: MAY 19, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL |
||||
Ticker: CCI
Security ID: 22822V101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect P. Robert Bartolo | Management | For | For |
2 | Elect Jay A. Brown | Management | For | For |
3 | Elect Cindy Christy | Management | For | For |
4 | Elect Ari Q. Fitzgerald | Management | For | For |
5 | Elect Robert E. Garrison II | Management | For | For |
6 | Elect Dale N. Hatfield | Management | For | For |
7 | Elect Lee W. Hogan | Management | For | For |
8 | Elect Edward C. Hutcheson, Jr. | Management | For | For |
9 | Elect J. Landis Martin | Management | For | For |
10 | Elect Robert F. McKenzie | Management | For | For |
11 | Elect Anthony J. Melone | Management | For | For |
12 | Elect W. Benjamin Moreland | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
CYRUSONE INC
Meeting Date: MAY 02, 2016 Record Date: MAR 03, 2016 Meeting Type: ANNUAL |
||||
Ticker: CONE
Security ID: 23283R100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary J. Wojtaszek | Management | For | For |
1.2 | Elect David H. Ferdman | Management | For | For |
1.3 | Elect John W. Gamble, Jr | Management | For | For |
1.4 | Elect Michael A. Klayko | Management | For | For |
1.5 | Elect T. Tod Nielsen | Management | For | For |
1.6 | Elect Alex Shumate | Management | For | For |
1.7 | Elect William E. Sullivan | Management | For | For |
1.8 | Elect Lynn A. Wentworth | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Amendment to the 2012 Long Term Incentive Plan | Management | For | For |
DOLLAR GENERAL CORP.
Meeting Date: MAY 25, 2016 Record Date: MAR 17, 2016 Meeting Type: ANNUAL |
||||
Ticker: DG
Security ID: 256677105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Warren F. Bryant | Management | For | For |
2 | Elect Michael M. Calbert | Management | For | For |
3 | Elect Sandra B. Cochran | Management | For | For |
4 | Elect Patricia Fili-Krushel | Management | For | For |
5 | Elect Paula A. Price | Management | For | For |
6 | Elect William C. Rhodes III | Management | For | For |
7 | Elect David B. Rickard | Management | For | For |
8 | Elect Todd J. Vasos | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
EXXON MOBIL CORP.
Meeting Date: MAY 25, 2016 Record Date: APR 06, 2016 Meeting Type: ANNUAL |
||||
Ticker: XOM
Security ID: 30231G102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Michael J. Boskin | Management | For | For |
1.02 | Elect Peter Brabeck-Letmathe | Management | For | For |
1.03 | Elect Angela F. Braly | Management | For | For |
1.04 | Elect Ursula M. Burns | Management | For | For |
1.05 | Elect Larry R. Faulkner | Management | For | For |
1.06 | Elect Jay S. Fishman | Management | For | For |
1.07 | Elect Henrietta H. Fore | Management | For | For |
1.08 | Elect Kenneth C. Frazier | Management | For | For |
1.09 | Elect Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Samuel J. Palmisano | Management | For | For |
1.11 | Elect Steven S Reinemund | Management | For | For |
1.12 | Elect Rex W. Tillerson | Management | For | For |
1.13 | Elect William C. Weldon | Management | For | For |
1.14 | Elect Darren W. Woods | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding Climate Change Expertise on Board | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Sale of Company | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Dividend Policy | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding Climate Change Policy Risk | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Report on Reserve Replacements | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against |
FEDEX CORP
Meeting Date: SEP 28, 2015 Record Date: AUG 03, 2015 Meeting Type: ANNUAL |
||||
Ticker: FDX
Security ID: 31428X106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James L. Barksdale | Management | For | For |
2 | Elect John A. Edwardson | Management | For | For |
3 | Elect Marvin Ellison | Management | For | Against |
4 | Elect Kimberly A. Jabal | Management | For | For |
5 | Elect Shirley Ann Jackson | Management | For | For |
6 | Elect Gary W. Loveman | Management | For | For |
7 | Elect R. Brad Martin | Management | For | For |
8 | Elect Joshua C. Ramo | Management | For | For |
9 | Elect Susan C. Schwab | Management | For | For |
10 | Elect Frederick W. Smith | Management | For | For |
11 | Elect David P. Steiner | Management | For | For |
12 | Elect Paul S. Walsh | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Independent Board Chairman | Management | Against | Against |
16 | Shareholder Proposal Regarding Tax Payments on Restricted Stock Awards | Management | Against | Against |
17 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | Management | Against | Against |
18 | Shareholder Proposal Regarding Proxy Access | Management | Against | Against |
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Management | Against | Against |
20 | Shareholder Proposal Regarding Lobbying Report | Management | Against | Against |
21 | Shareholder Proposal Regarding Report of Values in Political Spending | Management | Against | Against |
GENERAL ELECTRIC CO.
Meeting Date: APR 27, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: GE
Security ID: 369604103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sebastien Bazin | Management | For | For |
2 | Elect W. Geoffrey Beattie | Management | For | For |
3 | Elect John J. Brennan | Management | For | For |
4 | Elect Francisco D'Souza | Management | For | For |
5 | Elect Marijn E. Dekkers | Management | For | For |
6 | Elect Peter B. Henry | Management | For | For |
7 | Elect Susan Hockfield | Management | For | For |
8 | Elect Jeffrey R. Immelt | Management | For | For |
9 | Elect Andrea Jung | Management | For | For |
10 | Elect Robert W. Lane | Management | For | For |
11 | Elect Rochelle B. Lazarus | Management | For | For |
12 | Elect Lowell C. McAdam | Management | For | For |
13 | Elect James J. Mulva | Management | For | For |
14 | Elect James E. Rohr | Management | For | For |
15 | Elect Mary L. Schapiro | Management | For | For |
16 | Elect James S. Tisch | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Ratification of Auditor | Management | For | For |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Human Rights Review | Shareholder | Against | Against |
GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 20, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL |
||||
Ticker: GS
Security ID: 38141G104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd C. Blankfein | Management | For | For |
2 | Elect M. Michele Burns | Management | For | For |
3 | Elect Gary D. Cohn | Management | For | For |
4 | Elect Mark Flaherty | Management | For | For |
5 | Elect William W. George | Management | For | For |
6 | Elect James A. Johnson | Management | For | For |
7 | Elect Lakshmi N. Mittal | Management | For | For |
8 | Elect Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Peter Oppenheimer | Management | For | For |
10 | Elect Debora L. Spar | Management | For | For |
11 | Elect Mark E. Tucker | Management | For | For |
12 | Elect David A. Viniar | Management | For | For |
13 | Elect Mark O. Winkelman | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Independent Chairman | Shareholder | Against | Against |
HESS CORPORATION
Meeting Date: MAY 04, 2016 Record Date: MAR 17, 2016 Meeting Type: ANNUAL |
||||
Ticker: HES
Security ID: 42809H107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Rodney F. Chase | Management | For | For |
2 | Elect Terrence J. Checki | Management | For | For |
3 | Elect John B. Hess | Management | For | For |
4 | Elect Edith E. Holiday | Management | For | For |
5 | Elect Risa Lavizzo-Mourey | Management | For | For |
6 | Elect David McManus | Management | For | For |
7 | Elect Kevin O. Meyers | Management | For | For |
8 | Elect John H. Mullin, III | Management | For | For |
9 | Elect James H. Quigley | Management | For | For |
10 | Elect Fredric G. Reynolds | Management | For | For |
11 | Elect William G. Schrader | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Approval of the 2016 Performance Incentive Plan | Management | For | For |
15 | Shareholder Proposal Regarding Stranded Asset Risk | Shareholder | Against | Against |
HOME DEPOT, INC.
Meeting Date: MAY 19, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL |
||||
Ticker: HD
Security ID: 437076102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerard J. Arpey | Management | For | For |
2 | Elect Ari Bousbib | Management | For | For |
3 | Elect Gregory D. Brenneman | Management | For | For |
4 | Elect J. Frank Brown | Management | For | For |
5 | Elect Albert P. Carey | Management | For | For |
6 | Elect Armando Codina | Management | For | For |
7 | Elect Helena B. Foulkes | Management | For | For |
8 | Elect Linda R. Gooden | Management | For | For |
9 | Elect Wayne M. Hewett | Management | For | For |
10 | Elect Karen Katen | Management | For | For |
11 | Elect Craig A. Menear | Management | For | For |
12 | Elect Mark Vadon | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
HONEYWELL INTERNATIONAL INC.
Meeting Date: APR 25, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL |
||||
Ticker: HON
Security ID: 438516106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William S. Ayer | Management | For | For |
2 | Elect Kevin Burke | Management | For | For |
3 | Elect Jaime Chico Pardo | Management | For | For |
4 | Elect David M. Cote | Management | For | For |
5 | Elect D. Scott Davis | Management | For | For |
6 | Elect Linnet F. Deily | Management | For | For |
7 | Elect Judd Gregg | Management | For | For |
8 | Elect Clive Hollick | Management | For | For |
9 | Elect Grace D. Lieblein | Management | For | For |
10 | Elect George Paz | Management | For | For |
11 | Elect Bradley T. Sheares | Management | For | For |
12 | Elect Robin L. Washington | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | 2016 Stock Incentive Plan | Management | For | For |
16 | Approval of 2016 Stock Plan for Non-Employee Directors | Management | For | For |
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
JPMORGAN CHASE & CO.
Meeting Date: MAY 17, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL |
||||
Ticker: JPM
Security ID: 46625H100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda B. Bammann | Management | For | For |
2 | Elect James A. Bell | Management | For | For |
3 | Elect Crandall C. Bowles | Management | For | For |
4 | Elect Stephen B. Burke | Management | For | For |
5 | Elect James S. Crown | Management | For | For |
6 | Elect James Dimon | Management | For | For |
7 | Elect Timothy P. Flynn | Management | For | For |
8 | Elect Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Michael A. Neal | Management | For | For |
10 | Elect Lee R. Raymond | Management | For | For |
11 | Elect William C. Weldon | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | Shareholder | Against | Against |
LAM RESEARCH CORP.
Meeting Date: NOV 04, 2015 Record Date: SEP 08, 2015 Meeting Type: ANNUAL |
||||
Ticker: LRCX
Security ID: 512807108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin B. Anstice | Management | For | For |
1.2 | Elect Eric K. Brandt | Management | For | For |
1.3 | Elect Michael R. Cannon | Management | For | For |
1.4 | Elect Youssef A. El-Mansy | Management | For | Withhold |
1.5 | Elect Christine A. Heckart | Management | For | For |
1.6 | Elect Catherine P. Lego | Management | For | For |
1.7 | Elect Stephen G. Newberry | Management | For | For |
1.8 | Elect Krishna Saraswat | Management | For | For |
1.9 | Elect Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Amendment to the 2004 Executive Incentive Plan | Management | For | For |
4 | 2015 Stock Incentive Plan | Management | For | Against |
5 | Ratification of Auditor | Management | For | For |
LILLY(ELI) & CO
Meeting Date: MAY 02, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL |
||||
Ticker: LLY
Security ID: 532457108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ralph Alvarez | Management | For | For |
2 | Elect R. David Hoover | Management | For | For |
3 | Elect Juan R. Luciano | Management | For | For |
4 | Elect Franklyn G. Prendergast | Management | For | For |
5 | Elect Kathi P. Seifert | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Against |
LOCKHEED MARTIN CORP.
Meeting Date: APR 28, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL |
||||
Ticker: LMT
Security ID: 539830109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Daniel F. Akerson | Management | For | For |
2 | Elect Nolan D. Archibald | Management | For | For |
3 | Elect Rosalind G. Brewer | Management | For | For |
4 | Elect David B. Burritt | Management | For | For |
5 | Elect Bruce A. Carlson | Management | For | For |
6 | Elect James O. Ellis, Jr. | Management | For | For |
7 | Elect Thomas J. Falk | Management | For | For |
8 | Elect Marillyn A. Hewson | Management | For | For |
9 | Elect James M. Loy | Management | For | For |
10 | Elect Joseph W. Ralston | Management | For | For |
11 | Elect Anne L. Stevens | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Re-approval of the 2011 Incentive Performance Award Plan for the Purposes of Section 162(m) | Management | For | For |
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
LOWE'S COS., INC.
Meeting Date: MAY 27, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL |
||||
Ticker: LOW
Security ID: 548661107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Raul Alvarez | Management | For | For |
1.02 | Elect Angela F. Braly | Management | For | For |
1.03 | Elect Sandra B. Cochran | Management | For | For |
1.04 | Elect Laurie Z. Douglas | Management | For | For |
1.05 | Elect Richard W. Dreiling | Management | For | For |
1.06 | Elect Robert L. Johnson | Management | For | For |
1.07 | Elect Marshall O. Larsen | Management | For | For |
1.08 | Elect James H Morgan | Management | For | For |
1.09 | Elect Robert A. Niblock | Management | For | For |
1.10 | Elect Bertram L. Scott | Management | For | For |
1.11 | Elect Eric C. Wiseman | Management | For | For |
2 | Approval of the 2016 Annual Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
MACY'S INC
Meeting Date: MAY 20, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL |
||||
Ticker: M
Security ID: 55616P104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Francis S. Blake | Management | For | For |
2 | Elect Stephen F. Bollenbach | Management | For | For |
3 | Elect John A. Bryant | Management | For | For |
4 | Elect Deirdre P. Connelly | Management | For | For |
5 | Elect Leslie D. Hale | Management | For | For |
6 | Elect William H. Lenehan | Management | For | For |
7 | Elect Sara L. Levinson | Management | For | For |
8 | Elect Terry J. Lundgren | Management | For | For |
9 | Elect Joyce M. Roche | Management | For | For |
10 | Elect Paul C. Varga | Management | For | For |
11 | Elect Craig E. Weatherup | Management | For | For |
12 | Elect Marna C. Whittington | Management | For | For |
13 | Elect Annie A. Young-Scrivner | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
MASTERCARD INC
Meeting Date: JUN 28, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: MA
Security ID: 57636Q104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Haythornthwaite | Management | For | For |
2 | Elect Ajay Banga | Management | For | For |
3 | Elect Silvio Barzi | Management | For | For |
4 | Elect David R. Carlucci | Management | For | For |
5 | Elect Steven J. Freiberg | Management | For | For |
6 | Elect Julius Genachowski | Management | For | For |
7 | Elect Merit E. Janow | Management | For | For |
8 | Elect Nancy J. Karch | Management | For | For |
9 | Elect Oki Matsumoto | Management | For | For |
10 | Elect Rima Qureshi | Management | For | For |
11 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
12 | Elect Jackson P. Tai | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
MCDONALD'S CORP
Meeting Date: MAY 26, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL |
||||
Ticker: MCD
Security ID: 580135101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd H. Dean | Management | For | For |
2 | Elect Stephen J. Easterbrook | Management | For | For |
3 | Elect Robert A. Eckert | Management | For | For |
4 | Elect Margaret H. Georgiadis | Management | For | For |
5 | Elect Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Jeanne P. Jackson | Management | For | For |
7 | Elect Richard H. Lenny | Management | For | For |
8 | Elect Walter E. Massey | Management | For | For |
9 | Elect John Mulligan | Management | For | For |
10 | Elect Sheila A. Penrose | Management | For | For |
11 | Elect John W. Rogers, Jr. | Management | For | For |
12 | Elect Miles D. White | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Use of Antibiotics | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Report of Values in Political Spending (1) | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Report of Values in Political Spending (2) | Shareholder | Against | Against |
METLIFE INC
Meeting Date: JUN 14, 2016 Record Date: APR 19, 2016 Meeting Type: ANNUAL |
||||
Ticker: MET
Security ID: 59156R108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cheryl W. Grise | Management | For | For |
2 | Elect Carlos M. Gutierrez | Management | For | For |
3 | Elect R. Glenn Hubbard | Management | For | For |
4 | Elect Steven A. Kandarian | Management | For | For |
5 | Elect Alfred F. Kelly, Jr. | Management | For | For |
6 | Elect Edward J. Kelly, III | Management | For | For |
7 | Elect William E. Kennard | Management | For | For |
8 | Elect James M. Kilts | Management | For | For |
9 | Elect Catherine R. Kinney | Management | For | For |
10 | Elect Denise M. Morrison | Management | For | For |
11 | Elect Kenton J. Sicchitano | Management | For | For |
12 | Elect Lulu C. Wang | Management | For | For |
13 | Adoption of Exclusive Forum Provision | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
MICROSOFT CORPORATION
Meeting Date: DEC 02, 2015 Record Date: OCT 02, 2015 Meeting Type: ANNUAL |
||||
Ticker: MSFT
Security ID: 594918104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William H. Gates III | Management | For | For |
2 | Elect Teri L. List-Stoll | Management | For | For |
3 | Elect G. Mason Morfit | Management | For | For |
4 | Elect Satya Nadella | Management | For | For |
5 | Elect Charles H. Noski | Management | For | For |
6 | Elect Helmut G. W. Panke | Management | For | For |
7 | Elect Sandra E. Peterson | Management | For | For |
8 | Elect Charles W. Scharf | Management | For | For |
9 | Elect John W. Stanton | Management | For | For |
10 | Elect John W. Thompson | Management | For | For |
11 | Elect Padmasree Warrior | Management | For | For |
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
MONDELEZ INTERNATIONAL INC.
Meeting Date: MAY 18, 2016 Record Date: MAR 09, 2016 Meeting Type: ANNUAL |
||||
Ticker: MDLZ
Security ID: 609207105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stephen F. Bollenbach | Management | For | For |
2 | Elect Lewis W.K. Booth | Management | For | For |
3 | Elect Lois D. Juliber | Management | For | For |
4 | Elect Mark D. Ketchum | Management | For | For |
5 | Elect Jorge S. Mesquita | Management | For | For |
6 | Elect Joseph Neubauer | Management | For | For |
7 | Elect Nelson Peltz | Management | For | For |
8 | Elect Fredric G. Reynolds | Management | For | For |
9 | Elect Irene B. Rosenfeld | Management | For | For |
10 | Elect Christiana Shi | Management | For | For |
11 | Elect Patrick T. Siewert | Management | For | For |
12 | Elect Ruth J. Simmons | Management | For | For |
13 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | Shareholder | Against | Against |
NIKE, INC.
Meeting Date: SEP 17, 2015 Record Date: JUL 20, 2015 Meeting Type: ANNUAL |
||||
Ticker: NKE
Security ID: 654106103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect John C. Lechleiter | Management | For | For |
1.3 | Elect Michelle Peluso | Management | For | For |
1.4 | Elect Phyllis M. Wise | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Increase of Authorized Common Stock | Management | For | For |
4 | Re-approval of the Executive Performance Sharing Plan | Management | For | For |
5 | Amendment to the Stock Incentive Plan | Management | For | For |
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Management | Against | Against |
7 | Ratification of Auditor | Management | For | For |
NISOURCE INC. (HOLDING CO.)
Meeting Date: MAY 11, 2016 Record Date: MAR 15, 2016 Meeting Type: ANNUAL |
||||
Ticker: NI
Security ID: 65473P105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard A. Abdoo | Management | For | For |
2 | Elect Aristides S. Candris | Management | For | For |
3 | Elect Wayne S. DeVeydt | Management | For | For |
4 | Elect Joseph Hamrock | Management | For | For |
5 | Elect Deborah A. Henretta | Management | For | For |
6 | Elect Michael E. Jesanis | Management | For | For |
7 | Elect Kevin T. Kabat | Management | For | For |
8 | Elect Richard L. Thompson | Management | For | For |
9 | Elect Carolyn Y. Woo | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
OCCIDENTAL PETROLEUM CORP.
Meeting Date: APR 29, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: OXY
Security ID: 674599105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Spencer Abraham | Management | For | For |
2 | Elect Howard I. Atkins | Management | For | For |
3 | Elect Eugene L. Batchelder | Management | For | For |
4 | Elect Stephen I. Chazen | Management | For | For |
5 | Elect John E. Feick | Management | For | For |
6 | Elect Margaret M. Foran | Management | For | For |
7 | Elect Carlos M. Gutierrez | Management | For | For |
8 | Elect Vicki A. Hollub | Management | For | For |
9 | Elect William R. Klesse | Management | For | For |
10 | Elect Avedick B. Poladian | Management | For | For |
11 | Elect Elisse B. Walter | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Climate Change Policy Risk | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Methane Emissions And Flaring Reporting and Reduction Targets | Shareholder | Against | Against |
PACIFIC GAS & ELECTRIC CO
Meeting Date: MAY 23, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL |
||||
Ticker: PCG
Security ID: 69331C108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lewis Chew | Management | For | For |
2 | Elect Anthony F. Earley, Jr. | Management | For | For |
3 | Elect Fred J. Fowler | Management | For | For |
4 | Elect Maryellen C. Herringer | Management | For | For |
5 | Elect Richard C. Kelly | Management | For | For |
6 | Elect Roger H. Kimmel | Management | For | For |
7 | Elect Richard A. Meserve | Management | For | For |
8 | Elect Forrest E. Miller | Management | For | For |
9 | Elect Rosendo G. Parra | Management | For | For |
10 | Elect Barbara L. Rambo | Management | For | For |
11 | Elect Anne Shen Smith | Management | For | For |
12 | Elect Barry Lawson Williams | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | Against |
PEPSICO INC.
Meeting Date: MAY 04, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL |
||||
Ticker: PEP
Security ID: 713448108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Shona L. Brown | Management | For | For |
2 | Elect George W. Buckley | Management | For | For |
3 | Elect Cesar Conde | Management | For | For |
4 | Elect Ian M. Cook | Management | For | For |
5 | Elect Dina Dublon | Management | For | For |
6 | Elect Rona A. Fairhead | Management | For | For |
7 | Elect Richard W. Fisher | Management | For | For |
8 | Elect William R. Johnson | Management | For | For |
9 | Elect Indra K. Nooyi | Management | For | For |
10 | Elect David C. Page | Management | For | For |
11 | Elect Robert C. Pohlad | Management | For | For |
12 | Elect Lloyd G. Trotter | Management | For | For |
13 | Elect Daniel Vasella | Management | For | For |
14 | Elect Alberto Weisser | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Amendment to the Long-Term Incentive Plan | Management | For | For |
18 | Shareholder Proposal Regarding Formation of Sustainability Committee | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Neonicotinoids | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Renewable Energy Targets | Shareholder | Against | Against |
PFIZER INC.
Meeting Date: APR 28, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL |
||||
Ticker: PFE
Security ID: 717081103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dennis A. Ausiello | Management | For | For |
2 | Elect W. Don Cornwell | Management | For | For |
3 | Elect Joseph J. Echevarria | Management | For | For |
4 | Elect Frances D. Fergusson | Management | For | For |
5 | Elect Helen H. Hobbs | Management | For | For |
6 | Elect James M. Kilts | Management | For | Against |
7 | Elect Shantanu Narayen | Management | For | For |
8 | Elect Suzanne Nora Johnson | Management | For | For |
9 | Elect Ian C. Read | Management | For | For |
10 | Elect Stephen W. Sanger | Management | For | For |
11 | Elect James C. Smith | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For |
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC
Meeting Date: MAY 04, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL |
||||
Ticker: PM
Security ID: 718172109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Harold Brown | Management | For | For |
2 | Elect Andre Calantzopoulos | Management | For | For |
3 | Elect Louis C. Camilleri | Management | For | For |
4 | Elect Werner Geissler | Management | For | For |
5 | Elect Jennifer Li | Management | For | For |
6 | Elect Jun Makihara | Management | For | For |
7 | Elect Sergio Marchionne | Management | For | For |
8 | Elect Kalpana Morparia | Management | For | For |
9 | Elect Lucio A. Noto | Management | For | For |
10 | Elect Frederik Paulsen | Management | For | For |
11 | Elect Robert B. Polet | Management | For | For |
12 | Elect Stephen M. Wolf | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Human Rights Policy | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | Shareholder | Against | Against |
PNC FINANCIAL SERVICES GROUP
Meeting Date: APR 26, 2016 Record Date: JAN 29, 2016 Meeting Type: ANNUAL |
||||
Ticker: PNC
Security ID: 693475105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charles E. Bunch | Management | For | For |
2 | Elect Marjorie Rodgers Cheshire | Management | For | For |
3 | Elect William S. Demchak | Management | For | For |
4 | Elect Andrew T. Feldstein | Management | For | For |
5 | Elect Daniel R. Hesse | Management | For | For |
6 | Elect Kay Coles James | Management | For | For |
7 | Elect Richard B. Kelson | Management | For | For |
8 | Elect Jane G. Pepper | Management | For | For |
9 | Elect Donald J. Shepard | Management | For | For |
10 | Elect Lorene K. Steffes | Management | For | For |
11 | Elect Dennis F. Strigl | Management | For | For |
12 | Elect Michael J. Ward | Management | For | For |
13 | Elect Gregory D. Wasson | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | 2016 Incentive Award Plan | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
REYNOLDS AMERICAN INC.
Meeting Date: MAY 05, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL |
||||
Ticker: RAI
Security ID: 761713106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan M. Cameron | Management | For | For |
2 | Elect Martin D. Feinstein | Management | For | For |
3 | Elect Murray S. Kessler | Management | For | For |
4 | Elect Lionel L. Nowell III | Management | For | For |
5 | Elect Ricardo Oberlander | Management | For | For |
6 | Elect Jerome Abelman | Management | For | For |
7 | Elect Robert E. Lerwill | Management | For | For |
8 | AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | For |
9 | Increase of Authorized Shares of Common Stock | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | Against |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | Shareholder | Against | Against |
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 24, 2016 Record Date: APR 14, 2016 Meeting Type: ANNUAL |
||||
Ticker: RDSB
Security ID: 780259206 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Ben Van Beurden | Management | For | For |
4 | Elect Guy Elliott | Management | For | For |
5 | Elect Euleen GOH Yiu Kiang | Management | For | For |
6 | Elect Simon Henry | Management | For | For |
7 | Elect Charles O. Holliday, Jr. | Management | For | For |
8 | Elect Gerard Kleisterlee | Management | For | For |
9 | Elect Sir Nigel Sheinwald | Management | For | For |
10 | Elect Linda G. Stuntz | Management | For | For |
11 | Elect Hans Wijers | Management | For | For |
12 | Elect Patricia A. Woertz | Management | For | For |
13 | Elect Gerrit Zalm | Management | For | For |
14 | Appointment of Auditor | Management | For | For |
15 | Authority to Set Auditor's Fees | Management | For | For |
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
18 | Authority to Repurchase Shares | Management | For | For |
19 | Shareholder Resolution Regarding Company Business Strategy | Shareholder | Against | Against |
SEMPRA ENERGY
Meeting Date: MAY 12, 2016 Record Date: MAR 17, 2016 Meeting Type: ANNUAL |
||||
Ticker: SRE
Security ID: 816851109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alan L. Boeckmann | Management | For | For |
2 | Elect Kathleen L. Brown | Management | For | For |
3 | Elect Pablo A. Ferrero | Management | For | For |
4 | Elect William D. Jones | Management | For | For |
5 | Elect William G. Ouchi | Management | For | For |
6 | Elect Debra L. Reed | Management | For | For |
7 | Elect William C. Rusnack | Management | For | For |
8 | Elect William P. Rutledge | Management | For | For |
9 | Elect Lynn Schenk | Management | For | For |
10 | Elect Jack T. Taylor | Management | For | For |
11 | Elect James C. Yardley | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Meeting Date: APR 08, 2016 Record Date: FEB 02, 2016 Meeting Type: SPECIAL |
||||
Ticker: HOT
Security ID: 85590A401 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
SUNCOR ENERGY, INC.
Meeting Date: APR 28, 2016 Record Date: MAR 02, 2016 Meeting Type: ANNUAL |
||||
Ticker: SU
Security ID: 867224107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Patricia M. Bedient | Management | For | For |
1.02 | Elect Mel E. Benson | Management | For | For |
1.03 | Elect Jacynthe Cote | Management | For | For |
1.04 | Elect Dominic D'Alessandro | Management | For | For |
1.05 | Elect John D. Gass | Management | For | For |
1.06 | Elect John R. Huff | Management | For | For |
1.07 | Elect Maureen McCaw | Management | For | For |
1.08 | Elect Michael W. O'Brien | Management | For | For |
1.09 | Elect James W. Simpson | Management | For | For |
1.10 | Elect Eira Thomas | Management | For | For |
1.11 | Elect Steven W. Williams | Management | For | For |
1.12 | Elect Michael M. Wilson | Management | For | For |
2 | Appointment of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Climate Change Reporting | Shareholder | For | For |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
TEXAS INSTRUMENTS INC.
Meeting Date: APR 21, 2016 Record Date: FEB 22, 2016 Meeting Type: ANNUAL |
||||
Ticker: TXN
Security ID: 882508104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ralph W. Babb, Jr. | Management | For | For |
2 | Elect Mark A. Blinn | Management | For | For |
3 | Elect Daniel A. Carp | Management | For | For |
4 | Elect Janet F. Clark | Management | For | For |
5 | Elect Carrie S. Cox | Management | For | For |
6 | Elect Ronald Kirk | Management | For | For |
7 | Elect Pamela H. Patsley | Management | For | For |
8 | Elect Robert E. Sanchez | Management | For | For |
9 | Elect Wayne R. Sanders | Management | For | For |
10 | Elect Richard K. Templeton | Management | For | For |
11 | Elect Christine Todd Whitman | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to the 2009 Long-Term Incentive Plan | Management | For | For |
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 18, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL |
||||
Ticker: TMO
Security ID: 883556102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc N. Casper | Management | For | For |
2 | Elect Nelson J. Chai | Management | For | For |
3 | Elect C. Martin Harris | Management | For | For |
4 | Elect Tyler Jacks | Management | For | For |
5 | Elect Judy C. Lewent | Management | For | For |
6 | Elect Thomas J. Lynch | Management | For | For |
7 | Elect Jim P. Manzi | Management | For | For |
8 | Elect William G. Parrett | Management | For | For |
9 | Elect Scott M. Sperling | Management | For | For |
10 | Elect Elaine S. Ullian | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
TIME WARNER INC
Meeting Date: JUN 17, 2016 Record Date: APR 20, 2016 Meeting Type: ANNUAL |
||||
Ticker: TWX
Security ID: 887317303 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James L. Barksdale | Management | For | For |
2 | Elect William P. Barr | Management | For | For |
3 | Elect Jeffrey L. Bewkes | Management | For | For |
4 | Elect Stephen F. Bollenbach | Management | For | For |
5 | Elect Robert C. Clark | Management | For | For |
6 | Elect Mathias Dopfner | Management | For | For |
7 | Elect Jessica P. Einhorn | Management | For | For |
8 | Elect Carlos M. Gutierrez | Management | For | For |
9 | Elect Fred Hassan | Management | For | For |
10 | Elect Paul D. Wachter | Management | For | For |
11 | Elect Deborah C. Wright | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
UNION PACIFIC CORP.
Meeting Date: MAY 12, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL |
||||
Ticker: UNP
Security ID: 907818108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew H. Card, Jr. | Management | For | For |
2 | Elect Erroll B. Davis, Jr. | Management | For | For |
3 | Elect David B. Dillon | Management | For | For |
4 | Elect Lance M. Fritz | Management | For | For |
5 | Elect Charles C. Krulak | Management | For | For |
6 | Elect Jane H. Lute | Management | For | For |
7 | Elect Michael R. McCarthy | Management | For | For |
8 | Elect Michael W. McConnell | Management | For | For |
9 | Elect Thomas F. McLarty III | Management | For | For |
10 | Elect Steven R. Rogel | Management | For | For |
11 | Elect Jose H. Villarreal | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
UNITEDHEALTH GROUP INC
Meeting Date: JUN 06, 2016 Record Date: APR 08, 2016 Meeting Type: ANNUAL |
||||
Ticker: UNH
Security ID: 91324P102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Ballard, Jr. | Management | For | For |
2 | Elect Edson Bueno | Management | For | For |
3 | Elect Richard T. Burke | Management | For | For |
4 | Elect Robert J. Darretta | Management | For | For |
5 | Elect Stephen J. Hemsley | Management | For | For |
6 | Elect Michele J. Hooper | Management | For | For |
7 | Elect Rodger A. Lawson | Management | For | For |
8 | Elect Glenn M. Renwick | Management | For | For |
9 | Elect Kenneth I. Shine | Management | For | For |
10 | Elect Gail R. Wilensky | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
VODAFONE GROUP PLC
Meeting Date: JUL 28, 2015 Record Date: JUN 16, 2015 Meeting Type: ANNUAL |
||||
Ticker: VOD
Security ID: 92857W308 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Elect Gerard Kleisterlee | Management | For | For |
3 | Elect Vittorio Colao | Management | For | For |
4 | Elect Nicholas J. Read | Management | For | For |
5 | Elect Sir Crispin Davis | Management | For | For |
6 | Elect Mathias Dopfner | Management | For | For |
7 | Elect Clara Furse | Management | For | For |
8 | Elect Valerie F. Gooding | Management | For | For |
9 | Elect Renee J. James | Management | For | For |
10 | Elect Samuel E. Jonah | Management | For | For |
11 | Elect Nick Land | Management | For | For |
12 | Elect Philip Yea | Management | For | For |
13 | Allocation of Profits/Dividends | Management | For | For |
14 | Remuneration Report (Advisory) | Management | For | For |
15 | Appointment of Auditor | Management | For | For |
16 | Authority to Set Auditor's Fees | Management | For | For |
17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Abstain |
19 | Authority to Repurchase Shares | Management | For | For |
20 | Authorisation of Political Donations | Management | For | Abstain |
21 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
WELLS FARGO & CO.
Meeting Date: APR 26, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL |
||||
Ticker: WFC
Security ID: 949746101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John D. Baker II | Management | For | For |
2 | Elect Elaine L. Chao | Management | For | For |
3 | Elect John S. Chen | Management | For | For |
4 | Elect Lloyd H. Dean | Management | For | For |
5 | Elect Elizabeth A. Duke | Management | For | For |
6 | Elect Susan E. Engel | Management | For | For |
7 | Elect Enrique Hernandez, Jr. | Management | For | For |
8 | Elect Donald M. James | Management | For | For |
9 | Elect Cynthia H. Milligan | Management | For | For |
10 | Elect Federico F. Pena | Management | For | For |
11 | Elect James H. Quigley | Management | For | For |
12 | Elect Stephen W. Sanger | Management | For | For |
13 | Elect John G. Stumpf | Management | For | For |
14 | Elect Susan G. Swenson | Management | For | For |
15 | Elect Suzanne M. Vautrinot | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
XEROX CORP
Meeting Date: MAY 20, 2016 Record Date: MAR 22, 2016 Meeting Type: ANNUAL |
||||
Ticker: XRX
Security ID: 984121103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ursula M. Burns | Management | For | For |
2 | Elect Richard J. Harrington | Management | For | For |
3 | Elect William Curt Hunter | Management | For | For |
4 | Elect Robert J. Keegan | Management | For | For |
5 | Elect Charles Prince | Management | For | For |
6 | Elect Ann N. Reese | Management | For | For |
7 | Elect Stephen H. Rusckowski | Management | For | For |
8 | Elect Sara Martinez Tucker | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | 2004 Performance Incentive Plan | Management | For | For |
12 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | Shareholder | Against | Against |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 5
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 24, 2016
POWER OF ATTORNEY
The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan, and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
/s/ Ellen S. Alberding Ellen S. Alberding |
/s/ Stuart S. Parker Stuart S. Parker | |
/s/ Kevin J. Bannon Kevin J. Bannon |
/s/ M. Sadiq Peshimam M. Sadiq Peshimam | |
/s/ Scott E. Benjamin Scott E. Benjamin |
/s/ Richard A. Redeker Richard A. Redeker | |
/s/ Linda W. Bynoe Linda W. Bynoe |
/s/ Stephen Stoneburn Stephen Stoneburn | |
/s/ Keith F. Hartstein Keith F. Hartstein |
/s/ Grace C. Torres Grace C. Torres | |
/s/ Michael S. Hyland Michael S. Hyland |
||
Dated: September 16, 2015 | ||