0001090009-13-000039.txt : 20131016 0001090009-13-000039.hdr.sgml : 20131016 20131016100007 ACCESSION NUMBER: 0001090009-13-000039 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130521 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20131016 DATE AS OF CHANGE: 20131016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN FIRST BANCSHARES INC CENTRAL INDEX KEY: 0001090009 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 582459561 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27719 FILM NUMBER: 131153312 BUSINESS ADDRESS: STREET 1: 100 VERDAE BOULEVARD STREET 2: SUITE 100 CITY: GREENVILLE STATE: SC ZIP: 29607 BUSINESS PHONE: 8646799000 MAIL ADDRESS: STREET 1: 100 VERDAE BOULEVARD STREET 2: SUITE 100 CITY: GREENVILLE STATE: SC ZIP: 29607 FORMER COMPANY: FORMER CONFORMED NAME: GREENVILLE FIRST BANCSHARES INC DATE OF NAME CHANGE: 19990707 8-K/A 1 esform8-k_101613.htm Form 8-K/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K/ Amendment No. 1

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported)    May 21, 2013     

 

            Southern First Bancshares, Inc.          

(Exact name of registrant as specified in its charter)

 

 

                  South Carolina                   

(State or other jurisdiction of incorporation)

 

 

                000-27719           

                58-2459561         

(Commission File Number)

(IRS Employer Identification No.)

 

100 Verdae Boulevard, Suite 100, Greenville, SC

                  29606                 

(Address of principal executive offices)

(Zip Code)

 

 

                   (864) 679-9000                

(Registrant's telephone number, including area code)

 

 

                  Not Applicable                        

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b))

 

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

  

1




 

 

 

 

This Amendment No. 1 on Form 8-K/A (“Amendment No. 1”) is being filed by Southern First Bancshares, Inc. (the “Company”) to amend the Current Report on Form 8-K filed with the Securities and Exchange Commission on May 22, 2013 (the “Initial Report”). The sole purpose for filing this Amendment No. 1 is to disclose the results of the Company’s determination with respect to the frequency of future shareholder advisory votes on executive compensation. No other changes have been made to the Initial Report.

SECTION 5 - CORPORATE GOVERNANCE AND MANAGEMENT

 

Item 5.07 Submission of Matters to a Vote of Shareholders

On May 21, 2013, the shareholders of the Company voted for an advisory vote on executive compensation to be held every year. On October 16, 2013, the Company, based on the results of the shareholder vote, approved the frequency of an advisory vote on executive compensation to be held every year.

 

 

SIGNATURES

 

 

            Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

                                                                                                                                                SOUTHERN FIRST BANCSHARES, INC.

 

 

 

                                                                                                                                                By:       /s/ R. Arthur Seaver, Jr.                       

                                                                                                                                                Name:  R. Arthur Seaver, Jr.

                                                                                                                                                Title:    Chief Executive Officer

 

Dated: October 16, 2013

 

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