0001090027-19-000003.txt : 20190419
0001090027-19-000003.hdr.sgml : 20190419
20190419111214
ACCESSION NUMBER: 0001090027-19-000003
CONFORMED SUBMISSION TYPE: TA-1/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20190401
DATE AS OF CHANGE: 20190419
EFFECTIVENESS DATE: 20190411
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLANMEMBER SERVICES CORP /TA
CENTRAL INDEX KEY: 0001090027
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: TA-1/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 084-05822
FILM NUMBER: 19757373
BUSINESS ADDRESS:
STREET 1: 6187 CARPINTERIA AVENUE
CITY: CARPINTERIA
STATE: CA
ZIP: 93013
BUSINESS PHONE: 8056841199
MAIL ADDRESS:
STREET 1: 6187 CARPINTERIA AVENUE
CITY: CARPINTERIA
STATE: CA
ZIP: 93013
FORMER COMPANY:
FORMER CONFORMED NAME: PLANMEMBER SERVICES CORP /TA
DATE OF NAME CHANGE: 19990708
TA-1/A
1
primary_doc.xml
X0405
TA-1/A
0001090027
XXXXXXXX
084-05822
true
LIVE
SEC
PLANMEMBER SERVICES CORP /TA
PLANMEMBER SERVICES CORP /TA
507475
6187 Carpinteria Avenue
Carpinteria
CA
93013
N
805-684-1199
N
N
N
Y
AIM/Invesco Funds
084-05432
11 Greenway Plaza, Ste. 100
Houston
TX
77046
American Century
084-01406
4500 Main St.
Kansas City
MO
64111
Columbia Management Services
084-01329
One Financial Center
Boston
MA
02111
DWS Investment Service
084-01713
222 S. Riverside Plaza
Chicago
IL
60606
Eaton Vance Investment Managers
084-06041
255 State Street
Boston
MA
02109
Federated Shareholder Services
084-01869
5800 Corporate Dr.
Pittsburgh
PA
15237-5829
Fidelity Investments
084-01839
300 Puritan Way
Marlborough
MA
01752
Franklin Templeton Investor Services
084-01036
3344 Quality Drive
Rancho Cordova
CA
95670
Hartford Investment Services
084-05882
1 Griffin Road North
Windsor
CT
06095
Ivy Funds/Waddell & Reed
084-01062
6301 Glenwood
Overland Park
KS
66202
Janus Funds
084-01505
100 Fillmore St., #400
Denver
CO
80206
John Hancock Signature Services
084-01885
380 Stuart St.
Boston
MA
02116
Lincoln Investment Planning
084-01440
218 Glenside Ave.
Wynote
PA
19095
MFS Services
084-01316
500 Boylston St.
Boston
MA
02116
National Financial Services
084-05888
311 S. Wacker Dr.
Chicago
IL
60606
Oppenheimer Funds
084-01562
PO Box 5270
Denver
CO
80217
Parnassus Investments
084-01519
1 Market St., Suite 1600
San Francisco
CA
94105
Pioneer Investment Management
084-01359
60 State St.
Boston
MA
02109
Putnam Investor Services
084-05542
431 Washington St.
Franklin
MA
02036
Prudential Mutual Fund Services
084-05681
PO Box 145433
Cincinnati
OH
45250
Russell Investments
084-06276
1301 Second Ave., 18th Floor
Seattle
WA
98101
Rydex Funds
084-05475
805 King Farm Blvd., Ste. 600
Rockville
MD
20850
Sentinel Investments
084-06175
One National Life Drive
Montpelier
VT
05604
T.Rowe Price Funds
084-01917
4515 Painters Mill Road
Owings Mill
MD
21117
Van Kampen
084-01621
480 W. 7th St.
Kansas City
MO
64105
Corporation
Jon M. Ziehl
09/01/1984
Director/CEO/President
C
true
Terrall Janeway
10/01/1998
SVP/COO
NA
true
Sean Haley
03/08/2019
VP & Chief Compliance Officer
NA
William S. Kemble
10/18/2006
CFO/Treasurer
NA
true
Byron Bowman
04/01/2015
Secretary/General Counsel
NA
true
PlanMember Financial Corporation
12/01/1991
Direct Owner
E
AXA Distribution Holding Corp
02/14/2013
Indirect Owner
C
Daniel A. Murphy
03/01/2005
VP/CCO
NA
03/08/2019
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Byron Bowman
805-684-1199 x2555
Secretary/General Counsel
03/29/2019