0001090027-13-000007.txt : 20130410 0001090027-13-000007.hdr.sgml : 20130410 20130410160654 ACCESSION NUMBER: 0001090027-13-000007 CONFORMED SUBMISSION TYPE: TA-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130328 DATE AS OF CHANGE: 20130410 EFFECTIVENESS DATE: 20130407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLANMEMBER SERVICES CORP /TA CENTRAL INDEX KEY: 0001090027 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: TA-1/A SEC ACT: 1934 Act SEC FILE NUMBER: 084-05822 FILM NUMBER: 13753852 BUSINESS ADDRESS: STREET 1: 6187 CARPINTERIA AVENUE CITY: CARPINTERIA STATE: CA ZIP: 93013 BUSINESS PHONE: 8056841199 MAIL ADDRESS: STREET 1: 6187 CARPINTERIA AVENUE CITY: CARPINTERIA STATE: CA ZIP: 93013 FORMER COMPANY: FORMER CONFORMED NAME: PLANMEMBER SERVICES CORP /TA DATE OF NAME CHANGE: 19990708 TA-1/A 1 primary_doc.xml X0304 TA-1/A LIVE 3.2.0 0001090027 084-05822 SEC PlanMember Services Corporation 507475 6187 Carpinteria Avenue Carpinteria CA CALIFORNIA 93013 false 805-684-1199 false false false true Fidelity Investments Institutional Operations Co 084-01839 300 PURITAN WAY MARLBOROUGH MA MASSACHUSETTS 01752 Federated Shareholder Services Co 084-01869 5800 CORPORATE DR Pittsburgh PA PENNSYLVANIA 15237-5829 MFS Service Center Inc 084-01316 500 BOYLSTON STREET Boston MA MASSACHUSETTS 02116 American Century 084-01406 4500 MAIN ST Kansas City MO MISSOURI 64111 Hartford Investor Services Co. 084-05882 1 Griffin Road North Windsor CT CONNECTICUT 06095 Pioneer Investment Management Shareholder Services 084-01359 60 State Street Boston MA MASSACHUSETTS 02109 Putnam Investor Services Inc 084-05542 431 Washington St. Franklin MA MASSACHUSETTS 02036 Boston Financial Data Services 084-00896 2000 Crown Colony Drive Quincy MA MASSACHUSETTS 02169 John Hancock Signature Services Inc 084-01885 380 Stuart St. Boston MA MASSACHUSETTS 02116 Russell Investments 084-06276 1301 Second Avenue, 18th Floor Seattle WA WASHINGTON 98101 Columbia Management Services Inc 084-01329 One Financial Center Boston MA MASSACHUSETTS 02111 DWS Investment Service Co 084-01713 222 S. Riverside Plaza Chicago IL ILLINOIS 60606 Eaton Vance Investment Managers 084-06041 255 State Street Boston MA MASSACHUSETTS 02109 Janus Funds 084-01505 100 Fillmore Street #400 Denver CO COLORADO 80206-4923 Sentinel Investments 084-06175 One National Life Drive Montpelier VT VERMONT 05604 T. Rowe Price Funds 084-01917 4515 Painters Mill Road Owings Mills MD MARYLAND 21117 Vanguard Funds 084-00772 100 Vanguard Drive Malvern PA PENNSYLVANIA 19355 JP Morgan Asset Management 085-11399 4 New York Plaza New York NY NEW YORK 10004-2413 Gemini Fund Services 084-06083 4020 S. 147th St., Suite 2 Omaha NE NEBRASKA 68134 BNY Mellon 085-00868 100 White Clay Center, Route 273, Ste 1 Newark NJ NEW JERSEY 19711 Rydex Funds 084-05475 805 King Farm Blvd, Ste. 600 Rockville MD MARYLAND 20850 Invesco Funds 084-05432 11 Greenway Plaza, Ste. 100 Houston TX TEXAS 77046 Franklin Templeton Investor Services LLC 084-01036 3344 Quality Drive Rancho Cordova CA CALIFORNIA 95670 Ivy Funds (formerly Waddell Reed) 084-01062 6301 Glenwood Overland Park KS KANSAS 66202 Corporation Jon M. Ziehl 1984-09-01 Director/CEO/President C true Terrall Janeway 1998-10-01 SVP/COO NA true Daniel Murphy 2005-03-01 VP/CCO NA false William S. Kemble 2006-10-18 CFO/Secretary/Treasurer NA true PlanMember Financial Corporation 1991-12-01 Direct E false AXA Distribution Holding Corp 2013-02-14 Indirect Owner C true false false false false false false false false false false false false false false false false false false false false false false false false Daniel Murphy Vice President, Chief Compliance Officer 805-684-1199 2013-03-28