0001090027-13-000007.txt : 20130410
0001090027-13-000007.hdr.sgml : 20130410
20130410160654
ACCESSION NUMBER: 0001090027-13-000007
CONFORMED SUBMISSION TYPE: TA-1/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130328
DATE AS OF CHANGE: 20130410
EFFECTIVENESS DATE: 20130407
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLANMEMBER SERVICES CORP /TA
CENTRAL INDEX KEY: 0001090027
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: TA-1/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 084-05822
FILM NUMBER: 13753852
BUSINESS ADDRESS:
STREET 1: 6187 CARPINTERIA AVENUE
CITY: CARPINTERIA
STATE: CA
ZIP: 93013
BUSINESS PHONE: 8056841199
MAIL ADDRESS:
STREET 1: 6187 CARPINTERIA AVENUE
CITY: CARPINTERIA
STATE: CA
ZIP: 93013
FORMER COMPANY:
FORMER CONFORMED NAME: PLANMEMBER SERVICES CORP /TA
DATE OF NAME CHANGE: 19990708
TA-1/A
1
primary_doc.xml
X0304
TA-1/A
LIVE
3.2.0
0001090027
084-05822
SEC
PlanMember Services Corporation
507475
6187 Carpinteria Avenue
Carpinteria
CA
CALIFORNIA
93013
false
805-684-1199
false
false
false
true
Fidelity Investments Institutional Operations Co
084-01839
300 PURITAN WAY
MARLBOROUGH
MA
MASSACHUSETTS
01752
Federated Shareholder Services Co
084-01869
5800 CORPORATE DR
Pittsburgh
PA
PENNSYLVANIA
15237-5829
MFS Service Center Inc
084-01316
500 BOYLSTON STREET
Boston
MA
MASSACHUSETTS
02116
American Century
084-01406
4500 MAIN ST
Kansas City
MO
MISSOURI
64111
Hartford Investor Services Co.
084-05882
1 Griffin Road North
Windsor
CT
CONNECTICUT
06095
Pioneer Investment Management Shareholder Services
084-01359
60 State Street
Boston
MA
MASSACHUSETTS
02109
Putnam Investor Services Inc
084-05542
431 Washington St.
Franklin
MA
MASSACHUSETTS
02036
Boston Financial Data Services
084-00896
2000 Crown Colony Drive
Quincy
MA
MASSACHUSETTS
02169
John Hancock Signature Services Inc
084-01885
380 Stuart St.
Boston
MA
MASSACHUSETTS
02116
Russell Investments
084-06276
1301 Second Avenue, 18th Floor
Seattle
WA
WASHINGTON
98101
Columbia Management Services Inc
084-01329
One Financial Center
Boston
MA
MASSACHUSETTS
02111
DWS Investment Service Co
084-01713
222 S. Riverside Plaza
Chicago
IL
ILLINOIS
60606
Eaton Vance Investment Managers
084-06041
255 State Street
Boston
MA
MASSACHUSETTS
02109
Janus Funds
084-01505
100 Fillmore Street #400
Denver
CO
COLORADO
80206-4923
Sentinel Investments
084-06175
One National Life Drive
Montpelier
VT
VERMONT
05604
T. Rowe Price Funds
084-01917
4515 Painters Mill Road
Owings Mills
MD
MARYLAND
21117
Vanguard Funds
084-00772
100 Vanguard Drive
Malvern
PA
PENNSYLVANIA
19355
JP Morgan Asset Management
085-11399
4 New York Plaza
New York
NY
NEW YORK
10004-2413
Gemini Fund Services
084-06083
4020 S. 147th St., Suite 2
Omaha
NE
NEBRASKA
68134
BNY Mellon
085-00868
100 White Clay Center, Route 273, Ste 1
Newark
NJ
NEW JERSEY
19711
Rydex Funds
084-05475
805 King Farm Blvd, Ste. 600
Rockville
MD
MARYLAND
20850
Invesco Funds
084-05432
11 Greenway Plaza, Ste. 100
Houston
TX
TEXAS
77046
Franklin Templeton Investor Services LLC
084-01036
3344 Quality Drive
Rancho Cordova
CA
CALIFORNIA
95670
Ivy Funds (formerly Waddell Reed)
084-01062
6301 Glenwood
Overland Park
KS
KANSAS
66202
Corporation
Jon M. Ziehl
1984-09-01
Director/CEO/President
C
true
Terrall Janeway
1998-10-01
SVP/COO
NA
true
Daniel Murphy
2005-03-01
VP/CCO
NA
false
William S. Kemble
2006-10-18
CFO/Secretary/Treasurer
NA
true
PlanMember Financial Corporation
1991-12-01
Direct
E
false
AXA Distribution Holding Corp
2013-02-14
Indirect Owner
C
true
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
false
Daniel Murphy
Vice President, Chief Compliance Officer
805-684-1199
2013-03-28