0001090027-19-000003.txt : 20190419 0001090027-19-000003.hdr.sgml : 20190419 20190419111214 ACCESSION NUMBER: 0001090027-19-000003 CONFORMED SUBMISSION TYPE: TA-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190401 DATE AS OF CHANGE: 20190419 EFFECTIVENESS DATE: 20190411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLANMEMBER SERVICES CORP /TA CENTRAL INDEX KEY: 0001090027 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: TA-1/A SEC ACT: 1934 Act SEC FILE NUMBER: 084-05822 FILM NUMBER: 19757373 BUSINESS ADDRESS: STREET 1: 6187 CARPINTERIA AVENUE CITY: CARPINTERIA STATE: CA ZIP: 93013 BUSINESS PHONE: 8056841199 MAIL ADDRESS: STREET 1: 6187 CARPINTERIA AVENUE CITY: CARPINTERIA STATE: CA ZIP: 93013 FORMER COMPANY: FORMER CONFORMED NAME: PLANMEMBER SERVICES CORP /TA DATE OF NAME CHANGE: 19990708 TA-1/A 1 primary_doc.xml X0405 TA-1/A 0001090027 XXXXXXXX 084-05822 true LIVE SEC PLANMEMBER SERVICES CORP /TA PLANMEMBER SERVICES CORP /TA 507475 6187 Carpinteria Avenue Carpinteria CA 93013 N 805-684-1199 N N N Y AIM/Invesco Funds 084-05432 11 Greenway Plaza, Ste. 100 Houston TX 77046 American Century 084-01406 4500 Main St. Kansas City MO 64111 Columbia Management Services 084-01329 One Financial Center Boston MA 02111 DWS Investment Service 084-01713 222 S. Riverside Plaza Chicago IL 60606 Eaton Vance Investment Managers 084-06041 255 State Street Boston MA 02109 Federated Shareholder Services 084-01869 5800 Corporate Dr. Pittsburgh PA 15237-5829 Fidelity Investments 084-01839 300 Puritan Way Marlborough MA 01752 Franklin Templeton Investor Services 084-01036 3344 Quality Drive Rancho Cordova CA 95670 Hartford Investment Services 084-05882 1 Griffin Road North Windsor CT 06095 Ivy Funds/Waddell & Reed 084-01062 6301 Glenwood Overland Park KS 66202 Janus Funds 084-01505 100 Fillmore St., #400 Denver CO 80206 John Hancock Signature Services 084-01885 380 Stuart St. Boston MA 02116 Lincoln Investment Planning 084-01440 218 Glenside Ave. Wynote PA 19095 MFS Services 084-01316 500 Boylston St. Boston MA 02116 National Financial Services 084-05888 311 S. Wacker Dr. Chicago IL 60606 Oppenheimer Funds 084-01562 PO Box 5270 Denver CO 80217 Parnassus Investments 084-01519 1 Market St., Suite 1600 San Francisco CA 94105 Pioneer Investment Management 084-01359 60 State St. Boston MA 02109 Putnam Investor Services 084-05542 431 Washington St. Franklin MA 02036 Prudential Mutual Fund Services 084-05681 PO Box 145433 Cincinnati OH 45250 Russell Investments 084-06276 1301 Second Ave., 18th Floor Seattle WA 98101 Rydex Funds 084-05475 805 King Farm Blvd., Ste. 600 Rockville MD 20850 Sentinel Investments 084-06175 One National Life Drive Montpelier VT 05604 T.Rowe Price Funds 084-01917 4515 Painters Mill Road Owings Mill MD 21117 Van Kampen 084-01621 480 W. 7th St. Kansas City MO 64105 Corporation Jon M. Ziehl 09/01/1984 Director/CEO/President C true Terrall Janeway 10/01/1998 SVP/COO NA true Sean Haley 03/08/2019 VP & Chief Compliance Officer NA William S. Kemble 10/18/2006 CFO/Treasurer NA true Byron Bowman 04/01/2015 Secretary/General Counsel NA true PlanMember Financial Corporation 12/01/1991 Direct Owner E AXA Distribution Holding Corp 02/14/2013 Indirect Owner C Daniel A. Murphy 03/01/2005 VP/CCO NA 03/08/2019 N N N N N N N N N N N N N N N N N N N N N N N N Byron Bowman 805-684-1199 x2555 Secretary/General Counsel 03/29/2019