0001090027-16-000010.txt : 20160404 0001090027-16-000010.hdr.sgml : 20160404 20160404093626 ACCESSION NUMBER: 0001090027-16-000010 CONFORMED SUBMISSION TYPE: TA-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160322 DATE AS OF CHANGE: 20160404 EFFECTIVENESS DATE: 20160401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLANMEMBER SERVICES CORP /TA CENTRAL INDEX KEY: 0001090027 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: TA-1/A SEC ACT: 1934 Act SEC FILE NUMBER: 084-05822 FILM NUMBER: 161549145 BUSINESS ADDRESS: STREET 1: 6187 CARPINTERIA AVENUE CITY: CARPINTERIA STATE: CA ZIP: 93013 BUSINESS PHONE: 8056841199 MAIL ADDRESS: STREET 1: 6187 CARPINTERIA AVENUE CITY: CARPINTERIA STATE: CA ZIP: 93013 FORMER COMPANY: FORMER CONFORMED NAME: PLANMEMBER SERVICES CORP /TA DATE OF NAME CHANGE: 19990708 TA-1/A 1 primary_doc.xml X0304 TA-1/A LIVE 3.4.0 0001090027 084-05822 SEC PlanMember Services Corporation 507475 6187 Carpinteria Avenue Carpinteria CA CALIFORNIA 93013 false 805-684-1199 false false false true AIM/Invesco Funds 084-05432 11 Greenway Plaza, Ste. 100 Houston TX TEXAS 77046 American Century 084-01406 4500 Main St Kansas City MO MISSOURI 64111 American Funds 084-00316 135 S. State College Blvd. Brea CA CALIFORNIA 92621 Columbia Management Services 084-01329 One Financial Center Boston MA MASSACHUSETTS 02111 DWS Investment Service 085-01713 222 S. Riverside Plaza Chicago IL ILLINOIS 60606 Eaton Vance Investment Managers 084-06041 255 State Street Boston MA MASSACHUSETTS 02109 Federated Shareholder Services 084-01869 5800 Corporate Dr. Pittsburgh PA PENNSYLVANIA 15237-5829 Fidelity Investments 084-01839 300 Puritan Way Marlborough MA MASSACHUSETTS 01752 Franklin Templeton Investor Services 084-01036 3344 Quality Drive Rancho Cordova CA CALIFORNIA 95670 Hartford Investor Services 084-05882 1 Griffin Road North Windsor CT CONNECTICUT 06095 Ivy Funds/Waddell & Reed 084-01062 6301 Glenwood Overland Park KS KANSAS 66202 Janus Funds 084-01505 100 Fillmore St., #400 Denver CO COLORADO 80206 John Hancock Signature Services 084-01885 380 Stuart St. Boston MA MASSACHUSETTS 02116 Lincoln Investment Planning 084-01440 218 Glenside Ave. Wyncote PA PENNSYLVANIA 19095 MFS Services 084-01316 500 Boylston St. Boston MA MASSACHUSETTS 02116 National Financial Services 084-05888 311 S. Wacker Dr. Chicago IL ILLINOIS 60606 Oppenheimer Funds 084-01562 PO Box 5270 Denver CO COLORADO 80217 Parnassus Investments 084-01519 1 Market St., Suite 1600 San Francisco CA CALIFORNIA 94105 Pioneer Investment Management 084-01359 60 State St. Boston MA MASSACHUSETTS 02109 Putnam Investor Services 084-05542 431 Washington St. Franklin MA MASSACHUSETTS 02036 Prudential Mutual Fund Services 084-05681 PO Box 145433 Cincinnati OH OHIO 45250 Russell Investments 084-06276 1301 Second Ave., 18th Floor Seattle WA WASHINGTON 98101 Rydex Funds 085-05475 805 King Farm Blvd., Ste. 600 Rockville MD MARYLAND 20850 Sentinel Investments 084-06175 One National Life Drive Montpelier VT VERMONT 05604 T. Rowe Price Funds 084-01917 4515 Painters Mill Road Owings Mills MD MARYLAND 21117 Van Kampen 084-01621 430 W. 7th St. Kansas City MO MISSOURI 64105 Corporation Jon M. Ziehl 1984-09-01 Director/CEO/President C true Terrall Janeway 1998-10-01 SVP/COO NA true Daniel Murphy 2005-03-01 VP/CCO NA false William S. Kemble 2006-10-18 CFO/Treasurer NA true Byron Bowman 2015-04-01 Secretary/General Counsel NA true PlanMember Financial Corporation 1991-12-01 Direct Owner E false AXA Distribution Holding Corp 2013-02-14 Indirect Owner C false false false false false false false false false false false false false false false false false false false false false false false false false Daniel Murphy Vice President, Chief Compliance Officer 805-684-1199 2016-03-21