0001090027-16-000009.txt : 20160404
0001090027-16-000009.hdr.sgml : 20160404
20160404093617
ACCESSION NUMBER: 0001090027-16-000009
CONFORMED SUBMISSION TYPE: TA-1/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160322
DATE AS OF CHANGE: 20160404
EFFECTIVENESS DATE: 20160401
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLANMEMBER SERVICES CORP /TA
CENTRAL INDEX KEY: 0001090027
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: TA-1/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 084-05822
FILM NUMBER: 161549144
BUSINESS ADDRESS:
STREET 1: 6187 CARPINTERIA AVENUE
CITY: CARPINTERIA
STATE: CA
ZIP: 93013
BUSINESS PHONE: 8056841199
MAIL ADDRESS:
STREET 1: 6187 CARPINTERIA AVENUE
CITY: CARPINTERIA
STATE: CA
ZIP: 93013
FORMER COMPANY:
FORMER CONFORMED NAME: PLANMEMBER SERVICES CORP /TA
DATE OF NAME CHANGE: 19990708
TA-1/A
1
primary_doc.xml
X0304
TA-1/A
LIVE
3.4.0
0001090027
084-05822
SEC
PlanMember Services Corporation
507475
6187 Carpinteria Avenue
Carpinteria
CA
CALIFORNIA
93013
false
805-684-1199
false
false
false
true
AIM/Invesco Funds
084-05432
11 Greenway Plaza, Ste. 100
Houston
TX
TEXAS
77046
American Century
084-01406
4500 Main St
Kansas City
MO
MISSOURI
64111
American Funds
084-00316
135 S. State College Blvd.
Brea
CA
CALIFORNIA
92621
Columbia Management Services
084-01329
One Financial Center
Boston
MA
MASSACHUSETTS
02111
DWS Investment Service
085-01713
222 S. Riverside Plaza
Chicago
IL
ILLINOIS
60606
Eaton Vance Investment Managers
084-06041
255 State Street
Boston
MA
MASSACHUSETTS
02109
Federated Shareholder Services
084-01869
5800 Corporate Dr.
Pittsburgh
PA
PENNSYLVANIA
15237-5829
Fidelity Investments
084-01839
300 Puritan Way
Marlborough
MA
MASSACHUSETTS
01752
Franklin Templeton Investor Services
084-01036
3344 Quality Drive
Rancho Cordova
CA
CALIFORNIA
95670
Hartford Investor Services
084-05882
1 Griffin Road North
Windsor
CT
CONNECTICUT
06095
Ivy Funds/Waddell & Reed
084-01062
6301 Glenwood
Overland Park
KS
KANSAS
66202
Janus Funds
084-01505
100 Fillmore St., #400
Denver
CO
COLORADO
80206
John Hancock Signature Services
084-01885
380 Stuart St.
Boston
MA
MASSACHUSETTS
02116
Lincoln Investment Planning
084-01440
218 Glenside Ave.
Wyncote
PA
PENNSYLVANIA
19095
MFS Services
084-01316
500 Boylston St.
Boston
MA
MASSACHUSETTS
02116
National Financial Services
084-05888
311 S. Wacker Dr.
Chicago
IL
ILLINOIS
60606
Oppenheimer Funds
084-01562
PO Box 5270
Denver
CO
COLORADO
80217
Parnassus Investments
084-01519
1 Market St., Suite 1600
San Francisco
CA
CALIFORNIA
94105
Pioneer Investment Management
084-01359
60 State St.
Boston
MA
MASSACHUSETTS
02109
Putnam Investor Services
084-05542
431 Washington St.
Franklin
MA
MASSACHUSETTS
02036
Prudential Mutual Fund Services
084-05681
PO Box 145433
Cincinnati
OH
OHIO
45250
Russell Investments
084-06276
1301 Second Ave., 18th Floor
Seattle
WA
WASHINGTON
98101
Rydex Funds
085-05475
805 King Farm Blvd., Ste. 600
Rockville
MD
MARYLAND
20850
Sentinel Investments
084-06175
One National Life Drive
Montpelier
VT
VERMONT
05604
T. Rowe Price Funds
084-01917
4515 Painters Mill Road
Owings Mills
MD
MARYLAND
21117
Van Kampen
084-01621
430 W. 7th St.
Kansas City
MO
MISSOURI
64105
Corporation
Jon M. Ziehl
1984-09-01
Director/CEO/President
C
true
Terrall Janeway
1998-10-01
SVP/COO
NA
true
Daniel Murphy
2005-03-01
VP/CCO
NA
false
William S. Kemble
2006-10-18
CFO/Treasurer
NA
true
Byron Bowman
2015-04-01
Secretary/General Counsel
NA
true
PlanMember Financial Corporation
1991-12-01
Direct Owner
E
false
AXA Distribution Holding Corp
2013-02-14
Indirect Owner
C
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
Daniel Murphy
Vice President, Chief Compliance Officer
805-684-1199
2016-03-21