0001090027-23-000002.txt : 20230403
0001090027-23-000002.hdr.sgml : 20230403
20230403111905
ACCESSION NUMBER: 0001090027-23-000002
CONFORMED SUBMISSION TYPE: TA-1/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20230330
DATE AS OF CHANGE: 20230403
EFFECTIVENESS DATE: 20230409
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLANMEMBER SERVICES CORP /TA
CENTRAL INDEX KEY: 0001090027
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: TA-1/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 084-05822
FILM NUMBER: 23791305
BUSINESS ADDRESS:
STREET 1: 6187 CARPINTERIA AVENUE
CITY: CARPINTERIA
STATE: CA
ZIP: 93013
BUSINESS PHONE: 8056841199
MAIL ADDRESS:
STREET 1: 6187 CARPINTERIA AVENUE
CITY: CARPINTERIA
STATE: CA
ZIP: 93013
FORMER COMPANY:
FORMER CONFORMED NAME: PLANMEMBER SERVICES CORP /TA
DATE OF NAME CHANGE: 19990708
TA-1/A
1
primary_doc.xml
X0405
TA-1/A
0001090027
XXXXXXXX
084-05822
true
LIVE
SEC
PLANMEMBER SERVICES CORP /TA
PLANMEMBER SERVICES CORP /TA
507475
6187 Carpinteria Avenue
Carpinteria
CA
93013
N
805-684-1199
N
N
N
N
Corporation
Jon M. Ziehl
09/01/1984
Director/CEO/President
C
true
Terrall Janeway
10/01/1998
SVP/COO
NA
true
Sean Haley
03/08/2019
FVP & Chief Compliance Officer
NA
William S. Kemble
10/18/2006
CFO/Treasurer
NA
true
05/20/2022
Byron Bowman
04/01/2015
Secretary/General Counsel
NA
true
PlanMember Financial Corporation
12/01/1991
Direct Owner
E
AXA Distribution Holding Corp
02/14/2013
Indirect Owner
C
Steven Hansen
05/21/2022
CFO
NA
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Byron Bowman
805-684-1199
Secretary/General Counsel
03/30/2023