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United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09439
Prudential Investment Portfolios 5
(Exact name of registrant as specified in charter)
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
100 Mulberry Street
Gateway Center Three
4th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: July 31
Date of reporting period: 7/1/2012 through 6/30/2013
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-09439
Registrant Name: Prudential Investment Portfolios 5
Reporting Period: 07/01/2012 - 06/30/2013
Prudential Jennison Conservative Growth Fund - Sub-Adviser: Jennison
| ABBOTT LABORATORIES
Meeting Date: APR 26, 2013 Record Date: FEB 27, 2013 Meeting Type: ANNUAL |
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Ticker: ABT
Security ID: 002824100 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert J. Alpern | Management | For | For |
| 1.2 | Elect Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Sally E. Blount | Management | For | For |
| 1.4 | Elect W. James Farrell | Management | For | For |
| 1.5 | Elect Edward M. Liddy | Management | For | For |
| 1.6 | Elect Nancy McKinstry | Management | For | For |
| 1.7 | Elect Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect William A. Osborn | Management | For | For |
| 1.9 | Elect Samuel C. Scott III | Management | For | For |
| 1.1 | Elect Glenn F. Tilton | Management | For | For |
| 1.11 | Elect Miles D. White | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Genetically Modified Organisms | Shareholder | Against | Against |
| 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | Shareholder | Against | Against |
| 9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| ALLERGAN, INC.
Meeting Date: APR 30, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL |
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|
Ticker: AGN
Security ID: 018490102 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David E.I. Pyott | Management | For | For |
| 2 | Elect Michael R. Gallagher | Management | For | For |
| 3 | Elect Deborah Dunsire | Management | For | For |
| 4 | Elect Dawn E. Hudson | Management | For | For |
| 5 | Elect Trevor M. Jones | Management | For | For |
| 6 | Elect Louis J. Lavigne, Jr. | Management | For | For |
| 7 | Elect Peter J. McDonnell | Management | For | For |
| 8 | Elect Timothy D. Proctor | Management | For | For |
| 9 | Elect Russell T. Ray | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Right to Call a Special Meeting | Management | For | For |
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| AMAZON.COM, INC.
Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
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Ticker: AMZN
Security ID: 023135106 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Tom A. Alberg | Management | For | For |
| 3 | Elect John Seely Brown | Management | For | For |
| 4 | Elect William B. Gordon | Management | For | For |
| 5 | Elect Jamie S. Gorelick | Management | For | For |
| 6 | Elect Alain Monie | Management | For | For |
| 7 | Elect Jonathan Rubinstein | Management | For | For |
| 8 | Elect Thomas O. Ryder | Management | For | For |
| 9 | Elect Patricia Q. Stonesifer | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against |
| AON PLC
Meeting Date: MAY 17, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
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Ticker: AON
Security ID: G0408V102 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lester B. Knight | Management | For | For |
| 2 | Elect Gregory C. Case | Management | For | For |
| 3 | Elect Fulvio Conti | Management | For | For |
| 4 | Elect Cheryl A. Francis | Management | For | For |
| 5 | Elect Edgar D. Jannotta | Management | For | For |
| 6 | Elect J. Michael Losh | Management | For | For |
| 7 | Elect Robert S. Morrison | Management | For | For |
| 8 | Elect Richard B. Myers | Management | For | For |
| 9 | Elect Richard C. Notebaert | Management | For | For |
| 10 | Elect Gloria Santona | Management | For | For |
| 11 | Elect Carolyn Y. Woo | Management | For | For |
| 12 | Accounts and Reports | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Authority to Set Auditor's Fees | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | U.K. Remuneration Report | Management | For | For |
| 18 | Global Share Purchase Plan | Management | For | For |
| APPLE INC
Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL |
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Ticker: AAPL
Security ID: 037833100 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William V. Campbell | Management | For | For |
| 1.2 | Elect Timothy D. Cook | Management | For | For |
| 1.3 | Elect Millard S. Drexler | Management | For | For |
| 1.4 | Elect Albert A. Gore, Jr. | Management | For | For |
| 1.5 | Elect Robert A. Iger | Management | For | For |
| 1.6 | Elect Andrea Jung | Management | For | For |
| 1.7 | Elect Arthur D. Levinson | Management | For | For |
| 1.8 | Elect Ronald D. Sugar | Management | For | For |
| 2 | Amendments to Articles of Incorporation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against |
| AQUA AMERICA, INC.
Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
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Ticker: WTR
Security ID: 03836W103 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Nicholas DeBenedictis | Management | For | For |
| 1.2 | Elect Richard H. Glanton | Management | For | For |
| 1.3 | Elect Lon R. Greenberg | Management | For | For |
| 1.4 | Elect William P. Hankowsky | Management | For | For |
| 1.5 | Elect Wendell F. Holland | Management | For | For |
| 1.6 | Elect Andrew J. Sordoni, III | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Human Right to Water | Shareholder | Against | Against |
| ARM HOLDINGS PLC
Meeting Date: MAY 02, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
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Ticker: ARM
Security ID: 042068106 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Allocation of Profits/Dividends | Management | For | For |
| 3 | Directors' Remuneration Report | Management | For | For |
| 4 | Elect Sir John Buchanan | Management | For | For |
| 5 | Elect Warren A. East | Management | For | For |
| 6 | Elect Andy Green | Management | For | For |
| 7 | Elect Larry Hirst | Management | For | For |
| 8 | Elect Mike Muller | Management | For | For |
| 9 | Elect Kathleen O'Donovan | Management | For | For |
| 10 | Elect Janice Roberts | Management | For | For |
| 11 | Elect Philip Rowley | Management | For | For |
| 12 | Elect Tim Score | Management | For | For |
| 13 | Elect Simon Segars | Management | For | For |
| 14 | Appointment of Auditor | Management | For | For |
| 15 | Authority to Set Auditor's Fees | Management | For | For |
| 16 | Long Term Incentive Plan | Management | For | For |
| 17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 19 | Authority to Repurchase Shares | Management | For | For |
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| AVAGO TECHNOLOGIES LIMITED
Meeting Date: APR 10, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL |
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Ticker: AVGO
Security ID: Y0486S104 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Hock E. Tan | Management | For | For |
| 2 | Elect John T. Dickson | Management | For | For |
| 3 | Elect James V. Diller, Sr. | Management | For | For |
| 4 | Elect Kenneth Y. Hao | Management | For | For |
| 5 | Elect John HSUAN Min-Chih | Management | For | For |
| 6 | Elect Justine Lien | Management | For | For |
| 7 | Elect Donald Macleod | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 10 | Authority to Repurchase Shares | Management | For | For |
| BIOGEN IDEC, INC.
Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL |
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Ticker: BIIB
Security ID: 09062X103 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Caroline Dorsa | Management | For | For |
| 2 | Elect Stelios Papadopoulos | Management | For | For |
| 3 | Elect George A. Scangos | Management | For | For |
| 4 | Elect Lynn Schenk | Management | For | For |
| 5 | Elect Alexander J. Denner | Management | For | For |
| 6 | Elect Nancy L. Leaming | Management | For | For |
| 7 | Elect Richard C. Mulligan | Management | For | For |
| 8 | Elect Robert W. Pangia | Management | For | For |
| 9 | Elect Brian S. Posner | Management | For | For |
| 10 | Elect Eric K. Rowinsky | Management | For | For |
| 11 | Elect Stephen A. Sherwin | Management | For | For |
| 12 | Elect William D. Young | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Amendment to the 2008 Performance-Based Management Incentive Plan | Management | For | For |
| 16 | Amendment to the 2008 Omnibus Incentive Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| BLACKROCK, INC.
Meeting Date: MAY 30, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL |
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Ticker: BLK
Security ID: 09247X101 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Abdlatif Yousef Al-Hamad | Management | For | For |
| 2 | Elect Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Dennis D. Dammerman | Management | For | For |
| 4 | Elect Jessica P. Einhorn | Management | For | For |
| 5 | Elect Fabrizio Freda | Management | For | For |
| 6 | Elect David H. Komansky | Management | For | For |
| 7 | Elect James E. Rohr | Management | For | For |
| 8 | Elect Susan L. Wagner | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | Against |
| 10 | Ratification of Auditor | Management | For | For |
| BOEING COMPANY
Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
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Ticker: BA
Security ID: 097023105 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David L. Calhoun | Management | For | For |
| 2 | Elect Arthur D. Collins, Jr. | Management | For | For |
| 3 | Elect Linda Z. Cook | Management | For | For |
| 4 | Elect Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
| 6 | Elect Lawrence W. Kellner | Management | For | For |
| 7 | Elect Edward M. Liddy | Management | For | For |
| 8 | Elect W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Susan C. Schwab | Management | For | For |
| 10 | Elect Ronald A. Williams | Management | For | For |
| 11 | Elect Mike S. Zafirovski | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| BOSTON PROPERTIES, INC.
Meeting Date: MAY 21, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL |
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Ticker: BXP
Security ID: 101121101 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Zoe Baird Budinger | Management | For | For |
| 2 | Elect Carol B. Einiger | Management | For | For |
| 3 | Elect Jacob A. Frenkel | Management | For | For |
| 4 | Elect Joel I. Klein | Management | For | For |
| 5 | Elect Douglas T. Linde | Management | For | For |
| 6 | Elect Matthew J. Lustig | Management | For | For |
| 7 | Elect Alan J. Patricof | Management | For | For |
| 8 | Elect Owen D. Thomas | Management | For | For |
| 9 | Elect Martin Turchin | Management | For | For |
| 10 | Elect David A. Twardock | Management | For | For |
| 11 | Elect Mortimer B. Zuckerman | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| BRISTOL-MYERS SQUIBB COMPANY
Meeting Date: MAY 07, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL |
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Ticker: BMY
Security ID: 110122108 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lamberto Andreotti | Management | For | For |
| 2 | Elect Lewis B. Campbell | Management | For | For |
| 3 | Elect James M. Cornelius | Management | For | For |
| 4 | Elect Laurie H. Glimcher | Management | For | For |
| 5 | Elect Michael Grobstein | Management | For | For |
| 6 | Elect Alan J. Lacy | Management | For | For |
| 7 | Elect Vicki L. Sato | Management | For | For |
| 8 | Elect Elliott Sigal | Management | For | For |
| 9 | Elect Gerald L. Storch | Management | For | For |
| 10 | Elect Togo D. West, Jr. | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| COCA COLA COMPANY
Meeting Date: JUL 10, 2012 Record Date: MAY 21, 2012 Meeting Type: SPECIAL |
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Ticker: KO
Security ID: 191216100 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approval of Stock Split | Management | For | For |
| COMCAST CORPORATION
Meeting Date: MAY 15, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL |
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Ticker: CMCSA
Security ID: 20030N101 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Joseph J. Collins | Management | For | For |
| 1.4 | Elect J. Michael Cook | Management | For | For |
| 1.5 | Elect Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Eduardo G. Mestre | Management | For | For |
| 1.8 | Elect Brian L. Roberts | Management | For | For |
| 1.9 | Elect Ralph J. Roberts | Management | For | For |
| 1.1 | Elect Johnathan A. Rodgers | Management | For | For |
| 1.11 | Elect Judith Rodin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 4 | Sharheolder Proposal Regarding Recapitalization | Shareholder | Against | Against |
| COSTCO WHOLESALE CORP
Meeting Date: JAN 24, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL |
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Ticker: COST
Security ID: 22160K105 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Benjamin Carson, Sr. | Management | For | For |
| 1.2 | Elect William Gates | Management | For | For |
| 1.3 | Elect Hamilton James | Management | For | For |
| 1.4 | Elect W. Craig Jelinek | Management | For | For |
| 1.5 | Elect Jill Ruckelshaus | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
| CVS CAREMARK CORPORATION
Meeting Date: MAY 09, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL |
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Ticker: CVS
Security ID: 126650100 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect C. David Brown II | Management | For | For |
| 2 | Elect David W. Dorman | Management | For | For |
| 3 | Elect Anne M. Finucane | Management | For | For |
| 4 | Elect Kristen E. Gibney Williams | Management | For | For |
| 5 | Elect Larry J. Merlo | Management | For | For |
| 6 | Elect Jean-Pierre Millon | Management | For | For |
| 7 | Elect Richard J. Swift | Management | For | For |
| 8 | Elect William C. Weldon | Management | For | For |
| 9 | Elect Tony L. White | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the 2007 Employee Stock Purchase Plan | Management | For | For |
| 13 | Reduction of Voting Thresholds in the Fair Price Provision | Management | For | Against |
| 14 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| EATON CORPORATION PLC
Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL |
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Ticker: ETN
Security ID: G29183103 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect George S. Barrett | Management | For | For |
| 2 | Elect Todd M. Bluedorn | Management | For | For |
| 3 | Elect Christopher M. Connor | Management | For | For |
| 4 | Elect Michael J. Critelli | Management | For | For |
| 5 | Elect Alexander M. Cutler | Management | For | For |
| 6 | Elect Charles E. Golden | Management | For | For |
| 7 | Elect Linda A. Hill | Management | For | For |
| 8 | Elect Arthur E. Johnson | Management | For | For |
| 9 | Elect Ned C. Lautenbach | Management | For | For |
| 10 | Elect Deborah L. McCoy | Management | For | For |
| 11 | Elect Gregory R. Page | Management | For | For |
| 12 | Elect Gerald B. Smith | Management | For | For |
| 13 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 14 | Senior Executive Incentive Compensation Plan | Management | For | For |
| 15 | Executive Strategic Incentive Plan | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Authority to Repurchase Shares | Management | For | For |
| 18 | Issuance of Treasury Shares | Management | For | Against |
| EMC CORPORATION
Meeting Date: MAY 01, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
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Ticker: EMC
Security ID: 268648102 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael W. Brown | Management | For | For |
| 2 | Elect Randolph L. Cowen | Management | For | For |
| 3 | Elect Gail Deegan | Management | For | For |
| 4 | Elect James S. DiStasio | Management | For | For |
| 5 | Elect John R. Egan | Management | For | For |
| 6 | Elect Edmund F. Kelly | Management | For | For |
| 7 | Elect Jami Miscik | Management | For | For |
| 8 | Elect Windle B. Priem | Management | For | For |
| 9 | Elect Paul Sagan | Management | For | For |
| 10 | Elect David N. Strohm | Management | For | For |
| 11 | Elect Joseph M. Tucci | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Amendment to the 2003 Stock Plan | Management | For | For |
| 15 | Amendment to the 1989 Employee Stock Purchase Plan | Management | For | For |
| 16 | Amendments to Articles and Bylaws Regarding Written Consent | Management | For | For |
| 17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against |
| EOG RESOURCES, INC.
Meeting Date: MAY 02, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL |
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Ticker: EOG
Security ID: 26875P101 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Charles Crisp | Management | For | For |
| 2 | Elect James Day | Management | For | For |
| 3 | Elect Mark Papa | Management | For | For |
| 4 | Elect H. Leighton Steward | Management | For | For |
| 5 | Elect Donald Textor | Management | For | For |
| 6 | Elect William Thomas | Management | For | For |
| 7 | Elect Frank Wisner | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| 9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| EQUITY RESIDENTIAL
Meeting Date: JUN 13, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
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|
Ticker: EQR
Security ID: 29476L107 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John W. Alexander | Management | For | For |
| 1.2 | Elect Charles L. Atwood | Management | For | For |
| 1.3 | Elect Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Mary Kay Haben | Management | For | For |
| 1.5 | Elect Bradley A. Keywell | Management | For | For |
| 1.6 | Elect John E. Neal | Management | For | For |
| 1.7 | Elect David J. Neithercut | Management | For | For |
| 1.8 | Elect Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Gerald A. Spector | Management | For | For |
| 1.1 | Elect B. Joseph White | Management | For | For |
| 1.11 | Elect Samuel Zell | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
| ESTEE LAUDER COS., INC.
Meeting Date: NOV 09, 2012 Record Date: SEP 11, 2012 Meeting Type: ANNUAL |
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|
Ticker: EL
Security ID: 518439104 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Rose Marie Bravo | Management | For | For |
| 1.2 | Elect Paul Fribourg | Management | For | For |
| 1.3 | Elect Mellody Hobson | Management | For | For |
| 1.4 | Elect Irvine Hockaday, Jr. | Management | For | For |
| 1.5 | Elect Barry Sternlicht | Management | For | Withhold |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Increase of Authorized Common Stock | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| FEDEX CORP
Meeting Date: SEP 24, 2012 Record Date: JUL 30, 2012 Meeting Type: ANNUAL |
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|
Ticker: FDX
Security ID: 31428X106 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James Barksdale | Management | For | For |
| 2 | Elect John Edwardson | Management | For | For |
| 3 | Elect Shirley Jackson | Management | For | For |
| 4 | Elect Steven Loranger | Management | For | For |
| 5 | Elect Gary Loveman | Management | For | For |
| 6 | Elect R. Brad Martin | Management | For | For |
| 7 | Elect Joshua Ramo | Management | For | For |
| 8 | Elect Susan Schwab | Management | For | For |
| 9 | Elect Frederick Smith | Management | For | For |
| 10 | Elect Joshua Smith | Management | For | For |
| 11 | Elect David Steiner | Management | For | For |
| 12 | Elect Paul Walsh | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| GILEAD SCIENCES, INC.
Meeting Date: MAY 08, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL |
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|
Ticker: GILD
Security ID: 375558103 |
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John F. Cogan | Management | For | For |
| 1.2 | Elect Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Carla A. Hills | Management | For | For |
| 1.4 | Elect Kevin E. Lofton | Management | For | For |
| 1.5 | Elect John W. Madigan | Management | For | For |
| 1.6 | Elect John C. Martin | Management | For | For |
| 1.7 | Elect Nicholas G. Moore | Management | For | For |
| 1.8 | Elect Richard J. Whitley | Management | For | For |
| 1.9 | Elect Gayle E. Wilson | Management | For | For |
| 1.1 | Elect Per Wold-Olsen | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2004 Equity Incentive Plan | Management | For | For |
| 4 | Increase of Authorized Common Shares | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: GS
Security ID: 38141G104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lloyd C. Blankfein | Management | For | For |
| 2 | Elect M. Michele Burns | Management | For | For |
| 3 | Elect Gary D. Cohn | Management | For | For |
| 4 | Elect Claes Dahlback | Management | For | For |
| 5 | Elect William W. George | Management | For | For |
| 6 | Elect James A. Johnson | Management | For | For |
| 7 | Elect Lakshmi N. Mittal | Management | For | For |
| 8 | Elect Adebayo O. Ogunlesi | Management | For | For |
| 9 | Elect James J. Schiro | Management | For | For |
| 10 | Elect Debra L. Spar | Management | For | For |
| 11 | Elect Mark E. Tucker | Management | For | For |
| 12 | Elect David A. Viniar | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | 2013 Stock Incentive Plan | Management | For | Against |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Sale of the Company | Shareholder | Against | Against |
| GOOGLE INC.
Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL |
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|
Ticker: GOOG
Security ID: 38259P508 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Larry Page | Management | For | For |
| 1.2 | Elect Sergey Brin | Management | For | For |
| 1.3 | Elect Eric E. Schmidt | Management | For | For |
| 1.4 | Elect L. John Doerr | Management | For | For |
| 1.5 | Elect Diane B. Greene | Management | For | For |
| 1.6 | Elect John L. Hennessy | Management | For | For |
| 1.7 | Elect Ann Mather | Management | For | For |
| 1.8 | Elect Paul S. Otellini | Management | For | For |
| 1.9 | Elect K. Ram Shriram | Management | For | For |
| 1.1 | Elect Shirley M. Tilghman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Lead Batteries | Shareholder | Against | Against |
| 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding CEO Succession Planning | Shareholder | Against | Against |
| HALLIBURTON COMPANY
Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HAL
Security ID: 406216101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Alan M. Bennett | Management | For | For |
| 2 | Elect James Boyd | Management | For | For |
| 3 | Elect Milton Carroll | Management | For | For |
| 4 | Elect Nance Dicciani | Management | For | For |
| 5 | Elect Murry Gerber | Management | For | For |
| 6 | Elect Jose Grubisich | Management | For | For |
| 7 | Elect Abdallah Jum'ah | Management | For | For |
| 8 | Elect David Lesar | Management | For | For |
| 9 | Elect Robert Malone | Management | For | For |
| 10 | Elect Landis Martin | Management | For | For |
| 11 | Elect Debra Reed | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Amendment to Company Stock and Incentive Plan | Management | For | For |
| 15 | Shareholder Proposal Regarding Review of Human Rights Policies | Shareholder | Against | Against |
| HCP, INC.
Meeting Date: APR 25, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
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|
Ticker: HCP
Security ID: 40414L109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James F. Flaherty III | Management | For | For |
| 2 | Elect Christine N. Garvey | Management | For | For |
| 3 | Elect David B. Henry | Management | For | For |
| 4 | Elect Lauralee E. Martin | Management | For | For |
| 5 | Elect Michael D. McKee | Management | For | For |
| 6 | Elect Peter L. Rhein | Management | For | For |
| 7 | Elect Kenneth B. Roath | Management | For | For |
| 8 | Elect Joseph P. Sullivan | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| INTEL CORPORATION
Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: INTC
Security ID: 458140100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Charlene Barshefsky | Management | For | For |
| 2 | Elect Andy D. Bryant | Management | For | For |
| 3 | Elect Susan L. Decker | Management | For | For |
| 4 | Elect John J. Donahoe | Management | For | For |
| 5 | Elect Reed E. Hundt | Management | For | For |
| 6 | Elect James D. Plummer | Management | For | For |
| 7 | Elect David S. Pottruck | Management | For | For |
| 8 | Elect Frank D. Yeary | Management | For | For |
| 9 | Elect David B. Yoffie | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the 2006 Equity Incentive Plan | Management | For | For |
| 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: IBM
Security ID: 459200101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Alain J. P. Belda | Management | For | For |
| 2 | Elect William R. Brody | Management | For | For |
| 3 | Elect Kenneth I. Chenault | Management | For | For |
| 4 | Elect Michael L. Eskew | Management | For | For |
| 5 | Elect David N. Farr | Management | For | For |
| 6 | Elect Shirley A. Jackson | Management | For | For |
| 7 | Elect Andrew N. Liveris | Management | For | For |
| 8 | Elect W. James McNerney, Jr. | Management | For | For |
| 9 | Elect James W. Owens | Management | For | For |
| 10 | Elect Virginia M. Rometty | Management | For | For |
| 11 | Elect Joan E. Spero | Management | For | For |
| 12 | Elect Sidney Taurel | Management | For | For |
| 13 | Elect Lorenzo H Zambrano | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| 18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| ITC HOLDINGS CORP.
Meeting Date: APR 16, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL |
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|
Ticker: ITC
Security ID: 465685105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Merger | Management | For | For |
| 2 | Increase of Authorized Common Stock | Management | For | For |
| 3 | Issuance of Common Stock | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Right to Adjourn Meeting | Management | For | For |
| ITC HOLDINGS CORP.
Meeting Date: MAY 15, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL |
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|
Ticker: ITC
Security ID: 465685105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Christopher H. Franklin | Management | For | For |
| 1.2 | Elect Edward G. Jepsen | Management | For | For |
| 1.3 | Elect William J. Museler | Management | For | For |
| 1.4 | Elect Hazel R. O'Leary | Management | For | For |
| 1.5 | Elect Thomas G. Stephens | Management | For | For |
| 1.6 | Elect Gordon Bennett Stewart, III | Management | For | For |
| 1.7 | Elect Lee C. Stewart | Management | For | For |
| 1.8 | Elect J.C. Watts | Management | For | For |
| 1.9 | Elect Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | Against |
| JOHNSON & JOHNSON
Meeting Date: APR 25, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: JNJ
Security ID: 478160104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mary Sue Coleman | Management | For | For |
| 2 | Elect James G. Cullen | Management | For | For |
| 3 | Elect Ian E.L. Davis | Management | For | For |
| 4 | Elect Alex Gorsky | Management | For | For |
| 5 | Elect Michael M. E. Johns | Management | For | For |
| 6 | Elect Susan L. Lindquist | Management | For | For |
| 7 | Elect Anne M. Mulcahy | Management | For | For |
| 8 | Elect Leo F. Mullin | Management | For | For |
| 9 | Elect William D. Perez | Management | For | For |
| 10 | Elect Charles Prince | Management | For | For |
| 11 | Elect A. Eugene Washington | Management | For | For |
| 12 | Elect Ronald A. Williams | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | Shareholder | Against | Against |
| 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| KINDER MORGAN, INC.
Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: KMI
Security ID: 49456B101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Richard D. Kinder | Management | For | For |
| 1.2 | Elect C. Park Shaper | Management | For | For |
| 1.3 | Elect Steven J. Kean | Management | For | For |
| 1.4 | Elect Anthony W. Hall, Jr. | Management | For | For |
| 1.5 | Elect Deborah A. Macdonald | Management | For | For |
| 1.6 | Elect Michael Miller | Management | For | For |
| 1.7 | Elect Michael C. Morgan | Management | For | For |
| 1.8 | Elect Fayez S. Sarofim | Management | For | For |
| 1.9 | Elect Joel V. Staff | Management | For | For |
| 1.1 | Elect John Stokes | Management | For | For |
| 1.11 | Elect Robert F. Vagt | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| KOHL'S CORPORATION
Meeting Date: MAY 16, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: KSS
Security ID: 500255104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Peter Boneparth | Management | For | For |
| 2 | Elect Steven Burd | Management | For | For |
| 3 | Elect Dale Jones | Management | For | For |
| 4 | Elect Kevin Mansell | Management | For | For |
| 5 | Elect John Schlifske | Management | For | For |
| 6 | Elect Frank Sica | Management | For | For |
| 7 | Elect Peter Sommerhauser | Management | For | For |
| 8 | Elect Stephanie Streeter | Management | For | For |
| 9 | Elect Nina Vaca | Management | For | For |
| 10 | Elect Stephen Watson | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Shareholder Proposal Regarding Fur Policy | Shareholder | Against | Against |
| 14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| KRAFT FOODS GROUP, INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: KRFT
Security ID: 50076Q106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Abelardo E. Bru | Management | For | For |
| 2 | Elect Jeanne P. Jackson | Management | For | For |
| 3 | Elect E. Follin Smith | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 2 Years |
| 6 | Reapproval of the 2012 Performance Incentive Plan | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| 8 | Shareholder Proposal Regarding Genetically Modified Organisms | Shareholder | Against | Against |
| LEUCADIA NATIONAL CORP.
Meeting Date: FEB 28, 2013 Record Date: JAN 28, 2013 Meeting Type: SPECIAL |
||||
|
Ticker: LUK
Security ID: 527288104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Merger/Acquisition | Management | For | For |
| 2 | Amendment to Securities Transfer Restrictions | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 4 | Right to Adjourn Meeting | Management | For | For |
| LINKEDIN CORPORATION
Meeting Date: JUN 13, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: LNKD
Security ID: 53578A108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect A. George Battle | Management | For | For |
| 1.2 | Elect Michael J. Moritz | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| LOWE'S COMPANIES, INC.
Meeting Date: MAY 31, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: LOW
Security ID: 548661107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Raul Alvarez | Management | For | For |
| 1.2 | Elect David W. Bernauer | Management | For | For |
| 1.3 | Elect Leonard L. Berry | Management | For | For |
| 1.4 | Elect Peter C. Browning | Management | For | For |
| 1.5 | Elect Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Robert L. Johnson | Management | For | For |
| 1.8 | Elect Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Richard K. Lochridge | Management | For | For |
| 1.1 | Elect Robert A. Niblock | Management | For | For |
| 1.11 | Elect Eric C. Wiseman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| LUXOTTICA GROUP S.P.A.
Meeting Date: APR 29, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: LUX
Security ID: 55068R202 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Allocation of Profits/Dividends | Management | For | For |
| 2 | Long-Term Incentive Plan | Management | For | For |
| 3 | Remuneration Report | Management | For | For |
| LYONDELLBASELL INDUSTRIES NV
Meeting Date: MAY 22, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: LYB
Security ID: N53745100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jacques Aigrain | Management | For | For |
| 1.2 | Elect Scott M. Kleinman | Management | For | For |
| 1.3 | Elect Bruce A. Smith | Management | For | For |
| 2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Management | For | For |
| 3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Management | For | For |
| 4 | Discharge From Liability Of Members Of The Supervisory Board | Management | For | For |
| 5 | Appointment of Auditor | Management | For | For |
| 6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Management | For | For |
| 7 | Approval of Compensation of the Members of the Supervisory Board | Management | For | For |
| 8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Management | For | For |
| 9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For |
| 10 | Authority to Repurchase Shares | Management | For | For |
| 11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Management | For | For |
| 12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Management | For | Against |
| MASTERCARD INCORPORATED
Meeting Date: JUN 18, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MA
Security ID: 57636Q104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Richard Haythornthwaite | Management | For | For |
| 2 | Elect Ajay S. Banga | Management | For | For |
| 3 | Elect Silvio Barzi | Management | For | For |
| 4 | Elect David R. Carlucci | Management | For | For |
| 5 | Elect Steven J. Freiberg | Management | For | For |
| 6 | Elect Nancy J. Karch | Management | For | For |
| 7 | Elect Marc Olivie | Management | For | For |
| 8 | Elect Rima Qureshi | Management | For | For |
| 9 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
| 10 | Elect Mark Schwartz | Management | For | For |
| 11 | Elect Jackson P. TAI | Management | For | For |
| 12 | Elect Edward Suning Tian | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| MICROSOFT CORPORATION
Meeting Date: NOV 28, 2012 Record Date: SEP 14, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: MSFT
Security ID: 594918104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Steven Ballmer | Management | For | For |
| 2 | Elect Dina Dublon | Management | For | For |
| 3 | Elect William Gates III | Management | For | For |
| 4 | Elect Maria Klawe | Management | For | For |
| 5 | Elect Stephen Luczo | Management | For | Abstain |
| 6 | Elect David Marquardt | Management | For | For |
| 7 | Elect Charles Noski | Management | For | For |
| 8 | Elect Helmut Panke | Management | For | For |
| 9 | Elect John Thompson | Management | For | Abstain |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Amendment to the Employee Stock Purchase Plan | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
| MONDELEZ INTERNATIONAL, INC.
Meeting Date: MAY 21, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MDLZ
Security ID: 50075N104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Lewis W.K. Booth | Management | For | For |
| 3 | Elect Lois D. Juliber | Management | For | For |
| 4 | Elect Mark D. Ketchum | Management | For | For |
| 5 | Elect Jorge S. Mesquita | Management | For | For |
| 6 | Elect Fredric G. Reynolds | Management | For | For |
| 7 | Elect Irene B. Rosenfeld | Management | For | For |
| 8 | Elect Patrick T. Siewert | Management | For | For |
| 9 | Elect Ruth J. Simmons | Management | For | For |
| 10 | Elect Ratan N. Tata | Management | For | For |
| 11 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Extended Producer Responsibility | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Gender Equality in the Supply Chain | Shareholder | Against | Against |
| MONSANTO CO.
Meeting Date: JAN 31, 2013 Record Date: DEC 03, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: MON
Security ID: 61166W101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David Chicoine | Management | For | For |
| 2 | Elect Arthur Harper | Management | For | For |
| 3 | Elect Gwendolyn King | Management | For | For |
| 4 | Elect Jon Moeller | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Repeal of Classified Board | Management | For | For |
| 8 | Shareholder Proposal Regarding Genetically Modified Organisms | Shareholder | Against | Against |
| MORGAN STANLEY
Meeting Date: MAY 14, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MS
Security ID: 617446448 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Erskine B. Bowles | Management | For | For |
| 2 | Elect Howard J. Davies | Management | For | For |
| 3 | Elect Thomas H. Glocer | Management | For | For |
| 4 | Elect James P. Gorman | Management | For | For |
| 5 | Elect Robert H. Herz | Management | For | For |
| 6 | Elect C. Robert Kidder | Management | For | For |
| 7 | Elect Klaus Kleinfield | Management | For | For |
| 8 | Elect Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Hutham S. Olayan | Management | For | For |
| 10 | Elect James W. Owens | Management | For | For |
| 11 | Elect O. Griffith Sexton | Management | For | For |
| 12 | Elect Ryosuke Tamakoshi | Management | For | For |
| 13 | Elect Masaaki Tanaka | Management | For | For |
| 14 | Elect Laura D'Andrea Tyson | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | Against |
| 17 | Amendment to the 2007 Equity Incentive Compensation Plan | Management | For | For |
| 18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Management | For | For |
| 19 | Amendment to the Annual Incentive Compensation Plan | Management | For | For |
| NATIONAL OILWELL VARCO, INC.
Meeting Date: MAY 22, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NOV
Security ID: 637071101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Merrill A. Miller, Jr. | Management | For | For |
| 2 | Elect Greg L. Armstrong | Management | For | For |
| 3 | Elect Ben A. Guill | Management | For | For |
| 4 | Elect David D. Harrison | Management | For | For |
| 5 | Elect Roger L. Jarvis | Management | For | For |
| 6 | Elect Eric L. Mattson | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| 9 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 10 | Approval of the Annual Cash Incentive Plan | Management | For | For |
| NEWS CORPORATION
Meeting Date: JUN 11, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NWS
Security ID: 65248000000000 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Certificate Amendment Regarding Separation Transactions | Management | For | For |
| 2 | Certificate Amendment Regarding Non-Cash Distributions | Management | For | For |
| NIKE, INC.
Meeting Date: SEP 20, 2012 Record Date: JUL 23, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: NKE
Security ID: 654106103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alan Graf, Jr. | Management | For | For |
| 1.2 | Elect John Lechleiter | Management | For | For |
| 1.3 | Elect Phyllis Wise | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Increase of Authorized Common Stock | Management | For | For |
| 4 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditures | Shareholder | Against | Against |
| NOBLE ENERGY, INC.
Meeting Date: APR 23, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NBL
Security ID: 655044105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Michael A. Cawley | Management | For | For |
| 3 | Elect Edward F. Cox | Management | For | For |
| 4 | Elect Charles D. Davidson | Management | For | For |
| 5 | Elect Thomas J. Edelman | Management | For | For |
| 6 | Elect Eric P. Grubman | Management | For | For |
| 7 | Elect Kirby L. Hedrick | Management | For | For |
| 8 | Elect Scott D. Urban | Management | For | For |
| 9 | Elect William T. Van Kleef | Management | For | For |
| 10 | Elect Molly K. Williamson | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Management | For | For |
| 14 | Adoption of Exclusive Forum Provisions | Management | For | For |
| 15 | Bundled Technical Amendments to Bylaws | Management | For | For |
| ONEOK, INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: OKE
Security ID: 682680103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James C. Day | Management | For | For |
| 2 | Elect Julie H. Edwards | Management | For | For |
| 3 | Elect William L. Ford | Management | For | For |
| 4 | Elect John W. Gibson | Management | For | For |
| 5 | Elect Bert H. Mackie | Management | For | For |
| 6 | Elect Steven J. Malcolm | Management | For | For |
| 7 | Elect Jim W. Mogg | Management | For | For |
| 8 | Elect Pattye L. Moore | Management | For | For |
| 9 | Elect Gary D. Parker | Management | For | For |
| 10 | Elect Eduardo A. Rodriguez | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Amendment to the Equity Compensation Plan | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Fugitive Methane Emissions | Shareholder | Against | Against |
| ORACLE CORP.
Meeting Date: NOV 07, 2012 Record Date: SEP 10, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: ORCL
Security ID: 68389X105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jeffrey Berg | Management | For | For |
| 1.2 | Elect H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Michael Boskin | Management | For | For |
| 1.4 | Elect Safra Catz | Management | For | For |
| 1.5 | Elect Bruce Chizen | Management | For | For |
| 1.6 | Elect George Conrades | Management | For | For |
| 1.7 | Elect Lawrence Ellison | Management | For | For |
| 1.8 | Elect Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Jeffrey Henley | Management | For | For |
| 1.10 | Elect Mark Hurd | Management | For | For |
| 1.11 | Elect Donald Lucas | Management | For | For |
| 1.12 | Elect Naomi Seligman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Amendment to the 1993 Directors' Stock Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against |
| 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| PEOPLE'S UNITED FINANCIAL, INC.
Meeting Date: APR 18, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PBCT
Security ID: 712704105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kevin T. Bottomley | Management | For | For |
| 1.2 | Elect John K. Dwight | Management | For | For |
| 1.3 | Elect Janet M. Hansen | Management | For | For |
| 1.4 | Elect Mark W. Richards | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Repeal of Classified Board | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| PIONEER NATURAL RESOURCES COMPANY
Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
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|
Ticker: PXD
Security ID: 723787107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Timothy L. Dove | Management | For | For |
| 2 | Elect Charles E. Ramsey, Jr. | Management | For | For |
| 3 | Elect Frank A. Risch | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against |
| PRECISION CASTPARTS CORP.
Meeting Date: AUG 14, 2012 Record Date: JUN 12, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: PCP
Security ID: 740189105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Mark Donegan | Management | For | For |
| 1.2 | Elect Vernon Oechsle | Management | For | For |
| 1.3 | Elect Rick Schmidt | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the Executive Performance Incentive Plan | Management | For | For |
| PRICELINE.COM INCORPORATED
Meeting Date: JUN 06, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PCLN
Security ID: 741503403 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Tim Armstrong | Management | For | For |
| 1.2 | Elect Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Jeffrey H. Boyd | Management | For | For |
| 1.4 | Elect Jan L. Docter | Management | For | For |
| 1.5 | Elect Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect James M. Guyette | Management | For | For |
| 1.7 | Elect Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Craig W. Rydin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 1999 Omnibus Plan | Management | For | For |
| 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
| PROCTER & GAMBLE CO.
Meeting Date: OCT 09, 2012 Record Date: AUG 10, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: PG
Security ID: 742718109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Angela Braly | Management | For | For |
| 2 | Elect Kenneth Chenault | Management | For | For |
| 3 | Elect Scott Cook | Management | For | For |
| 4 | Elect Susan Desmond-Hellmann | Management | For | For |
| 5 | Elect Robert McDonald | Management | For | For |
| 6 | Elect W. James McNerney, Jr. | Management | For | For |
| 7 | Elect Johnathan Rodgers | Management | For | For |
| 8 | Elect Margaret Whitman | Management | For | For |
| 9 | Elect Mary Wilderotter | Management | For | For |
| 10 | Elect Patricia Woertz | Management | For | For |
| 11 | Elect Ernesto Zedillo | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Extended Producer Responsibility | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| QUALCOMM, INC.
Meeting Date: MAR 05, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: QCOM
Security ID: 747525103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Barbara T. Alexander | Management | For | For |
| 2 | Elect Donald G. Cruickshank | Management | For | For |
| 3 | Elect Raymond V. Dittamore | Management | For | For |
| 4 | Elect Susan Hockfield | Management | For | For |
| 5 | Elect Thomas W. Horton | Management | For | For |
| 6 | Elect Paul E. Jacobs | Management | For | For |
| 7 | Elect Sherry Lansing | Management | For | For |
| 8 | Elect Duane A. Nelles | Management | For | For |
| 9 | Elect Francisco Ros | Management | For | For |
| 10 | Elect Brent Scowcroft | Management | For | For |
| 11 | Elect Marc I. Stern | Management | For | For |
| 12 | Amendment to the 2006 Long-Term Incentive Plan | Management | For | Against |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| SALESFORCE.COM INC
Meeting Date: MAR 20, 2013 Record Date: FEB 08, 2013 Meeting Type: SPECIAL |
||||
|
Ticker: CRM
Security ID: 79466L302 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase of Authorized Common Stock | Management | For | For |
| SALESFORCE.COM, INC.
Meeting Date: JUN 06, 2013 Record Date: MAY 06, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CRM
Security ID: 79466L302 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Stratton Sclavos | Management | For | For |
| 2 | Elect Lawrence Tomlinson | Management | For | For |
| 3 | Elect Shirley Young | Management | For | For |
| 4 | Repeal of Classified Board | Management | For | For |
| 5 | 2013 Equity Incentive Plan | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | Against |
| SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED)
Meeting Date: APR 10, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SLB
Security ID: 806857108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Peter L.S. Currie | Management | For | For |
| 2 | Elect Anthony Isaac | Management | For | For |
| 3 | Elect K.V. Kamath | Management | For | For |
| 4 | Elect Paal Kibsgaard | Management | For | For |
| 5 | Elect Nikolay Kudryavtsev | Management | For | For |
| 6 | Elect Adrian Lajous | Management | For | For |
| 7 | Elect Michael E. Marks | Management | For | For |
| 8 | Elect Lubna Olayan | Management | For | For |
| 9 | Elect Leo Rafael Reif | Management | For | For |
| 10 | Elect Tore I. Sandvold | Management | For | For |
| 11 | Elect Henri Seydoux | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Approval of Financial Statements/Dividends | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | 2013 Omnibus Incentive Plan | Management | For | For |
| 16 | Amendment to the Discounted Stock Purchase Plan | Management | For | For |
| SHIRE PLC
Meeting Date: APR 30, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SHP
Security ID: 82481R106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Directors' Remuneration Report | Management | For | For |
| 3 | Elect William M. Burns | Management | For | For |
| 4 | Elect Matthew W. Emmens | Management | For | For |
| 5 | Elect David Ginsburg | Management | For | For |
| 6 | Elect Graham Hetherington | Management | For | For |
| 7 | Elect David Kappler | Management | For | For |
| 8 | Elect Susan Kilsby | Management | For | For |
| 9 | Elect Anne Minto | Management | For | For |
| 10 | Elect David M. Stout | Management | For | For |
| 11 | Elect Steven Gillis | Management | For | For |
| 12 | Elect Flemming Ornskov | Management | For | For |
| 13 | Appointment of Auditor | Management | For | For |
| 14 | Authority to Set Auditor's Fees | Management | For | For |
| 15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
| 16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
| 17 | Authority to Repurchase Shares | Management | For | For |
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
| SOUTHERN COPPER CORPORATION
Meeting Date: APR 25, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SCCO
Security ID: 84265V105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect German Larrea Mota-Velasco | Management | For | For |
| 1.2 | Elect Oscar Gonzalez Rocha | Management | For | For |
| 1.3 | Elect Emilio Carrillo Gamboa | Management | For | For |
| 1.4 | Elect Alfredo Casar Perez | Management | For | For |
| 1.5 | Elect Luis Castelazo Morales | Management | For | For |
| 1.6 | Elect Enrique Castillo Sanchez Mejorada | Management | For | For |
| 1.7 | Elect Xavier Garcia de Quevedo Topete | Management | For | For |
| 1.8 | Elect Daniel Muniz Quintanilla | Management | For | For |
| 1.9 | Elect Luis Miguel Palomino Bonilla | Management | For | For |
| 1.1 | Elect Gilberto Perezalonso Cifuentes | Management | For | For |
| 1.11 | Elect Juan Rebolledo Gout | Management | For | For |
| 1.12 | Elect Carlos Ruiz Sacristan | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| SOUTHWEST AIRLINES CO.
Meeting Date: MAY 15, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: LUV
Security ID: 844741108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David W. Biegler | Management | For | For |
| 2 | Elect J. Veronica Biggins | Management | For | For |
| 3 | Elect Douglas H. Brooks | Management | For | For |
| 4 | Elect William H. Cunningham | Management | For | For |
| 5 | Elect John G. Denison | Management | For | For |
| 6 | Elect Gary C. Kelly | Management | For | For |
| 7 | Elect Nancy B. Loeffler | Management | For | For |
| 8 | Elect John T. Montford | Management | For | For |
| 9 | Elect Thomas M. Nealon | Management | For | For |
| 10 | Elect Daniel D. Villanueva | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Amendment to the 1991 Employee Stock Purchase Plan | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| TARGET CORPORATION
Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TGT
Security ID: 87612000000000 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Roxanne S. Austin | Management | For | For |
| 2 | Elect Douglas M. Baker, Jr. | Management | For | For |
| 3 | Elect Henrique de Castro | Management | For | For |
| 4 | Elect Calvin Darden | Management | For | For |
| 5 | Elect Mary N. Dillon | Management | For | For |
| 6 | Elect James A. Johnson | Management | For | For |
| 7 | Elect Mary E. Minnick | Management | For | For |
| 8 | Elect Anne M. Mulcahy | Management | For | For |
| 9 | Elect Derica W. Rice | Management | For | For |
| 10 | Elect Gregg W. Steinhafel | Management | For | For |
| 11 | Elect John G. Stumpf | Management | For | For |
| 12 | Elect Solomon D. Trujillo | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | Against |
| 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 16 | Shareholder Proposal Regarding Report on Electronic Waste | Shareholder | Against | Against |
| THE COCA-COLA COMPANY
Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: KO
Security ID: 191216100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Herbert A. Allen | Management | For | For |
| 2 | Elect Ronald W. Allen | Management | For | For |
| 3 | Elect Howard G. Buffett | Management | For | For |
| 4 | Elect Richard M. Daley | Management | For | For |
| 5 | Elect Barry Diller | Management | For | For |
| 6 | Elect Helene D. Gayle | Management | For | For |
| 7 | Elect Evan G. Greenberg | Management | For | For |
| 8 | Elect Alexis M. Herman | Management | For | For |
| 9 | Elect Muhtar Kent | Management | For | For |
| 10 | Elect Robert A. Kotick | Management | For | For |
| 11 | Elect Maria Elena Lagomasino | Management | For | For |
| 12 | Elect Donald F. McHenry | Management | For | For |
| 13 | Elect Sam Nunn | Management | For | For |
| 14 | Elect James D. Robinson III | Management | For | For |
| 15 | Elect Peter V. Ueberroth | Management | For | For |
| 16 | Elect Jacob Wallenberg | Management | For | For |
| 17 | Ratification of Auditor | Management | For | For |
| 18 | Advisory Vote on Executive Compensation | Management | For | For |
| 19 | Amendment to By-Laws Regarding the Right to Call Special Meetings | Management | For | For |
| 20 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shareholder | Against | Against |
| THE TJX COMPANIES, INC.
Meeting Date: JUN 11, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TJX
Security ID: 872540109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Zein Abdalla | Management | For | For |
| 2 | Elect Jose B. Alvarez | Management | For | For |
| 3 | Elect Alan M. Bennett | Management | For | For |
| 4 | Elect Bernard Cammarata | Management | For | For |
| 5 | Elect David T. Ching | Management | For | For |
| 6 | Elect Michael F. Hines | Management | For | For |
| 7 | Elect Amy B. Lane | Management | For | For |
| 8 | Elect Dawn G. Lepore | Management | For | For |
| 9 | Elect Carol Meyrowitz | Management | For | For |
| 10 | Elect John F. O'Brien | Management | For | For |
| 11 | Elect Willow B. Shire | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Amendment to the Stock Incentive Plan | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| THE TRAVELERS COMPANIES, INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TRV
Security ID: 89417000000000 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Alan L. Beller | Management | For | For |
| 2 | Elect John H. Dasburg | Management | For | For |
| 3 | Elect Janet M. Dolan | Management | For | For |
| 4 | Elect Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Jay S. Fishman | Management | For | For |
| 6 | Elect Patricia L. Higgins | Management | For | For |
| 7 | Elect Thomas R. Hodgson | Management | For | For |
| 8 | Elect William J. Kane | Management | For | For |
| 9 | Elect Cleve L. Killingsworth, Jr. | Management | For | For |
| 10 | Elect Donald J. Shepard | Management | For | For |
| 11 | Elect Laurie J. Thomsen | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Authorization of Preferred Stock | Management | For | For |
| 15 | Shareholder Proposal Regarding Political Spending Report | Shareholder | Against | Against |
| UNION PACIFIC CORPORATION
Meeting Date: MAY 16, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UNP
Security ID: 907818108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Thomas J. Donohue | Management | For | For |
| 4 | Elect Archie W. Dunham | Management | For | For |
| 5 | Elect Judith Richards Hope | Management | For | For |
| 6 | Elect John J. Koraleski | Management | For | For |
| 7 | Elect Charles C. Krulak | Management | For | For |
| 8 | Elect Michael R. McCarthy | Management | For | For |
| 9 | Elect Michael W. McConnell | Management | For | For |
| 10 | Elect Thomas F. McLarty III | Management | For | For |
| 11 | Elect Steven R. Rogel | Management | For | For |
| 12 | Elect Jose H. Villarreal | Management | For | For |
| 13 | Elect James R. Young | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | 2013 Stock Incentive Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION
Meeting Date: APR 29, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UTX
Security ID: 913017109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Louis Chenevert | Management | For | For |
| 2 | Elect John V. Faraci | Management | For | For |
| 3 | Elect Jean-Pierre Garnier | Management | For | For |
| 4 | Elect Jamie S. Gorelick | Management | For | For |
| 5 | Elect Edward A. Kangas | Management | For | For |
| 6 | Elect Ellen J. Kullman | Management | For | For |
| 7 | Elect Marshall O. Larsen | Management | For | For |
| 8 | Elect Harold W. McGraw III | Management | For | For |
| 9 | Elect Richard B. Myers | Management | For | For |
| 10 | Elect H. Patrick Swygert | Management | For | For |
| 11 | Elect Andre Villeneuve | Management | For | For |
| 12 | Elect Christine Todd Whitman | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 03, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UNH
Security ID: 91324P102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Edson Bueno | Management | For | For |
| 3 | Elect Richard T. Burke | Management | For | For |
| 4 | Elect Robert J. Darretta | Management | For | For |
| 5 | Elect Stephen J. Hemsley | Management | For | For |
| 6 | Elect Michele J. Hooper | Management | For | For |
| 7 | Elect Rodger A. Lawson | Management | For | For |
| 8 | Elect Douglas W. Leatherdale | Management | For | For |
| 9 | Elect Glenn M. Renwick | Management | For | For |
| 10 | Elect Kenneth I. Shine | Management | For | For |
| 11 | Elect Gail R. Wilensky | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 02, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: VZ
Security ID: 92343V104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Richard L. Carrion | Management | For | For |
| 2 | Elect Melanie L. Healey | Management | For | For |
| 3 | Elect M. Frances Keeth | Management | For | For |
| 4 | Elect Robert W. Lane | Management | For | For |
| 5 | Elect Lowell C. McAdam | Management | For | For |
| 6 | Elect Sandra O. Moose | Management | For | For |
| 7 | Elect Joseph Neubauer | Management | For | For |
| 8 | Elect Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Clarence Otis, Jr. | Management | For | For |
| 10 | Elect Hugh B. Price | Management | For | For |
| 11 | Elect Rodney E. Slater | Management | For | For |
| 12 | Elect Kathryn A. Tesija | Management | For | For |
| 13 | Elect Gregory D. Wasson | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| 16 | Amendment to the 2009 Long-Term Incentive Plan | Management | For | For |
| 17 | Shareholder Proposal Regarding Network Neutrality | Shareholder | Against | Against |
| 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
| 22 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
| VISA INC
Meeting Date: JAN 30, 2013 Record Date: DEC 04, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: V
Security ID: 92826C839 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Gary Coughlan | Management | For | For |
| 2 | Elect Mary Cranston | Management | For | For |
| 3 | Elect Francisco Javier Fern?ndez Carbajal | Management | For | For |
| 4 | Elect Robert Matschullat | Management | For | For |
| 5 | Elect Cathy Minehan | Management | For | For |
| 6 | Elect Suzanne Nora Johnson | Management | For | For |
| 7 | Elect David Pang | Management | For | For |
| 8 | Elect Joseph Saunders | Management | For | For |
| 9 | Elect Charles Scharf | Management | For | For |
| 10 | Elect William Shanahan | Management | For | For |
| 11 | Elect John Swainson | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Shareholder Proposal Regarding Lobbying Expenditures | Shareholder | Against | Against |
| WAL-MART STORES, INC.
Meeting Date: JUN 07, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: WMT
Security ID: 931142103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Aida M. Alvarez | Management | For | For |
| 2 | Elect James I. Cash, Jr. | Management | For | For |
| 3 | Elect Roger C. Corbett | Management | For | For |
| 4 | Elect Douglas N. Daft | Management | For | For |
| 5 | Elect Michael T. Duke | Management | For | For |
| 6 | Elect Timothy P. Flynn | Management | For | For |
| 7 | Elect Marissa A. Mayer | Management | For | For |
| 8 | Elect Gregory B. Penner | Management | For | For |
| 9 | Elect Steven S. Reinemund | Management | For | For |
| 10 | Elect H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Jim C. Walton | Management | For | For |
| 12 | Elect S. Robson Walton | Management | For | For |
| 13 | Elect Christopher J. Williams | Management | For | For |
| 14 | Elect Linda S. Wolf | Management | For | For |
| 15 | Ratification of Auditor | Management | For | For |
| 16 | Advisory Vote on Executive Compensation | Management | For | For |
| 17 | Approval of the Management Incentive Plan | Management | For | For |
| 18 | Shareholder Proposal Regarding Right to Call Special Meeting | Shareholder | Against | Against |
| 19 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | Against |
| 20 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| 21 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For |
| WALT DISNEY CO.
Meeting Date: MAR 06, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: DIS
Security ID: 254687106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Susan E. Arnold | Management | For | For |
| 2 | Elect John S. Chen | Management | For | For |
| 3 | Elect Judith L. Estrin | Management | For | For |
| 4 | Elect Robert A. Iger | Management | For | For |
| 5 | Elect Fred H. Langhammer | Management | For | For |
| 6 | Elect Aylwin B. Lewis | Management | For | For |
| 7 | Elect Monica C. Lozano | Management | For | For |
| 8 | Elect Robert W. Matschullat | Management | For | For |
| 9 | Elect Sheryl Sandberg | Management | For | For |
| 10 | Elect Orin C. Smith | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Amendment to the 2002 Executive Performance Plan | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| 15 | Shareholder Proposal Regarding Separation of Chairman and CEO | Shareholder | Against | Against |
| WELLPOINT, INC.
Meeting Date: MAY 15, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: WLP
Security ID: 94973V107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Sheila P. Burke | Management | For | For |
| 2 | Elect George A. Schaefer, Jr. | Management | For | For |
| 3 | Elect Joseph R. Swedish | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against |
| WHOLE FOODS MARKET, INC.
Meeting Date: MAR 15, 2013 Record Date: JAN 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: WFM
Security ID: 966837106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John B. Elstrott | Management | For | For |
| 1.2 | Elect Gabrielle E. Greene | Management | For | For |
| 1.3 | Elect Hass Hassan | Management | For | For |
| 1.4 | Elect Stephanie Kugelman | Management | For | For |
| 1.5 | Elect John P. Mackey | Management | For | For |
| 1.6 | Elect Walter Robb | Management | For | For |
| 1.7 | Elect Jonathan A. Seiffer | Management | For | For |
| 1.8 | Elect Morris J. Siegel | Management | For | For |
| 1.9 | Elect Jonathan D. Sokoloff | Management | For | For |
| 1.10 | Elect Ralph Z. Sorenson | Management | For | For |
| 1.11 | Elect William A. Tindell | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 2009 Stock Incentive Plan | Management | For | Against |
| 5 | Shareholder Proposal Regarding Extended Producer Responsibility | Shareholder | Against | Against |
| 6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
| YOUKU.COM INC
Meeting Date: AUG 20, 2012 Record Date: JUL 20, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: YOKU
Security ID: 98742U100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Merger with Tudou | Management | For | For |
| 2 | Company Name Change | Management | For | For |
| 3 | Amendment to Class B Voting Rights | Management | For | Against |
| 4 | Amendment to Class Vote Threshold | Management | For | Against |
| 5 | Right to Adjourn Meeting | Management | For | For |
Prudential Small Cap Value Fund - Sub-Adviser: QMA
| 1ST SOURCE CORP.
Meeting Date: APR 25, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SRCE
Security ID: 336901103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Vinod Khilnani | Management | For | For |
| 1.2 | Elect Daniel Fitzpatrick | Management | For | For |
| 1.3 | Elect Wellington Jones III | Management | For | Withhold |
| 1.4 | Elect Najeeb Khan | Management | For | For |
| 1.5 | Elect Christopher Murphy IV | Management | For | Withhold |
| A. SCHULMAN INC.
Meeting Date: DEC 13, 2012 Record Date: OCT 19, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: SHLM
Security ID: 808194104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Eugene Allspach | Management | For | For |
| 1.2 | Elect Gregory Barmore | Management | For | For |
| 1.3 | Elect David Birney | Management | For | For |
| 1.4 | Elect Howard Curd | Management | For | For |
| 1.5 | Elect Joseph Gingo | Management | For | For |
| 1.6 | Elect Michael McManus, Jr. | Management | For | For |
| 1.7 | Elect Lee Meyer | Management | For | For |
| 1.8 | Elect James Mitarotonda | Management | For | For |
| 1.9 | Elect Ernest Novak, Jr. | Management | For | For |
| 1.1 | Elect Irvin Reid | Management | For | For |
| 1.11 | Elect John Yasinsky | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| AAR CORP.
Meeting Date: OCT 10, 2012 Record Date: AUG 20, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: AIR
Security ID: 361105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Anthony Anderson | Management | For | For |
| 1.2 | Elect Michael Boyce | Management | For | For |
| 1.3 | Elect David Storch | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| ACCESS NATIONAL CORP
Meeting Date: MAY 21, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ANCX
Security ID: 4337101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert C. Shoemaker | Management | For | For |
| 1.2 | Elect Thomas M. Kody | Management | For | Withhold |
| 1.3 | Elect J. Randolph Babbitt | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 4 | Ratification of Auditor | Management | For | For |
| ACTUANT CORP.
Meeting Date: JAN 15, 2013 Record Date: NOV 15, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: ATU
Security ID: 00508X203 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert Arzbaecher | Management | For | For |
| 1.2 | Elect Gurminder Bedi | Management | For | For |
| 1.3 | Elect Gustav Boel | Management | For | For |
| 1.4 | Elect Thomas Fischer | Management | For | For |
| 1.5 | Elect William Hall | Management | For | For |
| 1.6 | Elect R. Alan Hunter, Jr. | Management | For | For |
| 1.7 | Elect Robert Peterson | Management | For | For |
| 1.8 | Elect Holly Van Deursen | Management | For | For |
| 1.9 | Elect Dennis Williams | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2009 Omnibus Incentive Plan | Management | For | For |
| 4 | Amendment to the Executive Officer Bonus Plan | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| ACXIOM CORP.
Meeting Date: AUG 16, 2012 Record Date: JUN 19, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: ACXM
Security ID: 5125109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John Battelle | Management | For | For |
| 2 | Elect Ann Hasselmo | Management | For | For |
| 3 | Elect William Henderson | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| ADAMS RESOURCES & ENERGY INC.
Meeting Date: MAY 15, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AE
Security ID: 6351308 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Frank T. Webster | Management | For | For |
| 1.2 | Elect E. C. Reinauer, Jr. | Management | For | For |
| 1.3 | Elect Townes G. Pressler | Management | For | For |
| 1.4 | Elect Larry E. Bell | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| AEP INDUSTRIES INC.
Meeting Date: APR 09, 2013 Record Date: FEB 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AEPI
Security ID: 1031103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect J. Brendan Barba | Management | For | For |
| 1.2 | Elect Richard E. Davis | Management | For | For |
| 1.3 | Elect Lee C. Stewart | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of 2013 Omnibus Incentive Plan | Management | For | Against |
| 5 | Management Incentive Plan | Management | For | For |
| AG MORTGAGE INVESTMENT TRUST INC
Meeting Date: MAY 01, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MITT
Security ID: 1228105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Arthur S. Ainsberg | Management | For | For |
| 1.2 | Elect Andrew L. Berger | Management | For | For |
| 1.3 | Elect Joesph LaManna | Management | For | For |
| 1.4 | Elect Jonathan Lieberman | Management | For | Withhold |
| 1.5 | Elect Peter Linneman | Management | For | For |
| 1.6 | Elect David Roberts | Management | For | Withhold |
| 1.7 | Elect Frank Stadelmaier | Management | For | Withhold |
| 1.8 | Elect James M. Voss | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| AIR TRANSPORT SERVICES GROUP INC
Meeting Date: MAY 10, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ATSG
Security ID: 00922R105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Richard M. Baudouin | Management | For | For |
| 2 | Elect Randy D. Rademacher | Management | For | For |
| 3 | Repeal of Classified Board | Management | For | For |
| AIR TRANSPORT SERVICES GROUP INC
Meeting Date: MAY 10, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ATSG
Security ID: 00922R105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| AIRCASTLE LIMITED
Meeting Date: MAY 23, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AYR
Security ID: G0129K104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ronald W. Allen | Management | For | For |
| 1.2 | Elect Douglas A. Hacker | Management | For | For |
| 1.3 | Elect Ron Wainshal | Management | For | For |
| 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| ALASKA AIR GROUP INC.
Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ALK
Security ID: 11659109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect William S. Ayer | Management | For | For |
| 2 | Elect Patricia M. Bedient | Management | For | For |
| 3 | Elect Marion C. Blakey | Management | For | For |
| 4 | Elect Phyllis J. Campbell | Management | For | For |
| 5 | Elect Jessie J. Knight, Jr. | Management | For | For |
| 6 | Elect R. Marc Langland | Management | For | For |
| 7 | Elect Dennis F. Madsen | Management | For | For |
| 8 | Elect Byron I. Mallott | Management | For | For |
| 9 | Elect J. Kenneth Thompson | Management | For | For |
| 10 | Elect Bradley D. Tilden | Management | For | For |
| 11 | Elect Eric K. Yeaman | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For |
| ALICO INC.
Meeting Date: FEB 22, 2013 Record Date: DEC 28, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: ALCO
Security ID: 16230104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect JD Alexander | Management | For | For |
| 1.2 | Elect Thomas McAuley | Management | For | For |
| 1.3 | Elect Charles Palmer | Management | For | For |
| 1.4 | Elect Ramon Rodriguez | Management | For | For |
| 1.5 | Elect John Rood | Management | For | For |
| 1.6 | Elect Robert Viguet, Jr. | Management | For | For |
| 1.7 | Elect Gordon Walker | Management | For | For |
| 1.8 | Elect Adam Compton | Management | For | For |
| 1.9 | Elect Dykes Everett | Management | For | For |
| 2 | 2013 Incentive Equity Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| ALMOST FAMILY INC
Meeting Date: MAY 06, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AFAM
Security ID: 20409108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William B. Yarmuth | Management | For | For |
| 1.2 | Elect Steven B. Bing | Management | For | For |
| 1.3 | Elect Donald G. McClinton | Management | For | For |
| 1.4 | Elect Tyree G. Wilburn | Management | For | For |
| 1.5 | Elect Jonathan D. Goldberg | Management | For | For |
| 1.6 | Elect W. Earl Reed, III | Management | For | For |
| 1.7 | Elect Henry M. Altman, Jr. | Management | For | For |
| 2 | 2013 Stock and Incentive Compensation Plan | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| ALON USA ENERGY INC
Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ALJ
Security ID: 20520102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David Wiessman | Management | For | Withhold |
| 1.2 | Elect Boaz Biran | Management | For | Withhold |
| 1.3 | Elect Ron W. Haddock | Management | For | For |
| 1.4 | Elect Itzhak Bader | Management | For | For |
| 1.5 | Elect Jeff D. Morris | Management | For | For |
| 1.6 | Elect Yeshayahu Pery | Management | For | Withhold |
| 1.7 | Elect Zalman Segal | Management | For | For |
| 1.8 | Elect Avraham Shochat | Management | For | For |
| 1.9 | Elect Shlomo Even | Management | For | For |
| 1.1 | Elect Oded Rubenstein | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| ALPHA & OMEGA SEMICONDUCTOR LTD
Meeting Date: NOV 15, 2012 Record Date: OCT 04, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: AOSL
Security ID: G6331P104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Mike Chang | Management | For | For |
| 1.2 | Elect Yueh-Se Ho | Management | For | For |
| 1.3 | Elect Chung Te Chang | Management | For | For |
| 1.4 | Elect Howard Bailey | Management | For | For |
| 1.5 | Elect Thomas Steipp | Management | For | For |
| 1.6 | Elect Richard Sevcik | Management | For | For |
| 2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| ALTRA HOLDINGS INC
Meeting Date: APR 25, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AIMC
Security ID: 02208R106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Edmund M. Carpenter | Management | For | For |
| 1.2 | Elect Carl R. Christenson | Management | For | Withhold |
| 1.3 | Elect Lyle G. Ganske | Management | For | For |
| 1.4 | Elect Michael L. Hurt | Management | For | Withhold |
| 1.5 | Elect Michael S. Lipscomb | Management | For | For |
| 1.6 | Elect Larry McPherson | Management | For | For |
| 1.7 | Elect James H. Woodward, Jr. | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| AMEDISYS INC.
Meeting Date: JUN 06, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AMED
Security ID: 23436108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William F. Borne | Management | For | For |
| 1.2 | Elect Linda J. Hall | Management | For | For |
| 1.3 | Elect Ronald A. LaBorde | Management | For | For |
| 1.4 | Elect Jake L. Netterville | Management | For | For |
| 1.5 | Elect David R. Pitts | Management | For | For |
| 1.6 | Elect Peter Ricchuiti | Management | For | For |
| 1.7 | Elect Donald A. Washburn | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Approval of the Material Terms under the 2008 Omnibus Incentive Compensation Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| AMERCO
Meeting Date: AUG 30, 2012 Record Date: JUL 02, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: UHAL
Security ID: 23586100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect M. Frank Lyons | Management | For | For |
| 1.2 | Elect Edward Shoen | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Ratification of Board and Management Acts | Shareholder | For | For |
| 5 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | Shareholder | Abstain | |
| AMERICAN CAPITAL MORTGAGE INVESTMENT CORP
Meeting Date: APR 30, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MTGE
Security ID: 02504A104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert M. Couch | Management | For | For |
| 1.2 | Elect Morris A. Davis | Management | For | For |
| 1.3 | Elect Randy E. Dobbs | Management | For | For |
| 1.4 | Elect Larry K. Harvey | Management | For | For |
| 1.5 | Elect Prue B. Larocca | Management | For | For |
| 1.6 | Elect Alvin N. Puryear | Management | For | Withhold |
| 1.7 | Elect Malon Wilkus | Management | For | Withhold |
| 1.8 | Elect John R. Erickson | Management | For | Withhold |
| 1.9 | Elect Samuel A. Flax | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| AMERICAN EQUITY INVT LIFE HLDG CO
Meeting Date: JUN 06, 2013 Record Date: APR 12, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AEL
Security ID: 25676206 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alexander M. Clark | Management | For | For |
| 1.2 | Elect John M. Matovina | Management | For | Withhold |
| 1.3 | Elect Gerald D. Neugent | Management | For | Withhold |
| 2 | 2013 Director Equity and Incentive Plan | Management | For | For |
| 3 | Short-Term Performance Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| AMERICAN RAILCAR INDUSTRIES
Meeting Date: JUN 04, 2013 Record Date: APR 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ARII
Security ID: 02916P103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Carl C. Icahn | Management | For | For |
| 2 | Elect James J. Unger | Management | For | For |
| 3 | Elect James C. Pontious | Management | For | For |
| 4 | Elect J. Mike Laisure | Management | For | For |
| 5 | Elect Harold First | Management | For | For |
| 6 | Elect Brett M. Icahn | Management | For | For |
| 7 | Elect Hunter Gary | Management | For | Against |
| 8 | Elect SungHwan Cho | Management | For | For |
| 9 | Elect Daniel A. Ninivaggi | Management | For | Against |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| AMERICAN SAFETY INSURANCE HOLDINGS LTD.
Meeting Date: JUL 23, 2012 Record Date: MAY 21, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: ASI
Security ID: G02995101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Cody Birdwell | Management | For | For |
| 2 | Elect Steven Groot | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Approval of the Material Terms of the Performance Goals under the 2007 Incentive Stock Plan | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| AMERICAN STATES WATER CO.
Meeting Date: MAY 21, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AWR
Security ID: 29899101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| AMERICAN STATES WATER CO.
Meeting Date: MAY 21, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AWR
Security ID: 29899101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Diana M. Bont? | Management | For | For |
| 1.2 | Elect Robert J. Sprowls | Management | For | For |
| 1.3 | Elect Lloyd E. Ross | Management | For | For |
| 2 | 2013 Non-Employee Directors Stock Plan | Management | For | For |
| AMKOR TECHNOLOGY INC.
Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AMKR
Security ID: 31652100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect James J. Kim | Management | For | For |
| 1.2 | Elect Kenneth T. Joyce | Management | For | For |
| 1.3 | Elect Roger A. Carolin | Management | For | For |
| 1.4 | Elect Winston J. Churchill | Management | For | For |
| 1.5 | Elect John T. Kim | Management | For | For |
| 1.6 | Elect Robert R. Morse | Management | For | For |
| 1.7 | Elect John F. Osborne | Management | For | For |
| 1.8 | Elect James W. Zug | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| AMSURG CORP.
Meeting Date: MAY 23, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AMSGA
Security ID: 03232P405 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect James A. Deal | Management | For | For |
| 1.2 | Elect Steven I. Geringer | Management | For | For |
| 1.3 | Elect Claire M. Gulmi | Management | For | For |
| 1.4 | Elect Joey A. Jacobs | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| ANN INC
Meeting Date: MAY 30, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ANN
Security ID: 35623107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michelle Gass | Management | For | For |
| 2 | Elect Daniel W. Yih | Management | For | For |
| 3 | Elect Michael C. Plansky | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Repeal of Classified Board | Management | For | For |
| 7 | Amendment to the 2003 Equity Incentive Plan | Management | For | For |
| ANWORTH MORTGAGE ASSET CORP.
Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ANH
Security ID: 37347101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lloyd McAdams | Management | For | For |
| 2 | Elect Lee A. Ault, III | Management | For | For |
| 3 | Elect Charles H. Black | Management | For | For |
| 4 | Elect Joe E. Davis | Management | For | For |
| 5 | Elect Robert C. Davis | Management | For | For |
| 6 | Elect Joseph E. McAdams | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | Abstain |
| 8 | Ratification of Auditor | Management | For | For |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC
Meeting Date: MAY 02, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ARI
Security ID: 03762U105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Douglas D. Abbey | Management | For | For |
| 1.2 | Elect Joseph F. Azrack | Management | For | Withhold |
| 1.3 | Elect Mark C. Biderman | Management | For | For |
| 1.4 | Elect Alice Connell | Management | For | For |
| 1.5 | Elect Eric L. Press | Management | For | Withhold |
| 1.6 | Elect Michael E. Salvati | Management | For | For |
| 1.7 | Elect Stuart A. Rothstein | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| APOLLO RESIDENTIAL MORTGAGE INC
Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AMTG
Security ID: 03763V102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Marc E. Becker | Management | For | Withhold |
| 1.2 | Elect Mark C. Biderman | Management | For | For |
| 1.3 | Elect Frederick N. Khedouri | Management | For | Withhold |
| 1.4 | Elect Justin Stevens | Management | For | Withhold |
| 1.5 | Elect Hope S. Taitz | Management | For | For |
| 1.6 | Elect Frederick J. Kleisner | Management | For | For |
| 1.7 | Elect Thomas D. Christopoul | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| ARGAN, INC.
Meeting Date: JUN 20, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AGX
Security ID: 04010E109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Rainer H. Bosselmann | Management | For | For |
| 1.2 | Elect Henry A. Crumpton | Management | For | For |
| 1.3 | Elect Cynthia A. Flanders | Management | For | For |
| 1.4 | Elect William F. Griffin | Management | For | For |
| 1.5 | Elect William F. Leimkuhler | Management | For | For |
| 1.6 | Elect W.G. Champion Mitchell | Management | For | For |
| 1.7 | Elect James W. Quinn | Management | For | For |
| 1.8 | Elect Brian R. Sherras | Management | For | For |
| 2 | Amendment to the 2011 Stock Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
| ARLINGTON ASSET INVESTMENT CORP
Meeting Date: JUN 06, 2013 Record Date: APR 16, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AI
Security ID: 41356205 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Eric F. Billings | Management | For | For |
| 1.2 | Elect Daniel J. Altobello | Management | For | For |
| 1.3 | Elect Daniel E. Berce | Management | For | For |
| 1.4 | Elect David W. Faeder | Management | For | For |
| 1.5 | Elect Peter A. Gallagher | Management | For | For |
| 1.6 | Elect Ralph S. Michael III | Management | For | For |
| 1.7 | Elect J. Rock Tonkel, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| ARMOUR RESIDENTIAL REIT INC
Meeting Date: MAY 01, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ARR
Security ID: 42315101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Scott J. Ulm | Management | For | Withhold |
| 1.2 | Elect Jeffrey J. Zimmer | Management | For | Withhold |
| 1.3 | Elect Daniel C. Staton | Management | For | Withhold |
| 1.4 | Elect Marc H. Bell | Management | For | Withhold |
| 1.5 | Elect Thomas K. Guba | Management | For | For |
| 1.6 | Elect Robert C. Hain | Management | For | For |
| 1.7 | Elect John P. Hollihan III | Management | For | For |
| 1.8 | Elect Stewart J. Paperin | Management | For | For |
| 1.9 | Elect Jordan Zimmerman | Management | For | For |
| 2 | Amendment to the 2009 Stock Incentive Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| ATLANTIC TELE-NETWORK INC.
Meeting Date: JUN 18, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ANK
Security ID: 49079205 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Martin L. Budd | Management | For | For |
| 1.2 | Elect Michael T. Flynn | Management | For | For |
| 1.3 | Elect Liane Pelletier | Management | For | For |
| 1.4 | Elect Cornelius B. Prior, Jr. | Management | For | For |
| 1.5 | Elect Michael T. Prior | Management | For | For |
| 1.6 | Elect Charles J. Roesslein | Management | For | For |
| 2 | Approval of Material Terms of the 2008 Equity Incentive Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| ATLAS AIR WORLDWIDE HOLDINGS INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AAWHQ
Security ID: 49164205 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert F. Agnew | Management | For | For |
| 1.2 | Elect Timothy J. Bernlohr | Management | For | For |
| ATLAS AIR WORLDWIDE HOLDINGS INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AAWHQ
Security ID: 49164205 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.3 | Elect Eugene I. Davis | Management | For | Withhold |
| 1.4 | Elect William J. Flynn | Management | For | For |
| 1.5 | Elect James S. Gilmore III | Management | For | For |
| 1.6 | Elect Carol B. Hallett | Management | For | Withhold |
| 1.7 | Elect Frederick McCorkle | Management | For | Withhold |
| 1.8 | Elect Duncan J. McNabb | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Amendment to the 2007 Incentive Plan | Management | For | For |
| ATMOS ENERGY CORP.
Meeting Date: FEB 13, 2013 Record Date: DEC 17, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: ATO
Security ID: 49560105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert Best | Management | For | For |
| 2 | Elect Kim Cocklin | Management | For | For |
| 3 | Elect Richard Douglas | Management | For | For |
| 4 | Elect Ruben Esquivel | Management | For | For |
| 5 | Elect Richard Gordon | Management | For | For |
| 6 | Elect Robert Grable | Management | For | For |
| 7 | Elect Thomas Meredith | Management | For | For |
| 8 | Elect Nancy Quinn | Management | For | For |
| 9 | Elect Richard Sampson | Management | For | For |
| 10 | Elect Stephen Springer | Management | For | For |
| 11 | Elect Richard Ware II | Management | For | For |
| 12 | Amendment to Annual Incentive Plan for Management | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Advisory Vote on Executive Compensation | Management | For | For |
| AVISTA CORP.
Meeting Date: MAY 09, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: AVA
Security ID: 05379B107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Erik J. Anderson | Management | For | For |
| 2 | Elect Kristianne Blake | Management | For | For |
| 3 | Elect Donald C Burke | Management | For | For |
| 4 | Elect Rick R Holley | Management | For | For |
| 5 | Elect John F. Kelly | Management | For | For |
| 6 | Elect Rebecca A. Klein | Management | For | For |
| 7 | Elect Scott L. Morris | Management | For | For |
| 8 | Elect Marc F. Racicot | Management | For | For |
| 9 | Elect Heidi B. Stanley | Management | For | For |
| 10 | Elect R. John Taylor | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Reduce Shareholder Approval Requirements to Amend Articles | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| BANCFIRST CORP.
Meeting Date: MAY 23, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: BANF
Security ID: 05945F103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Repeal of Classified Board | Management | For | For |
| 2 | Elimination of Supermajority Requirement | Management | For | For |
| 3.1 | Elect Dennis L. Brand | Management | For | Withhold |
| 3.2 | Elect C. L. Craig, Jr. | Management | For | For |
| 3.3 | Elect William H. Crawford | Management | For | Withhold |
| 3.4 | Elect James R. Daniel | Management | For | Withhold |
| 3.5 | Elect F. Ford Drummond | Management | For | For |
| 3.6 | Elect K. Gordon Greer | Management | For | Withhold |
| 3.7 | Elect Donald B. Halverstadt | Management | For | For |
| 3.8 | Elect William O. Johnstone | Management | For | Withhold |
| 3.9 | Elect Dave R. Lopez | Management | For | For |
| 3.1 | Elect J. Ralph McCalmont | Management | For | For |
| 3.11 | Elect Tom H. McCasland III | Management | For | For |
| 3.12 | Elect Ronald J. Norick | Management | For | For |
| 3.13 | Elect Paul B. Odom, Jr. | Management | For | For |
| 3.14 | Elect David E. Ragland | Management | For | For |
| 3.15 | Elect David E. Rainbolt | Management | For | Withhold |
| 3.16 | Elect H. E. Rainbolt | Management | For | Withhold |
| 3.17 | Elect Michael S. Samis | Management | For | For |
| 3.18 | Elect Michael K. Wallace | Management | For | For |
| 3.19 | Elect G. Rainey Williams, Jr. | Management | For | Withhold |
| 3.2 | Elect William H. Crawford | Management | For | Withhold |
| 3.21 | Elect K. Gordon Greer | Management | For | Withhold |
| 3.22 | Elect Donald B. Halverstadt | Management | For | For |
| 3.23 | Elect William O. Johnstone | Management | For | Withhold |
| 3.24 | Elect Dave R. Lopez | Management | For | For |
| 3.25 | Elect David E. Rainbolt | Management | For | Withhold |
| 3.26 | Elect Michael S. Samis | Management | For | For |
| 4 | Amendment to the Stock Option Plan | Management | For | For |
| BANCO LATINOAMERICANO DE COMERCIO EXTERIOR SA
Meeting Date: APR 17, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: BLX
Security ID: P16994132 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accounts and Reports | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3.1 | Elect Herminio Blanco Mendoza | Management | For | For |
| 3.2 | Elect Mar?a da Gra?a Fran? | Management | For | For |
| 3.3 | Elect William D. Hayes | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| BANK OF THE OZARKS, INC.
Meeting Date: APR 15, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: OZRK
Security ID: 63904106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect George Gleason | Management | For | For |
| 1.2 | Elect Jean Arehart | Management | For | For |
| 1.3 | Elect Nicholas Brown | Management | For | For |
| 1.4 | Elect Richard Cisne | Management | For | For |
| 1.5 | Elect Robert East | Management | For | For |
| 1.6 | Elect Linda Gleason | Management | For | For |
| 1.7 | Elect Peter Kenny | Management | For | For |
| 1.8 | Elect Henry Mariani | Management | For | For |
| 1.9 | Elect Robert L. Proost | Management | For | For |
| 1.1 | Elect R. L. Qualls | Management | For | For |
| 1.11 | Elect John Reynolds | Management | For | For |
| 1.12 | Elect Dan Thomas | Management | For | For |
| 1.13 | Elect Sherece West-Scantlebury | Management | For | For |
| 2 | Amendment to the 2009 Restricted Stock Plan | Management | For | For |
| 3 | Amendment to the Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| BELO CORP
Meeting Date: MAY 07, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: BLC
Security ID: 80555105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Judith Craven | Management | For | For |
| 1.2 | Elect Dealey Herndon | Management | For | Withhold |
| 1.3 | Elect Wayne Sanders | Management | For | For |
| 1.4 | Elect McHenry Tichenor, Jr. | Management | For | For |
| 2 | 2013 Executive Compensation Plan | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| BERKSHIRE HILLS BANCORP INC.
Meeting Date: MAY 09, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: BHLB
Security ID: 84680107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John B. Davies | Management | For | For |
| 1.2 | Elect Rodney C. Dimock | Management | For | For |
| 1.3 | Elect Laurie Norton Moffatt | Management | For | For |
| 1.4 | Elect J. Williar Dunlaevy | Management | For | For |
| 2 | 2013 Equity Incentive Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| BGC PARTNERS INC
Meeting Date: DEC 17, 2012 Record Date: OCT 18, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: BGCP
Security ID: 05541T101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Howard Lutnick | Management | For | For |
| 1.2 | Elect John Dalton | Management | For | Withhold |
| 1.3 | Elect Stephen Curwood | Management | For | Withhold |
| 1.4 | Elect Barry Sloane | Management | For | Withhold |
| 1.5 | Elect Albert Weis | Management | For | Withhold |
| BIGLARI HOLDINGS INC
Meeting Date: NOV 02, 2012 Record Date: OCT 05, 2012 Meeting Type: SPECIAL |
||||
|
Ticker: BH
Security ID: 08986R101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorization of Dual Class Stock | Management | For | Against |
| BLACK BOX CORP.
Meeting Date: AUG 07, 2012 Record Date: JUN 11, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: BBOX
Security ID: 91826107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William Andrews | Management | For | For |
| 1.2 | Elect R. Terry Blakemore | Management | For | For |
| 1.3 | Elect Richard Crouch | Management | For | For |
| 1.4 | Elect Thomas Golonski | Management | For | For |
| 1.5 | Elect Thomas Greig | Management | For | For |
| 1.6 | Elect William Hernandez | Management | For | For |
| 1.7 | Elect Edward Nicholson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| BOB EVANS FARMS, INC.
Meeting Date: AUG 22, 2012 Record Date: JUN 29, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: BOBE
Security ID: 96761101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Larry Corbin | Management | For | For |
| 2 | Elect Steven Davis | Management | For | For |
| 3 | Elect Mary Haben | Management | For | For |
| 4 | Elect Cheryl Krueger | Management | For | For |
| 5 | Elect G. Robert Lucas II | Management | For | For |
| 6 | Elect Eileen Mallesch | Management | For | For |
| 7 | Elect Paul Williams | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| BODY CENTRAL CORP
Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: BODY
Security ID: 09689U102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John K. Haley | Management | For | For |
| 1.2 | Elect Robert Glass | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| BOISE INC
Meeting Date: APR 24, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: BZ
Security ID: 09746Y105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jonathan W. Berger | Management | For | For |
| 1.2 | Elect Jack Goldman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| BRIGGS & STRATTON CORP.
Meeting Date: OCT 17, 2012 Record Date: AUG 20, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: BGG
Security ID: 109043109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect James Humphrey | Management | For | For |
| 1.2 | Elect Robert O'Toole | Management | For | For |
| 1.3 | Elect Charles Story | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to Shareholder Rights Plan | Management | For | Against |
| BRISTOW GROUP INC
Meeting Date: AUG 01, 2012 Record Date: JUN 08, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: BRS
Security ID: 110394103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Thomas Amonett | Management | For | For |
| 1.2 | Elect Stephen Cannon | Management | For | For |
| 1.3 | Elect William Chiles | Management | For | For |
| 1.4 | Elect Michael Flick | Management | For | For |
| 1.5 | Elect Lori Gobillot | Management | For | For |
| 1.6 | Elect Ian Godden | Management | For | For |
| 1.7 | Elect Stephen King | Management | For | For |
| 1.8 | Elect Thomas Knudson | Management | For | For |
| 1.9 | Elect Mathew Masters | Management | For | For |
| 1.1 | Elect Bruce Stover | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| BROWN SHOE CO., INC.
Meeting Date: MAY 30, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: BWS
Security ID: 115736100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ward M. Klein | Management | For | For |
| 1.2 | Elect Steven W. Korn | Management | For | For |
| 1.3 | Elect W. Patrick McGinnis | Management | For | For |
| 1.4 | Elect Diane M. Sullivan | Management | For | For |
| 1.5 | Elect Hal J. Upbin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| BUCKEYE TECHNOLOGIES INC.
Meeting Date: OCT 23, 2012 Record Date: SEP 05, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: BKI
Security ID: 118255108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Repeal of Classified Board | Management | For | For |
| 4 | Adoption of Majority Vote for Election of Directors | Management | For | For |
| 5 | Amendment to the 2007 Omnibus Incentive Plan | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| BUCKEYE TECHNOLOGIES INC.
Meeting Date: OCT 23, 2012 Record Date: SEP 05, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: BKI
Security ID: 118255108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Red Cavaney | Management | For | For |
| 1.2 | Elect John Crowe | Management | For | For |
| 1.3 | Elect David Ferraro | Management | For | For |
| CACI INTERNATIONAL INC.
Meeting Date: NOV 15, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: CACI
Security ID: 127190304 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Daniel Allen | Management | For | For |
| 1.2 | Elect James Gilmore III | Management | For | For |
| 1.3 | Elect Gregory Johnson | Management | For | For |
| 1.4 | Elect Richard Leatherwood | Management | For | For |
| 1.5 | Elect J.P. London | Management | For | For |
| 1.6 | Elect James Pavitt | Management | For | For |
| 1.7 | Elect Warren Phillips | Management | For | For |
| 1.8 | Elect Charles Revoile | Management | For | For |
| 1.9 | Elect William Wallace | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| CAI INTERNATIONAL INC
Meeting Date: JUN 07, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CAP
Security ID: 12477X106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Masaaki Nishibori | Management | For | Withhold |
| 1.2 | Elect David G Remington | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| CALAMOS ASSETS MANAGEMENT INC
Meeting Date: JUN 05, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CLMS
Security ID: 12811R104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Gary D. Black | Management | For | For |
| 1.2 | Elect Thomas F. Eggers | Management | For | For |
| 1.3 | Elect Richard W. Gilbert | Management | For | For |
| 1.4 | Elect Keith M. Schappert | Management | For | For |
| 1.5 | Elect William N. Shiebler | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| CALLON PETROLEUM CO.
Meeting Date: MAY 16, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CPE
Security ID: 13123X102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Larry D. McVay | Management | For | For |
| 1.2 | Elect John C. Wallace | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| CAPELLA EDUCATION CO
Meeting Date: MAY 07, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CPLA
Security ID: 139594105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect J. Kevin Gilligan | Management | For | For |
| 1.2 | Elect Michael A. Linton | Management | For | For |
| 1.3 | Elect Michael L. Lomax | Management | For | For |
| 1.4 | Elect Jody G. Miller | Management | For | For |
| 1.5 | Elect Hilary Pennington | Management | For | For |
| 1.6 | Elect Stephen G. Shank | Management | For | For |
| 1.7 | Elect Andrew M. Slavitt | Management | For | For |
| 1.8 | Elect David W. Smith | Management | For | For |
| 1.9 | Elect Jeffrey W. Taylor | Management | For | For |
| 1.1 | Elect Darrell R. Tukua | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| CAPSTEAD MORTGAGE CORP.
Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CMO
Security ID: 14067E506 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jack Bernard | Management | For | For |
| 1.2 | Elect Jack Biegler | Management | For | For |
| 1.3 | Elect Michelle P. Goolsby | Management | For | For |
| 1.4 | Elect Andrew F. Jacobs | Management | For | For |
| 1.5 | Elect Gary Keiser | Management | For | For |
| 1.6 | Elect Christopher W. Mahowald | Management | For | For |
| 1.7 | Elect Michael G. O'Neil | Management | For | For |
| 1.8 | Elect Mark S. Whiting | Management | For | For |
| 2 | Advisory Vote on Compensation Philosophy | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| CARDINAL FINANCIAL CORP
Meeting Date: APR 19, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CFNL
Security ID: 14149F109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect B. G. Beck | Management | For | For |
| 1.2 | Elect William J. Nassetta | Management | For | For |
| 1.3 | Elect Alice M. Starr | Management | For | For |
| 1.4 | Elect Steven M. Wiltse | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| CASH AMERICA INTERNATIONAL, INC.
Meeting Date: MAY 23, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CSH
Security ID: 14754D100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Daniel E. Berce | Management | For | For |
| 1.2 | Elect Jack R. Daugherty | Management | For | For |
| 1.3 | Elect Daniel R. Feehan | Management | For | For |
| 1.4 | Elect James H. Graves | Management | For | For |
| 1.5 | Elect B.D. Hunter | Management | For | For |
| 1.6 | Elect Timothy J. McKibben | Management | For | For |
| 1.7 | Elect Alfred M. Micallef | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| CATO CORP.
Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CATO
Security ID: 149205106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect D. Harding Stowe | Management | For | For |
| 1.2 | Elect Edward I. Weisiger, Jr. | Management | For | For |
| 2 | 2013 Incentive Compensation Plan | Management | For | Against |
| 3 | 2013 Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Transaction of Other Business | Management | For | Abstain |
| CBEYOND INC
Meeting Date: JUN 07, 2013 Record Date: APR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CBEY
Security ID: 149847105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David A. Rogan | Management | For | For |
| 1.2 | Elect Jonathan Crane | Management | For | For |
| 1.3 | Elect Marvin Wheeler | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| CBIZ INC
Meeting Date: MAY 09, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CBZ
Security ID: 124805102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Rick L. Burdick | Management | For | Against |
| 2 | Elect Steven L. Gerard | Management | For | Against |
| 3 | Elect Benaree Pratt Wiley | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Transaction of Other Business | Management | For | Abstain |
| CENTER BANCORP, INC.
Meeting Date: MAY 20, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CNBC
Security ID: 151408101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alexander A. Bol | Management | For | For |
| 1.2 | Elect Anthony C. Weagley | Management | For | For |
| 1.3 | Elect Frederick S. Fish | Management | For | For |
| 1.4 | Elect Howard Kent | Management | For | For |
| 1.5 | Elect Nicholas Minoia | Management | For | For |
| 1.6 | Elect Harold A. Schechter | Management | For | For |
| 1.7 | Elect Lawrence B. Seidman | Management | For | For |
| 1.8 | Elect William A. Thompson | Management | For | For |
| 1.9 | Elect Raymond Vanaria | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| CENTER FINANCIAL CORP.
Meeting Date: MAY 30, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: BBCN
Security ID: 73295107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Steven D. Broidy | Management | For | For |
| 1.2 | Elect Louis M. Cosso | Management | For | For |
| 1.3 | Elect Jin Chui Jhung | Management | For | For |
| 1.4 | Elect Kevin S. Kim | Management | For | For |
| 1.5 | Elect Peter Y. S. Kim | Management | For | For |
| CENTER FINANCIAL CORP.
Meeting Date: MAY 30, 2013 Record Date: APR 03, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: BBCN
Security ID: 73295107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.6 | Elect Sang Hoon Kim | Management | For | For |
| 1.7 | Elect Chung Hyun Lee | Management | For | For |
| 1.8 | Elect Jesun Paik | Management | For | For |
| 1.9 | Elect Scott Yoon-Suk Whang | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 5 | Right to Adjourn Meeting | Management | For | Against |
| CENTRAL PACIFIC FINANCIAL CORP.
Meeting Date: APR 26, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CPF
Security ID: 154760409 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alvaro J. Aguirre | Management | For | For |
| 1.2 | Elect James Burr | Management | For | For |
| 1.3 | Elect Christine H.H. Camp | Management | For | For |
| 1.4 | Elect John C. Dean | Management | For | For |
| 1.5 | Elect Earl E. Fry | Management | For | For |
| 1.6 | Elect Paul Kosasa | Management | For | For |
| 1.7 | Elect Duane K. Kurisu | Management | For | For |
| 1.8 | Elect Colbert M. Matsumoto | Management | For | For |
| 1.9 | Elect Crystal K. Rose | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | 2013 Stock Compensation Plan | Management | For | Against |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| CENTURY BANCORP, INC.
Meeting Date: APR 09, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CNBKA
Security ID: 156432106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect George R. Baldwin | Management | For | For |
| 1.2 | Elect Marshall I. Goldman | Management | For | For |
| 1.3 | Elect Russell B. Higley | Management | For | For |
| 1.4 | Elect Jackie Jenkins-Scott | Management | For | For |
| 1.5 | Elect Linda Sloane Kay | Management | For | For |
| 1.6 | Elect Fraser Lemley | Management | For | For |
| 1.7 | Elect James P. McDonough | Management | For | For |
| 1.8 | Elect Joseph P Mercurio | Management | For | For |
| 1.9 | Elect Joseph J. Senna | Management | For | For |
| 1.1 | Elect Barry R. Sloane | Management | For | For |
| 1.11 | Elect Marshall M. Sloane | Management | For | For |
| 1.12 | Elect Stephanie Sonnabend | Management | For | For |
| 1.13 | Elect George F. Swansburg | Management | For | For |
| 1.14 | Elect Jon Westling | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Transaction of Other Business | Management | For | Abstain |
| CHEMICAL FINANCIAL CORP.
Meeting Date: APR 15, 2013 Record Date: FEB 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CHFC
Security ID: 163731102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Gary E. Anderson | Management | For | For |
| 1.2 | Elect J. Daniel Bernson | Management | For | For |
| 1.3 | Elect Nancy Bowman | Management | For | For |
| 1.4 | Elect James R. Fitterling | Management | For | For |
| 1.5 | Elect Thomas T. Huff | Management | For | For |
| 1.6 | Elect Michael T. Laethem | Management | For | For |
| 1.7 | Elect James B. Meyer | Management | For | For |
| 1.8 | Elect Terence F. Moore | Management | For | For |
| 1.9 | Elect David B. Ramaker | Management | For | For |
| 1.1 | Elect Grace O. Shearer | Management | For | For |
| 1.11 | Elect Larry D. Stauffer | Management | For | For |
| 1.12 | Elect Franklin C. Wheatlake | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| CHILDREN`S PLACE RETAIL STORES, INC.
Meeting Date: MAY 30, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PLCE
Security ID: 168905107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jane T. Elfers | Management | For | For |
| 2 | Elect Susan Patricia Griffith | Management | For | For |
| 3 | Elect Louis Lipschitz | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | Against |
| CITIZENS & NORTHERN CORP
Meeting Date: APR 16, 2013 Record Date: FEB 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CZNC
Security ID: 172922106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect R. Bruce Haner | Management | For | For |
| 1.2 | Elect Susan E. Hartley | Management | For | For |
| 1.3 | Elect Leo F. Lambert | Management | For | For |
| 1.4 | Elect Leonard Simpson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| CITY HOLDING CO.
Meeting Date: APR 24, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CHCO
Security ID: 177835105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Charles W. Fairchilds | Management | For | For |
| 1.2 | Elect William H. File III | Management | For | For |
| 1.3 | Elect Tracy W. Hylton II | Management | For | For |
| 1.4 | Elect C. Dallas Kayser | Management | For | For |
| 1.5 | Elect Sharon H. Rowe | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | 2013 Incentive Plan | Management | For | Against |
| CLEARWATER PAPER CORP
Meeting Date: MAY 06, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CLW
Security ID: 18538R103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kevin J. Hunt | Management | For | For |
| 2 | Elect William D. Larsson | Management | For | For |
| 3 | Elect Michael T. Riordan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| CLOUD PEAK ENERGY INC
Meeting Date: MAY 14, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CLD
Security ID: 18911Q102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Keith E. Bailey | Management | For | For |
| 2 | Elect Patrick Condon | Management | For | For |
| 3 | Elect William F. Owens | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | 2013 Annual Incentive Plan | Management | For | For |
| CNO FINANCIAL GROUP INC
Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CNO
Security ID: 12621E103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Edward J. Bonach | Management | For | For |
| 2 | Elect Ellyn L. Brown | Management | For | For |
| 3 | Elect Robert C. Greving | Management | For | For |
| 4 | Elect Mary R. Henderson | Management | For | For |
| 5 | Elect R. Keith Long | Management | For | For |
| 6 | Elect Neal C. Schneider | Management | For | For |
| 7 | Elect Frederick J. Sievert | Management | For | For |
| 8 | Elect Michael T. Tokarz | Management | For | For |
| 9 | Elect John G. Turner | Management | For | For |
| 10 | Extension of NOL Shareholder Rights Plan | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| COMMUNITY TRUST BANCORP, INC.
Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CTBI
Security ID: 204149108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.6 | Elect James R. Ramsey | Management | For | For |
| 1.7 | Elect Anthony W. St. Charles | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| COMMUNITY TRUST BANCORP, INC.
Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CTBI
Security ID: 204149108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Charles J. Baird | Management | For | For |
| 1.2 | Elect Nick Carter | Management | For | For |
| 1.3 | Elect Jean R. Hale | Management | For | For |
| 1.4 | Elect James E. McGhee II | Management | For | For |
| 1.5 | Elect M. Lynn Parrish | Management | For | For |
| CONSOLIDATED GRAPHICS, INC.
Meeting Date: AUG 16, 2012 Record Date: JUN 29, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: CGX
Security ID: 209341106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Brady Carruth | Management | For | For |
| 1.2 | Elect I.T. Corley | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | 2012 Long Term Incentive Plan | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| COOPER TIRE & RUBBER CO.
Meeting Date: MAY 10, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CTB
Security ID: 216831107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Roy V. Armes | Management | For | For |
| 1.2 | Elect Thomas P. Capo | Management | For | For |
| 1.3 | Elect Steven M. Chapman | Management | For | For |
| 1.4 | Elect John J. Holland | Management | For | For |
| 1.5 | Elect John F. Meier | Management | For | For |
| 1.6 | Elect Cynthia A. Niekamp | Management | For | For |
| 1.7 | Elect John H. Shuey | Management | For | For |
| 1.8 | Elect Richard L. Wambold | Management | For | For |
| 1.9 | Elect Robert D. Welding | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| CRAWFORD & CO.
Meeting Date: MAY 08, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CRDB
Security ID: 224633107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Harsha V. Agadi | Management | For | For |
| 1.2 | Elect P. George Benson | Management | For | For |
| 1.3 | Elect Jeffrey T. Bowman | Management | For | For |
| 1.4 | Elect Jesse C. Crawford | Management | For | For |
| 1.5 | Elect James D. Edwards | Management | For | For |
| 1.6 | Elect Russel L. Honor? | Management | For | For |
| 1.7 | Elect Joia M. Johnson | Management | For | For |
| 1.8 | Elect Charles H. Ogburn | Management | For | For |
| 1.9 | Elect E. Jenner Wood III | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the U.K. Sharesave Scheme | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| CREDIT ACCEPTANCE CORP.
Meeting Date: MAY 16, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CACC
Security ID: 225310101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Donald A. Foss | Management | For | Withhold |
| 1.2 | Elect Glenda J. Flanagan | Management | For | For |
| 1.3 | Elect Brett A. Roberts | Management | For | Withhold |
| 1.4 | Elect Thomas N. Tryforos | Management | For | For |
| 1.5 | Elect Scott J. Vassalluzzo | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| CSG SYSTEMS INTERNATIONAL INC.
Meeting Date: MAY 16, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CSGS
Security ID: 126349109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ronald H. Cooper | Management | For | For |
| 1.2 | Elect Janice I. Obuchowski | Management | For | For |
| 1.3 | Elect Donald B. Reed | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| CSS INDUSTRIES, INC.
Meeting Date: JUL 31, 2012 Record Date: JUN 04, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: CSS
Security ID: 125906107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Scott Beaumont | Management | For | For |
| 1.2 | Elect James Bromley | Management | For | For |
| 1.3 | Elect Jack Farber | Management | For | For |
| 1.4 | Elect John Gavin | Management | For | For |
| 1.5 | Elect Rebecca Matthias | Management | For | For |
| 1.6 | Elect Christopher Munyan | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| CVR ENERGY INC
Meeting Date: JUL 17, 2012 Record Date: JUN 22, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: CVI
Security ID: 12662P108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Bob Alexander | Management | For | For |
| 1.2 | Elect SungHwan Cho | Management | For | For |
| 1.3 | Elect Carl Icahn | Management | For | For |
| 1.4 | Elect Vincent Intrieri | Management | For | For |
| 1.5 | Elect John Lipinski | Management | For | For |
| 1.6 | Elect Samuel Merksamer | Management | For | For |
| 1.7 | Elect Stephen Mongillo | Management | For | For |
| 1.8 | Elect Daniel Ninivaggi | Management | For | For |
| 1.9 | Elect James Strock | Management | For | For |
| 1.1 | Elect Glenn Zander | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| CVR ENERGY INC
Meeting Date: JUN 13, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CVI
Security ID: 12662P108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Bob G. Alexander | Management | For | For |
| 1.2 | Elect SungHwan Cho | Management | For | Withhold |
| 1.3 | Elect Carl C. Icahn | Management | For | For |
| 1.4 | Elect Vincent J. Intrieri | Management | For | For |
| 1.5 | Elect John J. Lipinski | Management | For | For |
| 1.6 | Elect Samuel J. Merksamer | Management | For | For |
| 1.7 | Elect Stephen Mongillo | Management | For | For |
| 1.8 | Elect Daniel A. Ninivaggi | Management | For | Withhold |
| 1.9 | Elect James M. Strock | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| DELEK US HOLDINGS INC
Meeting Date: MAY 07, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: DK
Security ID: 246647101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ezra Uzi Yemin | Management | For | Withhold |
| 1.2 | Elect Asaf Bartfeld | Management | For | Withhold |
| 1.3 | Elect Carlos E. Jord? | Management | For | For |
| 1.4 | Elect Gabriel Last | Management | For | Withhold |
| 1.5 | Elect Charles H. Leonard | Management | For | For |
| 1.6 | Elect Philip L. Maslowe | Management | For | For |
| 1.7 | Elect Shlomo Zohar | Management | For | For |
| 2 | Elimination of Written Consent | Management | For | Against |
| 3 | Adoption of Supermajority Requirement to Remove Directors | Management | For | Against |
| 4 | Exclusive Forum Provision | Management | For | Against |
| 5 | Adoption of Supermajority Requirement to Amend Bylaws | Management | For | Against |
| 6 | Adoption of Supermajority Requirement to Certificate of Incorporation | Management | For | Against |
| 7 | Amendments to Certificate of Incorporation | Management | For | For |
| 8 | Ratification of Auditor | Management | For | For |
| DELUXE CORP.
Meeting Date: MAY 01, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: DLX
Security ID: 248019101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ronald C. Baldwin | Management | For | For |
| 1.2 | Elect Charles A. Haggerty | Management | For | For |
| 1.3 | Elect Cheryl Mayberry McKissack | Management | For | For |
| 1.4 | Elect Don J. McGrath | Management | For | For |
| 1.5 | Elect Neil J. Metviner | Management | For | For |
| 1.6 | Elect Stephen P. Nachtsheim | Management | For | For |
| 1.7 | Elect Mary Ann O'Dwyer | Management | For | For |
| 1.8 | Elect Martyn R. Redgrave | Management | For | For |
| 1.9 | Elect Lee J. Schram | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| DEVRY INC.
Meeting Date: NOV 07, 2012 Record Date: SEP 24, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: DV
Security ID: 251893103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Darren Huston | Management | For | For |
| 1.2 | Elect William Keevan | Management | For | For |
| 1.3 | Elect Lyle Logan | Management | For | For |
| 1.4 | Elect Alan Merten | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Repeal of Classified Board | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| DFC GLOBAL CORP
Meeting Date: NOV 08, 2012 Record Date: SEP 21, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: DLLR
Security ID: 23324T107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David Jessick | Management | For | For |
| 1.2 | Elect Michael Kooper | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| DILLARD`S INC.
Meeting Date: MAY 18, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: DDS
Security ID: 254067101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Frank R. Mori | Management | For | For |
| 2 | Elect Reynie Rutledge | Management | For | For |
| 3 | Elect J.C. Watts, Jr. | Management | For | For |
| 4 | Elect Nick White | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| DIME COMMUNITY BANCSHARES, INC
Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: DCOM
Security ID: 253922108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.2 | Elect Patrick E. Curtin | Management | For | Withhold |
| 1.3 | Elect Omer S. J. Williams | Management | For | For |
| 1.4 | Elect Kathleen M. Nelson | Management | For | For |
| 2 | 2013 Equity and Incentive Plan | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| DIME COMMUNITY BANCSHARES, INC
Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: DCOM
Security ID: 253922108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Vincent F. Palagiano | Management | For | Withhold |
| DOLAN CO
Meeting Date: MAY 14, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: DM
Security ID: 25659P402 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John C. Bergstrom | Management | For | For |
| 1.2 | Elect James P. Dolan | Management | For | For |
| 1.3 | Elect George Rossi | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| DYNEX CAPITAL, INC.
Meeting Date: JUN 05, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: DX
Security ID: 26817Q506 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Thomas A. Akin | Management | For | Withhold |
| 1.2 | Elect Byron L. Boston | Management | For | Withhold |
| 1.3 | Elect Michael R. Hughes | Management | For | For |
| 1.4 | Elect Barry Igdaloff | Management | For | For |
| 1.5 | Elect James C. Wheat III | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Increase of Authorized Common Stock | Management | For | For |
| 4 | Technical Amendment to Articles of Incorporation | Management | For | For |
| 5 | Technical Amendment to Articles of Incorporation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| EAGLE BANCORP INC (MD)
Meeting Date: MAY 16, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: EGBN
Security ID: 268948106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Leslie M. Alperstein | Management | For | For |
| 1.2 | Elect Robert P. Pincus | Management | For | For |
| 1.3 | Elect Donald R. Rogers | Management | For | For |
| 1.4 | Elect Leland M. Weinstein | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| EARTHLINK INC
Meeting Date: APR 23, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ELNK
Security ID: 270321102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Susan D. Bowick | Management | For | For |
| 2 | Elect S. Marce Fuller | Management | For | For |
| 3 | Elect Rolla P. Huff | Management | For | For |
| 4 | Elect David A. Koretz | Management | For | For |
| 5 | Elect Garry K. McGuire | Management | For | For |
| 6 | Elect Thomas E. Wheeler | Management | For | For |
| 7 | Elect M. Wayne Wisehart | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| 9 | Amendment to Advance Notice Requirement | Management | For | Against |
| 10 | Ratification of Auditor | Management | For | For |
| EAST WEST BANCORP, INC.
Meeting Date: MAY 28, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: EWBC
Security ID: 27579R104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Iris S. Chan | Management | For | For |
| 1.2 | Elect Rudolph I. Estrada | Management | For | For |
| 1.3 | Elect Julia S. Gouw | Management | For | For |
| 1.4 | Elect Paul H. Irving | Management | For | For |
| 1.5 | Elect Andrew S. Kane | Management | For | For |
| 1.6 | Elect Tak-Chuen Clarence Kwan | Management | For | For |
| 1.7 | Elect John Lee | Management | For | For |
| 1.8 | Elect Herman Y. Li | Management | For | For |
| 1.9 | Elect Jack C. Liu | Management | For | For |
| 1.1 | Elect Dominic Ng | Management | For | For |
| 1.11 | Elect Keith W. Renken | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| EL PASO ELECTRIC COMPANY
Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ELPAQ
Security ID: 283677854 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John Robert Brown | Management | For | For |
| 1.2 | Elect James W. Cicconi | Management | For | For |
| 1.3 | Elect Patricia Z. Holland-Branch | Management | For | For |
| 1.4 | Elect Thomas V. Shockley | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| ELECTRO RENT CORP.
Meeting Date: OCT 11, 2012 Record Date: AUG 14, 2012 Meeting Type: ANNUAL |
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|
Ticker: ELRC
Security ID: 285218103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Gerald Barrone | Management | For | For |
| 1.2 | Elect Nancy Bekavac | Management | For | For |
| 1.3 | Elect Karen Curtin | Management | For | For |
| 1.4 | Elect Theodore Guth | Management | For | For |
| 1.5 | Elect Daniel Greenberg | Management | For | For |
| 1.6 | Elect Joseph Kearns | Management | For | For |
| 1.7 | Elect James Pignatelli | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| EMERGENT BIOSOLUTIONS INC
Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: EBS
Security ID: 29089Q105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Fuad El-Hibri | Management | For | For |
| 1.2 | Elect Ronald B. Richard | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| EMPIRE DISTRICT ELECTRIC CO.
Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: EDE
Security ID: 291641108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ross C. Hartley | Management | For | For |
| 1.2 | Elect Herbert J. Schmidt | Management | For | For |
| 1.3 | Elect C. James Sullivan | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | Shareholder | Against | Abstain |
| ENERGEN CORP.
Meeting Date: APR 24, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: EGN
Security ID: 29265N108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect T. Michael Goodrich | Management | For | For |
| 1.2 | Elect Jay Grinney | Management | For | For |
| 1.3 | Elect Frances Powell Hawes | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendments to Annual Incentive Compensation Plan for Purposes of Section 162(m) | Management | For | For |
| 5 | Repeal of Classified Board | Management | For | For |
| ENERGY XXI(BERMUDA)
Meeting Date: NOV 06, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: EXXI
Security ID: G10082140 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Paul Davison | Management | For | For |
| 1.2 | Elect Hill Feinberg | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| ENSIGN GROUP INC
Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ENSG
Security ID: 29358P101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Antoinette T. Hubenette | Management | For | For |
| 1.2 | Elect Clayton M. Christensen | Management | For | For |
| 1.3 | Elect Lee A. Daniels | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| ENTERCOM COMMUNICATIONS CORP
Meeting Date: MAY 14, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ETM
Security ID: 293639100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David J. Berkman | Management | For | For |
| 1.2 | Elect Daniel E. Gold | Management | For | For |
| 1.3 | Elect Joseph M. Field | Management | For | For |
| 1.4 | Elect David J. Field | Management | For | For |
| 1.5 | Elect Robert S. Wiesenthal | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| EPL OIL & GAS INC
Meeting Date: APR 30, 2013 Record Date: MAR 05, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: EPL
Security ID: 26883D108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Charles O. Buckner | Management | For | For |
| 1.2 | Elect Scott A. Griffiths | Management | For | For |
| 1.3 | Elect Gary C. Hanna | Management | For | For |
| 1.4 | Elect Marc McCarthy | Management | For | For |
| 1.5 | Elect Steven J. Pully | Management | For | For |
| 1.6 | Elect William F. Wallace | Management | For | For |
| 2 | Amendment to the 2009 Long Term Incentive Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| ESTERLINE TECHNOLOGIES CORP
Meeting Date: MAR 06, 2013 Record Date: JAN 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ESL
Security ID: 297425100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Paul V. Haack | Management | For | For |
| ESTERLINE TECHNOLOGIES CORP
Meeting Date: MAR 06, 2013 Record Date: JAN 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ESL
Security ID: 297425100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Elect Scott E. Kuechle | Management | For | For |
| 3 | Elect R. Bradley Lawrence | Management | For | For |
| 4 | 2013 Equity Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| EXCEL MARITIME CARRIERS LTD.
Meeting Date: JUL 09, 2012 Record Date: JUN 13, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: EXM
Security ID: V3267N107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Gabriel Panayotides | Management | For | For |
| 1.2 | Elect Hans-Juergen Mende | Management | For | For |
| 1.3 | Elect Frithjof Platou | Management | For | For |
| 1.4 | Elect Evangelos Macris | Management | For | For |
| 1.5 | Elect Apostolos Kontoyannis | Management | For | For |
| 1.6 | Elect Trevor Williams | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| EXPRESS INC.
Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: EXPR
Security ID: 30219E103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Sona Chawla | Management | For | For |
| 1.2 | Elect Theo Killion | Management | For | For |
| 1.3 | Elect Michael A. Weiss | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 4 | Adoption of Majority Vote for Election of Directors | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| FBL FINANCIAL GROUP, INC.
Meeting Date: MAY 16, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FFG
Security ID: 30239F106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect James P. Brannen | Management | For | For |
| 1.2 | Elect Roger K. Brooks | Management | For | For |
| 1.3 | Elect Jerry L. Chicoine | Management | For | For |
| 1.4 | Elect Paul E. Larson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| FINANCIAL INSTITUTIONS INC.
Meeting Date: MAY 08, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FIISO
Security ID: 317585404 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Samuel M. Gullo | Management | For | For |
| 1.2 | Elect James L. Robinson | Management | For | For |
| 1.3 | Elect James H. Wyckoff | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| FIRST AMERICAN FINANCIAL CORP
Meeting Date: MAY 14, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FAF
Security ID: 31847R102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Anthony K. Anderson | Management | For | For |
| 1.2 | Elect Parker S. Kennedy | Management | For | For |
| 1.3 | Elect Mark. C. Oman | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2010 Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| FIRST COMMUNITY BANCSHARES, INC.
Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FCBC
Security ID: 31983A103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John Mendez | Management | For | Withhold |
| 1.2 | Elect Richard Johnson | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| FIRST DEFIANCE FINANCIAL CORP.
Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FDEF
Security ID: 32006W106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John L. Bookmyer | Management | For | For |
| 1.2 | Elect Stephen L. Boomer | Management | For | For |
| 1.3 | Elect Peter A. Diehl | Management | For | For |
| 1.4 | Elect William J. Small | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 4 | Ratification of Auditor | Management | For | For |
| FIRST FINANCIAL BANCORP
Meeting Date: MAY 28, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FFBC
Security ID: 320209109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect J. Wickliffe Ach | Management | For | For |
| 1.2 | Elect David S. Barker | Management | For | For |
| 1.3 | Elect Cynthia O. Booth | Management | For | For |
| 1.4 | Elect Mark A. Collar | Management | For | For |
| 1.5 | Elect Donald M. Cisle, Sr. | Management | For | For |
| 1.6 | Elect Claude E. Davis | Management | For | For |
| 1.7 | Elect Corinne R. Finnerty | Management | For | For |
| 1.8 | Elect Murph Knapke | Management | For | For |
| 1.9 | Elect Susan L. Knust | Management | For | For |
| 1.1 | Elect William J. Kramer | Management | For | For |
| 1.11 | Elect Richard E. Olszewski | Management | For | For |
| 1.12 | Elect Maribeth S. Rahe | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| FIRST FINANCIAL CORP. - INDIANA
Meeting Date: APR 17, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: THFF
Security ID: 320218100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect W. Curtis Brighton | Management | For | For |
| 1.2 | Elect William R. Krieble | Management | For | For |
| 1.3 | Elect Ronald K. Rich | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| FIRST INTERSTATE BANCSYSTEM INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FIBK
Security ID: 32055Y201 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David H. Crum | Management | For | For |
| 2 | Elect William B. Ebzery | Management | For | For |
| 3 | Elect John M. Heyneman, Jr. | Management | For | For |
| 4 | Elect Jonathan R. Scott | Management | For | For |
| 5 | Elect Theodore H. Williams | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| 8 | Amendment to the 2006 Equity Compensation Plan | Management | For | For |
| FIRST MERCHANTS CORP.
Meeting Date: MAY 09, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FRME
Security ID: 320817109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael R. Becher | Management | For | For |
| 1.2 | Elect Michael C. Rechin | Management | For | For |
| 1.3 | Elect Charles E. Schalliol | Management | For | For |
| 1.4 | Elect Terry L. Walker | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| FIRST OF LONG ISLAND CORP.
Meeting Date: APR 16, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FLIC
Security ID: 320734106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Howard T. Hogan, Jr. | Management | For | For |
| 1.2 | Elect John T. Lane | Management | For | For |
| 1.3 | Elect Milbrey R. Taylor | Management | For | For |
| 1.4 | Elect Walter C. Teagle, III | Management | For | For |
| 1.5 | Elect Michael N. Vittorio | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| FIRSTMERIT CORP.
Meeting Date: APR 05, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FMER
Security ID: 337915102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Merger | Management | For | For |
| 2 | Issuance of Common Stock | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 4 | Right to Adjourn Meeting | Management | For | Against |
| 5.1 | Elect Steven H. Baer | Management | For | Withhold |
| 5.2 | Elect Karen S. Belden | Management | For | For |
| 5.3 | Elect R. Cary Blair | Management | For | For |
| 5.4 | Elect John C. Blickle | Management | For | For |
| 5.5 | Elect Robert W. Briggs | Management | For | Withhold |
| 5.6 | Elect Richard Colella | Management | For | Withhold |
| 5.7 | Elect Gina D. France | Management | For | For |
| 5.8 | Elect Paul G. Greig | Management | For | Withhold |
| 5.9 | Elect Terry L. Haines | Management | For | For |
| 5.1 | Elect J. Michael Hochschwender | Management | For | For |
| 5.11 | Elect Clifford J. Isroff | Management | For | For |
| 5.12 | Elect Philip A. Lloyd, II | Management | For | Withhold |
| 5.13 | Elect Russ G. Strobel | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| 8 | 2013 Annual Incentive Plan | Management | For | For |
| FLORIDA PUBLIC UTILITIES CO.
Meeting Date: MAY 02, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CPK
Security ID: 165303108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ralph J. Adkins | Management | For | For |
| 1.2 | Elect Richard Bernstein | Management | For | For |
| 1.3 | Elect Paul L. Maddock, Jr. | Management | For | For |
| 1.4 | Elect Michael P. McMasters | Management | For | For |
| 2 | Omnibus Incentive Plan | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| FLUSHING FINANCIAL CORP.
Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FFIC
Security ID: 343873105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John R. Buran | Management | For | For |
| 1.2 | Elect James D. Bennett | Management | For | For |
| 1.3 | Elect Vincent F. Nicolosi | Management | For | For |
| 1.4 | Elect Gerard P. Tully, Sr. | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| FREIGHTCAR AMERICA INC
Meeting Date: MAY 17, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: RAIL
Security ID: 357023100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William Gehl | Management | For | For |
| FREIGHTCAR AMERICA INC
Meeting Date: MAY 17, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: RAIL
Security ID: 357023100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.2 | Elect Andrew Schmitt | Management | For | For |
| 1.3 | Elect Edward Whalen | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2005 Long Term Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| FRESH DEL MONTE PRODUCE INC
Meeting Date: MAY 01, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FDP
Security ID: G36738105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Amir Abu-Ghazaleh | Management | For | For |
| 2 | Elect Salvatore Alfiero | Management | For | For |
| 3 | Elect Edward Boykin | Management | For | For |
| 4 | Approval of Financial Statements | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Allocation of Dividends | Management | For | For |
| 7 | Advisory Vote on Executive Compensation | Management | For | For |
| FXCM INC
Meeting Date: JUN 12, 2013 Record Date: APR 16, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FXCM
Security ID: 302693106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William Ahdout | Management | For | Withhold |
| 1.2 | Elect James Brown | Management | For | For |
| 1.3 | Elect Robin Davis | Management | For | For |
| 1.4 | Elect Perry Fish | Management | For | For |
| 1.5 | Elect Kenneth Grossman | Management | For | Withhold |
| 1.6 | Elect Arthur Gruen | Management | For | For |
| 1.7 | Elect Eric LeGoff | Management | For | For |
| 1.8 | Elect Dror Niv | Management | For | Withhold |
| 1.9 | Elect David Sakhai | Management | For | Withhold |
| 1.1 | Elect Ryan Silverman | Management | For | For |
| 1.11 | Elect Eduard Yusapov | Management | For | Withhold |
| 2 | Amendment to the 2010 Long-Term Incentive Plan | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| G & K SERVICES, INC.
Meeting Date: NOV 08, 2012 Record Date: SEP 10, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: GKSR
Security ID: 361268105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Douglas Milroy | Management | For | For |
| 1.2 | Elect Jeffrey Wright | Management | For | For |
| 1.3 | Elect Alice Richter | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| GENERAL COMMUNICATONS INC.
Meeting Date: JUN 24, 2013 Record Date: APR 30, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: GNCMA
Security ID: 369385109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Scott M. Fisher | Management | For | For |
| 1.2 | Elect William P. Glasgow | Management | For | For |
| 1.3 | Elect James M. Schneider | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| GENTIVA HEALTH SERVICES INC
Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: GTIV
Security ID: 37247A102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert S. Forman, Jr. | Management | For | For |
| 2 | Elect Victor F. Ganzi | Management | For | For |
| 3 | Elect Philip R. Lochner, Jr. | Management | For | For |
| 4 | Elect Stuart Olsten | Management | For | For |
| 5 | Elect Sheldon M. Retchin | Management | For | For |
| 6 | Elect Tony Strange | Management | For | For |
| 7 | Elect Raymond S. Troubh | Management | For | For |
| 8 | Elect Rodney D. Windley | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | Against |
| 11 | Amendment to the 2004 Equity Incentive Plan | Management | For | For |
| GLATFELTER
Meeting Date: MAY 09, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: GLT
Security ID: 377316104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kathleen A. Dahlberg | Management | For | For |
| 1.2 | Elect Nicholas DeBenedictis | Management | For | For |
| 1.3 | Elect Kevin M Fogarty | Management | For | For |
| 1.4 | Elect J. Robert Hall | Management | For | For |
| 1.5 | Elect Richard C. Ill | Management | For | For |
| 1.6 | Elect Ronald J. Naples | Management | For | For |
| 1.7 | Elect Dante C. Parrini | Management | For | For |
| 1.8 | Elect Richard L. Smoot | Management | For | For |
| 1.9 | Elect Lee C. Stewart | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the Long-Term Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| GORDMANS STORES INC.
Meeting Date: MAY 22, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL |
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|
Ticker: GMAN
Security ID: 38269P100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Donald V. Roach | Management | For | For |
| 1.2 | Elect T. Scott King | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| GREAT SOUTHERN BANCORP, INC.
Meeting Date: MAY 15, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: GSBC
Security ID: 390905107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Julie Turner Brown | Management | For | Withhold |
| 1.2 | Elect Earl A. Steinert, Jr. | Management | For | For |
| 1.3 | Elect William V. Turner | Management | For | Withhold |
| 2 | 2013 Equity Incentive Plan | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| GREATBATCH INC
Meeting Date: MAY 21, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL |
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|
Ticker: GB
Security ID: 39153L106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Pamela G. Bailey | Management | For | For |
| 1.2 | Elect Anthony P. Bihl, III | Management | For | For |
| 1.3 | Elect Joseph W. Dziedzie | Management | For | For |
| 1.4 | Elect Thomas J. Hook | Management | For | For |
| 1.5 | Elect Rudy A. Mazzocchi | Management | For | For |
| 1.6 | Elect Kevin C. Melia | Management | For | For |
| 1.7 | Elect Joseph A. Miller, Jr. | Management | For | For |
| 1.8 | Elect Bill R. Sanford | Management | For | For |
| 1.9 | Elect Peter H. Soderberg | Management | For | For |
| 1.1 | Elect William B. Summers, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| HANMI FINANCIAL CORP.
Meeting Date: JUL 25, 2012 Record Date: JUN 12, 2012 Meeting Type: ANNUAL |
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|
Ticker: HAFC
Security ID: 410495204 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect I. Joon Ahn | Management | For | For |
| 1.2 | Elect John Hall | Management | For | For |
| 1.3 | Elect Paul Seon-Hong Kim | Management | For | For |
| 1.4 | Elect Joon Lee | Management | For | For |
| 1.5 | Elect Joseph Rho | Management | For | For |
| 1.6 | Elect William Stolte | Management | For | For |
| 1.7 | Elect Jay Yoo | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| HARTE-HANKS, INC.
Meeting Date: MAY 29, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HHS
Security ID: 416196103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Stephen E. Carley | Management | For | For |
| 1.2 | Elect William F. Farley | Management | For | For |
| 1.3 | Elect Larry D. Franklin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the Omnibus Incentive Plan | Management | For | For |
| HATTERAS FINANCIAL CORP
Meeting Date: MAY 21, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HTS
Security ID: 41902R103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael R. Hough | Management | For | For |
| 1.2 | Elect Benjamin M. Hough | Management | For | For |
| 1.3 | Elect David W. Berson | Management | For | For |
| 1.4 | Elect Ira G. Kawaller | Management | For | For |
| 1.5 | Elect Jeffrey D. Miller | Management | For | For |
| 1.6 | Elect Thomas D. Wren | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| HAWAIIAN HOLDINGS, INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HA
Security ID: 419879101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| HAWAIIAN HOLDINGS, INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HA
Security ID: 419879101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Gregory S. Anderson | Management | For | For |
| 1.2 | Elect Mark B. Dunkerley | Management | For | For |
| 1.3 | Elect Lawrence S. Hershfield | Management | For | For |
| 1.4 | Elect Randall L. Jenson | Management | For | For |
| 1.5 | Elect Bert T. Kobayashi, Jr. | Management | For | For |
| 1.6 | Elect Tomoyuki Moriizumi | Management | For | For |
| 1.7 | Elect Crystal K. Rose | Management | For | For |
| 1.8 | Elect Richard N. Zwern | Management | For | For |
| HCC INSURANCE HOLDINGS, INC.
Meeting Date: MAY 22, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HCC
Security ID: 404132102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Emmanuel T. Ballases | Management | For | For |
| 1.2 | Elect Judy C. Bozeman | Management | For | For |
| 1.3 | Elect Frank J. Bramanti | Management | For | For |
| 1.4 | Elect Walter M. Duer | Management | For | For |
| 1.5 | Elect James C. Flagg | Management | For | For |
| 1.6 | Elect Thomas Hamilton | Management | For | For |
| 1.7 | Elect Leslie S. Heisz | Management | For | For |
| 1.8 | Elect John N. Molbeck, Jr. | Management | For | For |
| 1.9 | Elect Robert A. Rosholt | Management | For | For |
| 1.1 | Elect J. Mikesell Thomas | Management | For | For |
| 1.11 | Elect Christopher J. B. Williams | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | 2013 Employee Stock Purchase Plan | Management | For | For |
| 5 | Re-Approval of the Performance Goals Under the 2008 Flexible Incentive Plan | Management | For | For |
| HEALTHSOUTH CORP.
Meeting Date: MAY 02, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
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|
Ticker: HLSH
Security ID: 421924309 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John W. Chidsey | Management | For | For |
| 1.2 | Elect Donald L. Correll | Management | For | For |
| 1.3 | Elect Yvonne M. Curl | Management | For | For |
| 1.4 | Elect Charles M. Elson | Management | For | For |
| 1.5 | Elect Jay Grinney | Management | For | For |
| 1.6 | Elect Jon F. Hanson | Management | For | For |
| 1.7 | Elect Joan E. Herman | Management | For | For |
| 1.8 | Elect Leo I. Higdon, Jr. | Management | For | For |
| 1.9 | Elect Leslye G. Katz | Management | For | For |
| 1.1 | Elect John E. Maupin, Jr. | Management | For | For |
| 1.11 | Elect L. Edward Shaw, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| HEARTLAND FINANCIAL USA, INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HTLF
Security ID: 42234Q102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Mark C. Falb | Management | For | For |
| 1.2 | Elect John K. Schmidt | Management | For | Withhold |
| 1.3 | Elect Duane E. White | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| HELEN OF TROY CORP
Meeting Date: AUG 28, 2012 Record Date: JUN 26, 2012 Meeting Type: ANNUAL |
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|
Ticker: HELE
Security ID: G4388N106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Gary Abromovitz | Management | For | For |
| 2 | Elect John Butterworth | Management | For | For |
| 3 | Elect Timothy Meeker | Management | For | For |
| 4 | Elect Gerald Rubin | Management | For | For |
| 5 | Elect William Susetka | Management | For | For |
| 6 | Elect Adolpho Telles | Management | For | For |
| 7 | Elect Darren Woody | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| HELIX ENERGY SOLUTIONS GROUP INC
Meeting Date: MAY 07, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HLX
Security ID: 42330P107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Owen Kratz | Management | For | For |
| 1.2 | Elect John V. Lovoi | Management | For | For |
| 1.3 | Elect Jan Rask | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| HOMEOWNERS CHOICE INC
Meeting Date: MAY 22, 2013 Record Date: APR 16, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HCI
Security ID: 40416E103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect George Apostolou | Management | For | For |
| 1.2 | Elect Paresh Patel | Management | For | Withhold |
| 1.3 | Elect Gregory Politis | Management | For | Withhold |
| 2 | Company Name Change | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
| HOMESTREET INC
Meeting Date: MAY 30, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HMST
Security ID: 43785V102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael J. Malone | Management | For | Against |
| 2 | Elect Victor H. Indiek | Management | For | For |
| 3 | Elect Bruce W. Williams | Management | For | For |
| 4 | Elect Mark K. Mason | Management | For | For |
| 5 | Elect Scott M. Boggs | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| HORACE MANN EDUCATORS CORP.
Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HMN
Security ID: 440327104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mary H. Futrell | Management | For | For |
| 2 | Elect Stephen J. Hasenmiller | Management | For | For |
| 3 | Elect Peter H. Heckman | Management | For | For |
| 4 | Elect Ronald J. Helow | Management | For | For |
| 5 | Elect Beverley McClure | Management | For | For |
| 6 | Elect Gabriel L. Shaheen | Management | For | For |
| 7 | Elect Roger J. Steinbecker | Management | For | For |
| 8 | Elect Robert Stricker | Management | For | For |
| 9 | Elect Charles R. Wright | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| 11 | Ratification of Auditor | Management | For | For |
| HYSTER-YALE MATERIALS HANDLING INC
Meeting Date: MAY 08, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: HY
Security ID: 449172105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect J. C. Butler, Jr. | Management | For | Withhold |
| 1.2 | Elect Carolyn Corvi | Management | For | For |
| 1.3 | Elect John P. Jumper | Management | For | For |
| 1.4 | Elect Dennis W. LaBarre | Management | For | Withhold |
| 1.5 | Elect Alfred M. Rankin, Jr. | Management | For | Withhold |
| 1.6 | Elect Claiborne R. Rankin | Management | For | Withhold |
| 1.7 | Elect Michael E. Shannon | Management | For | For |
| 1.8 | Elect Britton T. Taplin | Management | For | For |
| 1.9 | Elect Eugene Wong | Management | For | For |
| 2 | Approval of the NACCO Materials Handling Group, Inc. Annual Incentive Compensation Plan | Management | For | For |
| 3 | Approval of the NACCO Materials Handling Group, Inc. Long-Term Incentive Compensation Plan | Management | For | For |
| 4 | Approval of the Hyster-Yale Materials Handling, Inc. Long-Term Equity Incentive Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
| 7 | Ratification of Auditor | Management | For | For |
| ICF INTERNATIONAL, INC
Meeting Date: JUN 07, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ICFI
Security ID: 44925C103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Srikant M. Datar | Management | For | For |
| 1.2 | Elect Eileen O'Shea Auen | Management | For | For |
| 1.3 | Elect Peter M. Schulte | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2010 Omnibus Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| ICONIX BRAND GROUP, INC.
Meeting Date: AUG 15, 2012 Record Date: JUN 18, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: ICON
Security ID: 451055107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Neil Cole | Management | For | For |
| 1.2 | Elect Barry Emanuel | Management | For | For |
| 1.3 | Elect Drew Cohen | Management | For | For |
| 1.4 | Elect F. Peter Cuneo | Management | For | For |
| 1.5 | Elect Mark Friedman | Management | For | For |
| 1.6 | Elect James Marcum | Management | For | For |
| 1.7 | Elect Laurence Charney | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Amendment to the 2009 Equity Incentive Plan | Management | For | For |
| IDT CORP.
Meeting Date: DEC 17, 2012 Record Date: OCT 19, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: IDTC
Security ID: 448947507 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lawrence Bathgate, II | Management | For | For |
| 2 | Elect Eric Cosentino | Management | For | For |
| 3 | Elect Howard Jonas | Management | For | For |
| 4 | Elect Bill Pereira | Management | For | For |
| 5 | Elect Judah Schorr | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
| INDEPENDENT BANK CORP.
Meeting Date: MAY 16, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: INDB
Security ID: 453836108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Benjamin A. Gilmore II | Management | For | For |
| 1.2 | Elect Eileen C. Miskell | Management | For | For |
| 1.3 | Elect Carl Ribeiro | Management | For | For |
| 1.4 | Elect John H. Spurr, Jr. | Management | For | For |
| 1.5 | Elect Thomas R. Venables | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| INGLES MARKETS, INC.
Meeting Date: FEB 12, 2013 Record Date: DEC 14, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: IMKTA
Security ID: 457030104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Fred Ayers | Management | For | For |
| 1.2 | Elect John Pollard | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
| INSIGHT ENTERPRISES INC.
Meeting Date: MAY 15, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NSIT
Security ID: 45765U103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael M. Fisher | Management | For | For |
| INSIGHT ENTERPRISES INC.
Meeting Date: MAY 15, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NSIT
Security ID: 45765U103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.2 | Elect Bennett Dorrance | Management | For | For |
| 1.3 | Elect Richard E. Allen | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| INTERDIGITAL INC
Meeting Date: JUN 13, 2013 Record Date: APR 16, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: IDCC
Security ID: 45867G101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Gilbert F. Amelio | Management | For | For |
| 2 | Elect Jeffrey K. Belk | Management | For | For |
| 3 | Elect Steven Terrell Clontz | Management | For | For |
| 4 | Elect Edward B. Kamins | Management | For | For |
| 5 | Elect John A. Kritzmacher | Management | For | For |
| 6 | Elect William J. Merritt | Management | For | For |
| 7 | Elect Jean F. Rankin | Management | For | For |
| 8 | Elect Robert S. Roath | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| INTERLINE BRANDS INC
Meeting Date: AUG 29, 2012 Record Date: JUL 26, 2012 Meeting Type: SPECIAL |
||||
|
Ticker: IBI
Security ID: 458743101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Acquisition | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Right to Adjourn Meeting | Management | For | Against |
| INTERNATIONAL BANCSHARES CORP.
Meeting Date: MAY 20, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: IBOC
Security ID: 459044103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Irving Greenblum | Management | For | For |
| 1.2 | Elect R. David Guerra | Management | For | Withhold |
| 1.3 | Elect Douglas B. Howland | Management | For | For |
| 1.4 | Elect Imelda Navarro | Management | For | Withhold |
| 1.5 | Elect Peggy J. Newman | Management | For | For |
| 1.6 | Elect Dennis E. Nixon | Management | For | Withhold |
| 1.7 | Elect Larry A. Norton | Management | For | For |
| 1.8 | Elect Leonardo Salinas | Management | For | For |
| 1.9 | Elect Antonio R. Sanchez, Jr. | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 5 | 2013 Management Incentive Plan | Management | For | For |
| 6 | Adoption of Majority Vote for Election of Directors | Management | For | For |
| INTERNATIONAL SHIPHOLDING CORP.
Meeting Date: APR 24, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ISH
Security ID: 460321201 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kenneth H. Beer | Management | For | For |
| 1.2 | Elect Erik L. Johnsen | Management | For | Withhold |
| 1.3 | Elect Niels M. Johnsen | Management | For | Withhold |
| 1.4 | Elect H. Merritt Lane III | Management | For | For |
| 1.5 | Elect Edwin A. Lupberger | Management | For | For |
| 1.6 | Elect James J. McNamara | Management | For | Withhold |
| 1.7 | Elect Harris V. Morrissette | Management | For | For |
| 1.8 | Elect T. Lee Robinson, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| INTERSECTIONS INC
Meeting Date: MAY 15, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: INTX
Security ID: 460981301 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael R. Stanfield | Management | For | Withhold |
| 1.2 | Elect John M. Albertine | Management | For | For |
| 1.3 | Elect Thomas G. Amato | Management | For | For |
| 1.4 | Elect James L. Kempner | Management | For | Withhold |
| 1.5 | Elect Thomas L. Kempner | Management | For | Withhold |
| 1.6 | Elect David A. McGough | Management | For | Withhold |
| 1.7 | Elect Norman N. Mintz | Management | For | Withhold |
| 1.8 | Elect William J. Wilson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 2 Years | 1 Year |
| 4 | Ratification of Auditor | Management | For | For |
| INVACARE CORP.
Meeting Date: MAY 16, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: IVC
Security ID: 461203101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael F. Delaney | Management | For | For |
| 1.2 | Elect C. Martin Harris | Management | For | For |
| 1.3 | Elect A. Malachi Mixon, III | Management | For | Withhold |
| 1.4 | Elect Gerald B. Blouch | Management | For | Withhold |
| 1.5 | Elect William M. Weber | Management | For | For |
| 1.6 | Elect Charles S. Robb | Management | For | For |
| 1.7 | Elect Baiju R. Shah | Management | For | Withhold |
| 1.8 | Elect James L. Jones | Management | For | For |
| 1.9 | Elect Dan T. Moore III | Management | For | For |
| 1.1 | Elect Dale C. LaPorte | Management | For | Withhold |
| 1.11 | Elect Ellen O. Tauscher | Management | For | For |
| 2 | 2013 Equity Compensation Plan | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| INVESCO MORTGAGE CAPITAL INC
Meeting Date: MAY 01, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: IVR
Security ID: 46131B100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect G. Mark Armour | Management | For | Against |
| 2 | Elect James S. Balloun | Management | For | For |
| 3 | Elect John S. Day | Management | For | For |
| 4 | Elect Karen D. Kelley | Management | For | Against |
| 5 | Elect James R. Lientz, Jr. | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| IRIDIUM COMMUNICATIONS INC
Meeting Date: MAY 09, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: IRDM
Security ID: 46269C102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert H. Niehaus | Management | For | For |
| 1.2 | Elect J. Darrel Barros | Management | For | For |
| 1.3 | Elect Thomas C. Canfield | Management | For | For |
| 1.4 | Elect Peter M. Dawkins | Management | For | For |
| 1.5 | Elect Matthew J. Desch | Management | For | For |
| 1.6 | Elect Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Eric T. Olson | Management | For | For |
| 1.8 | Elect Steven B. Pfeiffer | Management | For | For |
| 1.9 | Elect Parker W. Rush | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| ISLE OF CAPRI CASINOS INC
Meeting Date: OCT 16, 2012 Record Date: AUG 20, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: ISLE
Security ID: 464592104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jeffrey Goldstein | Management | For | Withhold |
| 1.2 | Elect Virginia McDowell | Management | For | Withhold |
| 1.3 | Elect Lee Wielansky | Management | For | For |
| 2 | Amendment to the 2009 Long-Term Incentive Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| JAKKS PACIFIC INC.
Meeting Date: NOV 02, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: JAKK
Security ID: 47012E106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Stephen Berman | Management | For | Withhold |
| 1.2 | Elect Dan Almagor | Management | For | Withhold |
| 1.3 | Elect Marvin Ellin | Management | For | Withhold |
| 1.4 | Elect Robert Glick | Management | For | Withhold |
| 1.5 | Elect Michael Miller | Management | For | Withhold |
| 1.6 | Elect Murray Skala | Management | For | Withhold |
| 1.7 | Elect Peter Reilly | Management | For | Withhold |
| 1.8 | Elect Leigh Anne Brodsky | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| JETBLUE AIRWAYS CORP
Meeting Date: MAY 09, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: JBLU
Security ID: 477143101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 11 | Elect Frank Sica | Management | For | For |
| 12 | Elect Thomas Winkelmann | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Amendment to the 2011 Crewmember Stock Purchase Plan | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | For |
| JETBLUE AIRWAYS CORP
Meeting Date: MAY 09, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: JBLU
Security ID: 477143101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David Barger | Management | For | For |
| 2 | Elect Jens Bischof | Management | For | For |
| 3 | Elect Peter Boneparth | Management | For | For |
| 4 | Elect David Checketts | Management | For | Against |
| 5 | Elect Virginia Gambale | Management | For | For |
| 6 | Elect Stephan Gemkow | Management | For | For |
| 7 | Elect Ellen Jewett | Management | For | For |
| 8 | Elect Stanley McChrystal | Management | For | For |
| 9 | Elect Joel Peterson | Management | For | For |
| 10 | Elect M. Ann Rhoades | Management | For | For |
| JOHN BEAN TECHNOLOGIES CORP
Meeting Date: MAY 16, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL |
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|
Ticker: JBT
Security ID: 477839104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Edward L. Doheny II | Management | For | For |
| 1.2 | Elect Alan D. Feldman | Management | For | For |
| 1.3 | Elect James E. Goodwin | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| JOHNSON OUTDOORS INC
Meeting Date: FEB 28, 2013 Record Date: JAN 03, 2013 Meeting Type: ANNUAL |
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|
Ticker: JOUT
Security ID: 479167108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Terry E. London | Management | For | For |
| 1.2 | Elect John M. Fahey, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | 2012 Non-Employee Director Stock Ownership Plan | Management | For | For |
| JONES GROUP INC
Meeting Date: JUN 14, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: JNY
Security ID: 48020T101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Wesley R. Card | Management | For | For |
| 2 | Elect Sidney Kimmel | Management | For | For |
| 3 | Elect Matthew H. Kamens | Management | For | For |
| 4 | Elect Gerald C. Crotty | Management | For | For |
| 5 | Elect Lowell W. Robinson | Management | For | For |
| 6 | Elect Robert L. Mettler | Management | For | For |
| 7 | Elect Margaret H. Georgiadis | Management | For | For |
| 8 | Elect John D. Demsey | Management | For | For |
| 9 | Elect Jeffrey D. Nuechterlein | Management | For | For |
| 10 | Elect Ann Marie C. Wilkins | Management | For | For |
| 11 | Elect James A. Mitarotonda | Management | For | For |
| 12 | Ratification of Auditor | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | Against |
| 14 | Amendment to the 2009 Long Term Incentive Plan | Management | For | For |
| JOURNAL COMMUNICATIONS INC
Meeting Date: MAY 07, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: JRN
Security ID: 481130102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jeanette Tully | Management | For | For |
| 1.2 | Elect Dean H. Blythe | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| KADANT, INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: KAI
Security ID: 48282T104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jonathan W. Painter | Management | For | For |
| 1.2 | Elect William A. Rainville | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| KAPSTONE PAPER AND PACKAGING CORPORATION
Meeting Date: MAY 16, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: KS
Security ID: 48562P103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Brian R. Gamache | Management | For | For |
| 1.2 | Elect S. Jay Stewart | Management | For | For |
| 1.3 | Elect David P. Storch | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Amendment to the 2008 Performance Incentive Plan | Management | For | For |
| KEMET CORP.
Meeting Date: JUL 26, 2012 Record Date: JUN 08, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: KEM
Security ID: 488360207 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Wilfried Backes | Management | For | For |
| 2 | Elect Gurminder Bedi | Management | For | For |
| 3 | Elect Per-Olof L??f | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| KEY ENERGY SERVICES, INC.
Meeting Date: MAY 23, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: KEG
Security ID: 492914106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lynn R. Coleman | Management | For | For |
| 2 | Elect Kevin P. Collins | Management | For | For |
| 3 | Elect W. Phillip Marcum | Management | For | For |
| 4 | Elect William F. Owens | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| KINDRED HEALTHCARE INC
Meeting Date: MAY 21, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: KND
Security ID: 494580103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Edward L. Kuntz | Management | For | For |
| 2 | Elect Joel Ackerman | Management | For | For |
| 3 | Elect Jonathan D. Blum | Management | For | For |
| 4 | Elect Thomas P. Cooper | Management | For | For |
| 5 | Elect Paul J. Diaz | Management | For | For |
| 6 | Elect Christopher T. Hjelm | Management | For | For |
| 7 | Elect Isaac Kaufman | Management | For | For |
| 8 | Elect Frederick J. Kleisner | Management | For | For |
| 9 | Elect John H. Short | Management | For | For |
| 10 | Elect Phyllis R. Yale | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| 12 | Short-Term Incentive Plan | Management | For | For |
| 13 | 2013 Long-Term Incentive Plan | Management | For | For |
| 14 | Ratification of Auditor | Management | For | For |
| KNIGHTSBRIDGE TANKERS
Meeting Date: SEP 21, 2012 Record Date: JUL 16, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: VLCCF
Security ID: G5299G106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ola Lorentzon | Management | For | For |
| 2 | Elect Douglas Wolcott | Management | For | For |
| 3 | Elect David White | Management | For | For |
| 4 | Elect Hans Petter Aas | Management | For | For |
| 5 | Elect Herman Billung | Management | For | For |
| 6 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 7 | Directors' Fees | Management | For | For |
| KOPPERS HOLDINGS INC
Meeting Date: MAY 02, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL |
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|
Ticker: KOP
Security ID: 50060P106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David M. Hillenbrand | Management | For | For |
| 1.2 | Elect Louis L Testoni | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| KULICKE & SOFFA INDUSTRIES, INC.
Meeting Date: FEB 19, 2013 Record Date: DEC 12, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: KLIC
Security ID: 501242101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Chin Hu Lim | Management | For | For |
| 1.2 | Elect Garrett Pierce | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| L.B. FOSTER CO.
Meeting Date: MAY 23, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: FSTR
Security ID: 350060109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert P. Bauer | Management | For | For |
| 1.2 | Elect Lee B. Foster II | Management | For | For |
| 1.3 | Elect Peter McIlroy II | Management | For | For |
| 1.4 | Elect G. Thomas McKane | Management | For | For |
| 1.5 | Elect Diane B. Owen | Management | For | For |
| 1.6 | Elect William H. Rackoff | Management | For | For |
| 1.7 | Elect Suzanne B. Rowland | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Executive Annual Incentive Compensation Plan | Management | For | For |
| LACLEDE GAS COMPANY
Meeting Date: JAN 31, 2013 Record Date: NOV 26, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: LG
Security ID: 505597104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Brenda Newberry | Management | For | For |
| 1.2 | Elect Suzanne Sitherwood | Management | For | For |
| 1.3 | Elect Mary Ann Van Lokeren | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| LAKELAND FINANCIAL CORP.
Meeting Date: APR 09, 2013 Record Date: FEB 20, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: LKFN
Security ID: 511656100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Blake W. Augsburger | Management | For | For |
| 1.2 | Elect Charles E. Niemier | Management | For | For |
| 1.3 | Elect Brian J. Smith | Management | For | For |
| 1.4 | Elect Bradley J. Toothaker | Management | For | For |
| 1.5 | Elect Ronald D. Truex | Management | For | For |
| 2 | 2013 Equity Incentive Plan | Management | For | Against |
| 3 | Adoption of Majority Vote for Election of Directors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| LIN TV CORP
Meeting Date: MAY 29, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TVL
Security ID: 532774106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William S. Banowsky, Jr. | Management | For | For |
| 1.2 | Elect William H. Cunningham | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| LINCOLN EDUCATIONAL SERVICES CORP
Meeting Date: APR 30, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: LINC
Security ID: 533535100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alvin O. Austin | Management | For | For |
| 1.2 | Elect Peter S. Burgess | Management | For | For |
| 1.3 | Elect James J. Burke, Jr. | Management | For | For |
| 1.4 | Elect Celia H. Currin | Management | For | For |
| 1.5 | Elect Paul E. Glaske | Management | For | For |
| 1.6 | Elect Charles F. Kalmbach | Management | For | For |
| 1.7 | Elect Shaun E. McAlmont | Management | For | For |
| 1.8 | Elect Alexis P. Michas | Management | For | For |
| 1.9 | Elect J. Barry Morrow | Management | For | For |
| LINCOLN EDUCATIONAL SERVICES CORP
Meeting Date: APR 30, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: LINC
Security ID: 533535100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Amendment to the 2005 Long-Term Incentive Plan | Management | For | For |
| 4 | Amendment to the 2005 Non-Employee Directors Restricted Stock Plan | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| LSB INDUSTRIES, INC.
Meeting Date: MAY 23, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: LXU
Security ID: 502160104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Webster L. Benham | Management | For | For |
| 1.2 | Elect Robert A. Butkin | Management | For | For |
| 1.3 | Elect Charles A. Burtch | Management | For | For |
| 1.4 | Elect Steven J. Golsen | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| LYDALL, INC.
Meeting Date: APR 26, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: LDL
Security ID: 550819106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Dale G. Barnhart | Management | For | For |
| 1.2 | Elect Kathleen Burdett | Management | For | For |
| 1.3 | Elect W. Leslie Duffy | Management | For | For |
| 1.4 | Elect Matthew T. Farrell | Management | For | For |
| 1.5 | Elect Marc T. Giles | Management | For | For |
| 1.6 | Elect William D. Gurley | Management | For | For |
| 1.7 | Elect Suzanne Hammett | Management | For | For |
| 1.8 | Elect S. Carl Soderstrom, Jr. | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| MAGELLAN HEALTH SERVICES, INC.
Meeting Date: MAY 22, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MGLH
Security ID: 559079207 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael P. Ressner | Management | For | For |
| 1.2 | Elect Michael S. Diament | Management | For | For |
| 1.3 | Elect Barry M. Smith | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| MAIDEN HOLDINGS LTD
Meeting Date: MAY 07, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MHLD
Security ID: G5753U112 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Barry D. Zyskind | Management | For | Withhold |
| 1.2 | Elect Simcha Lyons | Management | For | For |
| 1.3 | Elect Raymond M. Neff | Management | For | For |
| 1.4 | Elect Yehuda L. Neuberger | Management | For | Withhold |
| 1.5 | Elect Steven H. Nigro | Management | For | For |
| 1.6 | Elect David A. Lamneck | Management | For | For |
| 1.7 | Elect John Marshaleck | Management | For | For |
| 1.8 | Elect Lawrence F. Metz | Management | For | For |
| 1.9 | Elect Arturo M. Raschbaum | Management | For | For |
| 1.1 | Elect Patrick J. Haveron | Management | For | For |
| 1.11 | Elect Ronald M. Judd | Management | For | For |
| 1.12 | Elect John Marshaleck | Management | For | For |
| 1.13 | Elect Lawrence F. Metz | Management | For | For |
| 1.14 | Elect Arturo M. Raschbaum | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| MAINSOURCE FINANCIAL GROUP INC
Meeting Date: APR 23, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MSFG
Security ID: 56062Y102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kathleen L. Bardwell | Management | For | For |
| 1.2 | Elect William G. Barron | Management | For | For |
| 1.3 | Elect Archie M. Brown, Jr. | Management | For | For |
| 1.4 | Elect Brian J. Crall | Management | For | For |
| 1.5 | Elect Philip A. Frantz | Management | For | For |
| 1.6 | Elect D. J. Hines | Management | For | For |
| 1.7 | Elect Thomas M. O'Brien | Management | For | For |
| 1.8 | Elect Lawrence R. Rueff | Management | For | For |
| 1.9 | Elect John G. Seale | Management | For | For |
| 1.1 | Elect Charles J. Thayer | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| 4 | Ratification of Auditor | Management | For | For |
| MANNING & NAPIER INC
Meeting Date: JUN 19, 2013 Record Date: APR 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MN
Security ID: 56382Q102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William Manning | Management | For | For |
| 1.2 | Elect B. Reuben Auspitz | Management | For | For |
| 1.3 | Elect Patrick Cunningham | Management | For | For |
| 1.4 | Elect Barbara Goodstein | Management | For | For |
| 1.5 | Elect Richard M. Hurwitz | Management | For | For |
| 1.6 | Elect Edward J. Pettinella | Management | For | For |
| 1.7 | Elect Robert M. Zak | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| MANTECH INTERNATIONAL CORP
Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MANT
Security ID: 564563104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect George J. Pedersen | Management | For | For |
| 1.2 | Elect Richard L. Armitage | Management | For | For |
| 1.3 | Elect Mary K. Bush | Management | For | For |
| 1.4 | Elect Barry G. Campbell | Management | For | For |
| 1.5 | Elect Walter R. Fatzinger, Jr. | Management | For | For |
| 1.6 | Elect David E. Jeremiah | Management | For | For |
| 1.7 | Elect Richard J. Kerr | Management | For | For |
| 1.8 | Elect Kenneth A. Minihan | Management | For | For |
| 1.9 | Elect Stephen W. Porter | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| MARCUS CORP.
Meeting Date: OCT 17, 2012 Record Date: AUG 06, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: MCS
Security ID: 566330106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Stephen Marcus | Management | For | Withhold |
| 1.2 | Elect Diane Marcus Gershowitz | Management | For | Withhold |
| 1.3 | Elect Daniel McKeithan, Jr. | Management | For | For |
| 1.4 | Elect Allan Selig | Management | For | Withhold |
| 1.5 | Elect Timothy Hoeksema | Management | For | For |
| 1.6 | Elect Bruce Olson | Management | For | Withhold |
| 1.7 | Elect Philip Milstein | Management | For | For |
| 1.8 | Elect Bronson Haase | Management | For | For |
| 1.9 | Elect James Ericson | Management | For | For |
| 1.1 | Elect Gregory Marcus | Management | For | Withhold |
| 1.11 | Elect Brian Stark | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| MARTEN TRANSPORT, LTD.
Meeting Date: MAY 03, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MRTN
Security ID: 573075108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Randolph L. Marten | Management | For | For |
| 1.2 | Elect Larry B. Hagness | Management | For | For |
| 1.3 | Elect Thomas J. Winkel | Management | For | For |
| 1.4 | Elect Jerry M. Bauer | Management | For | For |
| 1.5 | Elect Robert L. Demorest | Management | For | For |
| 1.6 | Elect G. Larry Owens | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Transaction of Other Business | Management | For | Abstain |
| MB FINANCIAL INC.
Meeting Date: MAY 29, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MBFI
Security ID: 55264U108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect David P. Bolger | Management | For | For |
| 2 | Elect Robert S. Engelman, Jr. | Management | For | For |
| 3 | Elect Mitchell S. Feiger | Management | For | For |
| 4 | Elect Charles J. Gries | Management | For | For |
| 5 | Elect James N. Hallene | Management | For | For |
| 6 | Elect Thomas H. Harvey | Management | For | For |
| 7 | Elect Ronald D. Santo | Management | For | For |
| 8 | Elect Renee Togher | Management | For | For |
| 9 | Advisory Vote on Executive Compensation | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| MCGRATH RENTCORP
Meeting Date: JUN 12, 2013 Record Date: APR 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MGRC
Security ID: 580589109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.4 | Elect Robert P. McGrath | Management | For | For |
| 1.5 | Elect M. Richard Smith | Management | For | For |
| 1.6 | Elect Dennis P. Stradford | Management | For | For |
| 1.7 | Elect Ronald H. Zech | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| MCGRATH RENTCORP
Meeting Date: JUN 12, 2013 Record Date: APR 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MGRC
Security ID: 580589109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William J. Dawson | Management | For | For |
| 1.2 | Elect Robert C. Hood | Management | For | For |
| 1.3 | Elect Dennis C. Kakures | Management | For | For |
| MEN`S WEARHOUSE, INC.
Meeting Date: JUN 19, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MW
Security ID: 587118100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect George Zimmer | Management | For | For |
| 1.2 | Elect David H. Edwab | Management | For | For |
| 1.3 | Elect Douglas S. Ewert | Management | For | For |
| 1.4 | Elect Rinaldo S. Brutoco | Management | For | For |
| 1.5 | Elect Michael L. Ray | Management | For | For |
| 1.6 | Elect Sheldon I. Stein | Management | For | For |
| 1.7 | Elect Deepak Chopra | Management | For | For |
| 1.8 | Elect William B. Sechrest | Management | For | For |
| 1.9 | Elect Grace Nichols | Management | For | For |
| 2 | Amendment to the 2004 Long-Term Incentive Plan | Management | For | For |
| 3 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Abstain |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| MERCHANTS BANCSHARES, INC. (BURLINGTON, VT)
Meeting Date: MAY 07, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MBVT
Security ID: 588448100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Raymond C. Pecor, Jr. | Management | For | For |
| 1.2 | Elect Patrick S. Robins | Management | For | For |
| 1.3 | Elect Jeffrey L. Davis | Management | For | For |
| 1.4 | Elect Bruce M. Lisman | Management | For | For |
| 1.5 | Elect Karen J. Danaher | Management | For | For |
| 1.6 | Elect Janette K. Bombardier | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| MFA FINANCIAL INC
Meeting Date: MAY 22, 2013 Record Date: MAR 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MFA
Security ID: 55272X102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect James A. Brodsky | Management | For | For |
| 2 | Elect Alan L. Gosule | Management | For | Against |
| 3 | Elect Stewart Zimmerman | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | Against |
| MODINE MANUFACTURING CO.
Meeting Date: JUL 19, 2012 Record Date: JUN 01, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: MOD
Security ID: 607828100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Suresh Garimella | Management | For | For |
| 2 | Elect Christopher Patterson | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| MONARCH CASINO & RESORT, INC.
Meeting Date: MAY 10, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MCRI
Security ID: 609027107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Bob Farahi | Management | For | Withhold |
| 1.2 | Elect Yvette E. Landau | Management | For | For |
| 2 | Amendment to the 1993 Employee Stock Option Plan | Management | For | For |
| 3 | Amendment to the 1993 Executive Long-Term Incentive Plan | Management | For | For |
| 4 | Transaction of Other Business | Management | For | Abstain |
| MOOG, INC.
Meeting Date: JAN 09, 2013 Record Date: NOV 28, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: MOGA
Security ID: 615394202 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Albert Myers | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2008 Stock Appreciation Rights Plan | Management | For | For |
| MULTI FINELINE ELECTRONIX INC
Meeting Date: MAR 06, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: MFLX
Security ID: 62541B101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Benjamin C. Duster, IV | Management | For | For |
| 1.2 | Elect Reza Meshgin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| MULTIMEDIA GAMES INC.
Meeting Date: JAN 30, 2013 Record Date: DEC 03, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: MGAM
Security ID: 625453105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Stephen Greathouse | Management | For | For |
| 2 | Elect Neil Jenkins | Management | For | For |
| 3 | Elect Michael Maples, Sr. | Management | For | For |
| 4 | Elect Justin Orlando | Management | For | For |
| 5 | Elect Patrick Ramsey | Management | For | For |
| 6 | Elect Robert Repass | Management | For | For |
| 7 | Elect Timothy Stanley | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| NACCO INDUSTRIES INC.
Meeting Date: MAY 07, 2013 Record Date: MAR 13, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NC
Security ID: 629579103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John Jumper | Management | For | Withhold |
| 1.2 | Elect Dennis LaBarre | Management | For | For |
| 1.3 | Elect Richard de Osborne | Management | For | For |
| 1.4 | Elect Alfred Rankin, Jr. | Management | For | For |
| 1.5 | Elect James Ratner | Management | For | For |
| 1.6 | Elect Britton Taplin | Management | For | For |
| 1.7 | Elect David Taplin | Management | For | For |
| 1.8 | Elect John Turben | Management | For | For |
| 1.9 | Elect David Williams | Management | For | For |
| 2 | Annual Incentive Compensation Plan | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| NASH-FINCH CO.
Meeting Date: APR 24, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NAFC
Security ID: 631158102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Christopher W. Bodine | Management | For | For |
| 1.2 | Elect Alec C. Covington | Management | For | For |
| 1.3 | Elect Mickey P. Foret | Management | For | For |
| 1.4 | Elect Douglas A. Hacker | Management | For | For |
| 1.5 | Elect Hawthorne L. Proctor | Management | For | For |
| 1.6 | Elect William R. Voss | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| NATIONAL HEALTHCARE CORP.
Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NHC
Security ID: 635906100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Richard F. LaRoche Jr. | Management | For | For |
| 1.2 | Elect Lawrence C. Tucker | Management | For | For |
| 2 | Amendment to the Executive Officer Performance Based Compensation Plan | Management | For | For |
| NATIONAL PENN BANCSHARES, INC.
Meeting Date: APR 23, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NPBC
Security ID: 637138108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Christian F. Martin IV | Management | For | For |
| 1.2 | Elect R. Chadwick Paul, Jr. | Management | For | For |
| 1.3 | Elect C. Robert Roth | Management | For | For |
| 1.4 | Elect Wayne R. Weidner | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| NATIONAL WESTERN LIFE INSURANCE CO.
Meeting Date: JUN 28, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NWLI
Security ID: 638522102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert L. Moody, Sr. | Management | For | For |
| 1.2 | Elect Stephen E. Glasgow | Management | For | For |
| 1.3 | Elect E.J. Pederson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Executive Officer Bonus Program | Management | For | For |
| NATURAL GAS SERVICES GROUP, INC.
Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NGS
Security ID: 63886Q109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John W. Chisholm | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| NAVIGANT CONSULTING, INC.
Meeting Date: MAY 21, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NCI
Security ID: 63935N107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Samuel K. Skinner | Management | For | For |
| 2 | Elect James R. Thompson | Management | For | For |
| 3 | Elect Michael L. Tipsord | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| NBT BANCORP. INC.
Meeting Date: MAR 05, 2013 Record Date: JAN 15, 2013 Meeting Type: SPECIAL |
||||
|
Ticker: NBTB
Security ID: 628778102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Merger | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | Against |
| NBT BANCORP. INC.
Meeting Date: MAY 07, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NBTB
Security ID: 628778102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change in Board Size | Management | For | For |
| 2.1 | Elect Daryl R. Forsythe | Management | For | For |
| 2.2 | Elect Patricia T. Civil | Management | For | For |
| 2.3 | Elect Robert A. Wadsworth | Management | For | For |
| 2.4 | Elect Jack H. Webb | Management | For | For |
| 3 | Amendment to the 2008 Omnibus Incentive Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| NEENAH PAPER INC.
Meeting Date: MAY 30, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NP
Security ID: 640079109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Sean T. Erwin | Management | For | For |
| 1.2 | Elect Edward Grzedzinski | Management | For | For |
| 1.3 | Elect John F. McGovern | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2004 Omnibus Stock and Incentive Compensation Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| NELNET INC
Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NNI
Security ID: 64031N108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael S. Dunlap | Management | For | For |
| 2 | Elect Stephen F. Butterfield | Management | For | For |
| NELNET INC
Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NNI
Security ID: 64031N108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3 | Elect James P. Abel | Management | For | For |
| 4 | Elect William R. Cintani | Management | For | For |
| 5 | Elect Kathleen A. Farrell | Management | For | For |
| 6 | Elect Thomas E. Henning | Management | For | For |
| 7 | Elect Kimberly K. Rath | Management | For | For |
| 8 | Elect Michael D. Reardon | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Advisory Vote on Executive Compensation | Management | For | For |
| NN INC
Meeting Date: MAY 16, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NNBR
Security ID: 629337106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Richard G. Fanelli | Management | For | For |
| 1.2 | Elect Michael E. Werner | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| NORTHWESTERN CORP.
Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: NTHWQ
Security ID: 668074305 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Stephen P. Adik | Management | For | For |
| 1.2 | Elect Dorothy M. Bradley | Management | For | For |
| 1.3 | Elect E. Linn Draper Jr. | Management | For | For |
| 1.4 | Elect Dana J. Dykhouse | Management | For | For |
| 1.5 | Elect Julia L. Johnson | Management | For | For |
| 1.6 | Elect Philip L. Maslowe | Management | For | For |
| 1.7 | Elect Denton Louis Peoples | Management | For | For |
| 1.8 | Elect Robert C. Rowe | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| OCEANFIRST FINANCIAL CORP
Meeting Date: MAY 08, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: OCFC
Security ID: 675234108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Donald E. McLaughlin | Management | For | For |
| 1.2 | Elect John E. Walsh | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| OLD NATIONAL BANCORP
Meeting Date: MAY 09, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: ONB
Security ID: 680033107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alan W. Braun | Management | For | For |
| 1.2 | Elect Larry E. Dunigan | Management | For | For |
| 1.3 | Elect Niel C. Ellerbrook | Management | For | For |
| 1.4 | Elect Andrew E. Goebel | Management | For | For |
| 1.5 | Elect Robert G. Jones | Management | For | For |
| 1.6 | Elect Phelps L. Lambert | Management | For | For |
| 1.7 | Elect Arthur H. McElwee, Jr. | Management | For | For |
| 1.8 | Elect James T. Morris | Management | For | For |
| 1.9 | Elect Randall T. Sheppard | Management | For | For |
| 1.1 | Elect Kelly N. Stanley | Management | For | For |
| 1.11 | Elect Linda E. White | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| OLIN CORP.
Meeting Date: APR 25, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: OLN
Security ID: 680665205 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect C. Robert Bunch | Management | For | For |
| 2 | Elect Randall W. Larrimore | Management | For | For |
| 3 | Elect John M. B. O'Connor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| OMEGA PROTEIN, CORP.
Meeting Date: JUN 20, 2013 Record Date: APR 24, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: OME
Security ID: 68210P107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Paul M. Kearns | Management | For | For |
| 1.2 | Elect Bret D. Scholtes | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| OMNOVA SOLUTIONS INC.
Meeting Date: MAR 21, 2013 Record Date: JAN 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: OMN
Security ID: 682129101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David J. D'Antoni | Management | For | For |
| 1.2 | Elect Steven W. Percy | Management | For | For |
| 1.3 | Elect Allan R. Rothwell | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| PACWEST BANCORP
Meeting Date: MAR 20, 2013 Record Date: JAN 30, 2013 Meeting Type: SPECIAL |
||||
|
Ticker: PACW
Security ID: 695263103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Merger with First California Financial Group, Inc. | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | Against |
| PACWEST BANCORP
Meeting Date: MAY 13, 2013 Record Date: MAR 21, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PACW
Security ID: 695263103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Mark N. Baker | Management | For | For |
| 1.2 | Elect Craig A. Carlson | Management | For | For |
| 1.3 | Elect Stephen M. Dunn | Management | For | For |
| 1.4 | Elect John M. Eggemeyer | Management | For | Withhold |
| 1.5 | Elect Barry C. Fitzpatrick | Management | For | For |
| 1.6 | Elect George E. Langley | Management | For | For |
| 1.7 | Elect Susan E. Lester | Management | For | For |
| 1.8 | Elect Timothy B. Matz | Management | For | For |
| 1.9 | Elect Arnold W. Messer | Management | For | For |
| 1.1 | Elect Daniel B. Platt | Management | For | For |
| 1.11 | Elect John W. Rose | Management | For | For |
| 1.12 | Elect Robert A. Stine | Management | For | Withhold |
| 1.13 | Elect Matthew P. Wagner | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Right to Adjourn Meeting | Management | For | Against |
| 5 | Transaction of Other Business | Management | For | Abstain |
| PANTRY INC.
Meeting Date: MAR 14, 2013 Record Date: JAN 17, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PTRY
Security ID: 698657103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert F. Bernstock | Management | For | For |
| 1.2 | Elect Paul L. Brunswick | Management | For | For |
| 1.3 | Elect Wilfred A. Finnegan | Management | For | For |
| 1.4 | Elect Dennis G. Hatchell | Management | For | For |
| 1.5 | Elect Edwin J. Holman | Management | For | For |
| 1.6 | Elect Terry L. McElroy | Management | For | For |
| 1.7 | Elect Mark D. Miles | Management | For | For |
| 1.8 | Elect Bryan E. Monkhouse | Management | For | For |
| 1.9 | Elect Thomas M. Murnane | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| PARK-OHIO HOLDINGS CORP.
Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PKOH
Security ID: 700666100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Matthew V. Crawford | Management | For | For |
| 1.2 | Elect Ronna Romney | Management | For | For |
| 1.3 | Elect Steven H. Rosen | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| PARKER DRILLING CO.
Meeting Date: MAY 08, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PKD
Security ID: 701081101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jonathan M. Clarkson | Management | For | For |
| 1.2 | Elect George J. Donnelly | Management | For | For |
| 1.3 | Elect Gary R. King | Management | For | For |
| 2 | Amendment to the 2010 Long Term Incentive Plan | Management | For | Against |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| PATRICK INDUSTRIES, INC.
Meeting Date: MAY 23, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PATK
Security ID: 703343103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Terrence D. Brennan | Management | For | For |
| 1.2 | Elect Joseph M. Cerulli | Management | For | Withhold |
| 1.3 | Elect Todd Cleveland | Management | For | Withhold |
| 1.4 | Elect John A. Forbes | Management | For | For |
| 1.5 | Elect Paul E. Hassler | Management | For | Withhold |
| 1.6 | Elect Keith V. Kankel | Management | For | For |
| 1.7 | Elect Michael A. Kitson | Management | For | For |
| 1.8 | Elect Andy L. Nemeth | Management | For | Withhold |
| 1.9 | Elect Larry D. Renbarger | Management | For | For |
| 1.1 | Elect Walter Wells | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | Against |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
| PC CONNECTION, INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PCCC
Security ID: 69318J100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
| 4 | Amendment to the 2007 Stock Incentive Plan | Management | For | For |
| 5 | Amendment to the Executive Bonus Plan | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| PC CONNECTION, INC.
Meeting Date: MAY 22, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PCCC
Security ID: 69318J100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Patricia Gallup | Management | For | For |
| 1.2 | Elect David Hall | Management | For | For |
| 1.3 | Elect Joseph Baute | Management | For | For |
| 1.4 | Elect David Beffa-Negrini | Management | For | For |
| 1.5 | Elect Barbara Duckett | Management | For | For |
| 1.6 | Elect Donald Weatherson | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| PENNYMAC MORTGAGE INVESTMENT TRUST
Meeting Date: MAY 15, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PMT
Security ID: 70931T103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Matthew Botein | Management | For | For |
| 1.2 | Elect Scott W. Carnahan | Management | For | For |
| 1.3 | Elect Frank P. Willey | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| PEOPLES BANCORP, INC. (MARIETTA, OH)
Meeting Date: APR 25, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PEBO
Security ID: 709789101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David L. Mead | Management | For | For |
| 1.2 | Elect Susan D. Rector | Management | For | For |
| 1.3 | Elect Thomas J. Wolf | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2006 Equity Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| PERICOM SEMICONDUCTOR CORP.
Meeting Date: DEC 06, 2012 Record Date: OCT 09, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: PSEM
Security ID: 713831105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alex Chiming Hui | Management | For | Withhold |
| 1.2 | Elect Chi-Hung Hui | Management | For | Withhold |
| 1.3 | Elect Hau Lee | Management | For | Withhold |
| 1.4 | Elect Michael Sophie | Management | For | Withhold |
| 1.5 | Elect Siu-Weng Simon Wong | Management | For | Withhold |
| 1.6 | Elect Edward Yang | Management | For | Withhold |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| PERRY ELLIS INTERNATIONAL INC
Meeting Date: JUN 14, 2013 Record Date: APR 29, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PERY
Security ID: 288853104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect George Feldenkreis | Management | For | For |
| 1.2 | Elect Gary Dix | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| PHARMERICA CORP
Meeting Date: JUN 18, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PMC
Security ID: 71714F104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Gregory S. Weishar | Management | For | For |
| 1.2 | Elect W. Robert Dahl, Jr. | Management | For | For |
| 1.3 | Elect Frank E. Collins | Management | For | For |
| 1.4 | Elect Thomas P. Mac Mahon | Management | For | For |
| 1.5 | Elect Marjorie W. Dorr | Management | For | For |
| 1.6 | Elect Thomas P. Gerrity | Management | For | For |
| 1.7 | Elect Robert A. Oakley | Management | For | For |
| 1.8 | Elect Geoffrey G. Meyers | Management | For | For |
| 1.9 | Elect Patrick G. LePore | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| PHOTRONICS, INC.
Meeting Date: APR 03, 2013 Record Date: FEB 13, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PLAB
Security ID: 719405102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Walter Fiederowicz | Management | For | For |
| 1.2 | Elect Joseph Fiorita, Jr. | Management | For | For |
| 1.3 | Elect Liang-Choo Hsia | Management | For | For |
| 1.4 | Elect Constantine Macricostas | Management | For | For |
| 1.5 | Elect George Macricostas | Management | For | For |
| 1.6 | Elect Mitchell Tyson | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| PIONEER ENERGY SERVICES CORP
Meeting Date: MAY 15, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PES
Security ID: 723664108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John M. Rauh | Management | For | For |
| 2 | Amendment to the 2007 Incentive Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| PLATINUM UNDERWRITERS HOLDINGS LTD
Meeting Date: APR 24, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PTP
Security ID: G7127P100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Dan R. Carmichael | Management | For | For |
| 1.2 | Elect A. John Hass | Management | For | For |
| 1.3 | Elect Antony P.D. Lancaster | Management | For | For |
| 1.4 | Elect Edmund R. Megna | Management | For | For |
| 1.5 | Elect Michael D. Price | Management | For | For |
| 1.6 | Elect Linda E Ransom | Management | For | For |
| 1.7 | Elect James P. Slattery | Management | For | For |
| 1.8 | Elect Christopher J. Steffen | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| PLEXUS CORP.
Meeting Date: FEB 13, 2013 Record Date: DEC 06, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: PLXS
Security ID: 729132100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ralf B?er | Management | For | For |
| 1.2 | Elect Stephen Cortinovis | Management | For | For |
| 1.3 | Elect David Drury | Management | For | For |
| 1.4 | Elect Dean Foate | Management | For | For |
| 1.5 | Elect Rainer Jueckstock | Management | For | For |
| 1.6 | Elect Peter Kelly | Management | For | For |
| 1.7 | Elect Phil Martens | Management | For | For |
| 1.8 | Elect Michael Schrock | Management | For | For |
| 1.9 | Elect Mary Winston | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| PNM RESOURCES INC
Meeting Date: MAY 09, 2013 Record Date: MAR 20, 2013 Meeting Type: ANNUAL |
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|
Ticker: PNM
Security ID: 69349H107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Adelmo Archuleta | Management | For | For |
| 1.2 | Elect Patricia Collawn | Management | For | For |
| 1.3 | Elect Julie Dobson | Management | For | For |
| 1.4 | Elect Alan Fohrer | Management | For | For |
| 1.5 | Elect Robert Nordhaus | Management | For | For |
| 1.6 | Elect Bonnie Reitz | Management | For | For |
| 1.7 | Elect Donald Schwanz | Management | For | For |
| 1.8 | Elect Bruce Wilkinson | Management | For | For |
| 1.9 | Elect Joan Woodard | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| PORTLAND GENERAL ELECTRIC CO
Meeting Date: MAY 22, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
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|
Ticker: POR
Security ID: 736508847 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John W. Ballantine | Management | For | For |
| 1.2 | Elect Rodney L. Brown, Jr. | Management | For | For |
| 1.3 | Elect Jack E. Davis | Management | For | For |
| 1.4 | Elect David A. Dietzler | Management | For | For |
| 1.5 | Elect Kirby A. Dyess | Management | For | For |
| 1.6 | Elect Mark B. Ganz | Management | For | For |
| 1.7 | Elect Corbin A. McNeill, Jr. | Management | For | For |
| 1.8 | Elect Neil J. Nelson | Management | For | For |
| 1.9 | Elect M. Lee Pelton | Management | For | For |
| 1.1 | Elect James J. Piro | Management | For | For |
| 1.11 | Elect Robert T.F. Reid | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the 2006 Stock Incentive Plan | Management | For | For |
| 4 | 2008 Annual Cash Incentive Master Plan for Executive Officers | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| PREMIERE GLOBAL SERVICES INC
Meeting Date: JUN 12, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PGI
Security ID: 740585104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Boland T. Jones | Management | For | For |
| 1.2 | Elect Wilkie S. Colyer | Management | For | For |
| 1.3 | Elect K. Robert Draughon | Management | For | For |
| 1.4 | Elect John R. Harris | Management | For | For |
| 1.5 | Elect W. Steven Jones | Management | For | For |
| 1.6 | Elect Raymond H. Pirtle, Jr. | Management | For | For |
| 1.7 | Elect J. Walker Smith, Jr. | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| PROASSURANCE CORPORATION
Meeting Date: MAY 22, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PRA
Security ID: 74267C106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William J. Listwan | Management | For | For |
| 1.2 | Elect John J. McMahon, Jr. | Management | For | For |
| 1.3 | Elect William S. Starnes | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | 2014 Annual Incentive Plan | Management | For | For |
| 4 | 2014 Equity Incentive Plan | Management | For | Against |
| PROASSURANCE CORPORATION
Meeting Date: MAY 22, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PRA
Security ID: 74267C106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| PROVIDENCE SERVICE CORP
Meeting Date: AUG 16, 2012 Record Date: JUL 10, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: PRSC
Security ID: 743815102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Fletcher Jay McCusker | Management | For | Withhold |
| 1.2 | Elect Kristi Meints | Management | For | For |
| 2 | Adoption of Shareholder Rights Plan | Management | For | Against |
| 3 | Right to Adjourn Meeting | Management | For | Against |
| 4 | Amendment to the 2006 Long-Term Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| PROVIDENCE SERVICE CORP
Meeting Date: JUN 06, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: PRSC
Security ID: 743815102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Richard A. Kerley | Management | For | For |
| 1.2 | Elect Christopher S. Shackelton | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| PROVIDENT FINANCIAL SERVICES INC
Meeting Date: APR 25, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
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|
Ticker: PFS
Security ID: 74386T105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Thomas W. Berry | Management | For | For |
| 1.2 | Elect Frank L. Fekete | Management | For | For |
| 1.3 | Elect Matthew K. Harding | Management | For | For |
| 1.4 | Elect Thomas B. Hogan, Jr. | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| QUAD/GRAPHICS INC
Meeting Date: MAY 20, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
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|
Ticker: QUAD
Security ID: 747301109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William J. Abraham, Jr. | Management | For | Withhold |
| 1.2 | Elect Douglas P. Buth | Management | For | For |
| 1.3 | Elect Christopher B. Harned | Management | For | Withhold |
| 1.4 | Elect Betty Ewens Quadracci | Management | For | Withhold |
| 1.5 | Elect J. Joel Quadracci | Management | For | Withhold |
| 1.6 | Elect Thomas O. Ryder | Management | For | For |
| 1.7 | Elect John S. Shiely | Management | For | For |
| 2 | Amendment to the 2010 Omnibus Incentive Plan | Management | For | For |
| REGIS CORP.
Meeting Date: OCT 25, 2012 Record Date: AUG 28, 2012 Meeting Type: ANNUAL |
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|
Ticker: RGS
Security ID: 758932107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Daniel Beltzman | Management | For | For |
| 1.2 | Elect Joseph Conner | Management | For | For |
| 1.3 | Elect James Fogarty | Management | For | For |
| 1.4 | Elect Daniel Hanrahan | Management | For | For |
| 1.5 | Elect Michael Merriman, Jr. | Management | For | For |
| 1.6 | Elect Jeffrey Smith | Management | For | For |
| 1.7 | Elect Stephen Watson | Management | For | For |
| REGIS CORP.
Meeting Date: OCT 25, 2012 Record Date: AUG 28, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: RGS
Security ID: 758932107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.8 | Elect David Williams | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| RENEWABLE ENERGY GROUP INC
Meeting Date: MAY 16, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: REGI
Security ID: 75972A301 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Delbert Christensen | Management | For | For |
| 2 | Elect Randolph L. Howard | Management | For | For |
| 3 | Elect Michael A. Jackson | Management | For | For |
| 4 | Annual Incentive Plan for Executive Officers | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| REPUBLIC AIRWAYS HLDGS INC
Meeting Date: AUG 01, 2012 Record Date: JUN 07, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: RJET
Security ID: 760276105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Bryan Bedford | Management | For | For |
| 1.2 | Elect Lawrence Cohen | Management | For | For |
| 1.3 | Elect Neal Cohen | Management | For | For |
| 1.4 | Elect Douglas Lambert | Management | For | For |
| 1.5 | Elect Mark Plaumann | Management | For | For |
| 1.6 | Elect Richard P. Schifter | Management | For | For |
| 1.7 | Elect David Siegel | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| REPUBLIC BANCORP, INC. (KY)
Meeting Date: APR 25, 2013 Record Date: FEB 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: RBCAA
Security ID: 760281204 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Craig A. Greenberg | Management | For | For |
| 1.2 | Elect Michael T. Rust | Management | For | For |
| 1.3 | Elect Sandra Metts Snowden | Management | For | For |
| 1.4 | Elect R. Wayne Stratton | Management | For | For |
| 1.5 | Elect Susan Stout Tamme | Management | For | For |
| 1.6 | Elect A. Scott Trager | Management | For | For |
| 1.7 | Elect Steven E. Trager | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| REX AMERICAN RESOURCES CORP
Meeting Date: JUN 04, 2013 Record Date: APR 23, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: REX
Security ID: 761624105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Stuart A. Rose | Management | For | Against |
| 2 | Elect Lawrence Tomchin | Management | For | Against |
| 3 | Elect Robert Davidoff | Management | For | For |
| 4 | Elect Edward M. Kress | Management | For | Against |
| 5 | Elect Charles A. Elcan | Management | For | Against |
| 6 | Elect David S. Harris | Management | For | For |
| 7 | Elect Mervyn L. Alphonso | Management | For | For |
| 8 | Elect Lee Fisher | Management | For | For |
| RUBY TUESDAY, INC.
Meeting Date: OCT 10, 2012 Record Date: AUG 13, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: RT
Security ID: 781182100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect F. Lane Cardwell, Jr. | Management | For | For |
| 2 | Elect Kevin Clayton | Management | For | For |
| 3 | Elect Jeffrey O'Neill | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| 5 | Ratification of Auditor | Management | For | For |
| S & T BANCORP, INC.
Meeting Date: MAY 20, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: STBA
Security ID: 783859101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Todd D. Brice | Management | For | Withhold |
| 1.2 | Elect John J. Delaney | Management | For | Withhold |
| 1.3 | Elect Michael J. Donnelly | Management | For | Withhold |
| 1.4 | Elect William J. Gatti | Management | For | Withhold |
| 1.5 | Elect Jeffrey D. Grube | Management | For | For |
| 1.6 | Elect Frank W. Jones | Management | For | For |
| 1.7 | Elect Joseph A. Kirk | Management | For | For |
| 1.8 | Elect David L. Krieger | Management | For | For |
| 1.9 | Elect James C. Miller | Management | For | Withhold |
| 1.1 | Elect Fred J. Morelli, Jr. | Management | For | For |
| 1.11 | Elect Frank J. Palermo, Jr. | Management | For | For |
| 1.12 | Elect Charles A. Spadafora | Management | For | Withhold |
| 1.13 | Elect Christine J. Toretti | Management | For | Withhold |
| 1.14 | Elect Charles G. Urtin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| SAIA INC.
Meeting Date: APR 25, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SAIA
Security ID: 78709Y105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John J. Holland | Management | For | For |
| 2 | Elect Richard D. O'Dell | Management | For | For |
| 3 | Elect Douglas W. Rockel | Management | For | For |
| 4 | Amendment to the 2011 Omnibus Incentive Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| 6 | Ratification of Auditor | Management | For | For |
| SANDY SPRING BANCORP
Meeting Date: MAY 01, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SASR
Security ID: 800363103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ralph F. Boyd, Jr. | Management | For | For |
| 1.2 | Elect Robert E. Henel, Jr. | Management | For | For |
| 1.3 | Elect Gary G. Nakamoto | Management | For | For |
| 1.4 | Elect Dennis A. Starliper | Management | For | For |
| 1.5 | Elect Mei Xu | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| SANMINA CORPORATION
Meeting Date: MAR 11, 2013 Record Date: JAN 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SANM
Security ID: 801056102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jure Sola | Management | For | Against |
| 2 | Elect Neil R. Bonke | Management | For | For |
| 3 | Elect John P. Goldsberry | Management | For | For |
| 4 | Elect Joseph G. Licata, Jr. | Management | For | For |
| 5 | Elect Jean Manas | Management | For | Against |
| 6 | Elect Mario M. Rosati | Management | For | Against |
| 7 | Elect Wayne Shortridge | Management | For | For |
| 8 | Elect Jackie M. Ward | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Amendment to the 2009 Incentive Plan | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| SCHOLASTIC CORP.
Meeting Date: SEP 19, 2012 Record Date: JUL 27, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: SCHL
Security ID: 807066105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect James Barge | Management | For | For |
| 1.2 | Elect Marianne Caponnetto | Management | For | For |
| 1.3 | Elect John McDonald | Management | For | For |
| SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Meeting Date: APR 25, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SWM
Security ID: 808541106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Frederic P. Villoutreix | Management | For | For |
| 1.2 | Elect Anderson D. Warlick | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| SEABOARD CORP.
Meeting Date: APR 22, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SEB
Security ID: 811543107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Steven J. Bresky | Management | For | For |
| 1.2 | Elect David A. Adamsen | Management | For | For |
| 1.3 | Elect Douglas W. Baena | Management | For | For |
| 1.4 | Elect Joseph E. Rodrigues | Management | For | For |
| 1.5 | Elect Edward I. Shifman, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Shareholder Proposal Regarding Political and Charitable Contributions Report | Shareholder | Against | Abstain |
| SELECT MEDICAL HOLDINGS CORPORATION
Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SEM
Security ID: 81619Q105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Russell L. Carson | Management | For | Withhold |
| 1.2 | Elect James S. Ely III | Management | For | For |
| 1.3 | Elect William H. Frist | Management | For | For |
| 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the Executive Bonus Plan | Management | For | For |
| SHIP FINANCE INTERNATIONAL LTD.
Meeting Date: SEP 21, 2012 Record Date: JUL 16, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: SFL
Security ID: G81075106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Hans Petter Aas | Management | For | For |
| 2 | Elect Paul Leand | Management | For | For |
| 3 | Elect Kate Blankenship | Management | For | For |
| 4 | Elect Cecilie Fredriksen | Management | For | For |
| 5 | Elect Harald Thorstein | Management | For | For |
| 6 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| 7 | Directors' Fees | Management | For | For |
| SIMMONS FIRST NATIONAL CORP.
Meeting Date: APR 16, 2013 Record Date: FEB 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SFNC
Security ID: 828730200 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.4 | Elect Edward Drilling | Management | For | For |
| 2.5 | Elect Sharon Gaber | Management | For | For |
| 2.6 | Elect Eugene Hunt | Management | For | For |
| 2.7 | Elect George A. Makris, Jr. | Management | For | For |
| 2.8 | Elect J. Thomas May | Management | For | For |
| 2.9 | Elect W. Scott McGeorge | Management | For | For |
| 2.1 | Elect Harry L. Ryburn | Management | For | For |
| 2.11 | Elect Robert L. Shoptaw | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| SIMMONS FIRST NATIONAL CORP.
Meeting Date: APR 16, 2013 Record Date: FEB 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SFNC
Security ID: 828730200 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Board Size | Management | For | Against |
| 2.1 | Elect David L. Bartlett | Management | For | For |
| 2.2 | Elect William E. Clark, II | Management | For | For |
| 2.3 | Elect Steven A. Coss? | Management | For | For |
| SINCLAIR BROADCAST GROUP, INC.
Meeting Date: JUN 06, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SBGI
Security ID: 829226109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David D. Smith | Management | For | For |
| 1.2 | Elect Frederick G. Smith | Management | For | For |
| 1.3 | Elect J. Duncan Smith | Management | For | For |
| 1.4 | Elect Robert E. Smith | Management | For | For |
| 1.5 | Elect Basil A. Thomas | Management | For | For |
| 1.6 | Elect Lawrence E. McCanna | Management | For | For |
| 1.7 | Elect Daniel C. Keith | Management | For | For |
| 1.8 | Elect Martin R. Leader | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Approval of 2013 Executive Incentive Plan | Management | For | For |
| SKILLED HEALTHCARE GROUP INC.
Meeting Date: MAY 07, 2013 Record Date: MAR 14, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SKH
Security ID: 83066R107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert M. Le Blanc | Management | For | For |
| 1.2 | Elect Michael E. Boxer | Management | For | For |
| 1.3 | Elect Bruce A. Yarwood | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the 2007 Incentive Award Plan | Management | For | For |
| SMITHFIELD FOODS, INC.
Meeting Date: SEP 19, 2012 Record Date: JUL 13, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: SFD
Security ID: 832248108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Joseph Luter, III | Management | For | Against |
| 2 | Elect C. Larry Pope | Management | For | Against |
| 3 | Elect Wendell Murphy | Management | For | Against |
| 4 | Elect Paul Trible, Jr. | Management | For | Against |
| 5 | Repeal of Classified Board | Management | For | For |
| 6 | Elimination of Supermajority Requirement | Management | For | For |
| 7 | Ratification of Auditor | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| SOUTHSIDE BANCSHARES INC
Meeting Date: APR 18, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SBSI
Security ID: 84470P109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alton Cade | Management | For | For |
| 1.2 | Elect Pierre De Wet | Management | For | For |
| 1.3 | Elect B. Hartley | Management | For | For |
| 1.4 | Elect Paul Powell | Management | For | For |
| 1.5 | Elect Don Thedford | Management | For | For |
| 2 | Approval of a Certificate of Formation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| SOUTHWEST GAS CORPORATION
Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SWX
Security ID: 844895102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert L. Boughner | Management | For | For |
| 1.2 | Elect Jose A. Cardenas | Management | For | For |
| 1.3 | Elect Thomas E. Chestnut | Management | For | For |
| 1.4 | Elect Stephen C. Comer | Management | For | For |
| 1.5 | Elect LeRoy C. Hanneman, Jr. | Management | For | For |
| 1.6 | Elect Michael O. Maffie | Management | For | For |
| 1.7 | Elect Anne L. Mariucci | Management | For | For |
| 1.8 | Elect Michael J. Melarkey | Management | For | For |
| 1.9 | Elect Jeffrey W. Shaw | Management | For | For |
| 1.1 | Elect A. Randall Thoman | Management | For | For |
| 1.11 | Elect Thomas A. Thomas | Management | For | For |
| 1.12 | Elect Terrence L. Wright | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| SPARTAN STORES INC
Meeting Date: AUG 15, 2012 Record Date: JUN 21, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: SPTN
Security ID: 846822104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect M. Sh?n Atkins | Management | For | For |
| 1.2 | Elect Wendy Beck | Management | For | For |
| 1.3 | Elect Frank Gambino | Management | For | For |
| 1.4 | Elect Yvonne Jackson | Management | For | For |
| 1.5 | Elect Elizabeth Nickels | Management | For | For |
| 1.6 | Elect Timothy O'Donovan | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| SPEEDWAY MOTORSPORTS, INC.
Meeting Date: APR 16, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TRK
Security ID: 847788106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect O. Bruton Smith | Management | For | For |
| 1.2 | Elect Robert L. Rewey | Management | For | For |
| 2 | Approval of the 2013 Stock Incentive Plan | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| STANDARD MOTOR PRODUCTS, INC.
Meeting Date: MAY 16, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SMP
Security ID: 853666105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Pamela Forbes Lieberman | Management | For | For |
| 1.2 | Elect Joseph W. McDonnell | Management | For | For |
| 1.3 | Elect Alisa C. Norris | Management | For | For |
| 1.4 | Elect Arthur S. Sills | Management | For | For |
| 1.5 | Elect Lawrence I. Sills | Management | For | For |
| 1.6 | Elect Peter J. Sills | Management | For | For |
| 1.7 | Elect Frederick D. Sturdivant | Management | For | For |
| 1.8 | Elect William H. Turner | Management | For | For |
| 1.9 | Elect Richard S. Ward | Management | For | For |
| 1.1 | Elect Roger M. Widmann | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| STANDEX INTERNATIONAL CORP.
Meeting Date: OCT 31, 2012 Record Date: SEP 05, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: SXI
Security ID: 854231107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Charles Cannon, Jr. | Management | For | For |
| 1.2 | Elect Gerald Fickenscher | Management | For | For |
| 1.3 | Elect Edward Trainor | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| STEIN MART, INC.
Meeting Date: JUN 18, 2013 Record Date: MAY 03, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SMRT
Security ID: 858375108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jay Stein | Management | For | Withhold |
| 1.2 | Elect John H. Williams, Jr. | Management | For | Withhold |
| 1.3 | Elect Ralph Alexander | Management | For | Withhold |
| 1.4 | Elect Alvin R. Carpenter | Management | For | For |
| 1.5 | Elect Irwin Cohen | Management | For | For |
| 1.6 | Elect Susan Falk | Management | For | For |
| 1.7 | Elect Linda M. Farthing | Management | For | Withhold |
| 1.8 | Elect Mitchell W. Legler | Management | For | Withhold |
| 1.9 | Elect Richard L. Sisisky | Management | For | For |
| 1.1 | Elect Martin E. Stein, Jr. | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | |
| STEINER LEISURE LTD.
Meeting Date: JUN 12, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: STNR
Security ID: P8744Y102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Cynthia Cohen | Management | For | For |
| 1.2 | Elect Denise Dickins | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| STEPAN CO.
Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SCL
Security ID: 858586100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael R. Boyce | Management | For | For |
| 1.2 | Elect F. Quinn Stepan | Management | For | For |
| 1.3 | Elect Edward J. Wehmer | Management | For | For |
| 2 | Increase of Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| STERLING FINANCIAL CORP.
Meeting Date: APR 29, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: STSA
Security ID: 859319303 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Howard P. Behar | Management | For | For |
| 1.2 | Elect Leslie S. Biller | Management | For | For |
| 1.3 | Elect Ellen R.M. Boyer | Management | For | For |
| 1.4 | Elect David A. Coulter | Management | For | For |
| 1.5 | Elect Robert C. Donegan | Management | For | For |
| 1.6 | Elect C. Webb Edwards | Management | For | For |
| 1.7 | Elect William L. Eisenhart | Management | For | For |
| 1.8 | Elect Robert H. Hartheimer | Management | For | For |
| 1.9 | Elect Michael F. Reuling | Management | For | For |
| 1.1 | Elect J. Gregory Seibly | Management | For | For |
| STERLING FINANCIAL CORP.
Meeting Date: APR 29, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: STSA
Security ID: 859319303 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| STEWART INFORMATION SERVICES CORP.
Meeting Date: MAY 03, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: STC
Security ID: 860372101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Catherine A. Allen | Management | For | For |
| 1.2 | Elect Robert L. Clarke | Management | For | For |
| 1.3 | Elect E. Douglas Hodo | Management | For | For |
| 1.4 | Elect Laurie C. Moore | Management | For | For |
| 1.5 | Elect W. Arthur Porter | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| STONE ENERGY CORP.
Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SGY
Security ID: 861642106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect George R. Christmas | Management | For | For |
| 1.2 | Elect B.J. Duplantis | Management | For | For |
| 1.3 | Elect Peter D. Kinnear | Management | For | For |
| 1.4 | Elect John P. Laborde | Management | For | For |
| 1.5 | Elect Robert S. Murley | Management | For | For |
| 1.6 | Elect Richard A. Pattarozzi | Management | For | For |
| 1.7 | Elect Donald E. Powell | Management | For | For |
| 1.8 | Elect Kay G. Priestly | Management | For | For |
| 1.9 | Elect Phyllis M. Taylor | Management | For | For |
| 1.1 | Elect David H. Welch | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| SUNCOKE ENERGY INC
Meeting Date: MAY 09, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SXC
Security ID: 86722A103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Peter B. Hamilton | Management | For | For |
| 1.2 | Elect Karen B. Peetz | Management | For | For |
| 1.3 | Elect John W. Rowe | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Amendment to the Long-Term Performance Enhancement Plan | Management | For | For |
| 4 | Senior Executive Incentive Plan | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| SUPERIOR INDUSTRIES INTERNATIONAL, INC.
Meeting Date: MAY 17, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SUP
Security ID: 868168105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Repeal of Classified Board | Management | For | For |
| 2.1 | Elect Sheldon I. Ausman | Management | For | For |
| 3 | Elect Sheldon I. Ausman | Management | For | For |
| 4 | Elect Steven J. Borick | Management | For | For |
| 5 | Elect Francisco S. Uranga | Management | For | For |
| 6 | Amendment to the 2008 Equity Incentive Plan | Management | For | For |
| 7 | Approve the Material Terms of the Performance Goals under the 2008 Equity Incentive Plan | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| SUSQUEHANNA BANCSHARES, INC.
Meeting Date: MAY 03, 2013 Record Date: MAR 06, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SUSQ
Security ID: 869099101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Anthony Agnone, Sr. | Management | For | For |
| 1.2 | Elect Wayne Alter, Jr. | Management | For | For |
| 1.3 | Elect Henry Gibbel | Management | For | For |
| 1.4 | Elect Bruce Hepburn | Management | For | For |
| 1.5 | Elect Donald Hoffman | Management | For | For |
| 1.6 | Elect Sara Kirkland | Management | For | For |
| 1.7 | Elect Jeffrey F. Lehman | Management | For | For |
| 1.8 | Elect Michael Morello | Management | For | For |
| 1.9 | Elect Scott Newkam | Management | For | For |
| 1.1 | Elect Robert Poole, Jr. | Management | For | For |
| 1.11 | Elect William Reuter | Management | For | For |
| 1.12 | Elect Andrew Samuel | Management | For | For |
| 1.13 | Elect Christine Sears | Management | For | For |
| 1.14 | Elect James Ulsh | Management | For | For |
| 2 | 2013 Omnibus Equity Compensation Plan | Management | For | Against |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| SWIFT TRANSPORTATION CO., INC.
Meeting Date: MAY 08, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SWFT
Security ID: 87074U101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William J. Post | Management | For | For |
| 1.2 | Elect Jerry Moyes | Management | For | For |
| 1.3 | Elect Richard H. Dozer | Management | For | For |
| 1.4 | Elect David Vander Ploeg | Management | For | For |
| 1.5 | Elect Glenn Brown | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| SYKES ENTERPRISES, INC.
Meeting Date: MAY 21, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SYKE
Security ID: 871237103 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Paul L. Whiting | Management | For | For |
| 1.2 | Elect Michael P. DeLong | Management | For | For |
| 1.3 | Elect Iain A. Macdonald | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| SYMETRA FINANCIAL CORPORATION
Meeting Date: MAY 02, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SYA
Security ID: 87151Q106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David T. Foy | Management | For | For |
| 1.2 | Elect Lois W. Grady | Management | For | For |
| 1.3 | Elect Thomas M. Marra | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| SYNNEX CORP
Meeting Date: MAR 19, 2013 Record Date: FEB 07, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SNX
Security ID: 87162W100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Dwight A. Steffensen | Management | For | For |
| 1.2 | Elect Kevin M. Murai | Management | For | For |
| 1.3 | Elect Fred A. Breidenbach | Management | For | For |
| 1.4 | Elect Hau Lee | Management | For | For |
| 1.5 | Elect Matthew F.C. Miau | Management | For | For |
| 1.6 | Elect Dennis Polk | Management | For | For |
| 1.7 | Elect Gregory Quesnel | Management | For | For |
| 1.8 | Elect Thomas Wurster | Management | For | For |
| 1.9 | Elect Duane E. Zitzner | Management | For | For |
| 1.1 | Elect Andrea M. Zulberti | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | 2013 Stock Incentive Plan | Management | For | Against |
| 4 | Ratification of Auditor | Management | For | For |
| SYPRIS SOLUTIONS, INC.
Meeting Date: MAY 07, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: SYPR
Security ID: 871655106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect R. Scott Gill | Management | For | Withhold |
| 1.2 | Elect Robert F. Lentz | Management | For | Withhold |
| 1.3 | Elect Robert Sroka | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| TAL INTERNATIONAL GROUP INC
Meeting Date: APR 23, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TAL
Security ID: 874083108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Brian M. Sondey | Management | For | For |
| 1.2 | Elect Malcolm P. Baker | Management | For | For |
| 1.3 | Elect A. Richard Caputo, Jr. | Management | For | For |
| 1.4 | Elect Claude Germain | Management | For | For |
| 1.5 | Elect Kenneth Hannau | Management | For | For |
| 1.6 | Elect Helmut Kaspers | Management | For | For |
| 1.7 | Elect Frederic H. Lindeberg | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| TELETECH HOLDINGS, INC.
Meeting Date: MAY 23, 2013 Record Date: MAR 27, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TTEC
Security ID: 879939106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Kenneth Tuchman | Management | For | For |
| 1.2 | Elect James Barlett | Management | For | For |
| 1.3 | Elect Gregory Conley | Management | For | For |
| 1.4 | Elect Robert Frerichs | Management | For | For |
| 1.5 | Elect Shrikant Mehta | Management | For | For |
| 1.6 | Elect Anjan Mukherjee | Management | For | For |
| 1.7 | Elect Robert Tarola | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| TENNECO, INC.
Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TEN
Security ID: 880349105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Thomas Freyman | Management | For | For |
| 2 | Elect Dennis Letham | Management | For | For |
| 3 | Elect Hari Nair | Management | For | For |
| 4 | Elect Roger Porter | Management | For | For |
| 5 | Elect David Price, Jr. | Management | For | For |
| 6 | Elect Gregg Sherrill | Management | For | For |
| 7 | Elect Paul Stecko | Management | For | For |
| 8 | Elect Jane Warner | Management | For | For |
| 9 | Ratification of Auditor | Management | For | For |
| 10 | Amendment to the 2006 Long Term Incentive Plan | Management | For | For |
| 11 | Advisory Vote on Executive Compensation | Management | For | For |
| TGC INDUSTRIES, INC.
Meeting Date: JUN 04, 2013 Record Date: APR 09, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TGE
Security ID: 872417308 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Wayne A. Whitener | Management | For | Withhold |
| 1.2 | Elect William J. Barrett | Management | For | Withhold |
| 1.3 | Elect Herbert M. Gardner | Management | For | Withhold |
| 1.4 | Elect Allen T. McInnes | Management | For | Withhold |
| 1.5 | Elect Edward L. Flynn | Management | For | For |
| 1.6 | Elect Stephanie P. Hurtt | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | Against |
| 3 | Increase of Authorized Common Stock | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| TNS INC
Meeting Date: FEB 15, 2013 Record Date: JAN 11, 2013 Meeting Type: SPECIAL |
||||
|
Ticker: TNS
Security ID: 872960109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Acquisition by Siris Capital Group | Management | For | For |
| 2 | Right to Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| TOMPKINS FINANCIAL CORP
Meeting Date: JUL 18, 2012 Record Date: MAY 25, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: TMP
Security ID: 890110109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Merger/Acquisition | Management | For | Against |
| 2.1 | Elect John Alexander | Management | For | For |
| 2.2 | Elect Paul Battaglia | Management | For | For |
| 2.3 | Elect James Byrnes | Management | For | For |
| 2.4 | Elect Daniel Fessenden | Management | For | For |
| 2.5 | Elect James Fulmer | Management | For | For |
| 2.6 | Elect Reeder Gates | Management | For | For |
| 2.7 | Elect James Hardie | Management | For | For |
| 2.8 | Elect Carl Haynes | Management | For | For |
| 2.9 | Elect Susan Henry | Management | For | For |
| 2.1 | Elect Patricia Johnson | Management | For | For |
| 2.11 | Elect Sandra Parker | Management | For | For |
| 2.12 | Elect Thomas Rochon | Management | For | For |
| 2.13 | Elect Stephen Romaine | Management | For | For |
| 2.14 | Elect Michael Spain | Management | For | For |
| 2.15 | Elect William Spain, Jr. | Management | For | For |
| 2.16 | Elect Craig Yunker | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Right to Adjourn Meeting | Management | For | Against |
| TOMPKINS FINANCIAL CORP
Meeting Date: MAY 20, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TMP
Security ID: 890110109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John E. Alexander | Management | For | For |
| 1.2 | Elect Paul J. Battaglia | Management | For | For |
| 1.3 | Elect James J. Byrnes | Management | For | For |
| 1.4 | Elect Daniel J. Fessenden | Management | For | For |
| 1.5 | Elect James W. Fulmer | Management | For | For |
| 1.6 | Elect Reeder D. Gates | Management | For | For |
| 1.7 | Elect James R. Hardie | Management | For | For |
| 1.8 | Elect Carl E. Haynes | Management | For | For |
| 1.9 | Elect Susan A. Henry | Management | For | For |
| 1.1 | Elect Patricia A. Johnson | Management | For | For |
| 1.11 | Elect Frank C. Milewski | Management | For | For |
| 1.12 | Elect Sandra A. Parker | Management | For | For |
| 1.13 | Elect Thomas R. Rochon | Management | For | For |
| 1.14 | Elect Stephen S. Romaine | Management | For | For |
| 1.15 | Elect Michael H. Spain | Management | For | For |
| 1.16 | Elect William D. Spain, Jr. | Management | For | For |
| 1.17 | Elect Alfred J. Weber | Management | For | For |
| 1.18 | Elect Craig Yunker | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| TOWN SPORTS INTERNATIONAL HOLDINGS INC
Meeting Date: MAY 09, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: CLUB
Security ID: 89214A102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert J. Giardina | Management | For | For |
| 1.2 | Elect Paul N. Arnold | Management | For | For |
| 1.3 | Elect Bruce C. Bruckmann | Management | For | For |
| 1.4 | Elect J. Rice Edmonds | Management | For | For |
| 1.5 | Elect John H. Flood III | Management | For | For |
| 1.6 | Elect Thomas J. Galligan III | Management | For | For |
| 1.7 | Elect Kevin McCall | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| TRICO BANCSHARES
Meeting Date: MAY 09, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TCBK
Security ID: 896095106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William J. Casey | Management | For | For |
| 1.2 | Elect Donald J. Amaral | Management | For | For |
| 1.3 | Elect L. Gage Chrysler III | Management | For | For |
| 1.4 | Elect Craig S. Compton | Management | For | For |
| 1.5 | Elect Cory W. Giese | Management | For | For |
| 1.6 | Elect John S. A. Hasbrook | Management | For | For |
| 1.7 | Elect Michael W. Koehnen | Management | For | For |
| 1.8 | Elect Richard P. Smith | Management | For | For |
| 1.9 | Elect W. Virginia Walker | Management | For | For |
| 2 | Amendment to the 2009 Equity Incentive Plan | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| TRIPLE-S MANAGEMENT CORP
Meeting Date: APR 26, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: GTS
Security ID: 896749108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Antonio F. Faria-Soto | Management | For | For |
| 2 | Elect Manuel Figueroa-Collazo | Management | For | For |
| 3 | Elect David H. Chafey, Jr. | Management | For | For |
| 4 | Elect Joseph A. Frick | Management | For | For |
| 5 | Ratification of Auditor | Management | For | For |
| 6 | Advisory Vote on Executive Compensation | Management | For | For |
| TRUSTCO BANK CORP.
Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TRST
Security ID: 898349105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Dennis A. DeGennaro | Management | For | For |
| 1.2 | Elect Joseph A. Lucarelli | Management | For | For |
| 1.3 | Elect Robert A. McCormick | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| TRUSTMARK CORP.
Meeting Date: MAY 07, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: TRMK
Security ID: 898402102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Adolphus B. Baker | Management | For | For |
| 1.2 | Elect Toni D. Cooley | Management | For | For |
| 1.3 | Elect Daniel A. Grafton | Management | For | For |
| 1.4 | Elect Gerard R. Host | Management | For | For |
| 1.5 | Elect David H. Hoster II | Management | For | For |
| 1.6 | Elect John M. McCullouch | Management | For | For |
| 1.7 | Elect Richard H. Puckett | Management | For | For |
| 1.8 | Elect R. Michael Summerford | Management | For | For |
| 1.9 | Elect LeRoy G. Walker, Jr. | Management | For | For |
| 1.1 | Elect William G. Yates III | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| UNIFIRST CORP.
Meeting Date: JAN 08, 2013 Record Date: NOV 12, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: UNF
Security ID: 904708104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Phillip Cohen | Management | For | For |
| 1.2 | Elect Cynthia Croatti | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| UNION FIRST MARKET BANKSHARES CORP
Meeting Date: APR 23, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UBSH
Security ID: 90662P104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect L. Bradford Armstrong | Management | For | For |
| 1.2 | Elect Daniel I. Hansen | Management | For | For |
| UNION FIRST MARKET BANKSHARES CORP
Meeting Date: APR 23, 2013 Record Date: FEB 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UBSH
Security ID: 90662P104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.3 | Elect Ronald L. Hicks | Management | For | For |
| 1.4 | Elect W. Tayloe Murphy, Jr. | Management | For | For |
| 2 | Elect Raymond L. Slaughter | Management | For | For |
| 3 | Elect Linda V. Schreiner | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| 5 | Advisory Vote on Executive Compensation | Management | For | For |
| UNISYS CORP.
Meeting Date: MAY 02, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UIS
Security ID: 909214306 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect J. Edward Coleman | Management | For | For |
| 2 | Elect Alison Davis | Management | For | For |
| 3 | Elect Nathaniel A. Davis | Management | For | For |
| 4 | Elect Henry C. Duques | Management | For | For |
| 5 | Elect Matthew J. Espe | Management | For | For |
| 6 | Elect Denise K. Fletcher | Management | For | For |
| 7 | Elect Leslie F. Kenne | Management | For | For |
| 8 | Elect Lee D. Roberts | Management | For | For |
| 9 | Elect Paul E. Weaver | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| UNITED FIRE GROUP INC
Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UFCS
Security ID: 910340108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John-Paul E. Besong | Management | For | For |
| 1.2 | Elect James W. Noyce | Management | For | For |
| 1.3 | Elect Mary K. Quass | Management | For | For |
| 1.4 | Elect John A. Rife | Management | For | For |
| 1.5 | Elect Kyle D. Skogman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| UNITED ONLINE INC.
Meeting Date: JUN 13, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UNTD
Security ID: 911268100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert Berglass | Management | For | For |
| 1.2 | Elect Kenneth L. Coleman | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Amendment to the 2010 Incentive Compensation Plan | Management | For | Against |
| 4 | Advisory Vote on Executive Compensation | Management | For | Against |
| UNITED STATIONERS INC.
Meeting Date: MAY 15, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: USTR
Security ID: 913004107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Roy W. Haley | Management | For | For |
| 1.2 | Elect Susan J. Riley | Management | For | For |
| 1.3 | Elect Alexander M. Schmelkin | Management | For | For |
| 1.4 | Elect Alex D. Zoughlin | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| UNITIL CORP.
Meeting Date: APR 18, 2013 Record Date: FEB 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UTL
Security ID: 913259107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Lisa Crutchfield | Management | For | For |
| 1.2 | Elect Edward F. Godfrey | Management | For | For |
| 1.3 | Elect Eben S. Moulton | Management | For | For |
| 1.4 | Elect David A. Whiteley | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| UNIVERSAL CORP.
Meeting Date: AUG 07, 2012 Record Date: JUN 15, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: UVV
Security ID: 913456109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John Adams, Jr. | Management | For | For |
| 1.2 | Elect Diana Cantor | Management | For | For |
| 1.3 | Elect Robert Sledd | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Amendment to the 2007 Stock Incentive Plan | Management | For | For |
| UNIVERSAL INSURANCE HOLDINGS INC
Meeting Date: JUN 06, 2013 Record Date: APR 17, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UVE
Security ID: 91359V107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Scott P. Callahan | Management | For | For |
| 1.2 | Elect Sean P. Downes | Management | For | For |
| 1.3 | Elect Darryl L. Lewis | Management | For | For |
| 1.4 | Elect Michael A. Pietrangelo | Management | For | For |
| 1.5 | Elect Ozzie A. Schindler | Management | For | For |
| 1.6 | Elect Reed J. Slogoff | Management | For | For |
| 1.7 | Elect Jon W. Springer | Management | For | For |
| 1.8 | Elect Joel W. Wilentz | Management | For | For |
| 2 | Amendment to the 2009 Omnibus Incentive Plan | Management | For | For |
| 3 | Approval of Material Terms of Performance Goals for Performance Bonuses | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| UNIVERSAL TRUCKLOAD SERVICES INC
Meeting Date: JUN 07, 2013 Record Date: APR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UACL
Security ID: 91388P105 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Donald B. Cochran | Management | For | For |
| 1.2 | Elect Matthew T. Moroun | Management | For | For |
| 1.3 | Elect Manuel J. Moroun | Management | For | For |
| 1.4 | Elect Frederick P. Calderone | Management | For | For |
| 1.5 | Elect Joseph J. Casaroll | Management | For | For |
| 1.6 | Elect Daniel J. Deane | Management | For | For |
| 1.7 | Elect Michael A. Regan | Management | For | For |
| 1.8 | Elect Daniel C. Sullivan | Management | For | For |
| 1.9 | Elect Richard P. Urban | Management | For | For |
| 1.1 | Elect Ted B. Wahby | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| UNIVEST CORP. OF PENNSYLVANIA
Meeting Date: APR 16, 2013 Record Date: FEB 22, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: UVSP
Security ID: 915271100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William G. Morral | Management | For | For |
| 1.2 | Elect Margaret K. Zook | Management | For | For |
| 1.3 | Elect K. Leon Moyer | Management | For | For |
| 1.4 | Elect Thomas Scannapieco | Management | For | For |
| 1.5 | Elect Jeffrey M. Schweitzer | Management | For | For |
| 2 | 2013 Long-Term Incentive Plan | Management | For | Against |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Advisory Vote on Executive Compensation | Management | For | For |
| USANA HEALTH SCIENCES INC
Meeting Date: APR 24, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: USNA
Security ID: 90328M107 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert Anciaux | Management | For | For |
| 1.2 | Elect Gilbert Fuller | Management | For | For |
| 1.3 | Elect Jerry McClain | Management | For | For |
| 1.4 | Elect Ronald Poelman | Management | For | For |
| 1.5 | Elect Myron Wentz | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| VAALCO ENERGY, INC.
Meeting Date: JUN 05, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: EGY
Security ID: 91851C201 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert L. Gerry III | Management | For | For |
| 1.2 | Elect W. Russell Scheirman | Management | For | For |
| 1.3 | Elect Robert H. Allen | Management | For | For |
| 1.4 | Elect Frederick W. Brazelton | Management | For | For |
| 1.5 | Elect Luigi Caflisch | Management | For | For |
| 1.6 | Elect O. Donaldson Chapoton | Management | For | For |
| 1.7 | Elect John J. Myers, Jr. | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| VALASSIS COMMUNICATIONS, INC.
Meeting Date: MAY 03, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: VCI
Security ID: 918866104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 10 | Amendment to the 2008 Omnibus Incentive Compensation Plan | Management | For | For |
| 11 | Amendment to the 2008 Senior Executives Bonus Plan | Management | For | For |
| 12 | Advisory Vote on Executive Compensation | Management | For | For |
| 13 | Ratification of Auditor | Management | For | For |
| 14 | Right to Adjourn Meeting | Management | For | Against |
| VALASSIS COMMUNICATIONS, INC.
Meeting Date: MAY 03, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: VCI
Security ID: 918866104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Joseph B. Anderson, Jr. | Management | For | For |
| 2 | Elect Kenneth V. Darish | Management | For | For |
| 3 | Elect Robert A. Mason | Management | For | For |
| 4 | Elect Robert L. Recchia | Management | For | For |
| 5 | Elect Thomas J. Reddin | Management | For | For |
| 6 | Elect Alan F. Schultz | Management | For | For |
| 7 | Elect Wallace S. Snyder | Management | For | For |
| 8 | Elect Luis A. Ubi? | Management | For | For |
| 9 | Elect Faith Whittlesey | Management | For | For |
| VECTREN CORP
Meeting Date: MAY 23, 2013 Record Date: MAR 15, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: VVC
Security ID: 92240G101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Carl L. Chapman | Management | For | For |
| 1.2 | Elect James H. DeGraffenreidt, Jr. | Management | For | For |
| 1.3 | Elect Niel C. Ellerbrook | Management | For | For |
| 1.4 | Elect John D. Engelbrecht | Management | For | For |
| 1.5 | Elect Anton H. George | Management | For | For |
| 1.6 | Elect Martin C. Jischke | Management | For | For |
| 1.7 | Elect Robert G. Jones | Management | For | For |
| 1.8 | Elect J. Timothy McGinley | Management | For | For |
| 1.9 | Elect R. Daniel Sadlier | Management | For | For |
| 1.1 | Elect Michael L. Smith | Management | For | For |
| 1.11 | Elect Jean L. Wojtowicz | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For |
| VOXX INTERNATIONAL CORP
Meeting Date: JUL 19, 2012 Record Date: JUN 01, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: VOXX
Security ID: 91829F104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Paul Kreuch, Jr. | Management | For | For |
| 1.2 | Elect Dennis McManus | Management | For | For |
| 1.3 | Elect Peter Lesser | Management | For | For |
| 1.4 | Elect John Shalam | Management | For | For |
| 1.5 | Elect Patrick Lavelle | Management | For | For |
| 1.6 | Elect Charles Stoehr | Management | For | For |
| 1.7 | Elect Philip Christopher | Management | For | For |
| 1.8 | Elect Ari Shalam | Management | For | For |
| 1.9 | Elect Fred Klipsch | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | 2012 Equity Incentive Plan | Management | For | Against |
| VSE CORP.
Meeting Date: MAY 07, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: VSEC
Security ID: 918284100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ralph E. Eberhart | Management | For | For |
| 1.2 | Elect Maurice A. Gauthier | Management | For | For |
| 1.3 | Elect Clifford M. Kendall | Management | For | For |
| 1.4 | Elect Calvin S. Koonce | Management | For | For |
| 1.5 | Elect James F. Lafond | Management | For | For |
| 1.6 | Elect David M. Osnos | Management | For | For |
| 1.7 | Elect Jack Stultz | Management | For | For |
| 1.8 | Elect Bonnie K. Wachtel | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| W & T OFFSHORE INC
Meeting Date: MAY 07, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: WTI
Security ID: 92922P106 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Virginia Boulet | Management | For | For |
| 1.2 | Elect Robert I. Israel | Management | For | For |
| 1.3 | Elect Stuart B. Katz | Management | For | For |
| 1.4 | Elect Tracy W. Krohn | Management | For | For |
| 1.5 | Elect S. James Nelson, Jr. | Management | For | For |
| 1.6 | Elect B. Frank Stanley | Management | For | For |
| 2 | Amendment to the Incentive Compensation Plan | Management | For | For |
| 3 | Amendment to the Material Terms of the Performance Goals Under the Incentive Compensation Plan | Management | For | For |
| 4 | Ratification of Auditor | Management | For | For |
| WALKER & DUNLOP INC
Meeting Date: JUN 05, 2013 Record Date: APR 05, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: WD
Security ID: 93148P102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alan J. Bowers | Management | For | For |
| 1.2 | Elect Andrew C. Florance | Management | For | For |
| 1.3 | Elect Mitchell M. Gaynor | Management | For | For |
| 1.4 | Elect Cynthia A. Hallenbeck | Management | For | For |
| 1.5 | Elect Michael D. Malone | Management | For | For |
| 1.6 | Elect John Rice | Management | For | For |
| 1.7 | Elect Dana L. Schmaltz | Management | For | For |
| 1.8 | Elect Howard W. Smith | Management | For | For |
| 1.9 | Elect Edmund F. Taylor | Management | For | For |
| 1.1 | Elect William Walker | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| WARREN RESOURCES INC.
Meeting Date: MAY 15, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: WRES
Security ID: 93564A100 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Anthony L. Coelho | Management | For | For |
| 1.2 | Elect Dominick D'Alleva | Management | For | For |
| 1.3 | Elect Espy Price | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Transaction of Other Business | Management | For | Abstain |
| WASHINGTON FEDERAL INC.
Meeting Date: JAN 16, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: WAFD
Security ID: 938824109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Thomas Kelley | Management | For | For |
| 1.2 | Elect Barbara Smith | Management | For | For |
| 1.3 | Elect David Grant | Management | For | For |
| 1.4 | Elect Randall Talbot | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratification of Auditor | Management | For | For |
| WASHINGTON TRUST BANCORP, INC.
Meeting Date: APR 23, 2013 Record Date: FEB 26, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: WASH
Security ID: 940610108 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Barry G. Hittner | Management | For | For |
| 1.2 | Elect Katherine W. Hoxsie | Management | For | For |
| 1.3 | Elect Kathleen E. McKeough | Management | For | For |
| 1.4 | Elect John C. Warren | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| 4 | Stock Option and Incentive Plan | Management | For | Against |
| WEBSTER FINANCIAL CORP.
Meeting Date: APR 25, 2013 Record Date: FEB 25, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: WBS
Security ID: 947890109 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Joel S. Becker | Management | For | For |
| 2 | Elect David A. Coulter | Management | For | For |
| 3 | Elect Robert A. Finkenzeller | Management | For | For |
| 4 | Elect Laurence C. Morse | Management | For | For |
| 5 | Elect Mark Pettie | Management | For | For |
| 6 | Elect Charles W. Shivery | Management | For | For |
| 7 | Elect James C. Smith | Management | For | For |
| 8 | Advisory Vote on Executive Compensation | Management | For | For |
| 9 | Renewal of the Qualified Performance-Based Compensation Plan | Management | For | For |
| 10 | Ratification of Auditor | Management | For | For |
| WESBANCO, INC.
Meeting Date: APR 17, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: WSBC
Security ID: 950810101 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Christopher V. Criss | Management | For | For |
| 1.2 | Elect Vaughn L. Kiger | Management | For | For |
| 1.3 | Elect Richard G. Spencer | Management | For | For |
| 1.4 | Elect James C. Gardill | Management | For | For |
| 1.5 | Elect Henry L. Schulhoff | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| WESTERN REFINING INC
Meeting Date: JUN 04, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: WNR
Security ID: 959319104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William D. Sanders | Management | For | For |
| 1.2 | Elect Ralph A. Schmidt | Management | For | For |
| 1.3 | Elect Jeff A. Stevens | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| WORLD ACCEPTANCE CORP.
Meeting Date: AUG 01, 2012 Record Date: JUN 15, 2012 Meeting Type: ANNUAL |
||||
|
Ticker: WRLD
Security ID: 981419104 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect A. Alexander McLean, III | Management | For | For |
| 1.2 | Elect James Gilreath | Management | For | For |
| 1.3 | Elect William Hummers III | Management | For | For |
| 1.4 | Elect Charles Way | Management | For | For |
| 1.5 | Elect Ken Bramlett, Jr. | Management | For | For |
| 1.6 | Elect Scott Vassalluzzo | Management | For | For |
| 1.7 | Elect Darrell Whitaker | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | Advisory Vote on Executive Compensation | Management | For | For |
| WSFS FINANCIAL CORP.
Meeting Date: APR 25, 2013 Record Date: MAR 07, 2013 Meeting Type: ANNUAL |
||||
|
Ticker: WSFS
Security ID: 929328102 |
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Eleuth?re I. Du Pont | Management | For | For |
| 1.2 | Elect Calvert A. Morgan, Jr. | Management | For | For |
| 1.3 | Elect Marvin N. Schoenhals | Management | For | For |
| 1.4 | Elect David G. Turner | Management | For | For |
| 2 | Ratification of Auditor | Management | For | For |
| 3 | 2013 Incentive Plan | Management | For | Against |
| 4 | Non-Plan Stock Option Agreement for CEO | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios 5
By
/s/ Stuart S. Parker
(Jonathan D. Shain)
Stuart S. Parker, President
Date: August 16, 2013
POWER OF ATTORNEY
The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the "Funds"), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Katherine P. Feld, Raymond O'Hara, Amanda Ryan and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the Securities and Exchange Commission (the "SEC") and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
/s/ Kevin J. Bannon
Kevin J. Bannon
/s/ Stuart S. Parker
Stuart S. Parker
/s/ Scott E. Benjamin
Scott E. Benjamin
/s/ Richard A. Redeker
Richard A. Redeker
/s/ Linda W. Bynoe
Linda W. Bynoe
/s/Robin B. Smith
Robin B. Smith
/s/ Michael S. Hyland
Michael S. Hyland
/s/ Stephen Stoneburn
Stephen Stoneburn
/s/ Douglas H. McCorkindale
Douglas H. McCorkindale
/s/ Grace C. Torres
Grace C. Torres
/s/ Stephen P. Munn
Stephen P. Munn
Dated: June 6, 2012