0001438934-13-000417.txt : 20130828
0001438934-13-000417.hdr.sgml : 20130828
20130827173829
ACCESSION NUMBER: 0001438934-13-000417
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130828
DATE AS OF CHANGE: 20130827
EFFECTIVENESS DATE: 20130828
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MANAGERS AMG FUNDS
CENTRAL INDEX KEY: 0001089951
IRS NUMBER: 061555943
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-09521
FILM NUMBER: 131063726
BUSINESS ADDRESS:
STREET 1: 800 CONNECTICUT AVENUE
CITY: NORWALK
STATE: CT
ZIP: 06854
BUSINESS PHONE: 2032993500
MAIL ADDRESS:
STREET 1: 800 CONNECTICUT AVENUE
CITY: NORWALK
STATE: CT
ZIP: 06854
0001089951
S000009871
Managers AMG Funds - Essex Growth Fund
C000027314
Institutional Class
MEAIX
0001089951
S000009874
Managers AMG Funds - Systematic Value Fund
C000027317
INVESTOR CLASS
MSYAX
C000027318
Class C Shares
MSYCX
C000027319
Institutional Class
MSYSX
0001089951
S000009875
Managers AMG Funds - Essex Small/Micro Cap Growth Fund
C000027320
Class C
MBRCX
C000027321
INVESTOR CLASS
MBRSX
0001089951
S000009876
Managers AMG Funds - TimesSquare Mid Cap Growth Fund
C000027322
Institutional Class
TMDIX
C000027323
Premier Class
TMDPX
0001089951
S000009877
Managers AMG Funds - TimesSquare Small Cap Growth Fund
C000027324
Institutional Class
TSCIX
C000027325
Premier Class
TSCPX
0001089951
S000014924
Systematic Mid Cap Value Fund
C000040475
INVESTOR CLASS
SYAMX
C000040476
Class C Shares
SYCMX
C000040477
Institutional Shares
SYIMX
0001089951
S000020207
Skyline Special Equities Portfolio
C000056573
Skyline Special Equities Portfolio
SKSEX
0001089951
S000023781
GW & K Municipal Enhanced Yield Fund
C000069909
Institutional Class
GWMEX
C000078885
Investor Class
GWMNX
C000078886
Service Class
GWMRX
0001089951
S000023782
GW & K Small Cap Equity Fund
C000069910
Investor Class
GWETX
C000069911
Institutional Class
GWEIX
C000078887
Service Class
GWESX
0001089951
S000025838
GW&K Municipal Bond Fund
C000077267
Institutional Class
GWMIX
C000077268
Service Class
GWMSX
C000077269
Investor Class
GWMTX
0001089951
S000025839
Renaissance Large Cap Growth Fund
C000077270
Institutional Class
MRLIX
C000077271
Service Class
MRSLX
C000077272
Investor Class
MRLTX
N-PX
1
brd0060001089951.txt
BRD0060001089951
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09521
NAME OF REGISTRANT: Managers AMG Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 800 Connecticut Avenue
Norwalk, CT 06854
NAME AND ADDRESS OF AGENT FOR SERVICE: Ropes & Gray LLP
One International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 203-299-3555
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
Essex Small/Micro Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
3SBIO INC. Agenda Number: 933686707
--------------------------------------------------------------------------------------------------------------------------
Security: 88575Y105
Meeting Type: Annual
Meeting Date: 10-Oct-2012
Ticker: SSRX
ISIN: US88575Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR: MOUJIA QI Mgmt For For
1B RE-ELECTION OF DIRECTOR: DR. DONGMEI SU Mgmt For For
1C RE-ELECTION OF DIRECTOR: TIANRUO (ROBERT) Mgmt For For
PU
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
HUA MING ("E&Y") AS THE INDEPENDENT AUDITOR
OF 3SBIO INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION Agenda Number: 933803276
--------------------------------------------------------------------------------------------------------------------------
Security: 003881307
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ACTG
ISIN: US0038813079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. HARRIS, II Mgmt For For
FRED A. DEBOOM Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE THE ADOPTION OF THE 2013 ACACIA Mgmt For For
RESEARCH CORPORATION STOCK INCENTIVE PLAN,
WHICH AUTHORIZES THE ISSUANCE OF A VARIETY
OF EQUITY AWARDS, INCLUDING STOCK OPTIONS,
STOCK APPRECIATION RIGHTS, RESTRICTED STOCK
UNITS AND DIRECT STOCK AWARDS.
--------------------------------------------------------------------------------------------------------------------------
ACETO CORPORATION Agenda Number: 933698322
--------------------------------------------------------------------------------------------------------------------------
Security: 004446100
Meeting Type: Annual
Meeting Date: 06-Dec-2012
Ticker: ACET
ISIN: US0044461004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALBERT L. EILENDER Mgmt For For
ROBERT A. WIESEN Mgmt For For
HANS C. NOETZLI Mgmt For For
WILLIAM N. BRITTON Mgmt For For
RICHARD P. RANDALL Mgmt For For
SALVATORE GUCCIONE Mgmt For For
NATASHA GIORDANO Mgmt For For
2. APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE ACETO CORPORATION EXECUTIVE Mgmt For For
PERFORMANCE AWARD PLAN.
4. APPROVAL OF THE ACETO CORPORATION 2010 Mgmt For For
EQUITY PARTICIPATION PLAN, AS AMENDED AND
RESTATED.
5. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
AEROPOSTALE, INC. Agenda Number: 933821983
--------------------------------------------------------------------------------------------------------------------------
Security: 007865108
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: ARO
ISIN: US0078651082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RONALD R. BEEGLE Mgmt For For
ROBERT B. CHAVEZ Mgmt For For
MICHAEL J. CUNNINGHAM Mgmt For For
EVELYN DILSAVER Mgmt For For
JANET E. GROVE Mgmt For For
JOHN N. HAUGH Mgmt For For
KARIN HIRTLER-GARVEY Mgmt For For
JOHN D. HOWARD Mgmt For For
THOMAS P. JOHNSON Mgmt For For
ARTHUR RUBINFELD Mgmt For For
DAVID B. VERMYLEN Mgmt For For
2 TO APPROVE ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
3 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
--------------------------------------------------------------------------------------------------------------------------
AFFYMETRIX, INC. Agenda Number: 933759485
--------------------------------------------------------------------------------------------------------------------------
Security: 00826T108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: AFFX
ISIN: US00826T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEPHEN P.A. FODOR Mgmt For For
1.2 ELECTION OF DIRECTOR: FRANK WITNEY Mgmt For For
1.3 ELECTION OF DIRECTOR: NELSON C. CHAN Mgmt For For
1.4 ELECTION OF DIRECTOR: GARY S. GUTHART Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMI DOVER NACHTSHEIM Mgmt For For
1.6 ELECTION OF DIRECTOR: ROBERT H. TRICE Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT P. WAYMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE, BY AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF AFFYMETRIX' NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN OUR PROXY
STATEMENT FOR THE 2013 ANNUAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
AIR METHODS CORPORATION Agenda Number: 933707260
--------------------------------------------------------------------------------------------------------------------------
Security: 009128307
Meeting Type: Special
Meeting Date: 03-Dec-2012
Ticker: AIRM
ISIN: US0091283079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO CERTIFICATE OF Mgmt Against Against
INCORPORATION, AS AMENDED, TO (I) INCREASE
THE AUTHORIZED COMMON STOCK FROM
23,500,000, PAR VALUE $0.06 PER SHARE TO
70,500,000 SHARES, PAR VALUE $0.06 PER
SHARE (II) INCREASE THE AUTHORIZED
PREFERRED STOCK FROM 5,000,000 SHARES, PAR
VALUE $1.00 PER SHARE, TO 15,000,000
SHARES, PAR VALUE $1.00 PER SHARE.
2. TO APPROVE A SECOND AMENDED AND RESTATED Mgmt For For
2006 EQUITY COMPENSATION PLAN, WHICH
INCREASES THE NUMBER OF AUTHORIZED SHARES
AVAILABLE UNDER THE 2006 PLAN FROM
1,000,000 TO 1,800,000 (ON A PRE-SPLIT
BASIS) AND MAKES CERTAIN CONFORMING AND
TECHNICAL TAX CHANGES TO THE 2006 PLAN.
--------------------------------------------------------------------------------------------------------------------------
AIR METHODS CORPORATION Agenda Number: 933814685
--------------------------------------------------------------------------------------------------------------------------
Security: 009128307
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: AIRM
ISIN: US0091283079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BELSEY Mgmt For For
C. DAVID KIKUMOTO Mgmt For For
MG CARL H. MCNAIR, JR. Mgmt For For
2. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AKORN, INC. Agenda Number: 933769107
--------------------------------------------------------------------------------------------------------------------------
Security: 009728106
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: AKRX
ISIN: US0097281069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN N. KAPOOR, PHD Mgmt For For
RONALD M. JOHNSON Mgmt For For
BRIAN TAMBI Mgmt For For
STEVEN J. MEYER Mgmt For For
ALAN WEINSTEIN Mgmt For For
KENNETH S. ABRAMOWITZ Mgmt For For
ADRIENNE L. GRAVES, PHD Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP TO SERVE AS AKORN'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
ALPHATEC HOLDINGS, INC. Agenda Number: 933825385
--------------------------------------------------------------------------------------------------------------------------
Security: 02081G102
Meeting Type: Annual
Meeting Date: 21-Jun-2013
Ticker: ATEC
ISIN: US02081G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE H. CROSS Mgmt For For
MORTIMER BERKOWITZ III Mgmt For For
JOHN H. FOSTER Mgmt For For
R. IAN MOLSON Mgmt Withheld Against
STEPHEN E. O'NEIL Mgmt Withheld Against
JAMES R. GLYNN Mgmt For For
ROHIT M. DESAI Mgmt Withheld Against
SIRI S. MARSHALL Mgmt For For
LUKE T. FAULSTICK Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE ALPHATEC Mgmt Against Against
HOLDINGS, INC. AMENDED AND RESTATED 2005
EMPLOYEE, DIRECTOR AND CONSULTANT STOCK
PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE FROM 10,000,000
SHARES TO 14,200,000 SHARES.
3. APPROVAL OF AN AMENDMENT TO THE ALPHATEC Mgmt For For
HOLDINGS, INC. 2007 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE FROM 650,000 SHARES
TO 1,650,000 SHARES.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG, LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
5. PROPOSAL TO APPROVE THE ADVISORY Mgmt Against Against
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
6. APPROVAL OF AN AMENDMENT TO THE ALPHATEC Mgmt Against Against
HOLDINGS, INC. AMENDED AND RESTATED 2005
EMPLOYEE, DIRECTOR AND CONSULTANT STOCK
PLAN TO INCREASE THE PER PERSON ANNUAL
AWARD LIMIT CONTAINED IN THE PLAN FROM
200,000 SHARES TO 1,500,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN SAFETY INSURANCE HOLDINGS, LTD Agenda Number: 933660272
--------------------------------------------------------------------------------------------------------------------------
Security: G02995101
Meeting Type: Annual
Meeting Date: 23-Jul-2012
Ticker: ASI
ISIN: BMG029951016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: CODY W. BIRDWELL Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN L. GROOT Mgmt For For
2. TO APPROVE BY A NON-BINDING VOTE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION (THE
"SAY-ON-PAY RESOLUTION").
3. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE COMPANY'S 2007
INCENTIVE STOCK PLAN.
4. TO APPROVE THE APPOINTMENT OF BDO USA LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS TO SERVE UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING AND TO
AUTHORIZE THE AUDIT COMMITTEE TO SET THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
AOL INC. Agenda Number: 933752328
--------------------------------------------------------------------------------------------------------------------------
Security: 00184X105
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: AOL
ISIN: US00184X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY ARMSTRONG Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD DALZELL Mgmt For For
1.3 ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1.4 ELECTION OF DIRECTOR: HUGH JOHNSTON Mgmt For For
1.5 ELECTION OF DIRECTOR: DAWN LEPORE Mgmt For For
1.6 ELECTION OF DIRECTOR: PATRICIA MITCHELL Mgmt For For
1.7 ELECTION OF DIRECTOR: FREDRIC REYNOLDS Mgmt For For
1.8 ELECTION OF DIRECTOR: JAMES STENGEL Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE COMPANY'S TAX ASSET Mgmt For For
PROTECTION PLAN.
--------------------------------------------------------------------------------------------------------------------------
AVIAT NETWORKS, INC Agenda Number: 933692952
--------------------------------------------------------------------------------------------------------------------------
Security: 05366Y102
Meeting Type: Annual
Meeting Date: 13-Nov-2012
Ticker: AVNW
ISIN: US05366Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM A. HASLER Mgmt For For
CLIFFORD H. HIGGERSON Mgmt For For
CHARLES D. KISSNER Mgmt For For
MICHAEL A. PANGIA Mgmt For For
RAGHAVENDRA RAU Mgmt For For
DR. MOHSEN SOHI Mgmt For For
DR. JAMES C. STOFFEL Mgmt For For
EDWARD F. THOMPSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC. Agenda Number: 933806032
--------------------------------------------------------------------------------------------------------------------------
Security: 068463108
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: BBSI
ISIN: US0684631080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS J. CARLEY Mgmt For For
MICHAEL L. ELICH Mgmt For For
JAMES B. HICKS, PH.D. Mgmt For For
ROGER L. JOHNSON Mgmt For For
JON L. JUSTESEN Mgmt For For
ANTHONY MEEKER Mgmt For For
2. RATIFICATION OF SELECTION OF MOSS ADAMS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION Agenda Number: 933817489
--------------------------------------------------------------------------------------------------------------------------
Security: 08915P101
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: BGFV
ISIN: US08915P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANDRA N. BANE Mgmt For For
VAN B. HONEYCUTT Mgmt For For
2. APPROVAL OF THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE PROXY STATEMENT.
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
BIOLASE, INC. Agenda Number: 933819801
--------------------------------------------------------------------------------------------------------------------------
Security: 090911108
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: BIOL
ISIN: US0909111082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: FEDERICO PIGNATELLI Mgmt For For
1.2 ELECTION OF DIRECTOR: DR. ALEXANDER K. Mgmt For For
ARROW
1.3 ELECTION OF DIRECTOR: DR. NORMAN J. NEMOY Mgmt For For
1.4 ELECTION OF DIRECTOR: GREGORY E. LICHTWARDT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. TO APPROVE THE AMENDMENTS TO THE 2002 STOCK Mgmt For For
OPTION PLAN.
--------------------------------------------------------------------------------------------------------------------------
BIOSCRIP, INC. Agenda Number: 933779336
--------------------------------------------------------------------------------------------------------------------------
Security: 09069N108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BIOS
ISIN: US09069N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. SMITH Mgmt For For
CHARLOTTE W. COLLINS Mgmt For For
SAMUEL P. FRIEDER Mgmt For For
MYRON Z. HOLUBIAK Mgmt For For
DAVID R. HUBERS Mgmt For For
RICHARD L. ROBBINS Mgmt For For
STUART A. SAMUELS Mgmt For For
GORDON H. WOODWARD Mgmt For For
2. TO APPROVE BY ADVISORY VOTE THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2013.
4. TO APPROVE THE BIOSCRIP, INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5. TO APPROVE AN AMENDMENT TO THE BIOSCRIP, Mgmt For For
INC. 2008 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 933696087
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CURRAN Mgmt For For
JOSEPH L. MULLEN Mgmt For For
JAMES W. ZILINSKI Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 933720232
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Special
Meeting Date: 17-Jan-2013
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE COMPANY'S AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK, PAR
VALUE $.001 PER SHARE, THAT THE COMPANY IS
AUTHORIZED TO ISSUE FROM 50,000,000 TO
100,000,000.
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 933784515
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WOLF-DIETER EMMERICH Mgmt For For
BRENDA J. FURLONG Mgmt For For
FRANK H. LAUKIEN Mgmt For For
RICHARD A. PACKER Mgmt For For
2. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RATIFY, CONFIRM AND APPROVE THE SELECTION
OF ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF BRUKER
CORPORATION FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
CALIX INC Agenda Number: 933779312
--------------------------------------------------------------------------------------------------------------------------
Security: 13100M509
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: CALX
ISIN: US13100M5094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL EVERETT Mgmt For For
ADAM GROSSER Mgmt For For
DON LISTWIN Mgmt For For
2. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF CALIX'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS CALIX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CALLIDUS SOFTWARE INC. Agenda Number: 933792942
--------------------------------------------------------------------------------------------------------------------------
Security: 13123E500
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: CALD
ISIN: US13123E5006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK A. CULHANE Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID B. PRATT Mgmt For For
2. TO APPROVE OUR 2013 STOCK INCENTIVE PLAN. Mgmt For For
3. TO APPROVE, BY AN ADVISORY VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CARDTRONICS, INC. Agenda Number: 933789008
--------------------------------------------------------------------------------------------------------------------------
Security: 14161H108
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CATM
ISIN: US14161H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. RATHGABER Mgmt For For
MARK ROSSI Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS CARDTRONICS INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CECO ENVIRONMENTAL CORP. Agenda Number: 933789983
--------------------------------------------------------------------------------------------------------------------------
Security: 125141101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CECE
ISIN: US1251411013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARTHUR CAPE Mgmt For For
JASON DEZWIREK Mgmt Withheld Against
PHILLIP DEZWIREK Mgmt Withheld Against
ERIC M. GOLDBERG Mgmt For For
RONALD E. KRIEG Mgmt For For
JEFFREY LANG Mgmt Withheld Against
JONATHAN POLLACK Mgmt Withheld Against
SETH RUDIN Mgmt For For
DONALD A. WRIGHT Mgmt For For
2. BDO USA, LLP AS THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For
HOLDING FUTURE ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHART INDUSTRIES, INC. Agenda Number: 933784921
--------------------------------------------------------------------------------------------------------------------------
Security: 16115Q308
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GTLS
ISIN: US16115Q3083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
SAMUEL F. THOMAS Mgmt For For
W. DOUGLAS BROWN Mgmt For For
RICHARD E. GOODRICH Mgmt For For
STEVEN W. KRABLIN Mgmt For For
MICHAEL W. PRESS Mgmt For For
JAMES M. TIDWELL Mgmt For For
THOMAS L. WILLIAMS Mgmt For For
2) RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3) APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC. Agenda Number: 933750689
--------------------------------------------------------------------------------------------------------------------------
Security: 12621E103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CNO
ISIN: US12621E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD J. BONACH Mgmt For For
1B. ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT C. GREVING Mgmt For For
1D. ELECTION OF DIRECTOR: MARY R. HENDERSON Mgmt For For
1E. ELECTION OF DIRECTOR: R. KEITH LONG Mgmt For For
1F. ELECTION OF DIRECTOR: NEAL C. SCHNEIDER Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERICK J. SIEVERT Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL T. TOKARZ Mgmt Against Against
1I. ELECTION OF DIRECTOR: JOHN G. TURNER Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EXTEND NOL PROTECTIVE
AMENDMENT TO PRESERVE THE VALUE OF NET
OPERATING LOSSES.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMPUTER TASK GROUP, INCORPORATED Agenda Number: 933773714
--------------------------------------------------------------------------------------------------------------------------
Security: 205477102
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CTGX
ISIN: US2054771025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RANDALL L. CLARK Mgmt For For
DAVID H. KLEIN Mgmt Withheld Against
2. TO APPROVE, IN AN ADVISORY AND NON-BINDING Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
CRAWFORD & COMPANY Agenda Number: 933775530
--------------------------------------------------------------------------------------------------------------------------
Security: 224633107
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CRDB
ISIN: US2246331076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H.V. AGADI Mgmt For For
P.G. BENSON Mgmt For For
J.T. BOWMAN Mgmt For For
J.C. CRAWFORD Mgmt Withheld Against
J.D. EDWARDS Mgmt For For
R.L. HONORE Mgmt For For
J.M. JOHNSON Mgmt For For
C.H. OGBURN Mgmt For For
E.J. WOOD, III Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION PAID TO CERTAIN OF THE
COMPANY'S EXECUTIVE OFFICERS IN 2012.
3. PROPOSAL TO APPROVE CRAWFORD & COMPANY U.K. Mgmt For For
SHARESAVE SCHEME, AS AMENDED, TO INCREASE
THE NUMBER OF SHARES OF CLASS A COMMON
STOCK AVAILABLE THEREUNDER BY 1,000,000.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
COMPANY FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
CUTERA, INC. Agenda Number: 933818190
--------------------------------------------------------------------------------------------------------------------------
Security: 232109108
Meeting Type: Annual
Meeting Date: 19-Jun-2013
Ticker: CUTR
ISIN: US2321091082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. MARK LORTZ Mgmt For For
GREGORY BARRETT Mgmt For For
JERRY P. WIDMAN Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. APPROVAL OF THE AMENDED AND RESTATED 2004 Mgmt For For
EQUITY INCENTIVE PLAN.
4. A NON-BINDING ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY Agenda Number: 933720600
--------------------------------------------------------------------------------------------------------------------------
Security: 239359102
Meeting Type: Annual
Meeting Date: 22-Jan-2013
Ticker: DWSN
ISIN: US2393591027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL H. BROWN Mgmt For For
CRAIG W. COOPER Mgmt For For
GARY M. HOOVER Mgmt For For
STEPHEN C. JUMPER Mgmt For For
JACK D. LADD Mgmt For For
TED R. NORTH Mgmt For For
TIM C. THOMPSON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
ACCOUNTING FIRM APPOINTED AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013, AS NAMED IN THE COMPANY'S PROXY
STATEMENT FOR THE ANNUAL MEETING.
3. PROPOSAL TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT OF THE COMPANY FOR THE 2013
ANNUAL MEETING OF SHAREHOLDERS PURSUANT TO
THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
DERMA SCIENCES, INC. Agenda Number: 933784705
--------------------------------------------------------------------------------------------------------------------------
Security: 249827502
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: DSCI
ISIN: US2498275021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD J. QUILTY Mgmt For For
SRINI CONJEEVARAM Mgmt For For
S.T. WILLS, CPA, MST Mgmt For For
C RICHARD STAFFORD, ESQ Mgmt For For
ROBERT G. MOUSSA Mgmt For For
BRUCE F. WESSON Mgmt For For
BRETT D. HEWLETT Mgmt For For
PAUL M. GILBERT Mgmt For For
2. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
SHARES OF COMMON STOCK TO 35,000,000
3. AMENDMENT TO THE DERMA SCIENCES, INC. 2012 Mgmt Against Against
EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER BY 1,687,500, FROM 2,812,500 TO
4,500,000 SHARES
4. ADVISORY VOTE ON COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
5. ADVISORY VOTE ON THE FREQUENCY OF VOTING ON Mgmt 1 Year For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
6. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013
7. DISCRETIONARY AUTHORITY: IN HIS DISCRETION, Mgmt Against Against
THE PROXY, EDWARD J. QUILTY, IS AUTHORIZED
TO VOTE UPON SUCH OTHER MATTERS AS MAY COME
BEFORE THE MEETING AND ANY ADJOURNMENTS
THEREOF
--------------------------------------------------------------------------------------------------------------------------
DYAX CORP. Agenda Number: 933788056
--------------------------------------------------------------------------------------------------------------------------
Security: 26746E103
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: DYAX
ISIN: US26746E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY E. BLAIR Mgmt For For
GUSTAV CHRISTENSEN Mgmt For For
MARC D. KOZIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DYAX'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
EHEALTH, INC Agenda Number: 933807236
--------------------------------------------------------------------------------------------------------------------------
Security: 28238P109
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: EHTH
ISIN: US28238P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT N. FLANDERS Mgmt For For
MICHAEL D. GOLDBERG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF EHEALTH, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A NON-BINDING, ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF EHEALTH, INC.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE PARTNERS INC. Agenda Number: 933813861
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 19-Jun-2013
Ticker: EVR
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER C. ALTMAN Mgmt For For
PEDRO ASPE Mgmt For For
RICHARD I. BEATTIE Mgmt Withheld Against
FRANCOIS DE ST. PHALLE Mgmt For For
GAIL B. HARRIS Mgmt For For
CURT HESSLER Mgmt For For
ROBERT B. MILLARD Mgmt For For
ANTHONY N. PRITZKER Mgmt For For
RALPH L. SCHLOSSTEIN Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED 2006 Mgmt Against Against
EVERCORE PARTNERS INC. STOCK INCENTIVE
PLAN.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FUELCELL ENERGY, INC. Agenda Number: 933733710
--------------------------------------------------------------------------------------------------------------------------
Security: 35952H106
Meeting Type: Annual
Meeting Date: 28-Mar-2013
Ticker: FCEL
ISIN: US35952H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARTHUR A. BOTTONE Mgmt For For
RICHARD A. BROMLEY Mgmt Withheld Against
J H ENGLAND Mgmt Withheld Against
JAMES D. GERSON Mgmt For For
WILLIAM A. LAWSON Mgmt Withheld Against
JOHN A. ROLLS Mgmt For For
TOGO DENNIS WEST, JR Mgmt Withheld Against
2. TO RATIFY THE SELECTION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
GLOBE SPECIALTY METALS INC. Agenda Number: 933705266
--------------------------------------------------------------------------------------------------------------------------
Security: 37954N206
Meeting Type: Annual
Meeting Date: 04-Dec-2012
Ticker: GSM
ISIN: US37954N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. BARGER Mgmt Withheld Against
MR. DANJCZEK Mgmt Withheld Against
MR. EIZENSTAT Mgmt For For
MR. KESTENBAUM Mgmt For For
MR. LAVIN Mgmt For For
MR. SCHRIBER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE
30, 2013.
--------------------------------------------------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION Agenda Number: 933787547
--------------------------------------------------------------------------------------------------------------------------
Security: 390607109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GLDD
ISIN: US3906071093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL A. ALBERT Mgmt For For
JONATHAN W. BERGER Mgmt For For
2. TO RATIFY DELOITTE & TOUCHE LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPANY'S EXECUTIVE
COMPENSATION.
4. TO APPROVE THE COMPANY'S EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GUIDANCE SOFTWARE, INC. Agenda Number: 933779196
--------------------------------------------------------------------------------------------------------------------------
Security: 401692108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: GUID
ISIN: US4016921086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHAWN MCCREIGHT Mgmt For For
VICTOR LIMONGELLI Mgmt For For
JEFF LAWRENCE Mgmt For For
KATHLEEN O'NEIL Mgmt For For
CHRISTOPHER POOLE Mgmt For For
STEPHEN RICHARDS Mgmt For For
ROBERT VAN SCHOONENBERG Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HEADWATERS INCORPORATED Agenda Number: 933724002
--------------------------------------------------------------------------------------------------------------------------
Security: 42210P102
Meeting Type: Annual
Meeting Date: 21-Feb-2013
Ticker: HW
ISIN: US42210P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R SAM CHRISTENSEN Mgmt For For
MALYN K. MALQUIST Mgmt For For
SYLVIA SUMMERS Mgmt For For
2. RATIFY THE SELECTION BY THE BOARD OF BDO Mgmt For For
USA, LLP AS INDEPENDENT AUDITORS OF
HEADWATERS FOR FISCAL 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HEALTHSTREAM, INC. Agenda Number: 933790176
--------------------------------------------------------------------------------------------------------------------------
Security: 42222N103
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: HSTM
ISIN: US42222N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THOMPSON S. DENT Mgmt For For
DALE POLLEY Mgmt For For
WILLIAM W. STEAD, M.D. Mgmt For For
DEBORAH TAYLOR TATE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HESKA CORPORATION Agenda Number: 933757152
--------------------------------------------------------------------------------------------------------------------------
Security: 42805E306
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: HSKA
ISIN: US42805E3062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. IRWIN GORDON Mgmt For For
CAROL A. WRENN Mgmt For For
2. TO AMEND AND RESTATE OUR 1997 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO, AMONG OTHER THINGS,
INCREASE THE AUTHORIZED NUMBER OF SHARES BY
50,000 AND ALLOW FOR PURCHASE PRICES NO
LOWER THAN THE LESSER OF (I) A 5% DISCOUNT
AT THE BEGINNING OF AN OFFERING PERIOD OF
UP TO 27 MONTHS OR (II) A 15% DISCOUNT AT
THE TIME OF PURCHASE.
3. TO RATIFY THE APPOINTMENT OF EKS&H LLLP AS Mgmt For For
HESKA CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT.
4. TO OFFER APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION IN A NON-BINDING ADVISORY
VOTE.
5. TO RECOMMEND, IN AN ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY, IN YEARS, WE SHOULD HOLD AN
ADVISORY STOCKHOLDER VOTE ON EXECUTIVE
COMPENSATION.
6. TO SUGGEST, IN AN ADVISORY VOTE, IF OUR Mgmt Against Against
PROXYHOLDERS SHOULD CONSIDER OTHER
UNANTICIPATED BUSINESS THAT MAY BE IN THE
INTEREST OF OUR STOCKHOLDERS, AND VOTE
ACCORDINGLY IF SUCH BUSINESS PROPERLY COMES
BEFORE THE 2013 ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
HOOKER FURNITURE CORPORATION Agenda Number: 933815435
--------------------------------------------------------------------------------------------------------------------------
Security: 439038100
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: HOFT
ISIN: US4390381006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL B. TOMS, JR. Mgmt For For
W.C. BEELER, JR. Mgmt For For
JOHN L. GREGORY, III Mgmt For For
E. LARRY RYDER Mgmt For For
MARK F. SCHREIBER Mgmt For For
DAVID G. SWEET Mgmt For For
HENRY G. WILLIAMSON, JR Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 2, 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 933710419
--------------------------------------------------------------------------------------------------------------------------
Security: 45103T107
Meeting Type: Special
Meeting Date: 17-Dec-2012
Ticker: ICLR
ISIN: US45103T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. TO APPROVE THE CONVERSION TO A DIRECT Mgmt For For
LISTING ON NASDAQ
S2. TO APPROVE THE AMENDED ARTICLES OF Mgmt For For
ASSOCIATION
S3. TO AUTHORIZE THE COMPANY TO PURCHASE ITS Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 933811057
--------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Annual and Special
Meeting Date: 11-Jun-2013
Ticker: IMAX
ISIN: CA45245E1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD L. GELFOND Mgmt For For
MICHAEL MACMILLAN Mgmt For For
I. MARTIN POMPADUR Mgmt For For
BRADLEY J. WECHSLER Mgmt For For
02 IN RESPECT OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION. NOTE: VOTING
WITHHOLD IS THE EQUIVALENT TO VOTING
ABSTAIN.
03 IN RESPECT OF THE APPROVAL OF CERTAIN Mgmt For For
AMENDMENTS TO THE ARTICLES OF AMALGAMATION
OF THE COMPANY. NOTE: VOTING WITHHOLD IS
THE EQUIVALENT TO VOTING ABSTAIN.
04 IN RESPECT OF THE CONFIRMATION OF CERTAIN Mgmt For For
AMENDMENTS TO BY-LAW NO. 1 OF THE COMPANY
AS OUTLINED IN APPENDIX "A" TO THE PROXY
CIRCULAR AND PROXY STATEMENT. NOTE: VOTING
WITHHOLD IS THE EQUIVALENT TO VOTING
ABSTAIN.
05 IN RESPECT OF THE APPROVAL OF THE COMPANY'S Mgmt For For
2013 LONG-TERM INCENTIVE PLAN AS OUTLINED
IN APPENDIX "B" TO THE PROXY CIRCULAR AND
PROXY STATEMENT. NOTE: VOTING WITHHOLD IS
THE EQUIVALENT TO VOTING ABSTAIN.
06 ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY CIRCULAR AND PROXY STATEMENT. NOTE:
VOTING ABSTAIN IS THE EQUIVALENT TO VOTING
WITHHOLD.
--------------------------------------------------------------------------------------------------------------------------
INCONTACT INC Agenda Number: 933808769
--------------------------------------------------------------------------------------------------------------------------
Security: 45336E109
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: SAAS
ISIN: US45336E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THEODORE STERN Mgmt For For
PAUL JARMAN Mgmt For For
STEVE BARNETT Mgmt For For
MARK J. EMKJER Mgmt For For
BLAKE O. FISHER, JR. Mgmt For For
PAUL F. KOEPPE Mgmt For For
HAMID AKHAVAN Mgmt For For
2 TO APPROVE AN AMENDMENT TO THE INCONTACT Mgmt For For
2008 EQUITY INCENTIVE PLAN INCREASING THE
NUMBER OF COMMON SHARES AVAILABLE FOR
AWARDS UNDER THE PLAN BY 1,500,000 TO A
TOTAL OF 6,772,500 SHARES.
3 TO APPROVE AMENDMENTS TO THE EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN EXTENDING THE TERMINATION
DATE BY FIVE YEARS TO JANUARY 31, 2019.
4 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE INTELLIGENCE GROUP, INC. Agenda Number: 933779273
--------------------------------------------------------------------------------------------------------------------------
Security: 45841V109
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: ININ
ISIN: US45841V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK E. HILL Mgmt For For
MICHAEL C. HEIM Mgmt For For
2. APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
3. APPROVE AN AMENDMENT TO THE INTERACTIVE Mgmt Against Against
INTELLIGENCE GROUP, INC. 2006 EQUITY
INCENTIVE PLAN.
4. CONSENT TO THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
INVESTMENT TECHNOLOGY GROUP, INC. Agenda Number: 933805129
--------------------------------------------------------------------------------------------------------------------------
Security: 46145F105
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: ITG
ISIN: US46145F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. WILLIAM BURDETT Mgmt For For
MINDER CHENG Mgmt For For
CHRISTOPHER V. DODDS Mgmt For For
ROBERT C. GASSER Mgmt For For
TIMOTHY L. JONES Mgmt For For
KEVIN J.P. O'HARA Mgmt For For
MAUREEN O'HARA Mgmt For For
STEVEN S. WOOD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE INCREASE IN THE NUMBER OF Mgmt For For
SHARES RESERVED AND AVAILABLE FOR ISSUANCE
UNDER THE INVESTMENT TECHNOLOGY GROUP, INC.
2007 OMNIBUS EQUITY COMPENSATION PLAN.
5. REAPPROVAL OF THE AMENDED AND RESTATED Mgmt For For
INVESTMENT TECHNOLOGY GROUP, INC.
PAY-FOR-PERFORMANCE INCENTIVE PLAN.
6. APPROVAL OF THE INCREASE IN THE NUMBER OF Mgmt For For
SHARES RESERVED AND AVAILABLE FOR ISSUANCE
UNDER THE INVESTMENT TECHNOLOGY GROUP, INC.
AMENDED AND RESTATED EMPLOYEE STOCK
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
JAMBA, INC. Agenda Number: 933762038
--------------------------------------------------------------------------------------------------------------------------
Security: 47023A101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: JMBA
ISIN: US47023A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES D. WHITE Mgmt For For
1B. ELECTION OF DIRECTOR: LESLEY H. HOWE Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD L. FEDERICO Mgmt For For
1D. ELECTION OF DIRECTOR: BRIAN SWETTE Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREW R. HEYER Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL A. DEPATIE Mgmt For For
1G. ELECTION OF DIRECTOR: FRITZI G. WOODS Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID A. PACE Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO EFFECT A REVERSE STOCK SPLIT OF
OUR COMMON STOCK, $0.001 PAR VALUE PER
SHARE, AT A RATIO OF 1:5, AND PROPORTIONATE
REDUCTION OF THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
4. TO APPROVE THE ADOPTION OF THE JAMBA, INC. Mgmt For For
2013 EQUITY INCENTIVE PLAN AND TO AUTHORIZE
AN AGGREGATE OF UP TO 9,000,000 SHARES
ISSUABLE UNDER THE PLAN.
--------------------------------------------------------------------------------------------------------------------------
KRISPY KREME DOUGHNUTS, INC. Agenda Number: 933811843
--------------------------------------------------------------------------------------------------------------------------
Security: 501014104
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: KKD
ISIN: US5010141043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES A. BLIXT Mgmt Withheld Against
LYNN CRUMP-CAINE Mgmt Withheld Against
ROBERT S. MCCOY, JR. Mgmt Withheld Against
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN OUR 2013 PROXY STATEMENT.
3. APPROVAL OF ARTICLES OF AMENDMENT TO THE Mgmt Against Against
RESTATED ARTICLES OF INCORPORATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING FEBRUARY 2,
2014.
--------------------------------------------------------------------------------------------------------------------------
LEAPFROG ENTERPRISES, INC. Agenda Number: 933800179
--------------------------------------------------------------------------------------------------------------------------
Security: 52186N106
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: LF
ISIN: US52186N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN BARBOUR Mgmt For For
WILLIAM B. CHIASSON Mgmt For For
THOMAS J. KALINSKE Mgmt Withheld Against
STANLEY E. MARON Mgmt For For
E. STANTON MCKEE, JR. Mgmt For For
THEODORE R. MITCHELL Mgmt Withheld Against
RANDY O. RISSMAN Mgmt For For
CADEN C. WANG Mgmt For For
2 RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF OUR BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
LIFEWAY FOODS, INC. Agenda Number: 933644850
--------------------------------------------------------------------------------------------------------------------------
Security: 531914109
Meeting Type: Annual
Meeting Date: 06-Jul-2012
Ticker: LWAY
ISIN: US5319141090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LUDMILA SMOLYANSKY Mgmt Withheld Against
JULIE SMOLYANSKY Mgmt Withheld Against
POL SIKAR Mgmt Withheld Against
RENZO BERNARDI Mgmt Withheld Against
GUSTAVO CARLOS VALLE Mgmt Withheld Against
2 RATIFICATION OF PLANTE & MORAN, PLLC, AS Mgmt For For
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 933808872
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JASON M. ARYEH Mgmt For For
TODD C. DAVIS Mgmt For For
JOHN L. HIGGINS Mgmt For For
DAVID M. KNOTT Mgmt Withheld Against
JOHN W. KOZARICH Mgmt For For
JOHN L. LAMATTINA Mgmt For For
SUNIL PATEL Mgmt Withheld Against
STEPHEN L. SABBA Mgmt Withheld Against
2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED ACCOUNTING FIRM.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LINDSAY CORPORATION Agenda Number: 933720511
--------------------------------------------------------------------------------------------------------------------------
Security: 535555106
Meeting Type: Annual
Meeting Date: 28-Jan-2013
Ticker: LNN
ISIN: US5355551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOWARD G. BUFFETT Mgmt For For
MICHAEL C. NAHL Mgmt For For
WILLIAM F. WELSH II Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 31, 2013.
3. NON-BINDING VOTE ON RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LIONBRIDGE TECHNOLOGIES, INC. Agenda Number: 933755766
--------------------------------------------------------------------------------------------------------------------------
Security: 536252109
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: LIOX
ISIN: US5362521099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD A. BLECHSCHMIDT Mgmt For For
GUY L. DE CHAZAL Mgmt For For
2. TO ADOPT AND APPROVE AN AMENDMENT TO THE Mgmt For For
2011 STOCK INCENTIVE PLAN (THE "PLAN") TO
INCREASE THE NUMBER OF SHARES AVAILABLE
UNDER THE PLAN FROM 4,500,000 TO 8,500,000,
AN INCREASE OF 4,000,000 SHARES.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC. Agenda Number: 933812198
--------------------------------------------------------------------------------------------------------------------------
Security: 538034109
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: LYV
ISIN: US5380341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARK CARLETON Mgmt Against Against
1.2 ELECTION OF DIRECTOR: MICHAEL RAPINO Mgmt For For
1.3 ELECTION OF DIRECTOR: MARK S. SHAPIRO Mgmt Against Against
2. MANAGEMENT PROPOSAL TO AMEND LIVE NATION Mgmt For For
ENTERTAINMENT'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO ELIMINATE
THE COMPANY'S CLASSIFIED BOARD OF
DIRECTORS, TOGETHER WITH OTHER CONFORMING
CHANGES.
3. ADVISORY VOTE ON THE COMPENSATION OF LIVE Mgmt Against Against
NATION ENTERTAINMENT NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS LIVE NATION ENTERTAINMENT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 933683977
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: Annual
Meeting Date: 05-Sep-2012
Ticker: LOGI
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF ANNUAL REPORT, COMPENSATION Mgmt For For
REPORT, CONSOLIDATED FINANCIAL STATEMENTS
AND THE STATUTORY FINANCIAL STATEMENTS.
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3.1 APPROPRIATION OF RETAINED EARNINGS Mgmt For For
3.2 DISTRIBUTION OF CAPITAL CONTRIBUTION Mgmt For For
RESERVES
4 REDUCTION OF SHARE CAPITAL BY CANCELLATION Mgmt For For
OF REPURCHASED SHARES
5 AMENDMENT & RESTATEMENT OF 2006 STOCK Mgmt For For
INCENTIVE PLAN, INCLUDING INCREASE TO
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
UNDER PLAN
6 AUTHORIZATION TO EXCEED 10% HOLDING OF OWN Mgmt Against Against
SHARE CAPITAL
7 RELEASE OF THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2012
8 DECREASE OF THE TERM OF OFFICE FOR MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS
9.1 RE-ELECTION OF MR. ERH-HSUN CHANG Mgmt For For
9.2 RE-ELECTION OF MR. KEE-LOCK CHUA Mgmt For For
9.3 ELECTION OF MR. DIDIER HIRSCH Mgmt For For
10 RE-ELECTION OF PRICEWATERHOUSECOOPERS S.A. Mgmt For For
AS AUDITORS AND RATIFICATION OF APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 933670641
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: Annual
Meeting Date: 05-Sep-2012
Ticker: LOGI
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
COMPENSATION REPORT, THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE STATUTORY
FINANCIAL STATEMENTS OF LOGITECH
INTERNATIONAL S.A. FOR FISCAL YEAR 2012
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3.1 APPROPRIATION OF RETAINED EARNINGS Mgmt For For
3.2 DISTRIBUTION OF CAPITAL CONTRIBUTION Mgmt For For
RESERVES
4 REDUCTION OF SHARE CAPITAL BY CANCELLATION Mgmt For For
OF REPURCHASED SHARES
5 AMENDMENT AND RESTATEMENT OF THE 2006 STOCK Mgmt For For
INCENTIVE PLAN, INCLUDING AN INCREASE TO
THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE
UNDER THE PLAN
6 AUTHORIZATION TO EXCEED 10% HOLDING OF OWN Mgmt Against Against
SHARE CAPITAL
7 RELEASE OF THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2012
8 DECREASE OF THE TERM OF OFFICE FOR MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS
9.1 RE-ELECTION OF MR. ERH-HSUN CHANG Mgmt For For
9.2 RE-ELECTION OF MR. KEE-LOCK CHUA Mgmt For For
9.3 ELECTION OF MR. DIDIER HIRSCH Mgmt For For
10 RE-ELECTION OF PRICEWATERHOUSECOOPERS S.A. Mgmt For For
AS LOGITECH S AUDITORS AND RATIFICATION OF
THE APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS LOGITECH S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013
--------------------------------------------------------------------------------------------------------------------------
LSI INDUSTRIES INC. Agenda Number: 933693512
--------------------------------------------------------------------------------------------------------------------------
Security: 50216C108
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: LYTS
ISIN: US50216C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY P. KREIDER Mgmt Withheld Against
DENNIS B. MEYER Mgmt For For
WILFRED T. O'GARA Mgmt For For
ROBERT J. READY Mgmt Withheld Against
MARK A. SERRIANNE Mgmt For For
JAMES P. SFERRA Mgmt Withheld Against
2. APPROVAL OF THE NEW LSI INDUSTRIES INC. Mgmt For For
2012 STOCK INCENTIVE PLAN.
3. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
4. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION AS DESCRIBED IN THE COMPANY'S
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC. Agenda Number: 933786800
--------------------------------------------------------------------------------------------------------------------------
Security: 562750109
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: MANH
ISIN: US5627501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. HUNTZ Mgmt For For
DAN J. LAUTENBACH Mgmt For For
THOMAS E. NOONAN Mgmt For For
2. NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MANITEX INTERNATIONAL INC Agenda Number: 933803327
--------------------------------------------------------------------------------------------------------------------------
Security: 563420108
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: MNTX
ISIN: US5634201082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD M. CLARK Mgmt For For
ROBERT S. GIGLIOTTI Mgmt For For
DAVID J. LANGEVIN Mgmt For For
MARVIN B. ROSENBERG Mgmt For For
STEPHEN J. TOBER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF UHY LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.
3. APPROVAL OF THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY WITH WHICH STOCKHOLDERS APPROVAL
OF THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS IS SOLICITED.
5. APPROVAL OF AMENDMENT OF OUR SECOND AMENDED Mgmt For For
AND RESTATED 2004 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MARKET LEADER INC Agenda Number: 933803822
--------------------------------------------------------------------------------------------------------------------------
Security: 57056R103
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: LEDR
ISIN: US57056R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK M. HIGGINS Mgmt No vote
MICHAEL T. GALGON Mgmt No vote
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG, Mgmt No vote
LLP, AS MARKET LEADER'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
3. APPROVE THE ADVISORY RESOLUTION ON THE Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY Agenda Number: 933803771
--------------------------------------------------------------------------------------------------------------------------
Security: 576485205
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: MTDR
ISIN: US5764852050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY E. MITCHELL Mgmt For For
STEVEN W. OHNIMUS Mgmt For For
CARLOS M. SEPULVEDA, JR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MERU NETWORKS, INC Agenda Number: 933797473
--------------------------------------------------------------------------------------------------------------------------
Security: 59047Q103
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MERU
ISIN: US59047Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NICHOLAS MITSAKOS Mgmt For For
HAROLD COPPERMAN Mgmt For For
CHARLES KISSNER Mgmt For For
WILLIAM QUIGLEY Mgmt For For
BARRY NEWMAN Mgmt For For
BAMI BASTANI, PH.D. Mgmt For For
2. RATIFICATION OF BURR PILGER MAYER, INC. AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
METHODE ELECTRONICS, INC. Agenda Number: 933671578
--------------------------------------------------------------------------------------------------------------------------
Security: 591520200
Meeting Type: Annual
Meeting Date: 13-Sep-2012
Ticker: MEI
ISIN: US5915202007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WALTER J. ASPATORE Mgmt For For
1B ELECTION OF DIRECTOR: WARREN L. BATTS Mgmt For For
1C ELECTION OF DIRECTOR: J. EDWARD COLGATE Mgmt For For
1D ELECTION OF DIRECTOR: DARREN M. DAWSON Mgmt For For
1E ELECTION OF DIRECTOR: DONALD W. DUDA Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN F. GATES Mgmt For For
1G ELECTION OF DIRECTOR: ISABELLE C. GOOSSEN Mgmt For For
1H ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
HORNUNG
1I ELECTION OF DIRECTOR: PAUL G. SHELTON Mgmt For For
1J ELECTION OF DIRECTOR: LAWRENCE B. SKATOFF Mgmt For For
2 THE RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF ERNST & YOUNG LLP TO SERVE AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
APRIL 27, 2013.
3 THE ADVISORY APPROVAL OF METHODE'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MWI VETERINARY SUPPLY, INC. Agenda Number: 933718972
--------------------------------------------------------------------------------------------------------------------------
Security: 55402X105
Meeting Type: Annual
Meeting Date: 05-Feb-2013
Ticker: MWIV
ISIN: US55402X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KEITH E. ALESSI Mgmt For For
BRUCE C. BRUCKMANN Mgmt For For
JAMES F. CLEARY, JR. Mgmt For For
JOHN F. MCNAMARA Mgmt For For
A. CRAIG OLSON Mgmt For For
ROBERT N. REBHOLTZ, JR. Mgmt For For
WILLIAM J. ROBISON Mgmt For For
2 RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION
4 ADOPTION OF THE MWI VETERINARY SUPPLY, INC. Mgmt For For
ANNUAL INCENTIVE BONUS PLAN.
--------------------------------------------------------------------------------------------------------------------------
NEOGENOMICS INC. Agenda Number: 933825727
--------------------------------------------------------------------------------------------------------------------------
Security: 64049M209
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: NEO
ISIN: US64049M2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS M. VANOORT Mgmt Withheld Against
STEVEN C. JONES Mgmt Withheld Against
MICHAEL T. DENT, M.D. Mgmt Withheld Against
KEVIN C. JOHNSON Mgmt For For
RAYMOND R. HIPP Mgmt For For
WILLIAM J. ROBISON Mgmt For For
2. AN ADVISORY VOTE ON THE COMPENSATION PAID Mgmt For For
TO OUR NAMED EXECUTIVE OFFICERS
3. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON THE COMPENSATION PAID TO
OUR NAMED EXECUTIVE OFFICERS
4. TO APPROVE THE AMENDMENT OF OUR EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
5. TO APPROVE THE AMENDMENT OF OUR AMENDED AND Mgmt Against Against
RESTATED EQUITY INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION Agenda Number: 933808240
--------------------------------------------------------------------------------------------------------------------------
Security: 680223104
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: ORI
ISIN: US6802231042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JIMMY A. DEW Mgmt For For
JOHN M. DIXON Mgmt For For
DENNIS P. VAN MIEGHEM Mgmt For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S AUDITORS FOR 2013
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 933787333
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD C. WEGMILLER Mgmt For For
JAMES T. JUDSON Mgmt For For
GARY S. PETERSMEYER Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
OMNICELL'S 2009 EQUITY INCENTIVE PLAN TO,
AMONG OTHER THINGS, ADD AN ADDITIONAL
2,500,000 SHARES TO THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE PLAN.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ON ASSIGNMENT, INC. Agenda Number: 933803531
--------------------------------------------------------------------------------------------------------------------------
Security: 682159108
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: ASGN
ISIN: US6821591087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM E. BROCK Mgmt For For
EDWIN A. SHERIDAN, IV Mgmt Withheld Against
BRIAN J. CALLAGHAN Mgmt Withheld Against
2. APPROVAL OF THE FIRST AMENDMENT TO THE ON Mgmt For For
ASSIGNMENT 2010 INCENTIVE AWARD PLAN.
3. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC SUNWEAR OF CALIFORNIA, INC. Agenda Number: 933812011
--------------------------------------------------------------------------------------------------------------------------
Security: 694873100
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: PSUN
ISIN: US6948731004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT TO BYLAWS. Mgmt For For
2.1 ELECTION OF DIRECTOR: PETER STARRETT Mgmt For For
2.2 ELECTION OF DIRECTOR: BRETT BREWER Mgmt For For
2.3 ELECTION OF DIRECTOR: DAVID FILLER Mgmt For For
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
4. APPROVAL OF THE NEW SHAREHOLDER PROTECTION Mgmt For For
RIGHTS PLAN.
--------------------------------------------------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION Agenda Number: 933700521
--------------------------------------------------------------------------------------------------------------------------
Security: 699462107
Meeting Type: Annual
Meeting Date: 06-Dec-2012
Ticker: PRXL
ISIN: US6994621075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDUARD E. HOLDENER Mgmt For For
RICHARD L. LOVE Mgmt For For
2. APPROVE, IN AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
3. APPROVE AN AMENDMENT TO OUR 2010 STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE MAXIMUM
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
UNDER THE PLAN BY 3,000,000 SHARES.
4. APPROVE AN AMENDMENT TO OUR RESTATED Mgmt For For
ARTICLES OF ORGANIZATION, AS AMENDED, TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK, $.01 PAR VALUE PER SHARE,
FROM 75,000,000 TO 150,000,000.
5. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 933789806
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN K. KIBARIAN Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE COMPANY'S Mgmt For For
AUDIT AND CORPORATE GOVERNANCE COMMITTEE
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE, BY NON-BINDING VOTE, THE 2012 Mgmt For For
COMPENSATION AWARDED TO NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE THE COMPANY'S FIRST AMENDED AND Mgmt For For
RESTATED 2011 STOCK INCENTIVE PLAN TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
UNDER SUCH PLAN.
--------------------------------------------------------------------------------------------------------------------------
PIONEER ENERGY SERVICES CORP Agenda Number: 933787458
--------------------------------------------------------------------------------------------------------------------------
Security: 723664108
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PES
ISIN: US7236641087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN MICHAEL RAUH Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE PIONEER ENERGY SERVICES CORP. AMENDED
AND RESTATED 2007 INCENTIVE PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
POWERSECURE INTERNATIONAL, INC. Agenda Number: 933806842
--------------------------------------------------------------------------------------------------------------------------
Security: 73936N105
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: POWR
ISIN: US73936N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIDNEY HINTON Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF HEIN & Mgmt For For
ASSOCIATES LLP AS POWERSECURE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION Agenda Number: 933788311
--------------------------------------------------------------------------------------------------------------------------
Security: 74164F103
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: PRIM
ISIN: US74164F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN C. COOK Mgmt For For
PETER J. MOERBEEK Mgmt For For
2. APPROVAL OF THE ADOPTION OF THE COMPANY'S Mgmt For For
2013 EQUITY INCENTIVE PLAN.
3. RATIFICATION OF APPOINTMENT OF MOSS ADAMS, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PROS HOLDINGS INC. Agenda Number: 933806133
--------------------------------------------------------------------------------------------------------------------------
Security: 74346Y103
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: PRO
ISIN: US74346Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDRES D. REINER Mgmt For For
RONALD F. WOESTEMEYER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PROS HOLDINGS, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE EXECUTIVE COMPENSATION AS DISCLOSED IN
THE PROXY STATEMENT.
4. TO APPROVE ADOPTION OF THE 2013 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, WHICH PROVIDES THE
ISSUANCE OF UP TO 500,000 SHARES OF COMMON
STOCK OF THE COMPANY, PAR VALUE $0.001 TO
EMPLOYEES OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
REPLIGEN CORPORATION Agenda Number: 933779209
--------------------------------------------------------------------------------------------------------------------------
Security: 759916109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: RGEN
ISIN: US7599161095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLENN L. COOPER Mgmt For For
KAREN A. DAWES Mgmt For For
ALFRED L. GOLDBERG Mgmt For For
MICHAEL A. GRIFFITH Mgmt For For
EARL WEBB HENRY Mgmt For For
WALTER C. HERLIHY Mgmt For For
THOMAS F. RYAN, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO REPLIGEN CORPORATION'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SEQUENOM, INC. Agenda Number: 933811677
--------------------------------------------------------------------------------------------------------------------------
Security: 817337405
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: SQNM
ISIN: US8173374054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ERNST-GUNTER AFTING Mgmt For For
KENNETH F. BUECHLER Mgmt For For
JOHN A. FAZIO Mgmt For For
HARRY F. HIXSON, JR. Mgmt For For
MYLA LAI-GOLDMAN Mgmt For For
RICHARD A. LERNER Mgmt For For
RONALD M. LINDSAY Mgmt For For
DAVID PENDARVIS Mgmt For For
CHARLES P. SLACIK Mgmt For For
2. TO APPROVE AN AMENDMENT TO OUR 2006 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF THE COMPANY'S COMMON STOCK
AVAILABLE FOR ISSUANCE UNDER SUCH PLAN BY
4,000,000 SHARES.
3. TO APPROVE AN AMENDMENT TO OUR 1999 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES OF THE COMPANY'S
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER
SUCH PLAN BY 2,300,000 SHARES.
4. TO APPROVE, ON ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2013.
--------------------------------------------------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION Agenda Number: 933763410
--------------------------------------------------------------------------------------------------------------------------
Security: 860372101
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: STC
ISIN: US8603721015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CATHERINE A. ALLEN Mgmt For For
ROBERT L. CLARKE Mgmt For For
DR. E. DOUGLAS HODO Mgmt For For
LAURIE C. MOORE Mgmt For For
DR. W. ARTHUR PORTER Mgmt For For
2. ADVISORY APPROVAL REGARDING THE Mgmt For For
COMPENSATION OF STEWART INFORMATION
SERVICES CORPORATION'S NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY).
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS STEWART INFORMATION SERVICES
CORPORATION'S INDEPENDENT AUDITORS FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
STREAMLINE HEALTH SOLUTIONS, INC. Agenda Number: 933694831
--------------------------------------------------------------------------------------------------------------------------
Security: 86323X106
Meeting Type: Special
Meeting Date: 31-Oct-2012
Ticker: STRM
ISIN: US86323X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON APPROVAL OF THE ISSUANCE OF MORE Mgmt For For
THAN 20% OF OUR COMMON STOCK AS A DISCOUNT
TO THE GREATER OF BOOK OR MARKET VALUE
PURSUANT TO THE CONVERSION OF THE
SUBORDINATED CONVERTIBLE NOTES AND THE
ANTI-DILUTION PROVISIONS OF THE WARRANTS AS
DESCRIBED IN THE PROXY STATEMENT.
2. VOTE ON APPROVAL TO AMEND THE 2005 Mgmt For For
INCENTIVE COMPENSATION PLAN TO INCREASE THE
AMOUNT OF SHARES BY 500,000.
--------------------------------------------------------------------------------------------------------------------------
STREAMLINE HEALTH SOLUTIONS, INC. Agenda Number: 933812035
--------------------------------------------------------------------------------------------------------------------------
Security: 86323X106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: STRM
ISIN: US86323X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. WATSON Mgmt For For
JONATHAN R. PHILLIPS Mgmt For For
MICHAEL G. VALENTINE Mgmt For For
ALLEN S. MOSELEY Mgmt For For
ANDREW L. TURNER Mgmt For For
EDWARD J. VONDERBRINK Mgmt For For
MICHAEL K. KAPLAN Mgmt For For
2. ADVISORY VOTE ON A PROPOSAL TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVES.
3. ADVISORY VOTE TO DETERMINE WHETHER A Mgmt 1 Year Against
STOCKHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY ONE,
TWO, OR THREE YEARS.
4. VOTE TO APPROVE THE 2013 STOCK INCENTIVE Mgmt For For
PLAN.
5. VOTE TO APPROVE THE AMENDED AND RESTATED Mgmt For For
1996 ASSOCIATE STOCK PURCHASE PLAN.
6. VOTE ON APPROVAL OF THE APPOINTMENT OF Mgmt For For
KPMG, LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
SURMODICS, INC. Agenda Number: 933721741
--------------------------------------------------------------------------------------------------------------------------
Security: 868873100
Meeting Type: Annual
Meeting Date: 11-Feb-2013
Ticker: SRDX
ISIN: US8688731004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. BENSON Mgmt For For
MARY K. BRAINERD Mgmt Withheld Against
GERALD B. FISCHER Mgmt Withheld Against
2. SET THE NUMBER OF DIRECTORS AT NINE (9). Mgmt For For
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS SURMODICS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
4. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SYMMETRY MEDICAL INC. Agenda Number: 933744799
--------------------------------------------------------------------------------------------------------------------------
Security: 871546206
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: SMA
ISIN: US8715462060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG REYNOLDS Mgmt For For
JAMES BURNS Mgmt For For
2. TO RATIFY THE COMPENSATION OF THE COMPANY'S Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
TEARLAB CORPORATION Agenda Number: 933792384
--------------------------------------------------------------------------------------------------------------------------
Security: 878193101
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: TEAR
ISIN: US8781931014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIAS VAMVAKAS Mgmt For For
ANTHONY E. ALTIG Mgmt For For
THOMAS N. DAVIDSON, JR. Mgmt For For
ADRIENNE L. GRAVES Mgmt For For
PAUL M. KARPECKI Mgmt For For
RICHARD L. LINDSTROM Mgmt For For
DONALD RINDELL Mgmt For For
BROCK WRIGHT Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
2002 STOCK INCENTIVE PLAN TO INCREASE THE
SHARES RESERVED THEREUNDER BY 1,000,000
SHARES.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
4. TO VOTE, ON AN ADVISORY BASIS, REGARDING Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS FOR THE YEAR ENDED DECEMBER 31,
2012, AS SET FORTH IN THE PROXY STATEMENT.
5. TO VOTE, ON AN ADVISORY BASIS, ON THE Mgmt 1 Year For
FREQUENCY OF A STOCKHOLDER VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC. Agenda Number: 933752695
--------------------------------------------------------------------------------------------------------------------------
Security: 88162F105
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: TTI
ISIN: US88162F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS R. BATES, JR. Mgmt For For
STUART M. BRIGHTMAN Mgmt For For
PAUL D. COOMBS Mgmt For For
RALPH S. CUNNINGHAM Mgmt For For
TOM H. DELIMITROS Mgmt For For
GEOFFREY M. HERTEL Mgmt For For
KENNETH P. MITCHELL Mgmt For For
WILLIAM D. SULLIVAN Mgmt For For
KENNETH E. WHITE, JR. Mgmt For For
2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS TETRA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF TETRA TECHNOLOGIES, INC.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE TETRA TECHNOLOGIES, INC. 2011 LONG TERM
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY Agenda Number: 933671984
--------------------------------------------------------------------------------------------------------------------------
Security: 00762W107
Meeting Type: Annual
Meeting Date: 11-Sep-2012
Ticker: ABCO
ISIN: US00762W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANJU K. BANSAL Mgmt For For
PETER J. GRUA Mgmt For For
KELT KINDICK Mgmt For For
ROBERT W. MUSSLEWHITE Mgmt For For
MARK R. NEAMAN Mgmt For For
LEON D. SHAPIRO Mgmt For For
FRANK J. WILLIAMS Mgmt For For
LEANNE M. ZUMWALT Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2013.
3. APPROVAL OF AN AMENDMENT TO THE ADVISORY Mgmt For For
BOARD COMPANY'S CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
4. APPROVAL, BY AN ADVISORY VOTE, OF THE Mgmt For For
ADVISORY BOARD COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC. Agenda Number: 933713011
--------------------------------------------------------------------------------------------------------------------------
Security: 393657101
Meeting Type: Annual
Meeting Date: 09-Jan-2013
Ticker: GBX
ISIN: US3936571013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DUANE C. MCDOUGALL Mgmt For For
A. DANIEL O'NEAL, JR. Mgmt For For
DONALD A. WASHBURN Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF PROPOSED AMENDMENTS TO THE 2010 Mgmt For For
AMENDED AND RESTATED STOCK INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE MARCUS CORPORATION Agenda Number: 933685010
--------------------------------------------------------------------------------------------------------------------------
Security: 566330106
Meeting Type: Annual
Meeting Date: 17-Oct-2012
Ticker: MCS
ISIN: US5663301068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN H. MARCUS Mgmt For For
DIANE MARCUS GERSHOWITZ Mgmt For For
DANIEL F. MCKEITHAN, JR Mgmt For For
ALLAN H. SELIG Mgmt For For
TIMOTHY E. HOEKSEMA Mgmt For For
BRUCE J. OLSON Mgmt For For
PHILIP L. MILSTEIN Mgmt For For
BRONSON J. HAASE Mgmt For For
JAMES D. ERICSON Mgmt For For
GREGORY S. MARCUS Mgmt For For
BRIAN J. STARK Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
TITAN INTERNATIONAL, INC. Agenda Number: 933771114
--------------------------------------------------------------------------------------------------------------------------
Security: 88830M102
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TWI
ISIN: US88830M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MAURICE TAYLOR, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
3. TO APPROVE TITAN INTERNATIONAL, INC. Mgmt For For
SHORT-TERM INCENTIVE PLAN
4. TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
TRINITY BIOTECH PLC Agenda Number: 933685351
--------------------------------------------------------------------------------------------------------------------------
Security: 896438306
Meeting Type: Special
Meeting Date: 27-Sep-2012
Ticker: TRIB
ISIN: US8964383066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SUBJECT TO THE APPROVAL BY THE HOLDERS OF Mgmt For For
THE ISSUED "B" ORDINARY SHARES OF
RESOLUTIONS PROPOSED AT A MEETING OF THE
HOLDERS OF THE ISSUED "B" ORDINARY SHARES
HELD ON 27 SEPTEMBER 2012, THAT THE
ARTICLES OF ASSOCIATION OF THE COMPANY BE
AMENDED BY THE INSERTION OF THE NEW ARTICLE
128A AFTER THE EXISTING ARTICLE 128.
2. SUBJECT TO THE PASSING OF RESOLUTION 1 AND Mgmt For For
TO THE ALLOTMENT AND ISSUE OF THE 490,000
BONUS "A" ORDINARY SHARES PROVIDED FOR IN
NEW ARTICLE 128A AS INSERTED BY RESOLUTION
1, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TRINITY BIOTECH PLC Agenda Number: 933810930
--------------------------------------------------------------------------------------------------------------------------
Security: 896438306
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: TRIB
ISIN: US8964383066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS TOGETHER WITH THE REPORTS OF THE
DIRECTORS' AND AUDITOR'S THEREIN.
O2 TO RE-ELECT AS A DIRECTOR MR. CLINT Mgmt For For
SEVERSON WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION.
O3 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE AUDITOR'S REMUNERATION.
O4 THAT A FINAL DIVIDEND BE AND IS HEREBY Mgmt For For
DECLARED IN RESPECT OF THE FINANCIAL YEAR
ENDED DECEMBER 31, 2012.
O5 THAT THE TRINITY BIOTECH PLC EMPLOYEE SHARE Mgmt Against Against
OPTION PLAN 2013 (THE "PLAN") BE AND IS
HEREBY APPROVED AND ADOPTED.
S6A AUTHORISE THE COMPANY AND/OR A SUBSIDIARY Mgmt For For
TO MAKE OVERSEAS MARKET PURCHASES THAT THE
AGGREGATE NOMINAL VALUE SHALL NOT EXCEED
10% OF THE AGGREGATE NOMINAL VALUE.
S6B AUTHORISE COMPANY AND/OR A SUBSIDIARY TO Mgmt For For
MAKE OVERSEAS MARKET PURCHASES THAT MINIMUM
PRICE BE NOMINAL VALUE OF THAT SHARE.
S6C AUTHORISE COMPANY AND/OR A SUBSIDIARY TO Mgmt For For
MAKE OVERSEAS MARKET PURCHASES THAT THE
MAXIMUM PRICE SHALL NOT BE MORE THAN THE
AVERAGE OF THE NASDAQ OFFICIAL CLOSE PRICE.
S7A THE MAXIMUM PRICE AT WHICH A TREASURY SHARE Mgmt For For
MAY BE RE-ISSUED OFF-MARKET SHALL BE 115%
OF THE RELEVANT PRICE.
S7B THE MINIMUM PRICE AT WHICH A TREASURY SHARE Mgmt For For
MAY BE RE-ISSUED OFF-MARKET SHALL BE 85% OF
THE RELEVANT PRICE.
--------------------------------------------------------------------------------------------------------------------------
TSAKOS ENERGY NAVIGATION LTD Agenda Number: 933833356
--------------------------------------------------------------------------------------------------------------------------
Security: G9108L108
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: TNP
ISIN: BMG9108L1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL G. JOLLIFFE Mgmt For For
FRANCIS T. NUSSPICKEL Mgmt For For
TAKIS ARAPOGLOU Mgmt For For
2. TO RECEIVE AND CONSIDER THE 2012 AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY.
3. APPOINTMENT OF ERNST & YOUNG (HELLAS), Mgmt For For
ATHENS, GREECE AS AUDITORS AND TO AUTHORISE
THE AUDIT COMMITTEE TO SET THEIR
REMUNERATION.
4. TO SET THE REMUNERATION OF THE BOARD OF Mgmt For For
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
UNITED ONLINE, INC. Agenda Number: 933809420
--------------------------------------------------------------------------------------------------------------------------
Security: 911268100
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: UNTD
ISIN: US9112681005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT BERGLASS Mgmt For For
KENNETH L. COLEMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2010 INCENTIVE COMPENSATION PLAN.
4. TO APPROVE AN ADVISORY RESOLUTION REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
USA TECHNOLOGIES, INC. Agenda Number: 933833750
--------------------------------------------------------------------------------------------------------------------------
Security: 90328S500
Meeting Type: Annual
Meeting Date: 21-Jun-2013
Ticker: USAT
ISIN: US90328S5001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEBORAH G. ARNOLD Mgmt For For
STEVEN D. BARNHART Mgmt For For
JOEL BROOKS Mgmt For For
STEPHEN P. HERBERT Mgmt For For
ALBIN F. MOSCHNER Mgmt For For
FRANK A. PETITO, III Mgmt For For
JACK E. PRICE Mgmt For For
WILLIAM J. REILLY, JR. Mgmt For For
WILLIAM J. SCHOCH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL YEAR ENDING JUNE, 30, 2013
3. APPROVAL OF THE 2013 STOCK INCENTIVE PLAN Mgmt For For
4. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
5. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
VALUEVISION MEDIA, INC. Agenda Number: 933821868
--------------------------------------------------------------------------------------------------------------------------
Security: 92047K107
Meeting Type: Annual
Meeting Date: 19-Jun-2013
Ticker: VVTV
ISIN: US92047K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN D. BUCK Mgmt For For
JILL BOTWAY Mgmt For For
WILLIAM F. EVANS Mgmt For For
SEAN F. ORR Mgmt For For
ROBERT PICK Mgmt For For
RANDY S. RONNING Mgmt For For
KEITH R. STEWART Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 1, 2014
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AN AMENDMENT TO THE 2011 Mgmt Against Against
OMNIBUS INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES ISSUABLE UNDER THE PLAN
--------------------------------------------------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION Agenda Number: 933786634
--------------------------------------------------------------------------------------------------------------------------
Security: 929566107
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: WNC
ISIN: US9295661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD J. GIROMINI Mgmt For For
1.2 ELECTION OF DIRECTOR: MARTIN C. JISCHKE Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES D. KELLY Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN E. KUNZ Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MAGEE Mgmt For For
1.6 ELECTION OF DIRECTOR: ANN D. MURTLOW Mgmt For For
1.7 ELECTION OF DIRECTOR: SCOTT K. SORENSEN Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WABASH NATIONAL CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WAGEWORKS, INC. Agenda Number: 933742377
--------------------------------------------------------------------------------------------------------------------------
Security: 930427109
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: WAGE
ISIN: US9304271094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. BERKELEY Mgmt For For
JEROME D. GRAMAGLIA Mgmt For For
2. AMENDMENT AND RESTATEMENT OF THE COMPANY'S Mgmt Against Against
2010 EQUITY INCENTIVE PLAN.
3. APPROVAL OF THE COMPANY'S EXECUTIVE BONUS Mgmt For For
PLAN.
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WEB.COM GROUP, INC. Agenda Number: 933754168
--------------------------------------------------------------------------------------------------------------------------
Security: 94733A104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: WWWW
ISIN: US94733A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILIP J. FACCHINA Mgmt For For
ROBERT S. MCCOY, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2013.
3. TO PROVIDE AN ADVISORY VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WESTELL TECHNOLOGIES, INC. Agenda Number: 933675033
--------------------------------------------------------------------------------------------------------------------------
Security: 957541105
Meeting Type: Annual
Meeting Date: 24-Sep-2012
Ticker: WSTL
ISIN: US9575411056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD S. GILBERT Mgmt For For
KIRK R. BRANNOCK Mgmt For For
ROBERT W. FOSKETT Mgmt Withheld Against
JAMES M. FROISLAND Mgmt For For
DENNIS O. HARRIS Mgmt For For
MARTIN D. HERNANDEZ Mgmt For For
EILEEN A. KAMERICK Mgmt For For
ROBERT C. PENNY III Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WESTPORT INNOVATIONS INC. Agenda Number: 933744206
--------------------------------------------------------------------------------------------------------------------------
Security: 960908309
Meeting Type: Annual and Special
Meeting Date: 11-Apr-2013
Ticker: WPRT
ISIN: CA9609083097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BEAULIEU Mgmt For For
WARREN J. BAKER Mgmt For For
M.A. (JILL) BODKIN Mgmt For For
DAVID R. DEMERS Mgmt For For
NANCY S. GOUGARTY Mgmt For For
PHILIP B. HODGE Mgmt For For
DEZS0 J. HORVATH Mgmt For For
DOUGLAS R. KING Mgmt For For
ALBERT T. MARINGER Mgmt For For
GOTTFRIED (GUFF) MUENCH Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt For For
CORPORATION AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
03 TO APPROVE THE AMENDMENT OF THE Mgmt Against Against
CORPORATION'S OMNIBUS INCENTIVE PLAN TO
PROVIDE FOR AN INCREASE IN THE NUMBER OF
AWARDS AVAILABLE FOR ISSUANCE THEREUNDER AS
DESCRIBED IN THE INFORMATION CIRCULAR OF
THE CORPORATION DATED FEBRUARY 28, 2013 AND
ACCOMPANYING THIS VOTING INSTRUCTION FORM.
--------------------------------------------------------------------------------------------------------------------------
YELP INC Agenda Number: 933801715
--------------------------------------------------------------------------------------------------------------------------
Security: 985817105
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: YELP
ISIN: US9858171054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRED ANDERSON Mgmt For For
PETER FENTON Mgmt For For
JEREMY LEVINE Mgmt For For
2. TO APPROVE THE YELP INC. 2012 EQUITY Mgmt Against Against
INCENTIVE PLAN, AS AMENDED.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS YELP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF YELP'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
5. TO INDICATE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
PREFERRED FREQUENCY OF STOCKHOLDER ADVISORY
VOTES ON THE COMPENSATION OF YELP'S NAMED
EXECUTIVE OFFICERS.
GW&K Municipal Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
GW&K Municipal Enhanced Yield Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
GW&K Small Cap Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 933815308
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM F. GRIECO Mgmt For For
JOEY A. JACOBS Mgmt For For
KYLE D. LATTNER Mgmt For For
REEVE B. WAUD Mgmt For For
2 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
INCENTIVE COMPENSATION PLAN.
3 ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
PRESENTED IN THE PROXY STATEMENT.
4 ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year Against
ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
AIR METHODS CORPORATION Agenda Number: 933707260
--------------------------------------------------------------------------------------------------------------------------
Security: 009128307
Meeting Type: Special
Meeting Date: 03-Dec-2012
Ticker: AIRM
ISIN: US0091283079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO (I) INCREASE
THE AUTHORIZED COMMON STOCK FROM
23,500,000, PAR VALUE $0.06 PER SHARE TO
70,500,000 SHARES, PAR VALUE $0.06 PER
SHARE (II) INCREASE THE AUTHORIZED
PREFERRED STOCK FROM 5,000,000 SHARES, PAR
VALUE $1.00 PER SHARE, TO 15,000,000
SHARES, PAR VALUE $1.00 PER SHARE.
2. TO APPROVE A SECOND AMENDED AND RESTATED Mgmt For For
2006 EQUITY COMPENSATION PLAN, WHICH
INCREASES THE NUMBER OF AUTHORIZED SHARES
AVAILABLE UNDER THE 2006 PLAN FROM
1,000,000 TO 1,800,000 (ON A PRE-SPLIT
BASIS) AND MAKES CERTAIN CONFORMING AND
TECHNICAL TAX CHANGES TO THE 2006 PLAN.
--------------------------------------------------------------------------------------------------------------------------
AIR METHODS CORPORATION Agenda Number: 933814685
--------------------------------------------------------------------------------------------------------------------------
Security: 009128307
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: AIRM
ISIN: US0091283079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BELSEY Mgmt For For
C. DAVID KIKUMOTO Mgmt For For
MG CARL H. MCNAIR, JR. Mgmt For For
2. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC. Agenda Number: 933763547
--------------------------------------------------------------------------------------------------------------------------
Security: 024835100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ACC
ISIN: US0248351001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM C. BAYLESS JR. Mgmt For For
R.D. BURCK Mgmt For For
G. STEVEN DAWSON Mgmt For For
CYDNEY C. DONNELL Mgmt For For
EDWARD LOWENTHAL Mgmt For For
OLIVER LUCK Mgmt For For
WINSTON W. WALKER Mgmt For For
2. RATIFICATION OF ERNST & YOUNG AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR 2013
3. TO PROVIDE A NON-BINDING ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM
--------------------------------------------------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC. Agenda Number: 933815500
--------------------------------------------------------------------------------------------------------------------------
Security: 09180C106
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: BJRI
ISIN: US09180C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERALD W. DEITCHLE Mgmt For For
JAMES A. DAL POZZO Mgmt For For
J. ROGER KING Mgmt For For
LARRY D. BOUTS Mgmt For For
JOHN F. GRUNDHOFER Mgmt For For
PETER A. BASSI Mgmt For For
WILLIAM L. HYDE, JR. Mgmt For For
LEA ANNE S. OTTINGER Mgmt For For
HENRY GOMEZ Mgmt For For
GREGORY A. TROJAN Mgmt For For
2. APPROVAL, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, OF THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
BLACKBAUD, INC. Agenda Number: 933817136
--------------------------------------------------------------------------------------------------------------------------
Security: 09227Q100
Meeting Type: Annual
Meeting Date: 19-Jun-2013
Ticker: BLKB
ISIN: US09227Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARC E. CHARDON Mgmt For For
1.2 ELECTION OF DIRECTOR: SARAH E. NASH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
BLACKBAUD, INC.'S 2012 EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BLACKBAUD,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
CARDTRONICS, INC. Agenda Number: 933789008
--------------------------------------------------------------------------------------------------------------------------
Security: 14161H108
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CATM
ISIN: US14161H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. RATHGABER Mgmt For For
MARK ROSSI Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS CARDTRONICS INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CAVIUM, INC. Agenda Number: 933788006
--------------------------------------------------------------------------------------------------------------------------
Security: 14964U108
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: CAVM
ISIN: US14964U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
SYED B. ALI Mgmt For For
ANTHONY S. THORNLEY Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF CAVIUM, INC. FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF CAVIUM, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CLARCOR INC. Agenda Number: 933734952
--------------------------------------------------------------------------------------------------------------------------
Security: 179895107
Meeting Type: Annual
Meeting Date: 26-Mar-2013
Ticker: CLC
ISIN: US1798951075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. BURGSTAHLER Mgmt For For
PAUL DONOVAN Mgmt For For
CHRISTOPHER L. CONWAY Mgmt For For
2. SAY ON PAY-AN ADVISORY NON-BINDING VOTE ON Mgmt For For
THE APPROVAL OF EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2013.
--------------------------------------------------------------------------------------------------------------------------
CLECO CORPORATION Agenda Number: 933747531
--------------------------------------------------------------------------------------------------------------------------
Security: 12561W105
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: CNL
ISIN: US12561W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LOGAN W. KRUGER Mgmt For For
BRUCE A. WILLIAMSON Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF THE FIRM OF DELOITTE & TOUCHE LLP AS
CLECO CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF CLECO CORPORATION'S NAMED EXECUTIVE
OFFICERS.
4. MANAGEMENT PROPOSAL TO AMEND THE BYLAWS OF Mgmt For For
CLECO CORPORATION TO ELIMINATE CUMULATIVE
VOTING AND TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS OF CLECO
CORPORATION SO AS TO REQUIRE THAT ALL
DIRECTORS BE ELECTED ANNUALLY.
5. MANAGEMENT PROPOSAL TO AMEND THE AMENDED Mgmt Against Against
AND RESTATED ARTICLES OF INCORPORATION OF
CLECO CORPORATION TO ELIMINATE CUMULATIVE
VOTING.
6. SHAREHOLDER PROPOSAL TO REQUIRE CLECO Shr For Against
CORPORATION TO ISSUE A SUSTAINABILITY
REPORT.
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 933746058
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT J. SHILLMAN Mgmt For For
ANTHONY SUN Mgmt For For
ROBERT J. WILLETT Mgmt For For
2 TO APPROVE THE COMPENSATION OF COGNEX'S Mgmt For For
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY STATEMENT INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION ("SAY-ON-PAY").
3 TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS COGNEX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
COHEN & STEERS, INC. Agenda Number: 933759219
--------------------------------------------------------------------------------------------------------------------------
Security: 19247A100
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CNS
ISIN: US19247A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARTIN COHEN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT H. STEERS Mgmt For For
1C. ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD P. SIMON Mgmt For For
1E. ELECTION OF DIRECTOR: EDMOND D. VILLANI Mgmt For For
1F. ELECTION OF DIRECTOR: BERNARD B. WINOGRAD Mgmt For For
2. APPROVAL OF THE AMENDED AND RESTATED COHEN Mgmt For For
& STEERS, INC. STOCK INCENTIVE PLAN.
3. APPROVAL OF THE AMENDED AND RESTATED COHEN Mgmt For For
& STEERS, INC. ANNUAL INCENTIVE PLAN.
4. APPROVAL OF THE AMENDED AND RESTATED COHEN Mgmt For For
& STEERS, INC. EMPLOYEE STOCK PURCHASE
PLAN.
5. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
6. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COHU, INC. Agenda Number: 933789248
--------------------------------------------------------------------------------------------------------------------------
Security: 192576106
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: COHU
ISIN: US1925761066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES A. DONAHUE Mgmt For For
STEVEN J. BILODEAU Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS COHU'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
COMPASS MINERALS INTERNATIONAL, INC. Agenda Number: 933759473
--------------------------------------------------------------------------------------------------------------------------
Security: 20451N101
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CMP
ISIN: US20451N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERIC FORD Mgmt For For
FRANCIS J. MALECHA Mgmt For For
PAUL S. WILLIAMS Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS COMPASS MINERALS' INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 933803985
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. KLEIN Mgmt For For
ANDREW C. FLORANCE Mgmt For For
DAVID BONDERMAN Mgmt For For
MICHAEL J. GLOSSERMAN Mgmt For For
WARREN H. HABER Mgmt For For
JOHN W. HILL Mgmt For For
CHRISTOPHER J. NASSETTA Mgmt For For
DAVID J. STEINBERG Mgmt For For
2. TO APPROVE A PROPOSAL REMOVING THE VOTING Mgmt For For
STANDARD FROM THE COMPANY'S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION SO
THAT THE BOARD OF DIRECTORS MAY PROVIDE FOR
MAJORITY VOTING IN UNCONTESTED DIRECTOR
ELECTIONS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC. Agenda Number: 933802298
--------------------------------------------------------------------------------------------------------------------------
Security: 229678107
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CBST
ISIN: US2296781071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. MICHAEL BONNEY Mgmt For For
MARK CORRIGAN, M.D. Mgmt For For
MS. ALISON LAWTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO OUR NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE AMENDMENT TO OUR AMENDED Mgmt For For
AND RESTATED BY-LAWS TO IMPLEMENT A
MAJORITY VOTING STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS BEGINNING WITH OUR
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. APPROVAL OF THE AMENDMENT TO OUR AMENDED Mgmt For For
AND RESTATED BY-LAWS TO MAKE CERTAIN
CHANGES RELATED TO CUBIST'S RECENT
SEPARATION OF THE ROLES OF CHIEF EXECUTIVE
OFFICER AND PRESIDENT.
5. APPROVAL OF THE AMENDMENT TO OUR AMENDED Mgmt For For
AND RESTATED BY-LAWS TO MAKE CERTAIN
CHANGES REGARDING THE CONDUCT OF, AND
PROCEDURES FOR, OUR STOCKHOLDER MEETINGS.
6. APPROVAL OF THE AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
7. RATIFICATION OF OUR SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP, INC. Agenda Number: 933783068
--------------------------------------------------------------------------------------------------------------------------
Security: 262037104
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: DRQ
ISIN: US2620371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ALEXANDER P. SHUKIS Mgmt For For
1.2 ELECTION OF DIRECTOR: TERENCE B. JUPP Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FEI COMPANY Agenda Number: 933755122
--------------------------------------------------------------------------------------------------------------------------
Security: 30241L109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: FEIC
ISIN: US30241L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ARIE HUIJSER Mgmt For For
DON R. KANIA Mgmt For For
THOMAS F. KELLY Mgmt For For
JAN C. LOBBEZOO Mgmt For For
GERHARD H. PARKER Mgmt For For
JAMES T. RICHARDSON Mgmt For For
RICHARD H. WILLS Mgmt For For
HOMA BAHRAMI Mgmt For For
JAMI K. NACHTSHEIM Mgmt For For
2 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S 1995 STOCK INCENTIVE PLAN: (I) TO
INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 250,000 SHARES, AND (II) TO CHANGE THE
TERMS OF THE INITIAL EQUITY GRANTS TO NEW
NON-EMPLOYEE DIRECTORS AND THE ANNUAL
AUTOMATIC EQUITY GRANTS TO CONTINUING
NON-EMPLOYEE DIRECTORS.
3 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S EMPLOYEE SHARE PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 250,000 SHARES.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
APPOINTMENT OF KPMG LLP AS FEI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
5 TO APPROVE, ON AN ADVISORY BASIS, FEI'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FLOTEK INDUSTRIES, INC. Agenda Number: 933803214
--------------------------------------------------------------------------------------------------------------------------
Security: 343389102
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: FTK
ISIN: US3433891021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. CHISHOLM Mgmt For For
L. MELVIN COOPER Mgmt For For
KENNETH T. HERN Mgmt For For
L.V. "BUD" MCGUIRE Mgmt For For
JOHN S. REILAND Mgmt For For
2. APPROVAL OF THE AMENDED AND RESTATED 2010 Mgmt For For
LONG-TERM INCENTIVE PLAN.
3. APPROVAL OF NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF NON-BINDING ADVISORY VOTE ON Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5. RATIFICATION OF THE SELECTION OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, HEIN & ASSOCIATES LLP, AS THE
COMPANY'S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933763105
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
ANNIE M. GOODWIN Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
L. PETER LARSON Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
EVERIT A. SLITER Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF BKD, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 933769133
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRENT D. RICHARDSON Mgmt For For
BRIAN E. MUELLER Mgmt For For
DAVID J. JOHNSON Mgmt For For
JACK A. HENRY Mgmt For For
BRADLEY A. CASPER Mgmt For For
KEVIN F. WARREN Mgmt For For
SARA R. DIAL Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC. Agenda Number: 933784527
--------------------------------------------------------------------------------------------------------------------------
Security: 398905109
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: GPI
ISIN: US3989051095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN L. ADAMS Mgmt For For
J. TERRY STRANGE Mgmt For For
MAX P. WATSON, JR. Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
HANGER, INC. Agenda Number: 933782395
--------------------------------------------------------------------------------------------------------------------------
Security: 41043F208
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: HGR
ISIN: US41043F2083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINIT K. ASAR Mgmt For For
THOMAS P. COOPER, M.D. Mgmt For For
CYNTHIA L. FELDMANN Mgmt For For
ERIC A. GREEN Mgmt For For
STEPHEN E. HARE Mgmt For For
ISAAC KAUFMAN Mgmt For For
THOMAS F. KIRK Mgmt For For
PATRICIA B. SHRADER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
HARRIS TEETER SUPERMARKETS, INC. Agenda Number: 933720117
--------------------------------------------------------------------------------------------------------------------------
Security: 414585109
Meeting Type: Annual
Meeting Date: 21-Feb-2013
Ticker: HTSI
ISIN: US4145851097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. BELK Mgmt For For
JOHN P. DERHAM CATO Mgmt For For
THOMAS W. DICKSON Mgmt For For
JAMES E.S. HYNES Mgmt For For
ANNA SPANGLER NELSON Mgmt For For
MARK S. ORDAN Mgmt For For
BAILEY W. PATRICK Mgmt For For
ROBERT H. SPILMAN, JR. Mgmt For For
HAROLD C. STOWE Mgmt For For
ISAIAH TIDWELL Mgmt For For
WILLIAM C. WARDEN, JR. Mgmt For For
2. APPROVAL OF THE HARRIS TEETER SUPERMARKETS, Mgmt For For
INC. 2013 CASH INCENTIVE PLAN.
3. AN ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt Against Against
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING OCTOBER 1, 2013.
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE SERVICES GROUP, INC. Agenda Number: 933803478
--------------------------------------------------------------------------------------------------------------------------
Security: 421906108
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: HCSG
ISIN: US4219061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL P. MCCARTNEY Mgmt For For
ROBERT L. FROME Mgmt For For
ROBERT J. MOSS Mgmt For For
JOHN M. BRIGGS Mgmt For For
DINO D. OTTAVIANO Mgmt For For
THEODORE WAHL Mgmt For For
MICHAEL E. MCBRYAN Mgmt For For
DIANE S. CASEY Mgmt For For
JOHN J. MCFADDEN Mgmt For For
2. TO APPROVE AND RATIFY THE SELECTION OF Mgmt For For
GRANT THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS CURRENT FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING MAJORITY ELECTION OF DIRECTORS,
IF PROPERLY PRESENTED.
5. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING AN INDEPENDENT CHAIRMAN OF THE
BOARD, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
HEARTLAND EXPRESS, INC. Agenda Number: 933763751
--------------------------------------------------------------------------------------------------------------------------
Security: 422347104
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: HTLD
ISIN: US4223471040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. GERDIN Mgmt For For
R. JACOBSON Mgmt For For
B. ALLEN Mgmt For For
L. CROUSE Mgmt For For
J. PRATT Mgmt For For
T. HIRA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTS, INC. Agenda Number: 933811603
--------------------------------------------------------------------------------------------------------------------------
Security: 428567101
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: HIBB
ISIN: US4285671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL KIRKLAND Mgmt For For
MICHAEL J. NEWSOME Mgmt For For
THOMAS A. SAUNDERS III Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. SAY ON PAY - APPROVAL BY NON-BINDING Mgmt For For
ADVISORY VOTE OF OUR EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HITTITE MICROWAVE CORP Agenda Number: 933791813
--------------------------------------------------------------------------------------------------------------------------
Security: 43365Y104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HITT
ISIN: US43365Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERNEST L. GODSHALK Mgmt For For
RICK D. HESS Mgmt For For
ADRIENNE M. MARKHAM Mgmt For For
BRIAN P. MCALOON Mgmt For For
COSMO S. TRAPANI Mgmt For For
FRANKLIN WEIGOLD Mgmt For For
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 933792966
--------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: IBKC
ISIN: US4508281080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELAINE D. ABELL Mgmt For For
WILLIAM H. FENSTERMAKER Mgmt For For
O. MILES POLLARD, JR. Mgmt For For
ANGUS R. COOPER, II Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 933768547
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE A. LOPEZ Mgmt For For
ROBERT S. SWINNEY Mgmt For For
2. TO RE-APPROVE THE 2008 PERFORMANCE-BASED Mgmt For For
INCENTIVE PLAN, AS AMENDED.
3. TO RATIFY SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS FOR THE COMPANY.
4. TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 933688749
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 02-Nov-2012
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS ONE DIRECTOR FOR A Mgmt For For
THREE-YEAR TERM: MARC Y.E. PELAEZ
1B. ELECTION OF CLASS ONE DIRECTOR FOR A Mgmt For For
THREE-YEAR TERM: HOWARD H. XIA
1C. ELECTION OF CLASS ONE DIRECTOR FOR A Mgmt For For
THREE-YEAR TERM: VINCENT D. MATTERA, JR.
2A. ELECTION OF CLASS TWO DIRECTOR FOR A Mgmt For For
ONE-YEAR TERM: WENDY F. DICICCO
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION
4. APPROVAL OF THE II-VI INCORPORATED 2012 Mgmt For For
OMNIBUS INCENTIVE PLAN
5. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2013
--------------------------------------------------------------------------------------------------------------------------
IPC THE HOSPITALIST COMPANY, INC Agenda Number: 933804014
--------------------------------------------------------------------------------------------------------------------------
Security: 44984A105
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: IPCM
ISIN: US44984A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRANCESCO FEDERICO, MD Mgmt For For
C. THOMAS SMITH Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
3 SAY ON PAY - A NON-BINDING ADVISORY VOTE ON Mgmt For For
THE APPROVAL OF EXECUTIVE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LANDAUER, INC. Agenda Number: 933724521
--------------------------------------------------------------------------------------------------------------------------
Security: 51476K103
Meeting Type: Annual
Meeting Date: 21-Feb-2013
Ticker: LDR
ISIN: US51476K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL T. LEATHERMAN Mgmt For For
DAVID E. MEADOR Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2013.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE THE PERFORMANCE MEASURES UNDER Mgmt For For
THE LANDAUER, INC. INCENTIVE COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 933741159
--------------------------------------------------------------------------------------------------------------------------
Security: 184692101
Meeting Type: Annual
Meeting Date: 25-Mar-2013
Ticker: CEM
ISIN: US1846921013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EILEEN A. KAMERICK Mgmt For For
RIORDAN ROETT Mgmt For For
JESWALD W. SALACUSE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LIFE TIME FITNESS, INC. Agenda Number: 933740183
--------------------------------------------------------------------------------------------------------------------------
Security: 53217R207
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: LTM
ISIN: US53217R2076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BAHRAM AKRADI Mgmt For For
1B. ELECTION OF DIRECTOR: GILES H. BATEMAN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK W. EUGSTER Mgmt For For
1D. ELECTION OF DIRECTOR: GUY C. JACKSON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN K. LLOYD Mgmt For For
1F. ELECTION OF DIRECTOR: MARTHA A. MORFITT Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN B. RICHARDS Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH S. VASSALLUZZO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE LIFE TIME FITNESS, INC. Mgmt For For
EXECUTIVE CASH BONUS PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN OUR PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 933803175
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD M. MCVEY Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN L. BEGLEITER Mgmt For For
1.3 ELECTION OF DIRECTOR: STEPHEN P. CASPER Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID G. GOMACH Mgmt For For
1.5 ELECTION OF DIRECTOR: CARLOS M. HERNANDEZ Mgmt For For
1.6 ELECTION OF DIRECTOR: RONALD M. HERSCH Mgmt For For
1.7 ELECTION OF DIRECTOR: JOHN STEINHARDT Mgmt For For
1.8 ELECTION OF DIRECTOR: JAMES J. SULLIVAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE 2013
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MEDIDATA SOLUTIONS, INC. Agenda Number: 933768422
--------------------------------------------------------------------------------------------------------------------------
Security: 58471A105
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: MDSO
ISIN: US58471A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TAREK A. SHERIF Mgmt For For
GLEN M. DE VRIES Mgmt For For
CARLOS DOMINGUEZ Mgmt For For
NEIL M. KURTZ Mgmt For For
GEORGE W. MCCULLOCH Mgmt For For
LEE A. SHAPIRO Mgmt For For
ROBERT B. TAYLOR Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT (THE "SAY ON PAY VOTE").
3. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt Against Against
RESTATED 2009 LONG-TERM INCENTIVE PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE BY
1,500,000 SHARES, FROM 4,000,000 TO
5,500,000 SHARES.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 933791077
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. ERIC BOLTON, JR. Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
RALPH HORN Mgmt For For
PHILIP W. NORWOOD Mgmt For For
W. REID SANDERS Mgmt For For
WILLIAM B. SANSOM Mgmt For For
GARY SHORB Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. Agenda Number: 933668280
--------------------------------------------------------------------------------------------------------------------------
Security: 610236101
Meeting Type: Annual
Meeting Date: 07-Aug-2012
Ticker: MNRO
ISIN: US6102361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. BERENSON Mgmt For For
DONALD GLICKMAN Mgmt For For
JAMES R. WILEN Mgmt For For
ELIZABETH A. WOLSZON Mgmt For For
JOHN W. VAN HEEL Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 45,000,000 TO 65,000,000.
3. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL HEALTH INVESTORS, INC. Agenda Number: 933746452
--------------------------------------------------------------------------------------------------------------------------
Security: 63633D104
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: NHI
ISIN: US63633D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. JUSTIN HUTCHENS Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES R. JOBE Mgmt For For
2. APPROVE THE ADVISORY RESOLUTION APPROVING Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
3. RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
BDO USA, LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
NIC INC. Agenda Number: 933764878
--------------------------------------------------------------------------------------------------------------------------
Security: 62914B100
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: EGOV
ISIN: US62914B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARRY H. HERINGTON Mgmt For For
ART N. BURTSCHER Mgmt For For
DANIEL J. EVANS Mgmt For For
KAREN S. EVANS Mgmt For For
ROSS C. HARTLEY Mgmt For For
C. BRAD HENRY Mgmt For For
ALEXANDER C. KEMPER Mgmt For For
WILLIAM M. LYONS Mgmt For For
PETE WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THESE MATERIALS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
NORDSON CORPORATION Agenda Number: 933726486
--------------------------------------------------------------------------------------------------------------------------
Security: 655663102
Meeting Type: Annual
Meeting Date: 26-Feb-2013
Ticker: NDSN
ISIN: US6556631025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEE C. BANKS Mgmt For For
RANDOLPH W. CARSON Mgmt For For
MICHAEL F. HILTON Mgmt For For
VICTOR L. RICHEY, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. TO APPROVE THE NORDSON CORPORATION 2012 Mgmt For For
STOCK INCENTIVE AND AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
NORTHWESTERN CORPORATION Agenda Number: 933740309
--------------------------------------------------------------------------------------------------------------------------
Security: 668074305
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: NWE
ISIN: US6680743050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN P. ADIK Mgmt For For
DOROTHY M. BRADLEY Mgmt For For
E. LINN DRAPER JR. Mgmt For For
DANA J. DYKHOUSE Mgmt For For
JULIA L. JOHNSON Mgmt For For
PHILIP L. MASLOWE Mgmt For For
DENTON LOUIS PEOPLES Mgmt For For
ROBERT C. ROWE Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
3. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PAR PHARMACEUTICAL COMPANIES, INC. Agenda Number: 933683408
--------------------------------------------------------------------------------------------------------------------------
Security: 69888P106
Meeting Type: Special
Meeting Date: 27-Sep-2012
Ticker: PRX
ISIN: US69888P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 14, 2012 (THE "MERGER
AGREEMENT"), BY AND AMONG PAR
PHARMACEUTICAL COMPANIES, INC. (THE
"COMPANY"), SKY GROWTH HOLDINGS
CORPORATION, A DELAWARE CORPORATION
("PARENT") AND SKY GROWTH ACQUISITION
CORPORATION, A DELAWARE CORPORATION AND A
WHOLLY OWNED SUBSIDIARY OF PARENT ("MERGER
SUB").
2. TO CONSIDER AND VOTE ON A NON-BINDING, Mgmt For For
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ESTABLISH A QUORUM OR
ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST Agenda Number: 933775326
--------------------------------------------------------------------------------------------------------------------------
Security: 70509V100
Meeting Type: Annual
Meeting Date: 17-Jun-2013
Ticker: PEB
ISIN: US70509V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JON E. BORTZ Mgmt For For
CYDNEY C. DONNELL Mgmt For For
RON E. JACKSON Mgmt For For
PHILLIP M. MILLER Mgmt For For
MICHAEL J. SCHALL Mgmt For For
EARL E. WEBB Mgmt For For
LAURA H. WRIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. APPROVAL, BY ADVISORY AND NON-BINDING VOTE, Mgmt For For
OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PEET'S COFFEE & TEA, INC. Agenda Number: 933696633
--------------------------------------------------------------------------------------------------------------------------
Security: 705560100
Meeting Type: Special
Meeting Date: 26-Oct-2012
Ticker: PEET
ISIN: US7055601006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 21, 2012, AMONG
JAB HOLDINGS BV, PANTHER MERGER CO. AND
PEET'S COFFEE & TEA, INC. (THE "MERGER
AGREEMENT").
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
MERGER-RELATED COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, FOR THE PURPOSE OF
SOLICITING ADDITIONAL PROXIES TO VOTE IN
THE FAVOR OF THE ADOPTION AND APPROVAL OF
THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCIATES, INC. Agenda Number: 933791902
--------------------------------------------------------------------------------------------------------------------------
Security: 73640Q105
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: PRAA
ISIN: US73640Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN H. FAIN Mgmt For For
DAVID N. ROBERTS Mgmt For For
2. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
4. APPROVAL OF THE 2013 OMNIBUS INCENTIVE Mgmt For For
PLAN.
5. APPROVAL OF THE 2013 ANNUAL NON-EQUITY Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
POWER INTEGRATIONS, INC. Agenda Number: 933797726
--------------------------------------------------------------------------------------------------------------------------
Security: 739276103
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: POWI
ISIN: US7392761034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BALU BALAKRISHNAN Mgmt For For
ALAN D. BICKELL Mgmt For For
NICHOLAS E. BRATHWAITE Mgmt For For
WILLIAM GEORGE Mgmt For For
BALAKRISHNAN S. IYER Mgmt For For
E. FLOYD KVAMME Mgmt For For
STEVEN J. SHARP Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF POWER INTEGRATIONS' NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF POWER
INTEGRATIONS, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PROASSURANCE CORPORATION Agenda Number: 933764652
--------------------------------------------------------------------------------------------------------------------------
Security: 74267C106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: PRA
ISIN: US74267C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. LISTWAN Mgmt For For
JOHN J. MCMAHON, JR. Mgmt For For
W. STANCIL STARNES Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
3. APPROVAL OF THE PROASSURANCE CORPORATION Mgmt For For
2014 ANNUAL INCENTIVE PLAN.
4. APPROVAL OF THE PROASSURANCE CORPORATION Mgmt For For
2014 EQUITY INCENTIVE PLAN.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PROS HOLDINGS INC. Agenda Number: 933806133
--------------------------------------------------------------------------------------------------------------------------
Security: 74346Y103
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: PRO
ISIN: US74346Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDRES D. REINER Mgmt For For
RONALD F. WOESTEMEYER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PROS HOLDINGS, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE EXECUTIVE COMPENSATION AS DISCLOSED IN
THE PROXY STATEMENT.
4. TO APPROVE ADOPTION OF THE 2013 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, WHICH PROVIDES THE
ISSUANCE OF UP TO 500,000 SHARES OF COMMON
STOCK OF THE COMPANY, PAR VALUE $0.001 TO
EMPLOYEES OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS INC Agenda Number: 933784387
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE J. LUKIS Mgmt For For
BRADLEY A. CLEVELAND Mgmt For For
MATTHEW BLODGETT Mgmt For For
RAINER GAWLICK Mgmt For For
JOHN B. GOODMAN Mgmt For For
DOUGLAS W. KOHRS Mgmt For For
MARGARET A. LOFTUS Mgmt For For
BRIAN K. SMITH Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2013
--------------------------------------------------------------------------------------------------------------------------
PSS WORLD MEDICAL, INC. Agenda Number: 933666236
--------------------------------------------------------------------------------------------------------------------------
Security: 69366A100
Meeting Type: Annual
Meeting Date: 16-Aug-2012
Ticker: PSSI
ISIN: US69366A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: JEFFREY C. Mgmt For For
CROWE
1B. ELECTION OF CLASS I DIRECTOR: A. HUGH Mgmt For For
GREENE
1C. ELECTION OF CLASS I DIRECTOR: STEVEN T. Mgmt For For
HALVERSON
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
3. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 933672998
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 14-Sep-2012
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MITCHELL I. QUAIN* Mgmt For For
ALAN B. LEVINE# Mgmt For For
RICHARD R. CROWELL# Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3 TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RITCHIE BROS. AUCTIONEERS INCORPORATED Agenda Number: 933752861
--------------------------------------------------------------------------------------------------------------------------
Security: 767744105
Meeting Type: Annual and Special
Meeting Date: 25-Apr-2013
Ticker: RBA
ISIN: CA7677441056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT 7. Mgmt For For
02 DIRECTOR
ROBERT WAUGH MURDOCH Mgmt For For
PETER JAMES BLAKE Mgmt For For
ERIC PATEL Mgmt For For
BEVERLEY ANNE BRISCOE Mgmt For For
EDWARD B. PITONIAK Mgmt For For
CHRISTOPHER ZIMMERMAN Mgmt For For
ROBERT GEORGE ELTON Mgmt For For
03 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
04 APPROVAL OF THE RECONFIRMATION OF THE Mgmt For For
SHAREHOLDER RIGHTS PLAN IN ACCORDANCE WITH
THE SHAREHOLDER RIGHTS PLAN AGREEMENT DATED
AS OF FEBRUARY 27, 2007 BETWEEN THE COMPANY
AND COMPUTERSHARE INVESTOR SERVICES INC.,
THE FULL TEXT OF WHICH RESOLUTION IS SET
OUT IN SCHEDULE "A" TO THE INFORMATION
CIRCULAR OF THE COMPANY DATED MARCH 21,
2013.
--------------------------------------------------------------------------------------------------------------------------
ROFIN-SINAR TECHNOLOGIES INC. Agenda Number: 933733695
--------------------------------------------------------------------------------------------------------------------------
Security: 775043102
Meeting Type: Annual
Meeting Date: 14-Mar-2013
Ticker: RSTI
ISIN: US7750431022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL BAASEL Mgmt For For
GARY WILLIS Mgmt For For
DANIEL SMOKE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, DELOITTE & TOUCHE LLP.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC. Agenda Number: 933717285
--------------------------------------------------------------------------------------------------------------------------
Security: 806882106
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: SCHN
ISIN: US8068821060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM A. FURMAN Mgmt For For
WILLIAM D. LARSSON Mgmt For For
DAVID L. JAHNKE Mgmt For For
2 TO VOTE ON ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SCIQUEST, INC. Agenda Number: 933743127
--------------------------------------------------------------------------------------------------------------------------
Security: 80908T101
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: SQI
ISIN: US80908T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
L. STEVEN NELSON Mgmt For For
2. ADVISORY RESOLUTION ON THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE ADOPTION OF THE SCIQUEST, Mgmt For For
INC. EMPLOYEE STOCK PURCHASE PLAN.
4. APPROVAL OF THE ADOPTION OF THE SCIQUEST, Mgmt Against Against
INC. 2013 STOCK INCENTATIVE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 933744472
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDITH HUNTINGTON Mgmt For For
MICHAEL PAPPAGALLO Mgmt For For
JOHN TAMBERLANE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDED AND RESTATED 2004 Mgmt For For
LONG-TERM INCENTIVE PLAN.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SILGAN HOLDINGS INC. Agenda Number: 933809266
--------------------------------------------------------------------------------------------------------------------------
Security: 827048109
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: SLGN
ISIN: US8270481091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. PHILIP SILVER Mgmt For For
WILLIAM C. JENNINGS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SOLERA HOLDINGS, INC. Agenda Number: 933696126
--------------------------------------------------------------------------------------------------------------------------
Security: 83421A104
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: SLH
ISIN: US83421A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TONY AQUILA Mgmt For For
ARTHUR F. KINGSBURY Mgmt For For
KENNETH A. VIELLIEU Mgmt For For
THOMAS C. WAJNERT Mgmt For For
STUART J. YARBROUGH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SOLERA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE, ON Mgmt For For
THE COMPENSATION OF SOLERA'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SOURCEFIRE, INC. Agenda Number: 933803137
--------------------------------------------------------------------------------------------------------------------------
Security: 83616T108
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: FIRE
ISIN: US83616T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. BECKER Mgmt For For
KEVIN M. KLAUSMEYER Mgmt For For
ARNOLD L. PUNARO Mgmt For For
2. APPROVAL OF THE EXECUTIVE ANNUAL INCENTIVE Mgmt For For
PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
STEINER LEISURE LIMITED Agenda Number: 933810714
--------------------------------------------------------------------------------------------------------------------------
Security: P8744Y102
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: STNR
ISIN: BSP8744Y1024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CYNTHIA R. COHEN Mgmt For For
DENISE DICKINS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 933808442
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL W. BROWN Mgmt For For
JOHN P. DUBINSKY Mgmt For For
ROBERT E. GRADY Mgmt For For
THOMAS B. MICHAUD Mgmt For For
JAMES M. OATES Mgmt For For
BEN A. PLOTKIN Mgmt For For
MICHAEL J. ZIMMERMAN Mgmt For For
2 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt Against Against
RELATING TO THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
3 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR 2013
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933743595
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG W. BECKER Mgmt For For
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
JEFFREY N. MAGGIONCALDA Mgmt For For
KATE D. MITCHELL Mgmt For For
JOHN F. ROBINSON Mgmt For For
GAREN K. STAGLIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION ("SAY ON PAY").
--------------------------------------------------------------------------------------------------------------------------
TESCO CORPORATION Agenda Number: 933780757
--------------------------------------------------------------------------------------------------------------------------
Security: 88157K101
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: TESO
ISIN: CA88157K1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN U. CLARKE Mgmt For For
FRED J. DYMENT Mgmt For For
GARY L. KOTT Mgmt For For
R. VANCE MILLIGAN, Q.C. Mgmt For For
JULIO M. QUINTANA Mgmt For For
JOHN T. REYNOLDS Mgmt For For
NORMAN W. ROBERTSON Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND AUTHORIZATION FOR THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
2012 NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 933771455
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TXRH
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY N. MOORE Mgmt For For
JAMES F. PARKER Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE TEXAS ROADHOUSE, Mgmt For For
INC. 2013 LONG-TERM INCENTIVE PLAN.
5. AN ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
TO ELIMINATE THE CLASSIFICATION OF THE
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
THE CORPORATE EXECUTIVE BOARD COMPANY Agenda Number: 933814483
--------------------------------------------------------------------------------------------------------------------------
Security: 21988R102
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: CEB
ISIN: US21988R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. MONAHAN III Mgmt For For
GREGOR S. BAILAR Mgmt For For
STEPHEN M. CARTER Mgmt For For
GORDON J. COBURN Mgmt For For
L. KEVIN COX Mgmt For For
NANCY J. KARCH Mgmt For For
DANIEL O. LEEMON Mgmt For For
JEFFREY R. TARR Mgmt For For
2. RATIFICATION OF THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER
31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION Agenda Number: 933767785
--------------------------------------------------------------------------------------------------------------------------
Security: 596278101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MIDD
ISIN: US5962781010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SELIM A. BASSOUL Mgmt For For
ROBERT B. LAMB Mgmt For For
JOHN R. MILLER III Mgmt For For
GORDON O'BRIEN Mgmt For For
PHILIP G. PUTNAM Mgmt For For
SABIN C. STREETER Mgmt For For
2. APPROVAL, BY AN ADVISORY VOTE, OF THE 2012 Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION ("SEC").
3. AMENDMENT OF THE COMPANY'S SECOND AMENDED Mgmt For For
AND RESTATED BYLAWS TO IMPLEMENT MAJORITY
VOTING FOR UNCONTESTED DIRECTOR ELECTIONS.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL
YEAR ENDING DECEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933748735
--------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: RYL
ISIN: US7837641031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. JEWS Mgmt For For
1B. ELECTION OF DIRECTOR: NED MANSOUR Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT E. MELLOR Mgmt For For
1D. ELECTION OF DIRECTOR: NORMAN J. METCALFE Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY T. NICHOLSON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLOTTE ST. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT G. VAN Mgmt For For
SCHOONENBERG
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION.
3. APPROVE RYLAND'S SENIOR EXECUTIVE Mgmt For For
PERFORMANCE PLAN TO COMPLY WITH THE
REQUIREMENTS OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS RYLAND'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
THE TORO COMPANY Agenda Number: 933728911
--------------------------------------------------------------------------------------------------------------------------
Security: 891092108
Meeting Type: Annual
Meeting Date: 12-Mar-2013
Ticker: TTC
ISIN: US8910921084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT C. BUHRMASTER Mgmt For For
JAMES C. O'ROURKE Mgmt For For
CHRISTOPHER A. TWOMEY Mgmt For For
2. APPROVAL OF AN AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 100,000,000 TO 175,000,000.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
OCTOBER 31, 2013.
4. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TORTOISE ENERGY INFRASTRUCTURE CORP. Agenda Number: 933757099
--------------------------------------------------------------------------------------------------------------------------
Security: 89147L100
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: TYG
ISIN: US89147L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
JOHN R. GRAHAM Mgmt For For
2. APPROVAL FOR THE COMPANY, WITH THE APPROVAL Mgmt For For
OF ITS BOARD OF DIRECTORS, TO SELL OR
OTHERWISE ISSUE SHARES OF ITS COMMON STOCK
AT A PRICE BELOW ITS THEN CURRENT NET ASSET
VALUE PER SHARE SUBJECT TO THE LIMITATIONS
SET FORTH IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING OF STOCKHOLDERS.
3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL
STATEMENTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING NOVEMBER 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 933775023
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Mgmt For For
1D ELECTION OF DIRECTOR: E. V. GOINGS Mgmt For For
1E ELECTION OF DIRECTOR: JOE R. LEE Mgmt For For
1F ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Mgmt For For
1G ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT J. MURRAY Mgmt For For
1I ELECTION OF DIRECTOR: DAVID R. PARKER Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: M. ANNE SZOSTAK Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM
3 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. Agenda Number: 933782826
--------------------------------------------------------------------------------------------------------------------------
Security: 902252105
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: TYL
ISIN: US9022521051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD R. BRATTAIN Mgmt For For
J. LUTHER KING, JR. Mgmt For For
JOHN S. MARR, JR. Mgmt For For
G. STUART REEVES Mgmt For For
MICHAEL D. RICHARDS Mgmt For For
DUSTIN R. WOMBLE Mgmt For For
JOHN M. YEAMAN Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION Agenda Number: 933738099
--------------------------------------------------------------------------------------------------------------------------
Security: 904214103
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: UMPQ
ISIN: US9042141039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DAVIS Mgmt For For
1B. ELECTION OF DIRECTOR: PEGGY Y. FOWLER Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN M. GAMBEE Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. GREENE Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM A. LANSING Mgmt Against Against
1F. ELECTION OF DIRECTOR: LUIS F. MACHUCA Mgmt For For
1G. ELECTION OF DIRECTOR: LAUREEN E. SEEGER Mgmt For For
1H. ELECTION OF DIRECTOR: DUDLEY R. SLATER Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN F. STEVENS Mgmt For For
1J. ELECTION OF DIRECTOR: HILLIARD C. TERRY, Mgmt For For
III
1K. ELECTION OF DIRECTOR: BRYAN L. TIMM Mgmt For For
1L. ELECTION OF DIRECTOR: FRANK R.J. WHITTAKER Mgmt For For
2. TO RATIFY THE AUDIT AND COMPLIANCE Mgmt For For
COMMITTEE'S APPOINTMENT OF MOSS ADAMS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO CONSIDER AND APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) PROPOSAL REGARDING
COMPENSATION OF COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. ADOPTION OF THE NEW UMPQUA HOLDINGS Mgmt For For
CORPORATION 2013 INCENTIVE PLAN, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL FOREST PRODUCTS, INC. Agenda Number: 933739635
--------------------------------------------------------------------------------------------------------------------------
Security: 913543104
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: UFPI
ISIN: US9135431040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM G. CURRIE Mgmt For For
JOHN M. ENGLER Mgmt For For
BRUCE A. MERINO Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.
3. TO APPROVE EXECUTIVE COMPENSATION. (THIS IS Mgmt For For
AN ADVISORY VOTE)
4. TO AMEND THE COMPANY'S EQUAL EMPLOYMENT Shr For Against
OPPORTUNITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
US ECOLOGY, INC. Agenda Number: 933786608
--------------------------------------------------------------------------------------------------------------------------
Security: 91732J102
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: ECOL
ISIN: US91732J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: VICTOR J. BARNHART Mgmt For For
1.2 ELECTION OF DIRECTOR: JOE F. COLVIN Mgmt For For
1.3 ELECTION OF DIRECTOR: DANIEL FOX Mgmt For For
1.4 ELECTION OF DIRECTOR: JEFFREY S. MERRIFIELD Mgmt For For
1.5 ELECTION OF DIRECTOR: STEPHEN A. ROMANO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING DECEMBER 31,
2013.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WD-40 COMPANY Agenda Number: 933702006
--------------------------------------------------------------------------------------------------------------------------
Security: 929236107
Meeting Type: Annual
Meeting Date: 11-Dec-2012
Ticker: WDFC
ISIN: US9292361071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G.H. BATEMAN Mgmt For For
P.D. BEWLEY Mgmt For For
R.A. COLLATO Mgmt For For
M.L. CRIVELLO Mgmt For For
L.A. LANG Mgmt For For
G.O. RIDGE Mgmt For For
G.A. SANDFORT Mgmt For For
N.E. SCHMALE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE WD-40 COMPANY
2007 STOCK INCENTIVE PLAN.
4. TO APPROVE THE WD-40 COMPANY PERFORMANCE Mgmt For For
INCENTIVE COMPENSATION PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 933753887
--------------------------------------------------------------------------------------------------------------------------
Security: 955306105
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WST
ISIN: US9553061055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK A. BUTHMAN Mgmt For For
WILLIAM F. FEEHERY Mgmt For For
THOMAS W. HOFMANN Mgmt For For
L. ROBERT JOHNSON Mgmt For For
PAULA A. JOHNSON Mgmt For For
DOUGLAS A. MICHELS Mgmt For For
DONALD E. MOREL, JR. Mgmt For For
JOHN H. WEILAND Mgmt For For
ANTHONY WELTERS Mgmt For For
PATRICK J. ZENNER Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
Renaissance Large Cap Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933722945
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 06-Feb-2013
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2012 AS PRESENTED
2A. RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
2B. RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. Mgmt For For
LIPP
2C. RE-APPOINTMENT OF THE DIRECTOR: PIERRE Mgmt For For
NANTERME
2D. RE-APPOINTMENT OF THE DIRECTOR: GILLES C. Mgmt For For
PELISSON
2E. RE-APPOINTMENT OF THE DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
3. RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR AND AUTHORIZATION, IN A
BINDING VOTE, OF THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION
4. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
5. APPROVAL OF AN AMENDMENT TO THE ACCENTURE Mgmt For For
PLC 2010 SHARE INCENTIVE PLAN
6. AUTHORIZATION TO HOLD THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
7. AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
8. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
9. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING Shr Against For
PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933732023
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: PAUL N. CLARK Mgmt For For
02 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
03 ELECTION OF DIRECTOR: TADATAKA YAMADA, M.D. Mgmt For For
2 TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE ANNUAL MEETING,
TO REPEAL THE CLASSIFIED BOARD STRUCTURE.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933746402
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
A. LAUVERGEON Mgmt For For
T.J. LEONSIS Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
D.L. VASELLA Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr For Against
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 933725890
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 28-Feb-2013
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN H. COLLIS Mgmt For For
1.2 ELECTION OF DIRECTOR: DOUGLAS R. CONANT Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD C. GOZON Mgmt For For
1.5 ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER Mgmt For For
1.6 ELECTION OF DIRECTOR: KATHLEEN W. HYLE Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL J. LONG Mgmt For For
1.8 ELECTION OF DIRECTOR: HENRY W. MCGEE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 933700519
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 12-Dec-2012
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SUE E. GOVE Mgmt For For
1.2 ELECTION OF DIRECTOR: EARL G. GRAVES, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: ENDERSON GUIMARAES Mgmt For For
1.4 ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1.5 ELECTION OF DIRECTOR: W. ANDREW MCKENNA Mgmt For For
1.6 ELECTION OF DIRECTOR: GEORGE R. MRKONIC, Mgmt For For
JR.
1.7 ELECTION OF DIRECTOR: LUIS P. NIETO Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
3. APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933791027
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: DENNIS D. DAMMERMAN Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933766593
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. FINOCCHIO, JR. Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
C. R. BARD, INC. Agenda Number: 933752570
--------------------------------------------------------------------------------------------------------------------------
Security: 067383109
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: BCR
ISIN: US0673831097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY WELTERS Mgmt For For
1C. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
3. TO APPROVE THE 2012 LONG TERM INCENTIVE Mgmt For For
PLAN OF C. R. BARD, INC., AS AMENDED AND
RESTATED.
4. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS ON AN ADVISORY BASIS.
5. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SUSTAINABILITY REPORTING.
6. A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SEPARATING THE CHAIR AND CEO.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 933806866
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHICO'S FAS, INC. Agenda Number: 933824155
--------------------------------------------------------------------------------------------------------------------------
Security: 168615102
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: CHS
ISIN: US1686151028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: VERNA K. GIBSON Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID F. DYER Mgmt For For
1.3 ELECTION OF DIRECTOR: JANICE L. FIELDS Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG, LLP AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr For Against
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933690287
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
STEPHANIE TILENIUS Mgmt For For
JIDE ZEITLIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933763509
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For
WILLIAMS
1E. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1F. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1I. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. AMEND THE COMPANY'S 2007 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO ADD SHARES TO THE PLAN.
5. AMEND THE COMPANY'S CHARTER TO REDUCE Mgmt For For
VOTING THRESHOLDS IN THE FAIR PRICE
PROVISION.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES.
7. STOCKHOLDER PROPOSAL REGARDING POLICY ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL.
8. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933772635
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1.2 ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1.4 ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1.7 ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. TO APPROVE CERTAIN AMENDMENTS TO DANAHER'S Mgmt For For
2007 STOCK INCENTIVE PLAN AND ALL OF THE
MATERIAL TERMS OF THE PERFORMANCE GOALS.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
5. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT COMPENSATION COMMITTEE
ADOPT A POLICY REQUIRING THAT SENIOR
EXECUTIVES RETAIN A SIGNIFICANT PERCENTAGE
OF SHARES ACQUIRED THROUGH EQUITY PAY
PROGRAMS UNTIL REACHING NORMAL RETIREMENT
AGE.
6. TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURES AND
POLITICAL EXPENDITURE POLICIES, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933646119
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 13-Jul-2012
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For
1C. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: LAURA CONIGLIARO Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL S. DELL Mgmt For For
1F. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H. ELECTION OF DIRECTOR: GERARD J. KLEISTERLEE Mgmt For For
1I. ELECTION OF DIRECTOR: KLAUS S. LUFT Mgmt For For
1J. ELECTION OF DIRECTOR: ALEX J. MANDL Mgmt For For
1K. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1L. ELECTION OF DIRECTOR: H. ROSS PEROT, JR. Mgmt For For
2. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DELL'S
INDEPENDENT AUDITOR FOR FISCAL 2013
3. APPROVAL, ON AN ADVISORY BASIS, OF DELL'S Mgmt For For
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4. APPROVAL OF THE DELL INC. 2012 LONG-TERM Mgmt For For
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933748747
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1H. ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt Against Against
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
5. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
6. APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF Mgmt For For
ORGANIZATION AND BYLAWS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY
LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
7. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 933751794
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: MARK L. FEIDLER Mgmt For For
1E. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1F. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN A. MCKINLEY Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD F. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS EQUIFAX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVAL OF THE AMENDED AND RESTATED 2008 Mgmt Against Against
OMNIBUS INCENTIVE PLAN.
4. APPROVAL OF THE MATERIAL TERMS OF Mgmt Against Against
PERFORMANCE GOALS UNDER THE OMNIBUS PLAN.
5. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA, INC. Agenda Number: 933818265
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE "SKIP" BATTLE* Mgmt For For
PAMELA L. COE Mgmt For For
BARRY DILLER Mgmt For For
JONATHAN L. DOLGEN Mgmt Withheld Against
CRAIG A. JACOBSON* Mgmt For For
VICTOR A. KAUFMAN Mgmt For For
PETER M. KERN* Mgmt For For
DARA KHOSROWSHAHI Mgmt For For
JOHN C. MALONE Mgmt For For
JOSE A. TAZON Mgmt For For
2. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt Against Against
EXPEDIA, INC. 2005 STOCK AND ANNUAL
INCENTIVE PLAN, INCLUDING AN AMENDMENT TO
INCREASE THE NUMBER OF SHARES OF EXPEDIA
COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 6,000,000.
3. APPROVAL OF THE EXPEDIA, INC. 2013 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN AND THE EXPEDIA, INC.
2013 INTERNATIONAL EMPLOYEE STOCK PURCHASE
PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS EXPEDIA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES INC Agenda Number: 933784565
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHAN A. JAMES Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK R. MARTIRE Mgmt For For
1C. ELECTION OF DIRECTOR: GARY A. NORCROSS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES B. STALLINGS, Mgmt For For
JR.
2. ADVISORY VOTE ON FIDELITY NATIONAL Mgmt Against Against
INFORMATION SERVICES, INC. EXECUTIVE
COMPENSATION.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FIS 2008 OMNIBUS INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933775009
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEN C. HICKS* Mgmt For For
GUILLERMO MARMOL* Mgmt For For
DONA D. YOUNG* Mgmt For For
MAXINE CLARK# Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF THE 2013 FOOT LOCKER EMPLOYEES Mgmt For For
STOCK PURCHASE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, TO REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933728947
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 13-Mar-2013
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: RUPERT H. JOHNSON, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1H. ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1J. ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013.
3. STOCKHOLDER PROPOSAL ON GENOCIDE-FREE Shr Against For
INVESTING.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933759031
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt For For
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For
SCIENCES, INC.'S 2004 EQUITY INCENTIVE
PLAN.
4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING.
7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933758611
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt For For
2006 EQUITY INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933744004
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 73)
5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT (PAGE 74)
6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIR (PAGE 75)
7. STOCKHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK (PAGE 76)
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 933716803
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 17-Jan-2013
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: JEFF WEINER Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE INTUIT INC.
SENIOR EXECUTIVE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933690439
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT P. AKINS Mgmt Withheld Against
ROBERT T. BOND Mgmt For For
KIRAN M. PATEL Mgmt For For
DAVID C. WANG Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2013.
3 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE COMPANY'S BOARD OF DIRECTORS.
4 ADVISORY proposal ON THE COMPANY'S Mgmt For For
EXECUTIVE compensation.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933789591
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 933661399
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 25-Jul-2012
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1B. ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For For
1D. ELECTION OF DIRECTOR: ALTON F. IRBY III Mgmt For For
1E. ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt For For
1F. ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. LAWRENCE, Mgmt For For
M.D.
1H. ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1I. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr For Against
CONSENT OF STOCKHOLDERS.
5. STOCKHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against
BOARD CHAIRMAN.
6. STOCKHOLDER PROPOSAL ON SIGNIFICANT Shr Against For
EXECUTIVE STOCK RETENTION UNTIL REACHING
NORMAL RETIREMENT AGE.
7. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr For Against
OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933668040
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 23-Aug-2012
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION (A "SAY-ON-PAY"
VOTE).
4 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR MAJORITY VOTE
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 TO APPROVE THE PROXY ACCESS SHAREHOLDER Shr Against For
PROPOSAL.
6 TO APPROVE ADOPTION OF A SIMPLE MAJORITY Shr For Against
SHAREHOLDER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933793968
--------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: MYL
ISIN: US6285301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HEATHER BRESCH Mgmt For For
1B. ELECTION OF DIRECTOR: WENDY CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT J. CINDRICH Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. COURY Mgmt For For
1E. ELECTION OF DIRECTOR: NEIL DIMICK, C.P.A. Mgmt For For
1F. ELECTION OF DIRECTOR: MELINA HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS J. LEECH, Mgmt For For
C.P.A.
1H. ELECTION OF DIRECTOR: RAJIV MALIK Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH C. MAROON, Mgmt For For
M.D.
1J. ELECTION OF DIRECTOR: MARK W. PARRISH Mgmt For For
1K. ELECTION OF DIRECTOR: RODNEY L. PIATT, Mgmt For For
C.P.A.
1L. ELECTION OF DIRECTOR: C.B. TODD Mgmt For For
1M. ELECTION OF DIRECTOR: RANDALL L. (PETE) Mgmt For For
VANDERVEEN, PH.D., R.PH., C.P.A.
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY.
4. CONSIDER A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THE ADOPTION OF A MANDATORY POLICY
REQUIRING THAT THE CHAIRMAN OF THE BOARD OF
DIRECTORS BE AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 933753421
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LARRY O'REILLY Mgmt For For
1B ELECTION OF DIRECTOR: ROSALIE Mgmt For For
O'REILLY-WOOTEN
1C ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Mgmt For For
2 TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS.
3 TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
ALLOW SHAREHOLDERS OF RECORD OF NOT LESS
THAN 25% OF VOTING POWER TO CALL A SPECIAL
MEETING OF SHAREHOLDERS.
4 TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
ALLOW MINOR UPDATES TO CONFORM TO CURRENT
LAWS AND CLARIFY.
5 ADVISORY VOTE ON APPROVAL OF COMPENSATION Mgmt For For
OF EXECUTIVES.
6 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt For For
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933691683
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 24-Oct-2012
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KLAUS-PETER MULLER Mgmt For For
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
3. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt Against Against
PARKER-HANNIFIN CORPORATION 2009 OMNIBUS
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL TO AMEND OUR CODE OF Shr For Against
REGULATIONS TO SEPARATE THE ROLES OF
CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE
OFFICER.
--------------------------------------------------------------------------------------------------------------------------
PETSMART, INC. Agenda Number: 933813962
--------------------------------------------------------------------------------------------------------------------------
Security: 716768106
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: PETM
ISIN: US7167681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGEL CABRERA Mgmt For For
1B. ELECTION OF DIRECTOR: RITA V. FOLEY Mgmt For For
1C. ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY P. JOSEFOWICZ Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD K. LOCHRIDGE Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT F. MORAN Mgmt For For
1H. ELECTION OF DIRECTOR: BARBARA MUNDER Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS G. STEMBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR 2013 FISCAL
YEAR ENDING FEBRUARY 2, 2014.
3. TO APPROVE OUR AMENDED AND RESTATED Mgmt For For
EXECUTIVE SHORT-TERM INCENTIVE PLAN.
4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 933737643
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES G. BERGES Mgmt For For
JOHN V. FARACI Mgmt For For
VICTORIA F. HAYNES Mgmt For For
MARTIN H. RICHENHAGEN Mgmt For For
2 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
5 SHAREHOLDER PROPOSAL TO ADOPT A SIMPLE Shr For Against
MAJORITY VOTE.
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933805080
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIM ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 2,400,000 SHARES AND CERTAIN OTHER
AMENDMENTS TO THE PLAN.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For
STOCKHOLDER PROPOSAL REQUESTING THAT THE
COMPANY'S BOARD OF DIRECTORS ADOPT A POLICY
LIMITING THE ACCELERATION OF VESTING OF
EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES
IN THE EVENT OF A CHANGE IN CONTROL OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933781747
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: MICHAEL Mgmt For For
BALMUTH
1B. ELECTION OF CLASS II DIRECTOR: K. GUNNAR Mgmt For For
BJORKLUND
1C. ELECTION OF CLASS II DIRECTOR: SHARON D. Mgmt For For
GARRETT
1D. ELECTION OF CLASS III DIRECTOR: MICHAEL J. Mgmt For For
BUSH
1E. ELECTION OF CLASS III DIRECTOR: NORMAN A. Mgmt For For
FERBER
1F. ELECTION OF CLASS III DIRECTOR: GREGORY L. Mgmt For For
QUESNEL
2. APPROVAL OF CERTAIN PROVISIONS OF 2008 Mgmt For For
EQUITY INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 1, 2014.
--------------------------------------------------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC. Agenda Number: 933781684
--------------------------------------------------------------------------------------------------------------------------
Security: 811065101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: SNI
ISIN: US8110651010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. GALLOWAY Mgmt For For
NICHOLAS B. PAUMGARTEN Mgmt For For
JEFFREY SAGANSKY Mgmt For For
RONALD W. TYSOE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933750728
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B) ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt For For
PH.D.
1C) ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D) ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt For For
1E) ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
1F) ELECTION OF DIRECTOR: HOWARD L. LANCE Mgmt For For
1G) ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1H) ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1I) ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2) RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3) APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933683054
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 23-Oct-2012
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN E. GILLETT Mgmt For For
1E. ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1F. ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I. ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 933734356
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 03-Apr-2013
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AART J. DE GEUS Mgmt For For
CHI-FOON CHAN Mgmt For For
ALFRED CASTINO Mgmt For For
BRUCE R. CHIZEN Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
C.L. "MAX" NIKIAS Mgmt For For
JOHN G. SCHWARZ Mgmt For For
ROY VALLEE Mgmt For For
STEVEN C. WALSKE Mgmt For For
2. TO APPROVE OUR 2006 EMPLOYEE EQUITY Mgmt For For
INCENTIVE PLAN, AS AMENDED, IN ORDER TO,
AMONG OTHER ITEMS, INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE UNDER THAT
PLAN BY 5,000,000 SHARES.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 2,
2013.
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 933747442
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD P. BOYKIN Mgmt For For
1B. ELECTION OF DIRECTOR: CARY T. FU Mgmt For For
1C. ELECTION OF DIRECTOR: VICTOR L. LUND Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
3. APPROVAL OF THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
4. APPROVAL OF A STOCKHOLDER PROPOSAL Shr For For
RECOMMENDING DECLASSIFICATION OF OUR BOARD
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933747315
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013.
4. FUTURE EXTRAORDINARY RETIREMENT BENEFITS. Shr Against For
5. ACTION BY WRITTEN CONSENT. Shr For Against
6. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 933732770
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402
Meeting Type: Annual
Meeting Date: 21-Mar-2013
Ticker: COO
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A. THOMAS BENDER Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL H. KALKSTEIN Mgmt For For
1C. ELECTION OF DIRECTOR: JODY S. LINDELL Mgmt For For
1D. ELECTION OF DIRECTOR: GARY S. PETERSMEYER Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD PRESS Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN ROSENBERG Mgmt For For
1G. ELECTION OF DIRECTOR: ALLAN E. RUBENSTEIN, Mgmt For For
M.D.
1H. ELECTION OF DIRECTOR: ROBERT S. WEISS Mgmt For For
1I. ELECTION OF DIRECTOR: STANLEY ZINBERG, M.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COOPER COMPANIES,
INC. FOR THE FISCAL YEAR ENDING OCTOBER 31,
2013.
3. AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS AS PRESENTED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933779259
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE MATERIAL TERMS OF OFFICER Mgmt For For
PERFORMANCE GOALS UNDER THE MANAGEMENT
INCENTIVE PLAN
5. APPROVAL OF THE AMENDED AND RESTATED 2005 Mgmt For For
OMNIBUS STOCK INCENTIVE PLAN
6. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
7. SHAREHOLDER PROPOSAL REGARDING STORMWATER Shr Against For
MANAGEMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933810625
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: DAWN G. LEPORE Mgmt For For
1I. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. APPROVAL OF STOCK INCENTIVE PLAN AMENDMENTS Mgmt For For
AND MATERIAL TERMS OF PERFORMANCE GOALS
UNDER THE PLAN.
4. SAY ON PAY: ADVISORY APPROVAL OF TJX'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933779398
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933799390
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 933690314
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 08-Nov-2012
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. COYNE Mgmt For For
1C. ELECTION OF DIRECTOR: HENRY T. DENERO Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM L. KIMSEY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. LAMBERT Mgmt For For
1F. ELECTION OF DIRECTOR: LEN J. LAUER Mgmt For For
1G. ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL Mgmt For For
1H. ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: KENSUKE OKA Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS E. PARDUN Mgmt For For
1K. ELECTION OF DIRECTOR: ARIF SHAKEEL Mgmt For For
1L. ELECTION OF DIRECTOR: MASAHIRO YAMAMURA Mgmt For For
2. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2004 PERFORMANCE INCENTIVE PLAN THAT
WOULD, AMONG OTHER THINGS, INCREASE BY
11,500,000 THE NUMBER OF SHARES OF OUR
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER
THE PLAN.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2005 EMPLOYEE STOCK PURCHASE PLAN THAT
WOULD, AMONG OTHER THINGS, INCREASE BY
8,000,000 THE NUMBER OF SHARES OF OUR
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER
THE PLAN.
4. TO APPROVE ON AN ADVISORY BASIS THE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION IN THIS
PROXY STATEMENT.
5. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 28, 2013.
Skyline Special Equities Portfolio
--------------------------------------------------------------------------------------------------------------------------
A. SCHULMAN, INC. Agenda Number: 933706218
--------------------------------------------------------------------------------------------------------------------------
Security: 808194104
Meeting Type: Annual
Meeting Date: 13-Dec-2012
Ticker: SHLM
ISIN: US8081941044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE R. ALLSPACH Mgmt For For
GREGORY T. BARMORE Mgmt For For
DAVID G. BIRNEY Mgmt For For
HOWARD R. CURD Mgmt For For
JOSEPH M. GINGO Mgmt For For
MICHAEL A. MCMANUS, JR. Mgmt For For
LEE D. MEYER Mgmt For For
JAMES A. MITAROTONDA Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
DR. IRVIN D. REID Mgmt For For
JOHN B. YASINSKY Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS A. SCHULMAN'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING AUGUST 31,
2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
PROPOSAL REGARDING A. SCHULMAN'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACTUATE CORPORATION Agenda Number: 933764929
--------------------------------------------------------------------------------------------------------------------------
Security: 00508B102
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: BIRT
ISIN: US00508B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PETER I. CITTADINI Mgmt For For
KENNETH E. MARSHALL Mgmt For For
NICOLAS C. NIERENBERG Mgmt For For
ARTHUR C. PATTERSON Mgmt For For
STEVEN D. WHITEMAN Mgmt For For
RAYMOND L. OCAMPO JR. Mgmt For For
TIMOTHY B. YEATON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC. Agenda Number: 933773132
--------------------------------------------------------------------------------------------------------------------------
Security: 035290105
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: AXE
ISIN: US0352901054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LORD JAMES BLYTH Mgmt For For
1B. ELECTION OF DIRECTOR: FREDERIC F. BRACE Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA WALKER BYNOE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. ECK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. GRUBBS Mgmt For For
1F. ELECTION OF DIRECTOR: F. PHILIP HANDY Mgmt For For
1G. ELECTION OF DIRECTOR: MELVYN N. KLEIN Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1I. ELECTION OF DIRECTOR: STUART M. SLOAN Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW ZELL Mgmt For For
1K. ELECTION OF DIRECTOR: SAMUEL ZELL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC. Agenda Number: 933758356
--------------------------------------------------------------------------------------------------------------------------
Security: 043436104
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: ABG
ISIN: US0434361046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS C. DELOACH Mgmt For For
MICHAEL S. KEARNEY Mgmt For For
PHILIP F. MARITZ Mgmt For For
2. ADVISORY APPROVAL OF ASBURY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS ASBURY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ASCENA RETAIL GROUP, INC. Agenda Number: 933705723
--------------------------------------------------------------------------------------------------------------------------
Security: 04351G101
Meeting Type: Annual
Meeting Date: 11-Dec-2012
Ticker: ASNA
ISIN: US04351G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN USDAN Mgmt For For
RANDY L. PEARCE Mgmt For For
2. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS DURING FISCAL
2012.
3. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY'S 2010 STOCK
INCENTIVE PLAN, AS AMENDED.
4. PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING JULY
27, 2013.
--------------------------------------------------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS LIMITED Agenda Number: 933743901
--------------------------------------------------------------------------------------------------------------------------
Security: G05384105
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: AHL
ISIN: BMG053841059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. RICHARD BUCKNALL Mgmt For For
MR. PETER O'FLINN Mgmt For For
MR. RONALD PRESSMAN Mgmt For For
MR. GORDON IRELAND Mgmt For For
2. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION ("SAY-ON-PAY VOTE").
3. TO PROVIDE A NON-BINDING, ADVISORY VOTE ON Mgmt 1 Year For
THE FREQUENCY OF FUTURE EXECUTIVE
COMPENSATION VOTES ("SAY-ON-FREQUENCY
VOTE").
4. TO APPROVE THE 2013 SHARE INCENTIVE PLAN. Mgmt For For
5. TO RE-APPOINT KPMG AUDIT PLC ("KPMG"), Mgmt For For
LONDON, ENGLAND, TO ACT AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31,
2013 AND TO AUTHORIZE THE COMPANY'S BOARD
THROUGH THE AUDIT COMMITTEE TO SET THE
REMUNERATION FOR KPMG.
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 933742808
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADLEY A. ALFORD Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: ROLF L. BORJESSON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1F. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1H. ELECTION OF DIRECTOR: JULIA A. STEWART Mgmt For For
1I. ELECTION OF DIRECTOR: MARTHA N. SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S 2012 EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
BANCORPSOUTH, INC. Agenda Number: 933757001
--------------------------------------------------------------------------------------------------------------------------
Security: 059692103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: BXS
ISIN: US0596921033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GUS J. BLASS III Mgmt For For
GRACE CLARK Mgmt For For
LARRY G. KIRK Mgmt For For
GUY W. MITCHELL III Mgmt For For
AUBREY B. PATTERSON Mgmt For For
JAMES D. ROLLINS III Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED Mgmt For For
BANCORPSOUTH, INC. EXECUTIVE PERFORMANCE
INCENTIVE PLAN, INCLUDING RE-APPROVAL OF
THE BUSINESS CRITERIA AVAILABLE FOR
PERFORMANCE-BASED AWARDS.
--------------------------------------------------------------------------------------------------------------------------
BBCN BANCORP INC Agenda Number: 933810423
--------------------------------------------------------------------------------------------------------------------------
Security: 073295107
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: BBCN
ISIN: US0732951076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN D. BROIDY Mgmt For For
LOUIS M. COSSO Mgmt For For
JIN CHUL JHUNG Mgmt For For
KEVIN S. KIM Mgmt For For
PETER Y.S. KIM Mgmt For For
SANG HOON KIM Mgmt For For
CHUNG HYUN LEE Mgmt For For
JESUN PAIK Mgmt For For
SCOTT YOON-SUK WHANG Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. TO
RATIFY THE APPOINTMENT OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013, AS DESCRIBED IN THE
PROXY STATEMENT.
3. NONBINDING ADVISORY STOCKHOLDER VOTE ON Mgmt For For
EXECUTIVE COMPENSATION. TO APPROVE, ON AN
ADVISORY AND NON BINDING BASIS, THE
COMPENSATION PAID TO OUR "NAMED EXECUTIVE
OFFICERS," AS DESCRIBED IN THE PROXY
STATEMENT.
4. NONBINDING ADVISORY STOCKHOLDER VOTE ON Mgmt 1 Year For
FREQUENCY OF FUTURE VOTES ON EXECUTIVE
COMPENSATION. TO APPROVE, ON AN ADVISORY
AND NONBINDING BASIS, THE FREQUENCY OF
FUTURE VOTES, AS DESCRIBED IN THE PROXY
STATEMENT.
5. MEETING ADJOURNMENT. TO ADJOURN THE MEETING Mgmt For For
TO A LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE IN THE JUDGMENT OF THE BOARD OF
DIRECTORS, TO PERMIT FURTHER SOLICITATION
OF ADDITIONAL PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE MATTERS TO BE
CONSIDERED BY THE SHAREHOLDERS AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC. Agenda Number: 933759916
--------------------------------------------------------------------------------------------------------------------------
Security: 08160H101
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BHE
ISIN: US08160H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL R. DAWSON Mgmt For For
GAYLA J. DELLY Mgmt For For
PETER G. DORFLINGER Mgmt For For
DOUGLAS G. DUNCAN Mgmt For For
DAVID W. SCHEIBLE Mgmt For For
BERNEE D.L. STROM Mgmt For For
CLAY C. WILLIAMS Mgmt For For
2 BOARD PROPOSAL REGARDING AN ADVISORY VOTE Mgmt For For
ON NAMED EXECUTIVE OFFICER COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2013.
4 TO APPROVE THE RIGHTS AGREEMENT BETWEEN Mgmt For For
BENCHMARK ELECTRONICS, INC. AND
COMPUTERSHARE TRUST COMPANY, N.A. AND AN
AMENDMENT THERETO.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC. Agenda Number: 933775390
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN B. DAVIES Mgmt For For
RODNEY C. DIMOCK Mgmt For For
LAURIE NORTON MOFFATT Mgmt For For
J. WILLIAR DUNLAEVY Mgmt For For
2. TO APPROVE THE BERKSHIRE HILLS BANCORP, Mgmt For For
INC. 2013 EQUITY INCENTIVE PLAN.
3. TO CONSIDER A NON-BINDING PROPOSAL TO GIVE Mgmt For For
ADVISORY APPROVAL OF OUR EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
BIG LOTS, INC. Agenda Number: 933789630
--------------------------------------------------------------------------------------------------------------------------
Security: 089302103
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: BIG
ISIN: US0893021032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. BERGER Mgmt For For
JAMES R. CHAMBERS Mgmt For For
STEVEN S. FISHMAN Mgmt Withheld Against
PETER J. HAYES Mgmt Withheld Against
BRENDA J. LAUDERBACK Mgmt For For
PHILIP E. MALLOTT Mgmt For For
RUSSELL SOLT Mgmt Withheld Against
JAMES R. TENER Mgmt For For
DENNIS B. TISHKOFF Mgmt Withheld Against
2. APPROVAL OF THE COMPENSATION OF BIG LOTS' Mgmt Against Against
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
THE PROXY STATEMENT PURSUANT TO ITEM 402 OF
REGULATION S-K, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION
TABLES AND THE NARRATIVE DISCUSSION
ACCOMPANYING THE TABLES.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BIG LOTS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BRISTOW GROUP INC. Agenda Number: 933660018
--------------------------------------------------------------------------------------------------------------------------
Security: 110394103
Meeting Type: Annual
Meeting Date: 01-Aug-2012
Ticker: BRS
ISIN: US1103941035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS N. AMONETT Mgmt For For
STEPHEN J. CANNON Mgmt For For
WILLIAM E. CHILES Mgmt For For
MICHAEL A. FLICK Mgmt For For
LORI A. GOBILLOT Mgmt For For
IAN A. GODDEN Mgmt For For
STEPHEN A. KING Mgmt For For
THOMAS C. KNUDSON Mgmt For For
MATHEW MASTERS Mgmt For For
BRUCE H. STOVER Mgmt For For
2. APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL AND RATIFICATION OF THE SELECTION Mgmt For For
OF KPMG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING MARCH
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BROOKLINE BANCORP, INC. Agenda Number: 933773079
--------------------------------------------------------------------------------------------------------------------------
Security: 11373M107
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BRKL
ISIN: US11373M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. CHAPIN Mgmt For For
JOHN A. HACKETT Mgmt For For
JOHN L. HALL II Mgmt For For
ROSAMOND B. VAULE Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BRUNSWICK CORPORATION Agenda Number: 933747947
--------------------------------------------------------------------------------------------------------------------------
Security: 117043109
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: BC
ISIN: US1170431092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID C. EVERITT Mgmt For For
1.3 ELECTION OF DIRECTOR: ROGER J. WOOD Mgmt For For
1.4 ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
2 THE APPROVAL OF THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS.
3 THE APPROVAL OF THE BRUNSWICK CORPORATION Mgmt For For
SENIOR MANAGEMENT INCENTIVE PLAN.
4 THE RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CAMBREX CORPORATION Agenda Number: 933758801
--------------------------------------------------------------------------------------------------------------------------
Security: 132011107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CBM
ISIN: US1320111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROSINA B. DIXON Mgmt For For
1.2 ELECTION OF DIRECTOR: KATHRYN R. HARRIGAN Mgmt For For
1.3 ELECTION OF DIRECTOR: LEON J. HENDRIX, JR. Mgmt For For
1.4 ELECTION OF DIRECTOR: ILAN KAUFTHAL Mgmt For For
1.5 ELECTION OF DIRECTOR: STEVEN M. KLOSK Mgmt For For
1.6 ELECTION OF DIRECTOR: WILLIAM B. KORB Mgmt For For
1.7 ELECTION OF DIRECTOR: JOHN R. MILLER Mgmt For For
1.8 ELECTION OF DIRECTOR: PETER G. TOMBROS Mgmt For For
1.9 ELECTION OF DIRECTOR: SHLOMO YANAI Mgmt For For
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE 2013
PROXY STATEMENT.
3. APPROVAL OF THE 2009 LONG TERM INCENTIVE Mgmt For For
PLAN AS AMENDED AND RESTATED.
4. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CBIZ, INC. Agenda Number: 933780442
--------------------------------------------------------------------------------------------------------------------------
Security: 124805102
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CBZ
ISIN: US1248051021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICK L. BURDICK Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN L. GERARD Mgmt For For
1.3 ELECTION OF DIRECTOR: BENAREE PRATT WILEY Mgmt For For
2. RATIFICATION OF KPMG, LLP AS CBIZ'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. SAY ON PAY-AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
4. UPON SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE SAID MEETING, OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL GARDEN & PET COMPANY Agenda Number: 933725876
--------------------------------------------------------------------------------------------------------------------------
Security: 153527106
Meeting Type: Annual
Meeting Date: 11-Feb-2013
Ticker: CENT
ISIN: US1535271068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM E. BROWN Mgmt Withheld Against
BROOKS M PENNINGTON III Mgmt Withheld Against
JOHN B. BALOUSEK Mgmt Withheld Against
DAVID N. CHICHESTER Mgmt Withheld Against
ALFRED A. PIERGALLINI Mgmt Withheld Against
JOHN R. RANELLI Mgmt Withheld Against
M. BETH SPRINGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS CENTRAL GARDEN & PET
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013
--------------------------------------------------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION Agenda Number: 933659457
--------------------------------------------------------------------------------------------------------------------------
Security: 199333105
Meeting Type: Annual
Meeting Date: 23-Jul-2012
Ticker: CMCO
ISIN: US1993331057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY T. TEVENS Mgmt For For
RICHARD H. FLEMING Mgmt For For
ERNEST R. VEREBELYI Mgmt For For
STEPHANIE K. KUSHNER Mgmt For For
STEPHEN RABINOWITZ Mgmt For For
LINDA A. GOODSPEED Mgmt For For
NICHOLAS T. PINCHUK Mgmt For For
LIAM G. MCCARTHY Mgmt For For
CHRISTIAN B. RAGOT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CRA INTERNATIONAL, INC. Agenda Number: 933811906
--------------------------------------------------------------------------------------------------------------------------
Security: 12618T105
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: CRAI
ISIN: US12618T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL MALEH Mgmt For For
THOMAS ROBERTSON Mgmt For For
WILLIAM SCHLEYER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO CRA'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2013 MEETING OF ITS
SHAREHOLDERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
CRA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
DREW INDUSTRIES INCORPORATED Agenda Number: 933779172
--------------------------------------------------------------------------------------------------------------------------
Security: 26168L205
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: DW
ISIN: US26168L2051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD W. ROSE, III Mgmt For For
LEIGH J. ABRAMS Mgmt For For
JAMES F. GERO Mgmt For For
FREDERICK B. HEGI, JR. Mgmt For For
DAVID A. REED Mgmt For For
JOHN B. LOWE, JR. Mgmt For For
JASON D. LIPPERT Mgmt For For
BRENDAN J. DEELY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC. Agenda Number: 933751554
--------------------------------------------------------------------------------------------------------------------------
Security: 29355X107
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: NPO
ISIN: US29355X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN E. MACADAM Mgmt For For
THOMAS M. BOTTS Mgmt For For
PETER C. BROWNING Mgmt For For
B. BERNARD BURNS, JR. Mgmt For For
DIANE C. CREEL Mgmt For For
GORDON D. HARNETT Mgmt For For
DAVID L. HAUSER Mgmt For For
WILBUR J. PREZZANO, JR. Mgmt For For
KEES VAN DER GRAAF Mgmt For For
2 ON AN ADVISORY BASIS, TO APPROVE THE Mgmt For For
COMPENSATION TO OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
EPL OIL & GAS, INC. Agenda Number: 933751009
--------------------------------------------------------------------------------------------------------------------------
Security: 26883D108
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: EPL
ISIN: US26883D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CHARLES O. BUCKNER Mgmt For For
SCOTT A. GRIFFITHS Mgmt For For
GARY C. HANNA Mgmt For For
MARC MCCARTHY Mgmt For For
STEVEN J. PULLY Mgmt For For
WILLIAM F. WALLACE Mgmt For For
2. APPROVE AN AMENDMENT TO THE COMPANY'S 2009 Mgmt For For
LONG TERM INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR AWARD UNDER THE PLAN FROM 2,474,000 TO
3,574,000 SHARES.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2013.
4. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTL., INC. Agenda Number: 933761620
--------------------------------------------------------------------------------------------------------------------------
Security: 303726103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: FCS
ISIN: US3037261035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: CHARLES P. CARINALLI Mgmt For For
1.2 ELECTION OF DIRECTOR: RANDY W. CARSON Mgmt For For
1.3 ELECTION OF DIRECTOR: TERRY A. KLEBE Mgmt For For
1.4 ELECTION OF DIRECTOR: ANTHONY LEAR Mgmt For For
1.5 ELECTION OF DIRECTOR: THOMAS L. MAGNANTI Mgmt For For
1.6 ELECTION OF DIRECTOR: KEVIN J. MCGARITY Mgmt For For
1.7 ELECTION OF DIRECTOR: BRYAN R. ROUB Mgmt For For
1.8 ELECTION OF DIRECTOR: RONALD W. SHELLY Mgmt For For
1.9 ELECTION OF DIRECTOR: MARK S. THOMPSON Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
FAIRCHILD SEMICONDUCTOR 2007 STOCK PLAN.
3. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
4. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC. Agenda Number: 933785505
--------------------------------------------------------------------------------------------------------------------------
Security: 320867104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: FMBI
ISIN: US3208671046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BROTHER JAMES Mgmt For For
GAFFNEY, FSC
1B. ELECTION OF DIRECTOR: PATRICK J. MCDONNELL Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. SCUDDER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN L. STERLING Mgmt For For
1E. ELECTION OF DIRECTOR: J. STEPHEN Mgmt For For
VANDERWOUDE
2. ADVISORY VOTE RATIFYING THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF FIRST MIDWEST
BANCORP, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF THE COMPENSATION PAID Mgmt For For
TO NAMED EXECUTIVE OFFICERS OF FIRST
MIDWEST BANCORP, INC.
4. APPROVAL OF AMENDMENTS TO THE FIRST MIDWEST Mgmt For For
BANCORP, INC. OMNIBUS STOCK AND INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
G&K SERVICES, INC. Agenda Number: 933690148
--------------------------------------------------------------------------------------------------------------------------
Security: 361268105
Meeting Type: Annual
Meeting Date: 08-Nov-2012
Ticker: GKSR
ISIN: US3612681052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS A. MILROY Mgmt For For
JEFFREY L. WRIGHT Mgmt For For
ALICE M. RICHTER Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS OUR INDEPENDENT
AUDITORS FOR FISCAL 2013.
3. PROPOSAL TO APPROVE, BY NON-BINDING Mgmt For For
ADVISORY VOTE, EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENERAL CABLE CORPORATION Agenda Number: 933763080
--------------------------------------------------------------------------------------------------------------------------
Security: 369300108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: BGC
ISIN: US3693001089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY B. KENNY Mgmt For For
GREGORY E. LAWTON Mgmt For For
CRAIG P. OMTVEDT Mgmt For For
PATRICK M. PREVOST Mgmt For For
ROBERT L. SMIALEK Mgmt For For
JOHN E. WELSH, III Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, TO AUDIT GENERAL
CABLE'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS AND INTERNAL CONTROL OVER
FINANCIAL REPORTING.
3. APPROVAL ON AN ADVISORY BASIS OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF PERFORMANCE GOALS UNDER GENERAL Mgmt For For
CABLE'S 2008 ANNUAL INCENTIVE PLAN, AS
AMENDED AND RESTATED, FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC. Agenda Number: 933722969
--------------------------------------------------------------------------------------------------------------------------
Security: 375916103
Meeting Type: Annual
Meeting Date: 07-Feb-2013
Ticker: GIL
ISIN: CA3759161035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM D. ANDERSON Mgmt For For
GLENN J. CHAMANDY Mgmt For For
RUSSELL GOODMAN Mgmt For For
GEORGE HELLER Mgmt For For
SHEILA O'BRIEN Mgmt For For
PIERRE ROBITAILLE Mgmt For For
JAMES R. SCARBOROUGH Mgmt For For
RICHARD P. STRUBEL Mgmt For For
GONZALO F. VALDES-FAULI Mgmt For For
02 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS FOR THE ENSUING
YEAR.
03 APPROVING AN ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION; SEE SCHEDULE "D" TO THE
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
GP STRATEGIES CORPORATION Agenda Number: 933672986
--------------------------------------------------------------------------------------------------------------------------
Security: 36225V104
Meeting Type: Annual
Meeting Date: 12-Sep-2012
Ticker: GPX
ISIN: US36225V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARVEY P. EISEN Mgmt Withheld Against
MARSHALL S. GELLER Mgmt For For
DANIEL M. FRIEDBERG Mgmt For For
SCOTT N. GREENBERG Mgmt For For
SUE W. KELLY Mgmt For For
RICHARD C. PFENNIGER Mgmt For For
A. MARVIN STRAIT Mgmt For For
GENE A. WASHINGTON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GP STRATEGIES CORPORATION Agenda Number: 933818176
--------------------------------------------------------------------------------------------------------------------------
Security: 36225V104
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: GPX
ISIN: US36225V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARVEY P. EISEN Mgmt Withheld Against
MARSHALL S. GELLER Mgmt For For
DANIEL M. FRIEDBERG Mgmt For For
SCOTT N. GREENBERG Mgmt For For
SUE W. KELLY Mgmt For For
RICHARD C. PFENNIGER Mgmt For For
A. MARVIN STRAIT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC. Agenda Number: 933784527
--------------------------------------------------------------------------------------------------------------------------
Security: 398905109
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: GPI
ISIN: US3989051095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN L. ADAMS Mgmt For For
J. TERRY STRANGE Mgmt For For
MAX P. WATSON, JR. Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
HARSCO CORPORATION Agenda Number: 933759233
--------------------------------------------------------------------------------------------------------------------------
Security: 415864107
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: HSC
ISIN: US4158641070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.K. DECKER Mgmt For For
J.F. EARL Mgmt For For
K.G. EDDY Mgmt For For
D.C. EVERITT Mgmt For For
S.E. GRAHAM Mgmt For For
T.D. GROWCOCK Mgmt For For
H.W. KNUEPPEL Mgmt For For
J.M. LOREE Mgmt For For
A.J. SORDONI, III Mgmt For For
R.C. WILBURN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE 2013 EQUITY AND INCENTIVE Mgmt For For
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. Agenda Number: 933782775
--------------------------------------------------------------------------------------------------------------------------
Security: 421933102
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: HMA
ISIN: US4219331026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. SCHOEN Mgmt For For
GARY D. NEWSOME Mgmt For For
KENT P. DAUTEN Mgmt For For
P.J. GOLDSCHMIDT, M.D. Mgmt For For
DONALD E. KIERNAN Mgmt For For
ROBERT A. KNOX Mgmt For For
VICKI A. O'MEARA Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
R.W. WESTERFIELD, PH.D. Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS IN OUR AMENDED AND
RESTATED 1996 EXECUTIVE INCENTIVE
COMPENSATION PLAN FOR COMPLIANCE WITH
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
5. STOCKHOLDER PROPOSAL REGARDING THE ISSUANCE Shr Against For
OF A SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
HURON CONSULTING GROUP INC. Agenda Number: 933758825
--------------------------------------------------------------------------------------------------------------------------
Security: 447462102
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: HURN
ISIN: US4474621020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES D. EDWARDS Mgmt For For
JOHN MCCARTNEY Mgmt For For
JAMES H. ROTH Mgmt For For
2. AN ADVISORY VOTE ON THE APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
INTEGRATED SILICON SOLUTION, INC. Agenda Number: 933725016
--------------------------------------------------------------------------------------------------------------------------
Security: 45812P107
Meeting Type: Annual
Meeting Date: 08-Feb-2013
Ticker: ISSI
ISIN: US45812P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JIMMY S.M. LEE Mgmt For For
SCOTT D. HOWARTH Mgmt For For
KONG YEU HAN Mgmt For For
PAUL CHIEN Mgmt For For
JONATHAN KHAZAM Mgmt For For
KEITH MCDONALD Mgmt For For
STEPHEN PLETCHER Mgmt For For
BRUCE WOOLEY Mgmt For For
JOHN ZIMMERMAN Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO OUR Mgmt For For
2007 INCENTIVE COMPENSATION PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 2,000,000 SHARES.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
4. PROPOSAL TO APPROVE AN ADVISORY Mgmt For For
(NON-BINDING) VOTE CONCERNING OUR EXECUTIVE
COMPENSATION PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
KAYDON CORPORATION Agenda Number: 933779285
--------------------------------------------------------------------------------------------------------------------------
Security: 486587108
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: KDN
ISIN: US4865871085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK A. ALEXANDER Mgmt For For
DAVID A. BRANDON Mgmt For For
PATRICK P. COYNE Mgmt For For
WILLIAM K. GERBER Mgmt For For
TIMOTHY J. O'DONOVAN Mgmt For For
JAMES O'LEARY Mgmt For For
2. TO APPROVE THE KAYDON CORPORATION 2013 Mgmt For For
NON-EMPLOYEE DIRECTORS EQUITY PLAN
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP, THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS, FOR THE YEAR
ENDING DECEMBER 31, 2013
4. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
KOPPERS HOLDINGS INC. Agenda Number: 933761846
--------------------------------------------------------------------------------------------------------------------------
Security: 50060P106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: KOP
ISIN: US50060P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D.M. HILLENBRAND, PH.D. Mgmt For For
LOUIS L. TESTONI Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
4. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING FOR THE ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED Agenda Number: 933668002
--------------------------------------------------------------------------------------------------------------------------
Security: 505336107
Meeting Type: Annual
Meeting Date: 22-Aug-2012
Ticker: LZB
ISIN: US5053361078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KURT L. DARROW Mgmt For For
JOHN H. FOSS Mgmt For For
JANET E. KERR Mgmt For For
H. GEORGE LEVY, M.D. Mgmt For For
W. ALAN MCCOLLOUGH Mgmt For For
NIDO R. QUBEIN Mgmt For For
2. BOARD PROPOSAL TO RATIFY Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS SET FORTH IN THE
PROXY STATEMENT.
4. BOARD'S PROPOSAL TO APPROVE AMENDING Mgmt For For
ARTICLES OF INCORPORATION TO ELIMINATE
PROVISION AUTHORIZING REORGANIZATION UNDER
STATE LAW.
--------------------------------------------------------------------------------------------------------------------------
LUXFER HOLDINGS PLC Agenda Number: 933825210
--------------------------------------------------------------------------------------------------------------------------
Security: 550678106
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: LXFR
ISIN: US5506781062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2012
TOGETHER WITH THE REPORTS OF THE COMPANY'S
DIRECTORS AND THE AUDITORS ("ACCOUNTS").
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT FOR THE YEAR ENDED 31 DECEMBER 2012
AS SET OUT ON PAGES 25 TO 34 (INCLUSIVE) OF
THE ACCOUNTS.
3. TO REAPPOINT PETER HASLEHURST AS A DIRECTOR Mgmt For For
OF THE COMPANY.
4. TO REAPPOINT BRIAN PURVES AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
5. TO APPOINT DAVID LANDLESS AS A DIRECTOR OF Mgmt For For
THE COMPANY.
6. TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
OF THE COMPANY ("AUDITORS") FROM THE
CONCLUSION OF THE AGM UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE COMPANY.
7. TO AUTHORISE THE DIRECTORS OF THE COMPANY Mgmt For For
TO AGREE THE REMUNERATION OF THE AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
MANPOWERGROUP INC. Agenda Number: 933753457
--------------------------------------------------------------------------------------------------------------------------
Security: 56418H100
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: MAN
ISIN: US56418H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GINA R. BOSWELL Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM DOWNE Mgmt For For
1.3 ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1.4 ELECTION OF DIRECTOR: PATRICIA A. Mgmt For For
HEMINGWAY-HALL
1.5 ELECTION OF DIRECTOR: TERRY A. HUENEKE Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF A PROPOSED AMENDMENT TO THE Mgmt For For
ARTICLES OF INCORPORATION OF MANPOWERGROUP
INC. TO DECLASSIFY THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
MCGRATH RENTCORP Agenda Number: 933818710
--------------------------------------------------------------------------------------------------------------------------
Security: 580589109
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: MGRC
ISIN: US5805891091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. DAWSON Mgmt For For
ROBERT C. HOOD Mgmt For For
DENNIS C. KAKURES Mgmt For For
ROBERT P. MCGRATH Mgmt Withheld Against
M. RICHARD SMITH Mgmt For For
DENNIS P. STRADFORD Mgmt For For
RONALD H. ZECH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2013.
3. TO HOLD A NON-BINDING, ADVISORY VOTE TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MDC PARTNERS INC. Agenda Number: 933816994
--------------------------------------------------------------------------------------------------------------------------
Security: 552697104
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: MDCA
ISIN: CA5526971042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MILES S. NADAL Mgmt For For
CLARE COPELAND Mgmt Withheld Against
THOMAS N. DAVIDSON Mgmt Withheld Against
ROBERT J. KAMERSCHEN Mgmt Withheld Against
SCOTT L. KAUFFMAN Mgmt Withheld Against
MICHAEL J.L. KIRBY Mgmt Withheld Against
STEPHEN M. PUSTIL Mgmt For For
IRWIN D. SIMON Mgmt For For
02 ON THE APPOINTMENT OF BDO USA, LLP TO ACT Mgmt For For
AS AUDITORS OF MDC PARTNERS AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 A NON-BINDING ADVISORY RESOLUTION ON THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
04 THE PROPOSED RESOLUTION TO AMEND THE Mgmt Against Against
COMPANY'S STOCK APPRECIATION RIGHTS PLAN.
--------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY Agenda Number: 933664446
--------------------------------------------------------------------------------------------------------------------------
Security: 607828100
Meeting Type: Annual
Meeting Date: 19-Jul-2012
Ticker: MOD
ISIN: US6078281002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. SURESH V. Mgmt For For
GARIMELLA
1B. ELECTION OF DIRECTOR: CHRISTOPHER W. Mgmt Against Against
PATTERSON
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MONOTYPE IMAGING HOLDINGS INC. Agenda Number: 933790152
--------------------------------------------------------------------------------------------------------------------------
Security: 61022P100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: TYPE
ISIN: US61022P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT M. GIVENS Mgmt Withheld Against
ROGER J. HEINEN, JR. Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
NEUSTAR, INC. Agenda Number: 933815411
--------------------------------------------------------------------------------------------------------------------------
Security: 64126X201
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: NSR
ISIN: US64126X2018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARETH C.C. CHANG Mgmt For For
1B. ELECTION OF DIRECTOR: LISA A. HOOK Mgmt For For
1C. ELECTION OF DIRECTOR: HELLENE S. RUNTAGH Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 933677330
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Special
Meeting Date: 26-Sep-2012
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE AND ADOPT THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF MAY 13, 2012, BY AND
BETWEEN PARK STERLING CORPORATION AND
CITIZENS SOUTH BANKING CORPORATION, AS
AMENDED FROM TIME TO TIME, PURSUANT TO
WHICH CITIZENS SOUTH BANKING CORPORATION
WILL MERGE WITH AND INTO PARK STERLING
CORPORATION.
2. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
APPROVE THE ADJOURNMENT OR POSTPONEMENT OF
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF APPROVAL AND
ADOPTION OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 933789173
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LESLIE M. BAKER, JR. Mgmt For For
LARRY W. CARROLL Mgmt For For
KIM S. PRICE Mgmt Withheld Against
BEN R. RUDISILL, II Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
03 ADOPTION OF ADVISORY (NONBINDING) Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PLANTRONICS, INC. Agenda Number: 933664511
--------------------------------------------------------------------------------------------------------------------------
Security: 727493108
Meeting Type: Annual
Meeting Date: 10-Aug-2012
Ticker: PLT
ISIN: US7274931085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARV TSEU Mgmt For For
1B. ELECTION OF DIRECTOR: KEN KANNAPPAN Mgmt For For
1C. ELECTION OF DIRECTOR: BRIAN DEXHEIMER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT HAGERTY Mgmt For For
1E. ELECTION OF DIRECTOR: GREGG HAMMANN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN HART Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL MOHR Mgmt For For
2. APPROVE AMENDMENTS TO THE 2003 STOCK PLAN Mgmt For For
INCLUDING, AMONG OTHER THINGS, AN INCREASE
OF 1,000,000 SHARES OF COMMON STOCK
ISSUABLE THEREUNDER, AND ELIMINATION OF THE
EXPIRATION DATE OF THE PLAN.
3. AMENDMENTS TO 2002 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN INCLUDING, AMONG OTHER THINGS,
INCREASE OF 300,000 SHARES OF COMMON STOCK
ISSUABLE THEREUNDER, & ELIMINATION OF
EXPIRATION DATE OF PLAN.
4. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF PLANTRONICS, INC.
5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF PLANTRONICS' NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
QUALITY DISTRIBUTION, INC. Agenda Number: 933808478
--------------------------------------------------------------------------------------------------------------------------
Security: 74756M102
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: QLTY
ISIN: US74756M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY R. ENZOR Mgmt For For
RICHARD B. MARCHESE Mgmt For For
THOMAS R. MIKLICH Mgmt For For
M. ALI RASHID Mgmt For For
ANNETTE M. SANDBERG Mgmt For For
ALAN H. SCHUMACHER Mgmt For For
THOMAS M. WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 933785000
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: RGA
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. BARTLETT Mgmt For For
ALAN C. HENDERSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVE AMENDMENT TO THE COMPANY'S FLEXIBLE Mgmt For For
STOCK PLAN.
4. RE-APPROVE THE PERFORMANCE MEASURES UNDER Mgmt For For
THE COMPANY'S ANNUAL BONUS PLAN.
5. RE-APPROVE THE PERFORMANCE MEASURES UNDER Mgmt For For
THE COMPANY'S FLEXIBLE STOCK PLAN.
6. AMEND THE COMPANY'S ARTICLES OF Mgmt For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
7. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
RF MICRO DEVICES, INC. Agenda Number: 933662377
--------------------------------------------------------------------------------------------------------------------------
Security: 749941100
Meeting Type: Annual
Meeting Date: 16-Aug-2012
Ticker: RFMD
ISIN: US7499411004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER H. WILKINSON, JR Mgmt For For
ROBERT A. BRUGGEWORTH Mgmt For For
DANIEL A. DILEO Mgmt For For
JEFFERY R. GARDNER Mgmt For For
JOHN R. HARDING Mgmt For For
MASOOD A. JABBAR Mgmt For For
CASIMIR S. SKRZYPCZAK Mgmt For For
ERIK H. VAN DER KAAY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (AS DEFINED IN THE PROXY
STATEMENT).
3. TO APPROVE THE 2012 STOCK INCENTIVE PLAN. Mgmt For For
4. TO AMEND THE EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECHNOLOGIES, INC. Agenda Number: 933803581
--------------------------------------------------------------------------------------------------------------------------
Security: 781270103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: RTEC
ISIN: US7812701032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL H. BERRY Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS G. GREIG Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD F. SPANIER Mgmt For For
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO APPROVE AN AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF OUR
COMMON STOCK FROM 50,000,000 TO 100,000,000
SHARES.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
RUSH ENTERPRISES, INC. Agenda Number: 933799605
--------------------------------------------------------------------------------------------------------------------------
Security: 781846209
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: RUSHA
ISIN: US7818462092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
W. MARVIN RUSH Mgmt For For
W.M. "RUSTY" RUSH Mgmt For For
JAMES C. UNDERWOOD Mgmt For For
HAROLD D. MARSHALL Mgmt For For
THOMAS A. AKIN Mgmt For For
GERALD R. SZCZEPANSKI Mgmt For For
2) PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
SANMINA CORPORATION Agenda Number: 933729482
--------------------------------------------------------------------------------------------------------------------------
Security: 801056102
Meeting Type: Annual
Meeting Date: 11-Mar-2013
Ticker: SANM
ISIN: US8010561020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JURE SOLA Mgmt For For
1B. ELECTION OF DIRECTOR: NEIL R. BONKE Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JEAN MANAS Mgmt For For
1F. ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt For For
1G. ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
SANMINA CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
3. TO APPROVE THE RESERVATION OF 1,700,000 Mgmt For For
SHARES OF COMMON STOCK FOR ISSUANCE UNDER
THE 2009 INCENTIVE PLAN OF SANMINA
CORPORATION.
4. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF SANMINA
CORPORATION'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED Agenda Number: 933812794
--------------------------------------------------------------------------------------------------------------------------
Security: G81276100
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: SIG
ISIN: BMG812761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DALE W. HILPERT Mgmt For For
1B ELECTION OF DIRECTOR: H. TODD STITZER Mgmt For For
1C ELECTION OF DIRECTOR: MARIANNE PARRS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL BARNES Mgmt For For
1E ELECTION OF DIRECTOR: RUSSELL WALLS Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS G. PLASKETT Mgmt For For
1G ELECTION OF DIRECTOR: VIRGINIA DROSOS Mgmt For For
2. TO APPOINT KPMG LLP AS INDEPENDENT AUDITOR Mgmt For For
OF THE COMPANY, TO HOLD OFFICE FROM THE
CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
AUDIT COMMITTEE TO DETERMINE ITS
COMPENSATION.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT (THE "SAY-ON-PAY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
SIRONA DENTAL SYSTEMS, INC. Agenda Number: 933728531
--------------------------------------------------------------------------------------------------------------------------
Security: 82966C103
Meeting Type: Annual
Meeting Date: 20-Feb-2013
Ticker: SIRO
ISIN: US82966C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIMONE BLANK Mgmt For For
TIMOTHY P. SULLIVAN Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG AG, Mgmt For For
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT,
GERMANY ("KPMG") AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2013
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT THE BOARD OF
DIRECTORS RECOMMENDS A VOTE
AGAINST PROPOSAL 4
4. TO APPROVE, ON AN ADVISORY BASIS, A Shr For Against
SHAREHOLDER PROPOSAL TO DECLASSIFY THE
BOARD OF DIRECTORS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS INC Agenda Number: 933765185
--------------------------------------------------------------------------------------------------------------------------
Security: 848574109
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SPR
ISIN: US8485741099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES L. CHADWELL Mgmt For For
IVOR EVANS Mgmt For For
PAUL FULCHINO Mgmt For For
RICHARD GEPHARDT Mgmt For For
ROBERT JOHNSON Mgmt For For
RONALD KADISH Mgmt For For
LARRY A. LAWSON Mgmt For For
TAWFIQ POPATIA Mgmt Withheld Against
FRANCIS RABORN Mgmt For For
JEFFREY L. TURNER Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP.
--------------------------------------------------------------------------------------------------------------------------
STERLING FINANCIAL CORPORATION Agenda Number: 933748761
--------------------------------------------------------------------------------------------------------------------------
Security: 859319303
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: STSA
ISIN: US8593193035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOWARD P. BEHAR Mgmt For For
LESLIE S. BILLER Mgmt Withheld Against
ELLEN R.M. BOYER Mgmt For For
DAVID A. COULTER Mgmt For For
ROBERT C. DONEGAN Mgmt For For
C. WEBB EDWARDS Mgmt For For
WILLIAM L. EISENHART Mgmt For For
ROBERT H. HARTHEIMER Mgmt For For
MICHAEL F. REULING Mgmt For For
J. GREGORY SEIBLY Mgmt For For
2. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION APPROVING STERLING'S EXECUTIVE
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR STERLING FOR THE YEAR
ENDING DECEMBER 31, 2013, AND ANY INTERIM
PERIODS.
--------------------------------------------------------------------------------------------------------------------------
SWIFT TRANSPORTATION CO. Agenda Number: 933780151
--------------------------------------------------------------------------------------------------------------------------
Security: 87074U101
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: SWFT
ISIN: US87074U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM POST Mgmt Withheld Against
JERRY MOYES Mgmt For For
RICHARD H. DOZER Mgmt Withheld Against
DAVID VANDER PLOEG Mgmt Withheld Against
GLENN BROWN Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF SWIFT'S NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS SWIFT'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR CALENDAR YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
SYMETRA FINANCIAL CORPORATION Agenda Number: 933750160
--------------------------------------------------------------------------------------------------------------------------
Security: 87151Q106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: SYA
ISIN: US87151Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DAVID T. FOY Mgmt For For
LOIS W. GRADY Mgmt For For
THOMAS M. MARRA Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3 VOTE TO RATIFY ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SYMMETRY MEDICAL INC. Agenda Number: 933744799
--------------------------------------------------------------------------------------------------------------------------
Security: 871546206
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: SMA
ISIN: US8715462060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG REYNOLDS Mgmt For For
JAMES BURNS Mgmt For For
2. TO RATIFY THE COMPENSATION OF THE COMPANY'S Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 933769626
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PATRICIA C. BARRON Mgmt For For
1B. ELECTION OF DIRECTOR: W. KIM FOSTER Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY A. GRAVES Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. ZUG Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC. Agenda Number: 933752695
--------------------------------------------------------------------------------------------------------------------------
Security: 88162F105
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: TTI
ISIN: US88162F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS R. BATES, JR. Mgmt For For
STUART M. BRIGHTMAN Mgmt For For
PAUL D. COOMBS Mgmt For For
RALPH S. CUNNINGHAM Mgmt For For
TOM H. DELIMITROS Mgmt For For
GEOFFREY M. HERTEL Mgmt For For
KENNETH P. MITCHELL Mgmt For For
WILLIAM D. SULLIVAN Mgmt For For
KENNETH E. WHITE, JR. Mgmt For For
2. TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS TETRA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF TETRA TECHNOLOGIES, INC.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE TETRA TECHNOLOGIES, INC. 2011 LONG TERM
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 933765616
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR TWO-YEAR TERM Mgmt For For
EXPIRING IN 2015: MICHAEL P. ANGELINI
1B. ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2016: P. KEVIN CONDRON
1C. ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2016: FREDERICK H. EPPINGER
1D. ELECTION OF DIRECTOR FOR TWO-YEAR TERM Mgmt For For
EXPIRING IN 2015: NEAL F. FINNEGAN
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE HANOVER INSURANCE GROUP, INC.
FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
TRIMAS CORPORATION Agenda Number: 933777546
--------------------------------------------------------------------------------------------------------------------------
Security: 896215209
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: TRS
ISIN: US8962152091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARSHALL A. COHEN Mgmt For For
DAVID M. WATHEN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. THE INCREASE IN THE NUMBER OF SHARES Mgmt For For
RESERVED FOR ISSUANCE UNDER THE 2011 TRIMAS
CORPORATION OMNIBUS INCENTIVE COMPENSATION
PLAN BY 2,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
TRIUMPH GROUP, INC. Agenda Number: 933662389
--------------------------------------------------------------------------------------------------------------------------
Security: 896818101
Meeting Type: Annual
Meeting Date: 19-Jul-2012
Ticker: TGI
ISIN: US8968181011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL BOURGON Mgmt For For
ELMER L. DOTY Mgmt For For
RALPH E. EBERHART Mgmt For For
JEFFRY D. FRISBY Mgmt For For
RICHARD C. GOZON Mgmt For For
RICHARD C. ILL Mgmt For For
ADAM J. PALMER Mgmt For For
JOSEPH M. SILVESTRI Mgmt For For
GEORGE SIMPSON Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
CUMULATIVE VOTING TO ALLOW FOR THE ADOPTION
OF A MAJORITY VOTE STANDARD IN THE ELECTION
OF DIRECTORS.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS TRIUMPH'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933764640
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
--------------------------------------------------------------------------------------------------------------------------
VALASSIS COMMUNICATIONS, INC. Agenda Number: 933775542
--------------------------------------------------------------------------------------------------------------------------
Security: 918866104
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: VCI
ISIN: US9188661048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, Mgmt For For
JR.
1.2 ELECTION OF DIRECTOR: KENNETH V. DARISH Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBERT A. MASON Mgmt For For
1.4 ELECTION OF DIRECTOR: ROBERT L. RECCHIA Mgmt For For
1.5 ELECTION OF DIRECTOR: THOMAS J. REDDIN Mgmt For For
1.6 ELECTION OF DIRECTOR: ALAN F. SCHULTZ Mgmt For For
1.7 ELECTION OF DIRECTOR: WALLACE S. SNYDER Mgmt For For
1.8 ELECTION OF DIRECTOR: LUIS A. UBINAS Mgmt For For
1.9 ELECTION OF DIRECTOR: AMBASSADOR FAITH Mgmt For For
WHITTLESEY
2. PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED VALASSIS COMMUNICATIONS, INC. 2008
OMNIBUS INCENTIVE COMPENSATION PLAN.
3. PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED VALASSIS COMMUNICATIONS, INC. 2008
SENIOR EXECUTIVES BONUS PLAN.
4. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
6. APPROVE ANY ADJOURNMENT OF THE ANNUAL Mgmt Against Against
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF ANY
OR ALL OF FOREGOING PROPOSALS IF THERE ARE
NOT SUFFICIENT VOTES.
--------------------------------------------------------------------------------------------------------------------------
VALIDUS HOLDINGS LTD Agenda Number: 933750336
--------------------------------------------------------------------------------------------------------------------------
Security: G9319H102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: VR
ISIN: BMG9319H1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD J. NOONAN Mgmt Withheld Against
MAHMOUD ABDALLAH Mgmt For For
JEFFREY W. GREENBERG Mgmt Withheld Against
JOHN J. HENDRICKSON Mgmt Withheld Against
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. TO APPROVE THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS, HAMILTON, BERMUDA
TO ACT AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VIRTUSA CORPORATION Agenda Number: 933674548
--------------------------------------------------------------------------------------------------------------------------
Security: 92827P102
Meeting Type: Annual
Meeting Date: 12-Sep-2012
Ticker: VRTU
ISIN: US92827P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IZHAR ARMONY Mgmt For For
ROWLAND T. MORIARTY Mgmt For For
MARTIN TRUST Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE FIRM OF Mgmt For For
KPMG LLP, AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, FOR THE FISCAL YEAR
ENDING MARCH 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WESCO AIRCRAFT HOLDINGS, INC. Agenda Number: 933717982
--------------------------------------------------------------------------------------------------------------------------
Security: 950814103
Meeting Type: Annual
Meeting Date: 23-Jan-2013
Ticker: WAIR
ISIN: US9508141036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL E. FULCHINO Mgmt For For
SCOTT E. KUECHLE Mgmt For For
ROBERT D. PAULSON Mgmt For For
2. APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013.
--------------------------------------------------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC. Agenda Number: 933701143
--------------------------------------------------------------------------------------------------------------------------
Security: 974637100
Meeting Type: Annual
Meeting Date: 18-Dec-2012
Ticker: WGO
ISIN: US9746371007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRVIN E. AAL Mgmt For For
MARTHA T. RODAMAKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS WINNEBAGO INDUSTRIES, INC.
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR OUR FISCAL YEAR 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION, (THE "SAY ON PAY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 933781761
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERHARD CLESS Mgmt For For
MICHAEL A. SMITH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR 2013
Systematic Mid Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO. Agenda Number: 933827808
--------------------------------------------------------------------------------------------------------------------------
Security: 002896207
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: ANF
ISIN: US0028962076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES B. BACHMANN Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL E. GREENLEES Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN S. HUVANE Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL S. JEFFRIES Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. KESSLER Mgmt Against Against
1F. ELECTION OF DIRECTOR: CRAIG R. STAPLETON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
4. STOCKHOLDER PROPOSAL ON A POLICY REGARDING Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE OF CONTROL,
IF STOCKHOLDER PROPOSAL IS PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. STOCKHOLDER PROPOSAL REGARDING ADOPTION OF Shr Against For
A "SPECIFIC PERFORMANCE POLICY", IF
STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED
AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION Agenda Number: 933763028
--------------------------------------------------------------------------------------------------------------------------
Security: 001084102
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: AGCO
ISIN: US0010841023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. GEORGE BENSON Mgmt For For
1B. ELECTION OF DIRECTOR: WOLFGANG DEML Mgmt For For
1C. ELECTION OF DIRECTOR: LUIZ F. FURLAN Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE E. MINNICH Mgmt For For
1E. ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN Mgmt For For
1F. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1G. ELECTION OF DIRECTOR: MALLIKA SRINIVASAN Mgmt For For
1H. ELECTION OF DIRECTOR: HENDRIKUS VISSER Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED COMPENSATION UNDER THE
AGCO CORPORATION AMENDED AND RESTATED
MANAGEMENT INCENTIVE PLAN PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
3. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
ASHLAND INC. Agenda Number: 933716853
--------------------------------------------------------------------------------------------------------------------------
Security: 044209104
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: ASH
ISIN: US0442091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR: BRENDAN M. Mgmt For For
CUMMINS
1.2 ELECTION OF CLASS III DIRECTOR: MARK C. Mgmt For For
ROHR
1.3 ELECTION OF CLASS III DIRECTOR: JANICE J. Mgmt For For
TEAL
1.4 ELECTION OF CLASS III DIRECTOR: MICHAEL J. Mgmt For For
WARD
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
2013.
3. APPROVAL OF AN AMENDMENT TO THE 2011 Mgmt For For
ASHLAND INC. INCENTIVE PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY
2,000,000 SHARES AND TO MAKE CERTAIN OTHER
AMENDMENTS INCLUDED THEREIN.
4. A NON-BINDING ADVISORY RESOLUTION APPROVING Mgmt For For
THE COMPENSATION PAID TO ASHLAND'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION.
5. SHAREHOLDER PROPOSAL RECOMMENDING THAT THE Shr For Against
BOARD OF DIRECTORS TAKE ACTION TO
DECLASSIFY THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 933742808
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADLEY A. ALFORD Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: ROLF L. BORJESSON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1F. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1H. ELECTION OF DIRECTOR: JULIA A. STEWART Mgmt For For
1I. ELECTION OF DIRECTOR: MARTHA N. SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S 2012 EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
AXIALL CORPORATION Agenda Number: 933802301
--------------------------------------------------------------------------------------------------------------------------
Security: 05463D100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: AXLL
ISIN: US05463D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL D. CARRICO Mgmt For For
1B. ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK J. FLEMING Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT M. GERVIS Mgmt For For
1E. ELECTION OF DIRECTOR: VICTORIA F. HAYNES Mgmt For For
1F. ELECTION OF DIRECTOR: STEPHEN E. MACADAM Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL H. MCGARRY Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. MANSFIELD Mgmt For For
1I. ELECTION OF DIRECTOR: MARK L. NOETZEL Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT RIPP Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID N. WEINSTEIN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP TO SERVE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BEMIS COMPANY, INC. Agenda Number: 933752645
--------------------------------------------------------------------------------------------------------------------------
Security: 081437105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: BMS
ISIN: US0814371052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID S. HAFFNER Mgmt For For
HOLLY A. VAN DEURSEN Mgmt For For
DAVID T. SZCZUPAK Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
BIOMED REALTY TRUST, INC. Agenda Number: 933791558
--------------------------------------------------------------------------------------------------------------------------
Security: 09063H107
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: BMR
ISIN: US09063H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN D. GOLD Mgmt For For
DANIEL M. BRADBURY Mgmt For For
BARBARA R. CAMBON Mgmt For For
EDWARD A. DENNIS, PH.D. Mgmt For For
RICHARD I. GILCHRIST Mgmt For For
GARY A. KREITZER Mgmt For For
THEODORE D. ROTH Mgmt For For
M. FAYE WILSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
ON THE COMPANY'S EXECUTIVE COMPENSATION.
4. APPROVAL OF THE 2013 AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE 2004 INCENTIVE AWARD
PLAN, INCLUDING THE INCREASE IN THE NUMBER
OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER FROM 5,340,000 SHARES
TO 10,740,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933757304
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHARINE T. BARTLETT Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For
1C. ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt For For
1F. ELECTION OF DIRECTOR: ERNEST MARIO Mgmt For For
1G. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For
1I. ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY VOTE Mgmt For For
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST Agenda Number: 933789111
--------------------------------------------------------------------------------------------------------------------------
Security: 105368203
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: BDN
ISIN: US1053682035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER D'ALESSIO Mgmt For For
ANTHONY A. NICHOLS, SR. Mgmt For For
GERARD H. SWEENEY Mgmt For For
WYCHE FOWLER Mgmt For For
MICHAEL J. JOYCE Mgmt For For
CHARLES P. PIZZI Mgmt For For
JAMES C. DIGGS Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR CALENDAR YEAR 2013.
3. PROVIDE AN ADVISORY, NON-BINDING VOTE ON Mgmt For For
OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933766593
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. FINOCCHIO, JR. Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 933748975
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SUSAN L. BOSTROM Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1.3 ELECTION OF DIRECTOR: ALBERTO Mgmt Against Against
SANGIOVANNI-VINCENTELLI
1.4 ELECTION OF DIRECTOR: GEORGE M. SCALISE Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN B. SHOVEN Mgmt For For
1.6 ELECTION OF DIRECTOR: ROGER S. SIBONI Mgmt For For
1.7 ELECTION OF DIRECTOR: YOUNG K. SOHN Mgmt For For
1.8 ELECTION OF DIRECTOR: LIP-BU TAN Mgmt For For
02 APPROVAL OF AN INCREASE IN THE NUMBER OF Mgmt For For
AUTHORIZED SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN.
03 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
04 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACOUNTING FIRM OF CADENCE FOR ITS FISCAL
YEAR ENDING DECEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
CBL & ASSOCIATES PROPERTIES, INC. Agenda Number: 933767040
--------------------------------------------------------------------------------------------------------------------------
Security: 124830100
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: CBL
ISIN: US1248301004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN D. LEBOVITZ Mgmt For For
THOMAS J. DEROSA Mgmt For For
MATTHEW S. DOMINSKI Mgmt For For
KATHLEEN M. NELSON Mgmt For For
WINSTON W. WALKER Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE COMPANY'S FISCAL
YEAR ENDING DECEMBER 31, 2013.
3. AN ADVISORY VOTE ON THE APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 933759702
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CBG
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD C. BLUM Mgmt For For
BRANDON B. BOZE Mgmt For For
CURTIS F. FEENY Mgmt For For
BRADFORD M. FREEMAN Mgmt For For
MICHAEL KANTOR Mgmt For For
FREDERIC V. MALEK Mgmt For For
JANE J. SU Mgmt For For
ROBERT E. SULENTIC Mgmt For For
LAURA D. TYSON Mgmt For For
GARY L. WILSON Mgmt For For
RAY WIRTA Mgmt For For
2. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CIRRUS LOGIC, INC. Agenda Number: 933657340
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 26-Jul-2012
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. CARTER Mgmt For For
TIMOTHY R. DEHNE Mgmt For For
JASON P. RHODE Mgmt For For
ALAN R. SCHUELE Mgmt For For
WILLIAM D. SHERMAN Mgmt For For
SUSAN WANG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 30, 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CLECO CORPORATION Agenda Number: 933747531
--------------------------------------------------------------------------------------------------------------------------
Security: 12561W105
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: CNL
ISIN: US12561W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LOGAN W. KRUGER Mgmt For For
BRUCE A. WILLIAMSON Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF THE FIRM OF DELOITTE & TOUCHE LLP AS
CLECO CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF CLECO CORPORATION'S NAMED EXECUTIVE
OFFICERS.
4. MANAGEMENT PROPOSAL TO AMEND THE BYLAWS OF Mgmt For For
CLECO CORPORATION TO ELIMINATE CUMULATIVE
VOTING AND TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS OF CLECO
CORPORATION SO AS TO REQUIRE THAT ALL
DIRECTORS BE ELECTED ANNUALLY.
5. MANAGEMENT PROPOSAL TO AMEND THE AMENDED Mgmt Against Against
AND RESTATED ARTICLES OF INCORPORATION OF
CLECO CORPORATION TO ELIMINATE CUMULATIVE
VOTING.
6. SHAREHOLDER PROPOSAL TO REQUIRE CLECO Shr For Against
CORPORATION TO ISSUE A SUSTAINABILITY
REPORT.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 933777318
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID W. JOOS Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: MICHAEL T. MONAHAN Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For
1J. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN B. YASINSKY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
(PRICEWATERHOUSECOOPERS LLP).
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933742202
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAN BENNINK Mgmt For For
JOHN F. BROCK Mgmt For For
CALVIN DARDEN Mgmt For For
L. PHILLIP HUMANN Mgmt For For
ORRIN H. INGRAM II Mgmt For For
THOMAS H. JOHNSON Mgmt For For
SUZANNE B. LABARGE Mgmt For For
VERONIQUE MORALI Mgmt For For
ANDREA L. SAIA Mgmt For For
GARRY WATTS Mgmt For For
CURTIS R. WELLING Mgmt For For
PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 933820690
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD H. BASTIAN Mgmt For For
1C. ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN S. BRINZO Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. DEWALT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1H. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1I. ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID R. GOODE Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE N. MATTSON Mgmt For For
1L. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1M. ELECTION OF DIRECTOR: KENNETH C. ROGERS Mgmt For For
1N. ELECTION OF DIRECTOR: KENNETH B. WOODROW Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DELTA'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2013.
4. A STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
OF DIRECTORS ADOPT A STOCK RETENTION POLICY
FOR SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933737097
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1I. ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. THIERER Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933689575
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Special
Meeting Date: 26-Oct-2012
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTING THE TRANSACTION AGREEMENT, DATED Mgmt For For
MAY 21, 2012, AMONG EATON CORPORATION,
COOPER INDUSTRIES PLC, NEW EATON
CORPORATION (F/K/A ABEIRON LIMITED),
ABEIRON II LIMITED (F/K/A COMDELL LIMITED),
TURLOCK B.V. AND TURLOCK CORPORATION, AS
AMENDED BY AMENDMENT NO. 1 TO THE
TRANSACTION AGREEMENT, DATED JUNE 22, 2012,
AND APPROVING THE MERGER.
2. APPROVING THE REDUCTION OF CAPITAL OF NEW Mgmt For For
EATON TO ALLOW THE CREATION OF
DISTRIBUTABLE RESERVES OF NEW EATON WHICH
ARE REQUIRED UNDER IRISH LAW IN ORDER TO
ALLOW NEW EATON TO MAKE DISTRIBUTIONS AND
TO PAY DIVIDENDS AND REPURCHASE OR REDEEM
SHARES FOLLOWING COMPLETION OF THE
TRANSACTION.
3. APPROVING, ON AN ADVISORY BASIS, SPECIFIED Mgmt Against Against
COMPENSATORY ARRANGEMENTS BETWEEN EATON AND
ITS NAMED EXECUTIVE OFFICERS RELATING TO
THE TRANSACTION AGREEMENT.
4. APPROVING ANY MOTION TO ADJOURN THE SPECIAL Mgmt For For
MEETING, OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933749143
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2013 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. APPROVING THE SENIOR EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVING THE EXECUTIVE STRATEGIC INCENTIVE Mgmt For For
PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. AUTHORIZING THE COMPANY AND OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS
MARKET PURCHASES OF COMPANY SHARES.
7. AUTHORIZING THE PRICE RANGE AT WHICH THE Mgmt Against Against
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS
TREASURY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 933808175
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN W. BERSHAD Mgmt For For
DAVID A.B. BROWN Mgmt For For
LARRY J. BUMP Mgmt For For
ALBERT FRIED, JR. Mgmt For For
ANTHONY J. GUZZI Mgmt For For
RICHARD F. HAMM, JR. Mgmt For For
DAVID H. LAIDLEY Mgmt For For
FRANK T. MACINNIS Mgmt For For
JERRY E. RYAN Mgmt For For
MICHAEL T. YONKER Mgmt For For
2. APPROVAL BY NON-BINDING ADVISORY VOTE OF Mgmt For For
EXECUTIVE COMPENSATION.
3. TO REAPPROVE THE ADOPTION OF THE KEY Mgmt For For
EXECUTIVE INCENTIVE BONUS PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
ENERGEN CORPORATION Agenda Number: 933763232
--------------------------------------------------------------------------------------------------------------------------
Security: 29265N108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: EGN
ISIN: US29265N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. MICHAEL GOODRICH Mgmt For For
JAY GRINNEY Mgmt For For
FRANCES POWELL HAWES Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE QUALIFICATION OF THE Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
5. PROPOSAL TO AMEND THE CERTIFICATE OF Mgmt For For
INCORPORATION TO PROVIDE FOR ONE-YEAR
RATHER THAN THREE-YEAR STAGGERED TERMS FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE PARTNERS INC. Agenda Number: 933813861
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 19-Jun-2013
Ticker: EVR
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER C. ALTMAN Mgmt For For
PEDRO ASPE Mgmt For For
RICHARD I. BEATTIE Mgmt For For
FRANCOIS DE ST. PHALLE Mgmt Withheld Against
GAIL B. HARRIS Mgmt For For
CURT HESSLER Mgmt For For
ROBERT B. MILLARD Mgmt For For
ANTHONY N. PRITZKER Mgmt For For
RALPH L. SCHLOSSTEIN Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED 2006 Mgmt Against Against
EVERCORE PARTNERS INC. STOCK INCENTIVE
PLAN.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES INC Agenda Number: 933784565
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHAN A. JAMES Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK R. MARTIRE Mgmt For For
1C. ELECTION OF DIRECTOR: GARY A. NORCROSS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES B. STALLINGS, Mgmt For For
JR.
2. ADVISORY VOTE ON FIDELITY NATIONAL Mgmt Against Against
INFORMATION SERVICES, INC. EXECUTIVE
COMPENSATION.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FIS 2008 OMNIBUS INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC Agenda Number: 933772938
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: FNF
ISIN: US31620R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL D. (RON) LANE* Mgmt For For
RICHARD N. MASSEY* Mgmt For For
JOHN D. ROOD# Mgmt For For
CARY H. THOMPSON* Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED 2005 OMNIBUS
INCENTIVE PLAN TO INCREASE THE AUTHORIZED
SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY
5,500,000 SHARES.
4. TO APPROVE AMENDMENTS TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO PERMIT SHAREHOLDERS TO ACT
BY WRITTEN CONSENT UPON A MAJORITY VOTE.
5. TO APPROVE AMENDMENTS TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE ALL
SUPERMAJORITY VOTING PROVISIONS.
6. TO RATIFY THE APPOINTMENT OF KPMG, LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933740474
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DARRYL F. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM M. ISAAC Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1J. ELECTION OF DIRECTOR: MITCHEL D. Mgmt For For
LIVINGSTON, PH.D.
1K. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1L. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. SCHIFF, JR. Mgmt For For
1N. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
02. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2013.
03. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
04. AN ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt 1 Year For
SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY 1, 2,
OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933775009
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEN C. HICKS* Mgmt For For
GUILLERMO MARMOL* Mgmt For For
DONA D. YOUNG* Mgmt For For
MAXINE CLARK# Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF THE 2013 FOOT LOCKER EMPLOYEES Mgmt For For
STOCK PURCHASE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, TO REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
GANNETT CO., INC. Agenda Number: 933746096
--------------------------------------------------------------------------------------------------------------------------
Security: 364730101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: GCI
ISIN: US3647301015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN E. CODY Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD D. ELIAS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN JEFFRY LOUIS Mgmt For For
1D. ELECTION OF DIRECTOR: MARJORIE MAGNER Mgmt For For
1E. ELECTION OF DIRECTOR: GRACIA C. MARTORE Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT K. MCCUNE Mgmt For For
1G. ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN NESS Mgmt For For
1I. ELECTION OF DIRECTOR: NEAL SHAPIRO Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING VESTING OF Shr For Against
EQUITY AWARDS OF SENIOR EXECUTIVES UPON A
CHANGE OF CONTROL.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 933779665
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ADRIAN D.P. BELLAMY Mgmt For For
1B. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT J. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. FISHER Mgmt For For
1E. ELECTION OF DIRECTOR: ISABELLA D. GOREN Mgmt For For
1F. ELECTION OF DIRECTOR: BOB L. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1H. ELECTION OF DIRECTOR: GLENN K. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1J. ELECTION OF DIRECTOR: KATHERINE TSANG Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 1, 2014.
3. ADVISORY VOTE TO APPROVE THE OVERALL Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS INC. Agenda Number: 933781898
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PHILIP E. MALLOTT Mgmt For For
C. SCOTT O'HARA Mgmt For For
RICHARD J. WALLACE Mgmt For For
2 AMENDMENT TO THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO:
ELIMINATE THE AUTHORIZED CLASS B COMMON
STOCK, PAR VALUE OF $0.001 PER SHARE AND
PROVISIONS RELATED THERETO
3 AMENDMENT TO THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO:
SET RANGE IN SIZE OF OUR BOARD OF
DIRECTORS.
4 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO: DECLASSIFY OUR BOARD
OF DIRECTORS AND PROVIDE FOR ANNUAL
ELECTION OF ALL DIRECTORS
5 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO: DELETE VARIOUS
PROVISIONS RELATED TO THE COMPANY'S FORMER
"SPONSORS"
6 AMENDMENT TO THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO: PERMIT STOCKHOLDERS TO
TAKE ACTION BY WRITTEN CONSENT.
7 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2013 FISCAL YEAR
8 THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2012, AS DISCLOSED IN
THE ACCOMPANYING PROXY MATERIALS
--------------------------------------------------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC. Agenda Number: 933785428
--------------------------------------------------------------------------------------------------------------------------
Security: 404132102
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: HCC
ISIN: US4041321021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EMMANUEL T. BALLASES Mgmt For For
JUDY C. BOZEMAN Mgmt For For
FRANK J. BRAMANTI Mgmt For For
WALTER M. DUER Mgmt For For
JAMES C. FLAGG, PH.D. Mgmt For For
THOMAS M. HAMILTON Mgmt For For
LESLIE S. HEISZ Mgmt For For
JOHN N. MOLBECK JR. Mgmt For For
ROBERT A. ROSHOLT Mgmt For For
J. MIKESELL THOMAS Mgmt For For
CHRISTOPHER JB WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. APPROVAL OF THE HCC INSURANCE HOLDINGS, Mgmt For For
INC. 2013 EMPLOYEE STOCK PURCHASE PLAN.
5. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE HCC INSURANCE
HOLDINGS, INC. 2008 FLEXIBLE INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
HELMERICH & PAYNE, INC. Agenda Number: 933726121
--------------------------------------------------------------------------------------------------------------------------
Security: 423452101
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: HP
ISIN: US4234521015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HANS HELMERICH Mgmt For For
JOHN W. LINDSAY Mgmt For For
PAULA MARSHALL Mgmt For For
RANDY A. FOUTCH Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. NON-BINDING STOCKHOLDER PROPOSAL TO ADOPT A Shr For
MAJORITY VOTING STANDARD IN THE ELECTION OF
DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933787650
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RODNEY F. CHASE Mgmt For *
HARVEY GOLUB Mgmt For *
KARL F. KURZ Mgmt For *
DAVID MCMANUS Mgmt For *
MARSHALL D. SMITH Mgmt For *
02 TO APPROVE THE COMPANY'S PROPOSAL TO RATIFY Mgmt For *
THE SELECTION BY THE AUDIT COMMITTEE OF THE
FIRM OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For *
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED FURTHER IN
THE COMPANY'S PROXY STATEMENT.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For *
CERTIFICATE OF INCORPORATION AND BY-LAWS TO
DECLASSIFY THE BOARD.
05 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt Against *
RECOMMENDING THAT THE BOARD ADOPT A POLICY
THAT REQUIRES AN INDEPENDENT CHAIRMAN.
06 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE BOARD TAKE ACTION TO
IMPLEMENT A SIMPLE MAJORITY VOTE STANDARD.
07 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE COMPANY PROVIDE A
REPORT REGARDING POLITICAL CONTRIBUTIONS.
08 TO APPROVE THE REPEAL OF ANY PROVISIONS OF Mgmt For *
OR AMENDMENT TO THE BY-LAWS ADOPTED BY THE
BOARD WITHOUT THE APPROVAL OF THE
STOCKHOLDERS AFTER FEBRUARY 2, 2011 AND
BEFORE THE 2013 ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 933765476
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS Y. BECH Mgmt For For
1B. ELECTION OF DIRECTOR: BUFORD P. BERRY Mgmt For For
1C. ELECTION OF DIRECTOR: LELDON E. ECHOLS Mgmt For For
1D. ELECTION OF DIRECTOR: R. KEVIN HARDAGE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL C. JENNINGS Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. KOSTELNIK Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. LEE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT G. MCKENZIE Mgmt For For
1I. ELECTION OF DIRECTOR: FRANKLIN MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL E. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: TOMMY A. VALENTA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 933750552
--------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: HUN
ISIN: US4470111075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NOLAN D. ARCHIBALD Mgmt Withheld Against
M. ANTHONY BURNS Mgmt For For
JON M. HUNTSMAN, JR. Mgmt Withheld Against
SIR ROBERT J. MARGETTS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HUNTSMAN CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
THE BOARD OF DIRECTORS RECOMMENDS
YOU VOTE "AGAINST" THE
FOLLOWING PROPOSAL
4. VOTE ON A PROPOSAL SUBMITTED BY A Shr For Against
STOCKHOLDER URGING THAT THE BOARD OF
DIRECTORS TAKE NECESSARY STEPS TO ELECT
EACH DIRECTOR ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
INGREDION INC Agenda Number: 933769068
--------------------------------------------------------------------------------------------------------------------------
Security: 457187102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: INGR
ISIN: US4571871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD J. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: LUIS Mgmt Against Against
ARANGUREN-TRELLEZ
1C. ELECTION OF DIRECTOR: DAVID B. FISCHER Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL HANRAHAN Mgmt For For
1F. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1G. ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1H. ELECTION OF DIRECTOR: BARBARA A. KLEIN Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: DWAYNE A. WILSON Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY AND ITS
SUBSIDIARIES, IN RESPECT OF THE COMPANY'S
OPERATIONS IN 2013.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 933779362
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For
1B. ELECTION OF DIRECTOR: AHMET C. DORDUNCU Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For
1F. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For
1J. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
3. AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION REGARDING
SHAREOWNER ACTION BY WRITTEN CONSENT
4. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED UNDER THE
HEADING "COMPENSATION DISCUSSION &
ANALYSIS"
5. SHAREOWNER PROPOSAL CONCERNING A POLICY ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933772801
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD P. CAMPBELL Mgmt For For
JOSEPH A. CARRABBA Mgmt For For
CHARLES P. COOLEY Mgmt For For
ALEXANDER M. CUTLER Mgmt Withheld Against
H. JAMES DALLAS Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
WILLIAM G. GISEL, JR. Mgmt For For
RICHARD J. HIPPLE Mgmt For For
KRISTEN L. MANOS Mgmt For For
BETH E. MOONEY Mgmt For For
BARBARA R. SNYDER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR ERNST & YOUNG LLP.
3 ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4 APPROVAL OF KEYCORP 2013 EQUITY Mgmt Against Against
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
KILROY REALTY CORPORATION Agenda Number: 933779766
--------------------------------------------------------------------------------------------------------------------------
Security: 49427F108
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: KRC
ISIN: US49427F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN B. KILROY, JR. Mgmt For For
EDWARD F. BRENNAN PH.D. Mgmt Withheld Against
WILLIAM P. DICKEY Mgmt Withheld Against
SCOTT S. INGRAHAM Mgmt Withheld Against
DALE F. KINSELLA Mgmt Withheld Against
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.
4. AMENDMENT AND RESTATEMENT OF THE KILROY Mgmt Against Against
REALTY 2006 INCENTIVE AWARD PLAN, AS
AMENDED.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 933781608
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM J. AVERY Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM PORTER PAYNE Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK S. PITTARD Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE AN ADVISORY RESOLUTION ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC. Agenda Number: 933733948
--------------------------------------------------------------------------------------------------------------------------
Security: 552676108
Meeting Type: Annual
Meeting Date: 18-Mar-2013
Ticker: MDC
ISIN: US5526761086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL A. BERMAN Mgmt For For
HERBERT T. BUCHWALD Mgmt For For
LARRY A. MIZEL Mgmt For For
2 TO APPROVE THE M.D.C. HOLDINGS, INC. 2013 Mgmt For For
EXECUTIVE OFFICER PERFORMANCE-BASED
COMPENSATION PLAN.
3 TO APPROVE AN AMENDMENT TO THE M.D.C. Mgmt Against Against
HOLDINGS, INC. 2011 EQUITY INCENTIVE PLAN.
4 TO APPROVE AN ADVISORY PROPOSAL REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS (SAY ON PAY).
5 TO APPROVE THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 933785959
--------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: MGA
ISIN: CA5592224011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT B. BONHAM Mgmt For For
PETER G. BOWIE Mgmt For For
HON. J. TREVOR EYTON Mgmt For For
V. PETER HARDER Mgmt For For
LADY BARBARA JUDGE Mgmt For For
KURT J. LAUK Mgmt For For
DONALD J. WALKER Mgmt For For
LAWRENCE D. WORRALL Mgmt For For
WILLIAM L. YOUNG Mgmt For For
02 RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT AUDITOR OF THE CORPORATION AND
AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX
THE INDEPENDENT AUDITOR'S REMUNERATION.
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt Against Against
DIMINISH THE ROLES AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR / PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 933773574
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. FIEDLER Mgmt For For
MR. WELLBORN Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION, AS DISCLOSED IN THE COMPANY'S
PROXY STATEMENT FOR THE 2013 ANNUAL MEETING
OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933755045
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1C. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1D. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013.
3. APPROVE THE NEWELL RUBBERMAID INC. 2013 Mgmt For For
INCENTIVE PLAN.
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. Agenda Number: 933768650
--------------------------------------------------------------------------------------------------------------------------
Security: 65473P105
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: NI
ISIN: US65473P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I1 ELECTION OF DIRECTOR: RICHARD A. ABDOO Mgmt For For
I2 ELECTION OF DIRECTOR: ARISTIDES S. CANDRIS Mgmt For For
I3 ELECTION OF DIRECTOR: SIGMUND L. CORNELIUS Mgmt For For
I4 ELECTION OF DIRECTOR: MICHAEL E. JESANIS Mgmt For For
I5 ELECTION OF DIRECTOR: MARTY R. KITTRELL Mgmt For For
I6 ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
I7 ELECTION OF DIRECTOR: DEBORAH S. PARKER Mgmt For For
I8 ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. Mgmt For For
I9 ELECTION OF DIRECTOR: TERESA A. TAYLOR Mgmt For For
I10 ELECTION OF DIRECTOR: RICHARD L. THOMPSON Mgmt For For
I11 ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
II TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
III TO CONSIDER ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
IV TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
REGARDING ACTION BY WRITTEN CONSENT.
V TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
REGARDING A POLICY TO END BENCHMARKING CEO
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933746589
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL Mgmt For For
1B ELECTION OF DIRECTOR: DAVID CRANE Mgmt For For
1C ELECTION OF DIRECTOR: KATHLEEN A. MCGINTY Mgmt For For
1D ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933765399
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt Withheld Against
CLAYTON C. DALEY, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013
3. APPROVAL OF THE SENIOR OFFICERS ANNUAL AND Mgmt For For
LONG-TERM INCENTIVE PLANS
4. APPROVAL OF THE AMENDMENT OF NUCOR'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REDUCE THE SUPERMAJORITY VOTING THRESHOLDS
5. APPROVAL OF THE AMENDMENT OF NUCOR'S BYLAWS Mgmt For For
TO REDUCE THE SUPERMAJORITY VOTING
THRESHOLDS
6. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
7. STOCKHOLDER PROPOSAL REGARDING REPORT ON Shr For Against
LOBBYING ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 933819976
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
2A. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. R.L. CLEMMER AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AND NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 30, 2013
3C. PROPOSAL TO RE-APPOINT MR. J.P. HUTH AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3D. PROPOSAL TO RE-APPOINT MR. R. MACKENZIE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3E. PROPOSAL TO RE-APPOINT MR. E. DURBAN AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3F. PROPOSAL TO RE-APPOINT MR. K.A. GOLDMAN AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3G. PROPOSAL TO RE-APPOINT MR. J. KAESER AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3H. PROPOSAL TO RE-APPOINT MR. I. LORING AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3I. PROPOSAL TO RE-APPOINT MR. M. PLANTEVIN AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3J. PROPOSAL TO RE-APPOINT MR. V. BHATIA AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3K. PROPOSAL TO APPOINT MR. J.-P. SAAD AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
4. AUTHORIZATION TO REPURCHASE SHARES IN THE Mgmt Abstain Against
COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
OMNICARE, INC. Agenda Number: 933799489
--------------------------------------------------------------------------------------------------------------------------
Security: 681904108
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: OCR
ISIN: US6819041087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN J. HEYER Mgmt Against Against
1C. ELECTION OF DIRECTOR: JOHN L. WORKMAN Mgmt For For
1D. ELECTION OF DIRECTOR: AMY WALLMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREA R. LINDELL Mgmt Against Against
1F. ELECTION OF DIRECTOR: BARRY SCHOCHET Mgmt For For
1G. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1H. ELECTION OF DIRECTOR: SAM R. LENO Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. BERNBACH Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 933795847
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: PTEN
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK S. SIEGEL Mgmt For For
KENNETH N. BERNS Mgmt For For
CHARLES O. BUCKNER Mgmt For For
MICHAEL W. CONLON Mgmt For For
CURTIS W. HUFF Mgmt For For
TERRY H. HUNT Mgmt For For
CLOYCE A. TALBOTT Mgmt Withheld Against
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
PATTERSON-UTI'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933748800
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BTU
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER OUR 2008 MANAGEMENT
ANNUAL INCENTIVE COMPENSATION PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
ACTIVITIES.
6. SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 933738708
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT F. FRIEL Mgmt For For
1C. ELECTION OF DIRECTOR: NICHOLAS A. LOPARDO Mgmt For For
1D. ELECTION OF DIRECTOR: ALEXIS P. MICHAS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES C. MULLEN Mgmt For For
1F. ELECTION OF DIRECTOR: VICKI L. SATO, PH.D Mgmt For For
1G. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK J. SULLIVAN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS PERKINELMER'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt Against Against
OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933772798
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FREDERICK M. BERNTHAL Mgmt For For
JOHN W. CONWAY Mgmt For For
PHILIP G. COX Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
LOUISE K. GOESER Mgmt For For
STUART E. GRAHAM Mgmt For For
STUART HEYDT Mgmt For For
RAJA RAJAMANNAR Mgmt For For
CRAIG A. ROGERSON Mgmt For For
WILLIAM H. SPENCE Mgmt For For
NATICA VON ALTHANN Mgmt For For
KEITH H. WILLIAMSON Mgmt For For
2 APPROVAL OF AMENDMENT TO PPL CORPORATION'S Mgmt For For
ARTICLES OF INCORPORATION TO IMPLEMENT
MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
5 SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL Shr For Against
SPENDING REPORT
--------------------------------------------------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC. Agenda Number: 933731526
--------------------------------------------------------------------------------------------------------------------------
Security: 754730109
Meeting Type: Annual
Meeting Date: 21-Feb-2013
Ticker: RJF
ISIN: US7547301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SHELLEY G. BROADER Mgmt For For
1B ELECTION OF DIRECTOR: FRANCIS S. GODBOLD Mgmt Against Against
1C ELECTION OF DIRECTOR: H.W. HABERMEYER, JR. Mgmt For For
1D ELECTION OF DIRECTOR: CHET HELCK Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS A. JAMES Mgmt For For
1F ELECTION OF DIRECTOR: GORDON L. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: PAUL C. REILLY Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT P. SALTZMAN Mgmt For For
1I ELECTION OF DIRECTOR: HARDWICK SIMMONS Mgmt For For
1J ELECTION OF DIRECTOR: SUSAN N. STORY Mgmt For For
2 TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3 TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 933767076
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE W. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For
1D. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1E. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For
1F. ELECTION OF DIRECTOR: O.B. GRAYSON HALL, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES R. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. ROBERTS Mgmt For For
1N. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
2. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE REGIONS FINANCIAL Mgmt For For
CORPORATION EXECUTIVE INCENTIVE PLAN.
4. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING POSTING A Shr For Against
REPORT, UPDATED SEMI-ANNUALLY, OF POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
RYDER SYSTEM, INC. Agenda Number: 933749244
--------------------------------------------------------------------------------------------------------------------------
Security: 783549108
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: R
ISIN: US7835491082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR A 3-YEAR TERM OF Mgmt For For
OFFICE EXPIRING AT THE 2016 ANNUAL MEETING:
ROBERT J. ECK
1B. ELECTION OF DIRECTOR FOR A 3-YEAR TERM OF Mgmt For For
OFFICE EXPIRING AT THE 2016 ANNUAL MEETING:
TAMARA L. LUNDGREN
1C. ELECTION OF DIRECTOR FOR A 3-YEAR TERM OF Mgmt For For
OFFICE EXPIRING AT THE 2016 ANNUAL MEETING:
EUGENE A. RENNA
1D. ELECTION OF DIRECTOR FOR A 3-YEAR TERM OF Mgmt For For
OFFICE EXPIRING AT THE 2016 ANNUAL MEETING:
ABBIE J. SMITH
1E. ELECTION OF DIRECTOR FOR A 2-YEAR TERM OF Mgmt For For
OFFICE EXPIRING AT THE 2015 ANNUAL MEETING:
ROBERT E. SANCHEZ
1F. ELECTION OF DIRECTOR FOR A 1-YEAR TERM OF Mgmt For For
OFFICE EXPIRING AT THE 2014 ANNUAL MEETING:
MICHAEL F. HILTON
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION AND BY-LAWS TO DECLASSIFY THE
BOARD.
5. A SHAREHOLDER PROPOSAL TO ELIMINATE ALL Shr For Against
SUPERMAJORITY VOTE PROVISIONS IN THE
ARTICLES OF INCORPORATION AND BY-LAWS.
--------------------------------------------------------------------------------------------------------------------------
SIRONA DENTAL SYSTEMS, INC. Agenda Number: 933728531
--------------------------------------------------------------------------------------------------------------------------
Security: 82966C103
Meeting Type: Annual
Meeting Date: 20-Feb-2013
Ticker: SIRO
ISIN: US82966C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIMONE BLANK Mgmt Withheld Against
TIMOTHY P. SULLIVAN Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG AG, Mgmt For For
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT,
GERMANY ("KPMG") AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2013
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT THE BOARD OF
DIRECTORS RECOMMENDS A VOTE
AGAINST PROPOSAL 4
4. TO APPROVE, ON AN ADVISORY BASIS, A Shr For Against
SHAREHOLDER PROPOSAL TO DECLASSIFY THE
BOARD OF DIRECTORS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 933775415
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. MCLACHLAN Mgmt For For
DAVID J. ALDRICH Mgmt For For
KEVIN L. BEEBE Mgmt For For
TIMOTHY R. FUREY Mgmt For For
BALAKRISHNAN S. IYER Mgmt Withheld Against
THOMAS C. LEONARD Mgmt For For
DAVID P. MCGLADE Mgmt For For
ROBERT A. SCHRIESHEIM Mgmt For For
2. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2005 LONG-TERM INCENTIVE PLAN, AS
AMENDED.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
4. TO RATIFY THE SELECTION BY THE COMPANY'S Mgmt For For
AUDIT COMMITTEE OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 933797207
--------------------------------------------------------------------------------------------------------------------------
Security: 855030102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: SPLS
ISIN: US8550301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt For For
1C. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For
1D. ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For
1E. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1F. ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1I. ELECTION OF DIRECTOR: ELIZABETH A. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For
1K. ELECTION OF DIRECTOR: RAUL VAZQUEZ Mgmt For For
1L. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For
1M. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS STAPLES'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
4. NON-BINDING STOCKHOLDER PROPOSAL TO PROVIDE Shr For Against
PROXY ACCESS FOR STOCKHOLDERS HOLDING 1% OF
THE COMPANY'S COMMON STOCK FOR ONE YEAR.
5. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr For Against
COMPANY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 933738669
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1B. ELECTION OF DIRECTOR: ALSTON D. CORRELL Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY C. CROWE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID H. HUGHES Mgmt For For
1E. ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1F. ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For
LINNENBRINGER
1H. ELECTION OF DIRECTOR: DONNA S. MOREA Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. ROGERS, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: FRANK W. SCRUGGS Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1M. ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
TEREX CORPORATION Agenda Number: 933760743
--------------------------------------------------------------------------------------------------------------------------
Security: 880779103
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: TEX
ISIN: US8807791038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD M. DEFEO Mgmt For For
1B. ELECTION OF DIRECTOR: G. CHRIS ANDERSEN Mgmt For For
1C. ELECTION OF DIRECTOR: PAULA H.J. Mgmt For For
CHOLMONDELEY
1D. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. HANSEN Mgmt For For
1F. ELECTION OF DIRECTOR: RAIMUND KLINKNER Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID A. SACHS Mgmt For For
1H. ELECTION OF DIRECTOR: OREN G. SHAFFER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID C. WANG Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT W. WINE Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY.
3. TO APPROVE AN AMENDMENT TO THE TEREX Mgmt For For
CORPORATION 2009 OMNIBUS INCENTIVE PLAN, AS
AMENDED (THE "OMNIBUS PLAN").
4. TO APPROVE AN AMENDMENT TO THE DEFERRED Mgmt For For
COMPENSATION PLAN TO COMPLY WITH NEW YORK
STOCK EXCHANGE REGULATIONS.
5. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 933779540
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: KERMIT R. CRAWFORD Mgmt For For
1D. ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: RONALD T. LEMAY Mgmt For For
1G. ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt For For
1H. ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1K. ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. APPROVE THE 2013 EQUITY INCENTIVE PLAN. Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ALLSTATE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2013.
5. STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY Shr Against For
SENIOR EXECUTIVES.
6. STOCKHOLDER PROPOSAL ON REPORTING LOBBYING Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 933694324
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
IRWIN D. SIMON Mgmt For For
RICHARD C. BERKE Mgmt For For
JACK FUTTERMAN Mgmt For For
MARINA HAHN Mgmt For For
ANDREW R. HEYER Mgmt For For
BRETT ICAHN Mgmt For For
ROGER MELTZER Mgmt For For
SCOTT M. O'NEIL Mgmt For For
DAVID SCHECHTER Mgmt For For
LAWRENCE S. ZILAVY Mgmt For For
2 TO VOTE, ON AN ADVISORY BASIS, FOR THE Mgmt For For
COMPENSATION AWARDED TO THE NAMED EXECUTIVE
OFFICERS FOR THE FISCAL YEAR ENDED JUNE 30,
2012, AS SET FORTH IN THE PROXY STATEMENT.
3 TO APPROVE THE AMENDMENT OF THE AMENDED AND Mgmt For For
RESTATED 2002 LONG TERM INCENTIVE AND STOCK
AWARD PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS REGISTERED INDEPENDENT
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JUNE 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 933824256
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN T. LAMACCHIA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1I. ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt For For
1J. ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1N. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt For For
AUDITORS.
4. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO PUBLISH A REPORT ON HUMAN
RIGHTS RISKS IN THE SUPPLY CHAIN.
5. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, TO ADOPT A POLICY THAT THE
BOARD'S CHAIRMAN BE AN INDEPENDENT
DIRECTOR.
6. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ISSUE A REPORT REGARDING
EXTENDED PRODUCER RESPONSIBILITY FOR
POST-CONSUMER PACKAGE RECYCLING.
7. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ADOPT AND IMPLEMENT A
COMPREHENSIVE PALM OIL POLICY.
--------------------------------------------------------------------------------------------------------------------------
THOR INDUSTRIES, INC. Agenda Number: 933705773
--------------------------------------------------------------------------------------------------------------------------
Security: 885160101
Meeting Type: Annual
Meeting Date: 11-Dec-2012
Ticker: THO
ISIN: US8851601018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW E. GRAVES Mgmt For For
ALAN SIEGEL Mgmt For For
GEOFFREY A. THOMPSON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. Agenda Number: 933768321
--------------------------------------------------------------------------------------------------------------------------
Security: 896522109
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: TRN
ISIN: US8965221091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN L. ADAMS Mgmt For For
RHYS J. BEST Mgmt For For
DAVID W. BIEGLER Mgmt For For
LELDON E. ECHOLS Mgmt For For
RONALD J. GAFFORD Mgmt For For
ADRIAN LAJOUS Mgmt For For
MELENDY E. LOVETT Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
DOUGLAS L. ROCK Mgmt For For
TIMOTHY R. WALLACE Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
TRINITY INDUSTRIES, INC. 2004 STOCK OPTION
AND INCENTIVE PLAN.
4. APPROVAL OF THE TRINITY INDUSTRIES, INC. Mgmt For For
ANNUAL INCENTIVE PLAN.
5. RATIFICATION OF THE APPOINTMENT ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
TRIUMPH GROUP, INC. Agenda Number: 933662389
--------------------------------------------------------------------------------------------------------------------------
Security: 896818101
Meeting Type: Annual
Meeting Date: 19-Jul-2012
Ticker: TGI
ISIN: US8968181011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL BOURGON Mgmt For For
ELMER L. DOTY Mgmt For For
RALPH E. EBERHART Mgmt For For
JEFFRY D. FRISBY Mgmt For For
RICHARD C. GOZON Mgmt For For
RICHARD C. ILL Mgmt For For
ADAM J. PALMER Mgmt For For
JOSEPH M. SILVESTRI Mgmt For For
GEORGE SIMPSON Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
CUMULATIVE VOTING TO ALLOW FOR THE ADOPTION
OF A MAJORITY VOTE STANDARD IN THE ELECTION
OF DIRECTORS.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS TRIUMPH'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 933718922
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 01-Feb-2013
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN TYSON Mgmt For For
1B. ELECTION OF DIRECTOR: KATHLEEN M. BADER Mgmt For For
1C. ELECTION OF DIRECTOR: GAURDIE E. BANISTER Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: JIM KEVER Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN M. MCNAMARA Mgmt For For
1F. ELECTION OF DIRECTOR: BRAD T. SAUER Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT THURBER Mgmt For For
1H. ELECTION OF DIRECTOR: BARBARA A. TYSON Mgmt For For
1I. ELECTION OF DIRECTOR: ALBERT C. ZAPANTA Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE TYSON FOODS, INC. 2000 STOCK INCENTIVE
PLAN.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE TYSON FOODS, INC. EMPLOYEE STOCK
PURCHASE PLAN.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR
ENDING SEPTEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933764640
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933749129
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO Mgmt Against Against
1C. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1E. ELECTION OF DIRECTOR: BOB MARBUT Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1K. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1L. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, THE 2012 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Against For
"DISCLOSURE OF POLITICAL CONTRIBUTIONS."
--------------------------------------------------------------------------------------------------------------------------
VALIDUS HOLDINGS LTD Agenda Number: 933750336
--------------------------------------------------------------------------------------------------------------------------
Security: G9319H102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: VR
ISIN: BMG9319H1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD J. NOONAN Mgmt For For
MAHMOUD ABDALLAH Mgmt For For
JEFFREY W. GREENBERG Mgmt Withheld Against
JOHN J. HENDRICKSON Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. TO APPROVE THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS, HAMILTON, BERMUDA
TO ACT AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VALUECLICK, INC. Agenda Number: 933756100
--------------------------------------------------------------------------------------------------------------------------
Security: 92046N102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: VCLK
ISIN: US92046N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. ZARLEY Mgmt For For
DAVID S. BUZBY Mgmt For For
MARTIN T. HART Mgmt For For
JEFFREY F. RAYPORT Mgmt For For
JAMES R. PETERS Mgmt Withheld Against
JAMES A. CROUTHAMEL Mgmt For For
JOHN GIULIANI Mgmt For For
2. PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933758142
--------------------------------------------------------------------------------------------------------------------------
Security: 966387102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WLL
ISIN: US9663871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. ALLER Mgmt For For
MICHAEL B. WALEN Mgmt For For
2. APPROVAL OF THE WHITING PETROLEUM Mgmt For For
CORPORATION 2013 EQUITY INCENTIVE PLAN.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION Agenda Number: 933779487
--------------------------------------------------------------------------------------------------------------------------
Security: 984121103
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: XRX
ISIN: US9841211033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1B. ELECTION OF DIRECTOR: URSULA M. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT J. KEEGAN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1H. ELECTION OF DIRECTOR: ANN N. REESE Mgmt Against Against
1I. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
1J. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE 2012 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF THE 2013 AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY'S 2004 EQUITY
COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS.
Systematic Value Fund
--------------------------------------------------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO. Agenda Number: 933827808
--------------------------------------------------------------------------------------------------------------------------
Security: 002896207
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: ANF
ISIN: US0028962076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES B. BACHMANN Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL E. GREENLEES Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN S. HUVANE Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL S. JEFFRIES Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. KESSLER Mgmt Against Against
1F. ELECTION OF DIRECTOR: CRAIG R. STAPLETON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
4. STOCKHOLDER PROPOSAL ON A POLICY REGARDING Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE OF CONTROL,
IF STOCKHOLDER PROPOSAL IS PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. STOCKHOLDER PROPOSAL REGARDING ADOPTION OF Shr Against For
A "SPECIFIC PERFORMANCE POLICY", IF
STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED
AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 933769260
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt Against Against
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: BARBARA HACKMAN Mgmt For For
FRANKLIN
1H. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1I. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1L. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. APPROVAL OF THE PROPOSED AMENDMENT TO THE Mgmt For For
AMENDED AETNA INC. 2010 STOCK INCENTIVE
PLAN
4. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS
5. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIR
6. SHAREHOLDER PROPOSAL ON SIMPLE MAJORITY Shr For Against
VOTE
7. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS - BOARD OVERSIGHT
--------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION Agenda Number: 933763028
--------------------------------------------------------------------------------------------------------------------------
Security: 001084102
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: AGCO
ISIN: US0010841023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. GEORGE BENSON Mgmt For For
1B. ELECTION OF DIRECTOR: WOLFGANG DEML Mgmt For For
1C. ELECTION OF DIRECTOR: LUIZ F. FURLAN Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE E. MINNICH Mgmt For For
1E. ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN Mgmt For For
1F. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1G. ELECTION OF DIRECTOR: MALLIKA SRINIVASAN Mgmt For For
1H. ELECTION OF DIRECTOR: HENDRIKUS VISSER Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED COMPENSATION UNDER THE
AGCO CORPORATION AMENDED AND RESTATED
MANAGEMENT INCENTIVE PLAN PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
3. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933772560
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt Against Against
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO APPROVE THE AMERICAN INTERNATIONAL Mgmt For For
GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN.
3. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
VOTES.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
6. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO RESTRICTING SERVICE ON OTHER BOARDS BY
DIRECTORS OF AIG.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933774968
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For
SCHAEFFER
1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For
RESTATED 2009 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933764715
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1B. ELECTION OF DIRECTOR: LUKE R. CORBETT Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1J. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: R. A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933744016
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr Against For
6. LEAD BATTERIES REPORT. Shr Against For
7. COMPENSATION PACKAGES. Shr For Against
8. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933759017
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
6. STOCKHOLDER PROPOSAL - MULTIPLE BOARD Shr Against For
SERVICE.
7. STOCKHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL - MORTGAGE SERVICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933766593
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. FINOCCHIO, JR. Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933759194
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1C ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1D ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S 2012 EXECUTIVE COMPENSATION.
4 TO APPROVE THE AMENDMENTS TO AND THE Mgmt For For
RESTATEMENT OF THE COMPANY'S EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933753243
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: W. RONALD DIETZ Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1E. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1F. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1G. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1H. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2013.
3. ADVISORY APPROVAL OF CAPITAL ONE'S 2012 Mgmt Against Against
NAMED EXECUTIVE OFFICER COMPENSATION.
4A. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
4B. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: REMOVING ANY
DIRECTOR FROM OFFICE.
4C. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: CERTAIN
BUSINESS COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr Against For
6. OFFSHORE OIL WELLS Shr Against For
7. CLIMATE RISK Shr Against For
8. LOBBYING DISCLOSURE Shr Against For
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr Against For
11. SPECIAL MEETINGS Shr Against For
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr Against For
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Against Against
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Against Against
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933764739
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt Withheld Against
SHELDON M. BONOVITZ Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. TO PROHIBIT ACCELERATED VESTING UPON A Shr For Against
CHANGE IN CONTROL
4. TO ADOPT A RECAPITALIZATION PLAN Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933764842
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
4. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
5. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
6. GENDER IDENTITY NON-DISCRIMINATION. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933763509
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For
WILLIAMS
1E. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1F. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1I. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. AMEND THE COMPANY'S 2007 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO ADD SHARES TO THE PLAN.
5. AMEND THE COMPANY'S CHARTER TO REDUCE Mgmt For For
VOTING THRESHOLDS IN THE FAIR PRICE
PROVISION.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES.
7. STOCKHOLDER PROPOSAL REGARDING POLICY ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL.
8. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933646119
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 13-Jul-2012
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For
1C. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: LAURA CONIGLIARO Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL S. DELL Mgmt For For
1F. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H. ELECTION OF DIRECTOR: GERARD J. KLEISTERLEE Mgmt For For
1I. ELECTION OF DIRECTOR: KLAUS S. LUFT Mgmt For For
1J. ELECTION OF DIRECTOR: ALEX J. MANDL Mgmt For For
1K. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1L. ELECTION OF DIRECTOR: H. ROSS PEROT, JR. Mgmt For For
2. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DELL'S
INDEPENDENT AUDITOR FOR FISCAL 2013
3. APPROVAL, ON AN ADVISORY BASIS, OF DELL'S Mgmt For For
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4. APPROVAL OF THE DELL INC. 2012 LONG-TERM Mgmt For For
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933744852
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. TO RE-APPOINT AUDITORS, RATIFY INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM & AUTHORIZE
DIRECTORS TO DETERMINE FEES PAID TO
AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 933820690
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD H. BASTIAN Mgmt For For
1C. ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN S. BRINZO Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. DEWALT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1H. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1I. ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID R. GOODE Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE N. MATTSON Mgmt For For
1L. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1M. ELECTION OF DIRECTOR: KENNETH C. ROGERS Mgmt For For
1N. ELECTION OF DIRECTOR: KENNETH B. WOODROW Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DELTA'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2013.
4. A STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
OF DIRECTORS ADOPT A STOCK RETENTION POLICY
FOR SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933737097
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1I. ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. THIERER Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933689575
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Special
Meeting Date: 26-Oct-2012
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTING THE TRANSACTION AGREEMENT, DATED Mgmt For For
MAY 21, 2012, AMONG EATON CORPORATION,
COOPER INDUSTRIES PLC, NEW EATON
CORPORATION (F/K/A ABEIRON LIMITED),
ABEIRON II LIMITED (F/K/A COMDELL LIMITED),
TURLOCK B.V. AND TURLOCK CORPORATION, AS
AMENDED BY AMENDMENT NO. 1 TO THE
TRANSACTION AGREEMENT, DATED JUNE 22, 2012,
AND APPROVING THE MERGER.
2. APPROVING THE REDUCTION OF CAPITAL OF NEW Mgmt For For
EATON TO ALLOW THE CREATION OF
DISTRIBUTABLE RESERVES OF NEW EATON WHICH
ARE REQUIRED UNDER IRISH LAW IN ORDER TO
ALLOW NEW EATON TO MAKE DISTRIBUTIONS AND
TO PAY DIVIDENDS AND REPURCHASE OR REDEEM
SHARES FOLLOWING COMPLETION OF THE
TRANSACTION.
3. APPROVING, ON AN ADVISORY BASIS, SPECIFIED Mgmt Against Against
COMPENSATORY ARRANGEMENTS BETWEEN EATON AND
ITS NAMED EXECUTIVE OFFICERS RELATING TO
THE TRANSACTION AGREEMENT.
4. APPROVING ANY MOTION TO ADJOURN THE SPECIAL Mgmt For For
MEETING, OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933749143
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2013 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. APPROVING THE SENIOR EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVING THE EXECUTIVE STRATEGIC INCENTIVE Mgmt For For
PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. AUTHORIZING THE COMPANY AND OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS
MARKET PURCHASES OF COMPANY SHARES.
7. AUTHORIZING THE PRICE RANGE AT WHICH THE Mgmt Against Against
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS
TREASURY SHARES.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933750057
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: W. BISCHOFF Mgmt For For
1C. ELECTION OF DIRECTOR: R.D. HOOVER Mgmt For For
1D. ELECTION OF DIRECTOR: F.G. PRENDERGAST Mgmt For For
1E. ELECTION OF DIRECTOR: K.P. SEIFERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. REAPPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS FOR THE 2002 LILLY STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933740474
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DARRYL F. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM M. ISAAC Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1J. ELECTION OF DIRECTOR: MITCHEL D. Mgmt For For
LIVINGSTON, PH.D.
1K. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1L. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. SCHIFF, JR. Mgmt For For
1N. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
02. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2013.
03. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
04. AN ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt 1 Year For
SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY 1, 2,
OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 933775009
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEN C. HICKS* Mgmt For For
GUILLERMO MARMOL* Mgmt For For
DONA D. YOUNG* Mgmt For For
MAXINE CLARK# Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF THE 2013 FOOT LOCKER EMPLOYEES Mgmt For For
STOCK PURCHASE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, TO REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933751720
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt Against Against
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt Against Against
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1I. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt Against Against
1K. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1L. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1M. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1N. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE TERMS OF THE COMPANY'S Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE TERMS OF THE COMPANY'S 2008 Mgmt For For
LONG-TERM INCENTIVE PLAN.
6. APPROVAL OF THE TAX BENEFIT PRESERVATION Mgmt For For
PLAN.
7. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
8. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
GANNETT CO., INC. Agenda Number: 933746096
--------------------------------------------------------------------------------------------------------------------------
Security: 364730101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: GCI
ISIN: US3647301015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN E. CODY Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD D. ELIAS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN JEFFRY LOUIS Mgmt For For
1D. ELECTION OF DIRECTOR: MARJORIE MAGNER Mgmt For For
1E. ELECTION OF DIRECTOR: GRACIA C. MARTORE Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT K. MCCUNE Mgmt For For
1G. ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN NESS Mgmt For For
1I. ELECTION OF DIRECTOR: NEAL SHAPIRO Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING VESTING OF Shr For Against
EQUITY AWARDS OF SENIOR EXECUTIVES UPON A
CHANGE OF CONTROL.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 933779665
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ADRIAN D.P. BELLAMY Mgmt For For
1B. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT J. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. FISHER Mgmt For For
1E. ELECTION OF DIRECTOR: ISABELLA D. GOREN Mgmt For For
1F. ELECTION OF DIRECTOR: BOB L. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1H. ELECTION OF DIRECTOR: GLENN K. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1J. ELECTION OF DIRECTOR: KATHERINE TSANG Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 1, 2014.
3. ADVISORY VOTE TO APPROVE THE OVERALL Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt Against Against
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr For Against
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 933803935
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt Against Against
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT D. KREBS Mgmt For For
1G. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1M. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
1N. ELECTION OF DIRECTOR: CYNTHIA A. TELLES Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. INDEPENDENT BOARD CHAIRMAN Shr For Against
5. EXECUTIVE STOCK RETENTION Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HELMERICH & PAYNE, INC. Agenda Number: 933726121
--------------------------------------------------------------------------------------------------------------------------
Security: 423452101
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: HP
ISIN: US4234521015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HANS HELMERICH Mgmt For For
JOHN W. LINDSAY Mgmt For For
PAULA MARSHALL Mgmt For For
RANDY A. FOUTCH Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. NON-BINDING STOCKHOLDER PROPOSAL TO ADOPT A Shr For
MAJORITY VOTING STANDARD IN THE ELECTION OF
DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933787650
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RODNEY F. CHASE Mgmt For *
HARVEY GOLUB Mgmt For *
KARL F. KURZ Mgmt For *
DAVID MCMANUS Mgmt For *
MARSHALL D. SMITH Mgmt For *
02 TO APPROVE THE COMPANY'S PROPOSAL TO RATIFY Mgmt For *
THE SELECTION BY THE AUDIT COMMITTEE OF THE
FIRM OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For *
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED FURTHER IN
THE COMPANY'S PROXY STATEMENT.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For *
CERTIFICATE OF INCORPORATION AND BY-LAWS TO
DECLASSIFY THE BOARD.
05 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt Against *
RECOMMENDING THAT THE BOARD ADOPT A POLICY
THAT REQUIRES AN INDEPENDENT CHAIRMAN.
06 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE BOARD TAKE ACTION TO
IMPLEMENT A SIMPLE MAJORITY VOTE STANDARD.
07 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE COMPANY PROVIDE A
REPORT REGARDING POLITICAL CONTRIBUTIONS.
08 TO APPROVE THE REPEAL OF ANY PROVISIONS OF Mgmt For *
OR AMENDMENT TO THE BY-LAWS ADOPTED BY THE
BOARD WITHOUT THE APPROVAL OF THE
STOCKHOLDERS AFTER FEBRUARY 2, 2011 AND
BEFORE THE 2013 ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933731615
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt Against Against
1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt Against Against
1D. ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt Against Against
1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1H. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1I. ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt Against Against
1J. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
1K. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. AMEND HP'S AMENDED AND RESTATED BYLAWS TO Mgmt For For
PERMIT STOCKHOLDER PROXY ACCESS.
5. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
HEWLETT-PACKARD COMPANY 2004 STOCK
INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
FORMATION OF A HUMAN RIGHTS COMMITTEE.
7. STOCKHOLDER PROPOSAL ENTITLED "2013 Shr Against For
HEWLETT-PACKARD RESOLUTION ON HUMAN RIGHTS
POLICY."
8. STOCKHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 933765476
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS Y. BECH Mgmt For For
1B. ELECTION OF DIRECTOR: BUFORD P. BERRY Mgmt For For
1C. ELECTION OF DIRECTOR: LELDON E. ECHOLS Mgmt For For
1D. ELECTION OF DIRECTOR: R. KEVIN HARDAGE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL C. JENNINGS Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. KOSTELNIK Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. LEE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT G. MCKENZIE Mgmt For For
1I. ELECTION OF DIRECTOR: FRANKLIN MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL E. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: TOMMY A. VALENTA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 933779362
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For
1B. ELECTION OF DIRECTOR: AHMET C. DORDUNCU Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For
1F. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For
1J. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
3. AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION REGARDING
SHAREOWNER ACTION BY WRITTEN CONSENT
4. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED UNDER THE
HEADING "COMPENSATION DISCUSSION &
ANALYSIS"
5. SHAREOWNER PROPOSAL CONCERNING A POLICY ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933745068
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS AND CORPORATE VALUES
6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt Against Against
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt Against Against
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt Against Against
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr For Against
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933772801
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD P. CAMPBELL Mgmt For For
JOSEPH A. CARRABBA Mgmt For For
CHARLES P. COOLEY Mgmt For For
ALEXANDER M. CUTLER Mgmt Withheld Against
H. JAMES DALLAS Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
WILLIAM G. GISEL, JR. Mgmt For For
RICHARD J. HIPPLE Mgmt For For
KRISTEN L. MANOS Mgmt For For
BETH E. MOONEY Mgmt For For
BARBARA R. SNYDER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR ERNST & YOUNG LLP.
3 ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4 APPROVAL OF KEYCORP 2013 EQUITY Mgmt Against Against
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 933781608
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM J. AVERY Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM PORTER PAYNE Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK S. PITTARD Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE AN ADVISORY RESOLUTION ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933817011
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACQUES AIGRAIN Mgmt For For
SCOTT M. KLEINMAN Mgmt For For
BRUCE A. SMITH Mgmt For For
2. ADOPTION OF ANNUAL ACCOUNTS FOR 2012 Mgmt For For
3. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
4. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
5. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
6. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
7. APPROVAL OF COMPENSATION OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2012 FISCAL YEAR
9. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF SHARE Mgmt For For
CAPITAL HELD IN TREASURY
12. APPROVAL TO AMEND ARTICLES OF ASSOCIATION Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 933785959
--------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: MGA
ISIN: CA5592224011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT B. BONHAM Mgmt For For
PETER G. BOWIE Mgmt For For
HON. J. TREVOR EYTON Mgmt For For
V. PETER HARDER Mgmt For For
LADY BARBARA JUDGE Mgmt For For
KURT J. LAUK Mgmt For For
DONALD J. WALKER Mgmt For For
LAWRENCE D. WORRALL Mgmt For For
WILLIAM L. YOUNG Mgmt For For
02 RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT AUDITOR OF THE CORPORATION AND
AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX
THE INDEPENDENT AUDITOR'S REMUNERATION.
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt Against Against
DIMINISH THE ROLES AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR / PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 933746313
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EVAN BAYH Mgmt For For
WILLIAM L. DAVIS Mgmt For For
THOMAS J. USHER Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
THE CLASSIFICATION OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 933818140
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 26-Jun-2013
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. SEHAT SUTARDJA Mgmt For For
1B. ELECTION OF DIRECTOR: DR. JUERGEN GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: DR. JOHN G. KASSAKIAN Mgmt For For
1D. ELECTION OF DIRECTOR: ARTURO KRUEGER Mgmt For For
1E. ELECTION OF DIRECTOR: DR. RANDHIR THAKUR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
3. TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR AUDITORS AND INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AND TO AUTHORIZE
THE AUDIT COMMITTEE, ACTING ON BEHALF OF
THE BOARD OF DIRECTORS, TO FIX THE
REMUNERATION OF THE AUDITORS AND
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, IN BOTH CASES FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2014.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 933661399
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 25-Jul-2012
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1B. ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For For
1D. ELECTION OF DIRECTOR: ALTON F. IRBY III Mgmt For For
1E. ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt For For
1F. ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. LAWRENCE, Mgmt For For
M.D.
1H. ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1I. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr For Against
CONSENT OF STOCKHOLDERS.
5. STOCKHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against
BOARD CHAIRMAN.
6. STOCKHOLDER PROPOSAL ON SIGNIFICANT Shr For Against
EXECUTIVE STOCK RETENTION UNTIL REACHING
NORMAL RETIREMENT AGE.
7. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr For Against
OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933758368
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1.4 ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1.6 ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1.7 ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1.8 ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr For Against
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933767228
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt Against Against
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt Against Against
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For For
COMPENSATION PLAN TO INCREASE SHARES
AVAILABLE FOR GRANT
5. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For For
COMPENSATION PLAN TO PROVIDE FOR QUALIFYING
PERFORMANCE-BASED LONG-TERM INCENTIVE
AWARDS UNDER SECTION 162(M)
6. TO AMEND THE SECTION 162(M) PERFORMANCE Mgmt For For
FORMULA GOVERNING ANNUAL INCENTIVE
COMPENSATION FOR CERTAIN OFFICERS
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933755045
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1C. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1D. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013.
3. APPROVE THE NEWELL RUBBERMAID INC. 2013 Mgmt For For
INCENTIVE PLAN.
4. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. Agenda Number: 933768650
--------------------------------------------------------------------------------------------------------------------------
Security: 65473P105
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: NI
ISIN: US65473P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I1 ELECTION OF DIRECTOR: RICHARD A. ABDOO Mgmt For For
I2 ELECTION OF DIRECTOR: ARISTIDES S. CANDRIS Mgmt For For
I3 ELECTION OF DIRECTOR: SIGMUND L. CORNELIUS Mgmt For For
I4 ELECTION OF DIRECTOR: MICHAEL E. JESANIS Mgmt For For
I5 ELECTION OF DIRECTOR: MARTY R. KITTRELL Mgmt For For
I6 ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
I7 ELECTION OF DIRECTOR: DEBORAH S. PARKER Mgmt For For
I8 ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. Mgmt For For
I9 ELECTION OF DIRECTOR: TERESA A. TAYLOR Mgmt For For
I10 ELECTION OF DIRECTOR: RICHARD L. THOMPSON Mgmt For For
I11 ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
II TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
III TO CONSIDER ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
IV TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
REGARDING ACTION BY WRITTEN CONSENT.
V TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
REGARDING A POLICY TO END BENCHMARKING CEO
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 933746692
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For
8. RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND.
9. RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
10. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS.
11. RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS.
12. DIRECTOR
BRUCE BROWN Mgmt For For
ELIZABETH DOHERTY Mgmt For For
STEPHEN ELOP Mgmt For For
HENNING KAGERMANN Mgmt For For
JOUKO KARVINEN Mgmt For For
HELGE LUND Mgmt For For
MARTEN MICKOS Mgmt For For
ELIZABETH NELSON Mgmt For For
RISTO SIILASMAA Mgmt For For
KARI STADIGH Mgmt For For
13. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR.
14. ELECTION OF AUDITOR. Mgmt For For
15. AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES.
16. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933746589
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL Mgmt For For
1B ELECTION OF DIRECTOR: DAVID CRANE Mgmt For For
1C ELECTION OF DIRECTOR: KATHLEEN A. MCGINTY Mgmt For For
1D ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933765399
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt Withheld Against
CLAYTON C. DALEY, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013
3. APPROVAL OF THE SENIOR OFFICERS ANNUAL AND Mgmt For For
LONG-TERM INCENTIVE PLANS
4. APPROVAL OF THE AMENDMENT OF NUCOR'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REDUCE THE SUPERMAJORITY VOTING THRESHOLDS
5. APPROVAL OF THE AMENDMENT OF NUCOR'S BYLAWS Mgmt For For
TO REDUCE THE SUPERMAJORITY VOTING
THRESHOLDS
6. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
7. STOCKHOLDER PROPOSAL REGARDING REPORT ON Shr For Against
LOBBYING ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 933819976
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
2A. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. R.L. CLEMMER AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AND NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 30, 2013
3C. PROPOSAL TO RE-APPOINT MR. J.P. HUTH AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3D. PROPOSAL TO RE-APPOINT MR. R. MACKENZIE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3E. PROPOSAL TO RE-APPOINT MR. E. DURBAN AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3F. PROPOSAL TO RE-APPOINT MR. K.A. GOLDMAN AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3G. PROPOSAL TO RE-APPOINT MR. J. KAESER AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3H. PROPOSAL TO RE-APPOINT MR. I. LORING AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3I. PROPOSAL TO RE-APPOINT MR. M. PLANTEVIN AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3J. PROPOSAL TO RE-APPOINT MR. V. BHATIA AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3K. PROPOSAL TO APPOINT MR. J.-P. SAAD AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
4. AUTHORIZATION TO REPURCHASE SHARES IN THE Mgmt Abstain Against
COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933771063
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H. ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J. ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS
4. STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933748800
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BTU
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER OUR 2008 MANAGEMENT
ANNUAL INCENTIVE COMPENSATION PLAN.
5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
ACTIVITIES.
6. SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933772798
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FREDERICK M. BERNTHAL Mgmt For For
JOHN W. CONWAY Mgmt For For
PHILIP G. COX Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
LOUISE K. GOESER Mgmt For For
STUART E. GRAHAM Mgmt For For
STUART HEYDT Mgmt For For
RAJA RAJAMANNAR Mgmt For For
CRAIG A. ROGERSON Mgmt For For
WILLIAM H. SPENCE Mgmt For For
NATICA VON ALTHANN Mgmt For For
KEITH H. WILLIAMSON Mgmt For For
2 APPROVAL OF AMENDMENT TO PPL CORPORATION'S Mgmt For For
ARTICLES OF INCORPORATION TO IMPLEMENT
MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
5 SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL Shr For Against
SPENDING REPORT
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 933773144
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
BRYCE BLAIR Mgmt For For
RICHARD J. DUGAS, JR. Mgmt For For
THOMAS FOLLIARD Mgmt For For
CHERYL W. GRISE Mgmt For For
ANDRE J. HAWAUX Mgmt For For
DEBRA J. KELLY-ENNIS Mgmt For For
PATRICK J. O'LEARY Mgmt For For
JAMES J. POSTL Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF OUR 2013 SENIOR MANAGEMENT Mgmt For For
INCENTIVE PLAN.
5. APPROVAL OF OUR 2013 STOCK INCENTIVE PLAN. Mgmt Against Against
6. APPROVAL OF AN AMENDMENT TO EXTEND THE TERM Mgmt Against Against
OF OUR AMENDED AND RESTATED SECTION 382
RIGHTS AGREEMENT.
7. A SHAREHOLDER PROPOSAL REQUESTING THE Shr For Against
ELECTION OF DIRECTORS BY A MAJORITY, RATHER
THAN PLURALITY, VOTE, IF PROPERLY PRESENTED
AT THE MEETING.
8. A SHAREHOLDER PROPOSAL REGARDING THE USE OF Shr For Against
PERFORMANCE BASED OPTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt Against Against
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 933767076
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE W. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For
1D. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1E. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For
1F. ELECTION OF DIRECTOR: O.B. GRAYSON HALL, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES R. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. ROBERTS Mgmt For For
1N. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
2. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE REGIONS FINANCIAL Mgmt For For
CORPORATION EXECUTIVE INCENTIVE PLAN.
4. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING POSTING A Shr For Against
REPORT, UPDATED SEMI-ANNUALLY, OF POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 933775415
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. MCLACHLAN Mgmt For For
DAVID J. ALDRICH Mgmt For For
KEVIN L. BEEBE Mgmt For For
TIMOTHY R. FUREY Mgmt For For
BALAKRISHNAN S. IYER Mgmt Withheld Against
THOMAS C. LEONARD Mgmt For For
DAVID P. MCGLADE Mgmt For For
ROBERT A. SCHRIESHEIM Mgmt For For
2. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2005 LONG-TERM INCENTIVE PLAN, AS
AMENDED.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
4. TO RATIFY THE SELECTION BY THE COMPANY'S Mgmt For For
AUDIT COMMITTEE OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 933797207
--------------------------------------------------------------------------------------------------------------------------
Security: 855030102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: SPLS
ISIN: US8550301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt For For
1C. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For
1D. ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For
1E. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1F. ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1I. ELECTION OF DIRECTOR: ELIZABETH A. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For
1K. ELECTION OF DIRECTOR: RAUL VAZQUEZ Mgmt For For
1L. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For
1M. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS STAPLES'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
4. NON-BINDING STOCKHOLDER PROPOSAL TO PROVIDE Shr For Against
PROXY ACCESS FOR STOCKHOLDERS HOLDING 1% OF
THE COMPANY'S COMMON STOCK FOR ONE YEAR.
5. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr For Against
COMPANY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933768662
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: L. HILL Mgmt For For
1F ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1G ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1H ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1I ELECTION OF DIRECTOR: R. SKATES Mgmt For For
IJ ELECTION OF DIRECTOR: G. SUMME Mgmt For For
IK ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2 TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 933754118
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MEL E. BENSON Mgmt For For
DOMINIC D'ALESSANDRO Mgmt For For
JOHN T. FERGUSON Mgmt For For
W. DOUGLAS FORD Mgmt For For
PAUL HASELDONCKX Mgmt For For
JOHN R. HUFF Mgmt For For
JACQUES LAMARRE Mgmt For For
MAUREEN MCCAW Mgmt For For
MICHAEL W. O'BRIEN Mgmt For For
JAMES W. SIMPSON Mgmt For For
EIRA M. THOMAS Mgmt Withheld Against
STEVEN W. WILLIAMS Mgmt For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR
THE ENSUING YEAR AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION AS
SUCH.
03 TO APPROVE THE INCREASE IN THE NUMBER OF Mgmt For For
COMMON SHARES OF SUNCOR ENERGY INC.
RESERVED FOR ISSUANCE PURSUANT TO THE
SUNCOR ENERGY INC. STOCK OPTION PLAN BY AN
ADDITIONAL 23,000,000 COMMON SHARES, AS
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TEREX CORPORATION Agenda Number: 933760743
--------------------------------------------------------------------------------------------------------------------------
Security: 880779103
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: TEX
ISIN: US8807791038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD M. DEFEO Mgmt For For
1B. ELECTION OF DIRECTOR: G. CHRIS ANDERSEN Mgmt For For
1C. ELECTION OF DIRECTOR: PAULA H.J. Mgmt For For
CHOLMONDELEY
1D. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. HANSEN Mgmt For For
1F. ELECTION OF DIRECTOR: RAIMUND KLINKNER Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID A. SACHS Mgmt For For
1H. ELECTION OF DIRECTOR: OREN G. SHAFFER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID C. WANG Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT W. WINE Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY.
3. TO APPROVE AN AMENDMENT TO THE TEREX Mgmt For For
CORPORATION 2009 OMNIBUS INCENTIVE PLAN, AS
AMENDED (THE "OMNIBUS PLAN").
4. TO APPROVE AN AMENDMENT TO THE DEFERRED Mgmt For For
COMPENSATION PLAN TO COMPLY WITH NEW YORK
STOCK EXCHANGE REGULATIONS.
5. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 933779540
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: KERMIT R. CRAWFORD Mgmt For For
1D. ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: RONALD T. LEMAY Mgmt For For
1G. ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt For For
1H. ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1K. ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. APPROVE THE 2013 EQUITY INCENTIVE PLAN. Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ALLSTATE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2013.
5. STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY Shr Against For
SENIOR EXECUTIVES.
6. STOCKHOLDER PROPOSAL ON REPORTING LOBBYING Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933779754
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Against Against
1G ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION (SAY ON PAY)
03 APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt For For
RESTATED STOCK INCENTIVE PLAN (2013)
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
COMMITTEE
06 SHAREHOLDER PROPOSAL REGARDING GOLDMAN Shr Against For
SACHS LOBBYING DISCLOSURE
07 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
08 SHAREHOLDER PROPOSAL REGARDING MAXIMIZATION Shr Against For
OF VALUE FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 933824256
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN T. LAMACCHIA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1I. ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt For For
1J. ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1N. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt For For
AUDITORS.
4. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO PUBLISH A REPORT ON HUMAN
RIGHTS RISKS IN THE SUPPLY CHAIN.
5. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, TO ADOPT A POLICY THAT THE
BOARD'S CHAIRMAN BE AN INDEPENDENT
DIRECTOR.
6. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ISSUE A REPORT REGARDING
EXTENDED PRODUCER RESPONSIBILITY FOR
POST-CONSUMER PACKAGE RECYCLING.
7. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ADOPT AND IMPLEMENT A
COMPREHENSIVE PALM OIL POLICY.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933744561
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1N ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1O ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1P ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4 A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933783056
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1B. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1C. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1D. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1G. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For
1H. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For
SCIENTIFIC 2013 STOCK INCENTIVE PLAN.
4. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For
SCIENTIFIC 2013 ANNUAL INCENTIVE PLAN.
5. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda Number: 933676580
--------------------------------------------------------------------------------------------------------------------------
Security: H89128104
Meeting Type: Special
Meeting Date: 17-Sep-2012
Ticker: TYC
ISIN: CH0100383485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL OF THE DISTRIBUTION OF SHARES Mgmt For For
OF ADT COMMON STOCK TO BE MADE IN THE FORM
OF A SPECIAL DIVIDEND IN KIND OUT OF
QUALIFYING CONTRIBUTED SURPLUS.
2. THE APPROVAL OF THE DISTRIBUTION OF TYCO Mgmt For For
FLOW CONTROL COMMON SHARES TO BE MADE IN
THE FORM OF A SPECIAL DIVIDEND IN KIND OUT
OF QUALIFYING CONTRIBUTED SURPLUS.
3. DIRECTOR
GEORGE R. OLIVER Mgmt For For
FRANK M. DRENDEL Mgmt For For
4. THE APPROVAL OF THE PAYMENT OF AN ORDINARY Mgmt For For
CASH DIVIDEND OUT OF QUALIFYING CONTRIBUTED
SURPLUS IN THE AGGREGATE AMOUNT OF UP TO
$0.30 PER SHARE.
5. THE APPROVAL OF THE TYCO INTERNATIONAL LTD. Mgmt For For
2012 STOCK AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933764640
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933799390
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt Against Against
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt Against Against
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt Against Against
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt Against Against
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 933780163
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: UNM
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: E. MICHAEL CAULFIELD Mgmt For For
1.2 ELECTION OF DIRECTOR: RONALD E. GOLDSBERRY Mgmt For For
1.3 ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1.4 ELECTION OF DIRECTOR: MICHAEL J. PASSARELLA Mgmt For For
2. TO ADOPT AN AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE COMPANY'S ANNUAL INCENTIVE Mgmt For For
PLAN.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933749129
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO Mgmt Against Against
1C. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1E. ELECTION OF DIRECTOR: BOB MARBUT Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1K. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1L. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, THE 2012 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Against For
"DISCLOSURE OF POLITICAL CONTRIBUTIONS."
--------------------------------------------------------------------------------------------------------------------------
VALIDUS HOLDINGS LTD Agenda Number: 933750336
--------------------------------------------------------------------------------------------------------------------------
Security: G9319H102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: VR
ISIN: BMG9319H1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD J. NOONAN Mgmt For For
MAHMOUD ABDALLAH Mgmt For For
JEFFREY W. GREENBERG Mgmt Withheld Against
JOHN J. HENDRICKSON Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. TO APPROVE THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS, HAMILTON, BERMUDA
TO ACT AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933713465
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 09-Jan-2013
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF THE WALGREEN CO. 2013 OMNIBUS Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
5. SHAREHOLDER PROPOSAL ON A POLICY REGARDING Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr For Against
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 933818544
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2013
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. HAYES Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: PETER LIGUORI Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL S. LOEB Mgmt For For
1F. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1H. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HARRY J. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL J. WOLF Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. SHAREHOLDER PROPOSAL REGARDING SOCIAL Shr Against For
RESPONSIBILITY REPORT, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
DISCLOSURE AND ACCOUNTABILITY, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
TimesSquare International Small Cap Fund
--------------------------------------------------------------------------------------------------------------------------
AEON MALL CO.,LTD. Agenda Number: 704486427
--------------------------------------------------------------------------------------------------------------------------
Security: J10005106
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: JP3131430005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Expand Business Lines Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AIRASIA BHD Agenda Number: 704500532
--------------------------------------------------------------------------------------------------------------------------
Security: Y0029V101
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: MYL5099OO006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Audited Mgmt For For
Financial Statements together with the
Reports of the Directors and Auditors
thereon for the financial year ended 31
December 2012
2 To declare a Final Single Tier Dividend of Mgmt For For
6 sen per ordinary share of RM0.10 for the
financial year ended 31 December 2012
3 To approve Directors' Fees of RM1,818,410 Mgmt For For
for the financial year ended 31 December
2012
4 To re-elect Dato' Mohamed Khadar Bin Mgmt For For
Merican as a Director of the Company, who
retires pursuant to Article 124 of the
Company's Articles of Association
5 To re-elect Dato' Fam Lee Ee as a Director Mgmt For For
of the Company, who retires pursuant to
Article 124 of the Company's Articles of
Association
6 That subject to the passing of Ordinary Mgmt For For
Resolution 5, authority be and is hereby
given to Dato' Fam Lee Ee who has served as
an Independent Non-Executive Director of
the Company for a cumulative term of
approximately nine years, to continue to
serve as an Independent Non-Executive
Director of the Company
7 To re-elect Cik Aireen Omar as a Director Mgmt For For
of the Company, who retires pursuant to
Article 129 of the Company's Articles of
Association
8 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
as Auditors of the Company and to authorise
the Directors to fix their remuneration
9 Authority to allot shares pursuant to Mgmt For For
Section 132D of the Companies Act, 1965
10 Proposed renewal of existing shareholders' Mgmt For For
mandate and new shareholders' mandate for
recurrent related party transactions of a
revenue or trading nature
--------------------------------------------------------------------------------------------------------------------------
AMLIN PLC, LONDON Agenda Number: 704386956
--------------------------------------------------------------------------------------------------------------------------
Security: G0334Q177
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: GB00B2988H17
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Company's accounts Mgmt For For
for the year ended 31 December 2012 and the
reports of the directors and auditors
thereon
2 To approve the Directors' Remuneration Mgmt For For
Report contained in the Company's Annual
Report for the year ended 31 December 2012
3 To declare a final dividend of 16.5p per Mgmt For For
ordinary share
4 To elect Ms J Chakraverty as a Director Mgmt For For
5 To elect Mrs S C R Jemmett-Page as a Mgmt For For
Director
6 To re-elect Mr S C W Beale as a Director Mgmt For For
7 To re-elect Mr B D Carpenter as a Director Mgmt For For
8 To re-elect Sir Alan Collins as a Director Mgmt For For
9 To re-elect Mr R H Davey as a Director Mgmt For For
10 To re-elect Mr M D Feinstein as a Director Mgmt For For
11 To re-elect Mr R A Hextall as a Director Mgmt For For
12 To re-elect Mr C E L Philipps as a Director Mgmt For For
13 To re-elect Sir Mark Wrightson as a Mgmt For For
Director
14 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
15 To authorise the Audit Committee to Mgmt For For
determine the remuneration of the auditors
16 To authorise the Company to make political Mgmt For For
donations
17 To authorise the Directors to allot shares Mgmt For For
18 To grant the Directors authority to Mgmt For For
disapply pre-emption rights
19 To authorize the Company to make market Mgmt For For
purchases of the Company's own shares
20 To call general meetings (other than an Mgmt For For
annual general meeting) on not less than 14
clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 20. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANADOLU HAYAT EMEKLILIK A.S Agenda Number: 704302479
--------------------------------------------------------------------------------------------------------------------------
Security: M1032D107
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: TRAANHYT91O3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening and authorization of the board to Mgmt For For
sign the minutes of the meeting of the
general assembly
2 Reading of the board annual report and Mgmt For For
statutory auditors report and independent
audit report
3 Approval of the financial statements Mgmt For For
4 Release of the board members and auditors Mgmt For For
5 Approval of the cash dividend date Mgmt For For
6 Approval of the new board members Mgmt For For
7 Informing general assembly regarding Mgmt For For
changement of auditors
8 Approval of the amendment of articles of Mgmt For For
association
9 Election of the board members and Mgmt For For
determining duration of their duty
10 Election of the independent audit firm Mgmt For For
11 Determining the wages of the board members Mgmt For For
12 Granting permission to the board to carry Mgmt For For
out the transactions written in articles
395 and 396 of Turkish commercial code
13 Approval of the Company internal policy Mgmt For For
14 Informing general assembly regarding the Mgmt Abstain Against
donations
15 Approval of the donations for 2013 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANDRITZ AG, GRAZ Agenda Number: 704313460
--------------------------------------------------------------------------------------------------------------------------
Security: A11123105
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: AT0000730007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 162450 DUE TO DELETION OF A
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Presentation of the audited Financial Non-Voting
Statements including Management Report and
Corporate Governance Report as of December
31, 2012, as well as the Consolidated
Financial Statements including Consolidated
Management Report as of December 31, 2012,
and the Supervisory Board's Report for the
2012 business year
2 Resolution on distribution of the Net Mgmt For For
Earnings shown in the Financial Statements
as of December 31, 2012
3 Resolution on discharge of the Executive Mgmt For For
Board Members for the 2012 business year
4 Resolution on discharge of the Supervisory Mgmt For For
Board Members for the 2012 business year
5 Resolution on the remuneration for the Mgmt For For
Supervisory Board Members for the 2012
business year
6 Appointment of the auditor for the Mgmt For For
Financial Statements and Consolidated
Financial Statements for the 2013 business
year: Deloitte Audit Wirtschaftsprufungs
GmbH
7 Resolution on amendment of the Articles of Mgmt For For
Association in Article 5 by adding a new
paragraph (3) concerning the setting of an
additional shareholding threshold of 3% for
notification in compliance with sec. 91
BorseG (Austrian Stock Exchange Act)
8 Resolution on authorization of the Mgmt For For
Executive Board: (a) To buy back and
possibly cancel own shares to the maximum
extent permitted by law for a period of 30
months from October 1, 2013 pursuant to
sec. 65 para. 1 sub-para. 8 AktG (Austrian
Stock Corporation Act) (purpose-neutral
purchase), subject to the provisions of the
Stock Corporation Act and the Stock
Exchange Act, (b) To decide, for a period
of five years as from the date of adopting
the resolution and with approval from the
Supervisory Board, on alienating own shares
in a way other than by sale via the stock
exchange or by public offer thereby also
excluding public purchase (exclusion of
subscription rights) if such alienation of
own shares (i) serves to provide shares for
a share option program benefitting
management and Executive Board members or
(ii) serves as a consideration in the
acquisition of companies, businesses,
business units or shares in companies
--------------------------------------------------------------------------------------------------------------------------
ASICS CORPORATION Agenda Number: 704561910
--------------------------------------------------------------------------------------------------------------------------
Security: J03234150
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3118000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
5 Granting of Stock Options (Stock Mgmt For For
Acquisition Rights) as Compensation to
Directors (Excluding Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
ATEA ASA Agenda Number: 704402279
--------------------------------------------------------------------------------------------------------------------------
Security: R0728G106
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: NO0004822503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Election of chairperson for the meeting Mgmt No vote
2 Election of an individual to sign the Mgmt No vote
minutes jointly with the chairperson
3 Approval of the notice of the meeting and Mgmt No vote
agenda
4 Report from the CEO Mgmt No vote
5 Approval of the financial statements and Mgmt No vote
annual report for 2012 for the parent
company and the Group, including year-end
allocations
6 Resolution regarding distribution of Mgmt No vote
dividend
7 Reduction of the share premium account by Mgmt No vote
transfer to other (free) equity
8 Approval of the auditor's fees Mgmt No vote
9.1 Adoption of the remuneration to be paid to Mgmt No vote
board members: Chairman of the Board
9.2 Adoption of the remuneration to be paid to Mgmt No vote
board members: Members elected by the
shareholder
9.3 Adoption of the remuneration to be paid to Mgmt No vote
board members: Members elected by the
employees
10.1 Election of members to the Nominating Mgmt No vote
Committee and approval of the member's
Remuneration: Karl Martin Stang
10.2 Election of members to the Nominating Mgmt No vote
Committee and approval of the member's
Remuneration: Carl Espen Wollebekk
10.3 Election of members to the Nominating Mgmt No vote
Committee and approval of the member's
Remuneration: Remuneration according to
accrued time
11.1 By-election to the Board of Director's: Mgmt No vote
Lisbeth Kvan, board member
12.1 The Board of Director's declaration and Mgmt No vote
guidelines in accordance with Section 6-16a
of the Norwegian Public Limited Liability
Companies Act: Guidelines for salaries and
other remuneration (consultative)
12.2 The Board of Director's declaration and Mgmt No vote
guidelines in accordance with Section 6-16a
of the Norwegian Public Limited Liability
Companies Act: Guidelines for allotment of
shares/options
13 The Board of Director's statement of Mgmt No vote
business control pursuant to the Accounting
Act's Section 3-3b
14 Power of attorney to the Board of Directors Mgmt No vote
to increase the share capital in connection
with the fulfillment of the company's share
option programme
15 Power of attorney to the Board of Directors Mgmt No vote
to increase the share capital pursuant to
Section 10-14 of the Public Limited
Liability Companies Act
16 Power of attorney to the Board of Directors Mgmt No vote
to buy back shares in Atea pursuant to
Section 9-4 of the Norwegian Public Limited
Liability Companies Act
--------------------------------------------------------------------------------------------------------------------------
AZ ELECTRONIC MATERIALS SA Agenda Number: 704331848
--------------------------------------------------------------------------------------------------------------------------
Security: L0523J103
Meeting Type: AGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: LU0552383324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and approve the Directors' Mgmt For For
Report for the year ended 31 December 2012
2 To receive and approve the Consolidated Mgmt For For
Financial Statements and Annual Accounts of
the Company for the year ended 31 December
2012 and Auditors' Reports thereon
3 To receive and approve the Remuneration Mgmt For For
Report for the year ended 31 December 2012
4 To approve the results of the Company for Mgmt For For
the year ended 31 December 2012
5 To discharge the Directors for the year Mgmt For For
ended 31 December 2012
6 To approve the total distribution for the Mgmt For For
financial year ended 31 December 2012
7 To re-elect and confirm the term of office Mgmt For For
of David Price as a Director
8 To re-elect and confirm the term of office Mgmt For For
of Adrian Auer as a Director
9 To re-elect and confirm the term of office Mgmt For For
of John Whybrow as a Director
10 To re-elect and confirm the term of office Mgmt For For
of Geoff Wild as a Director
11 To re-elect and confirm the term of office Mgmt For For
of Andrew Allner as a Director
12 To re-elect and confirm the term of office Mgmt For For
of Gerald Ermentrout as a Director
13 To re-elect and confirm the term of office Mgmt For For
of Mike Powell as a Director
14 To acknowledge the resignation of Adrian Mgmt For For
Whitfield as a Director on 25 May 2012
15 To ratify the appointment of Philana Poon Mgmt For For
as a Director on 29 June 2012
16 To elect and confirm the term of office of Mgmt For For
Philana Poon as a Director
17 To determine the Directors' fees for the Mgmt For For
year ending 31 December 2013
18 To confirm the appointment of Deloitte Mgmt For For
Audit S.a r.l. as the Company's Auditor
until the conclusion of the 2014 Annual
General Meeting
19 To authorise the Directors to agree the Mgmt For For
fees of the Auditor
20 To authorise the Directors to make certain Mgmt For For
market purchases of the Company's Ordinary
shares
21 To acknowledge that the Directors have full Mgmt For For
power to issue shares on a non-pre-emptive
basis pursuant to the ABI/NAPF Pre-Emption
Guidelines
--------------------------------------------------------------------------------------------------------------------------
BANK OF GEORGIA HOLDINGS PLC, LONDON Agenda Number: 704442350
--------------------------------------------------------------------------------------------------------------------------
Security: G08195102
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: GB00B759CR16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Re-elect Neil Janin as Director Mgmt For For
5 Re-elect Irakli Gilauri as Director Mgmt For For
6 Re-elect David Morrison as Director Mgmt For For
7 Re-elect Allan Hirst as Director Mgmt For For
8 Re-elect Alasdair Breach as Director Mgmt For For
9 Re-elect Kaha Kiknavelidze as Director Mgmt For For
10 Re-elect Ian Hague as Director Mgmt For For
11 Re-elect Hanna Loikkanen as Director Mgmt For For
12 Appoint Ernst Young LLP as Auditors Mgmt For For
13 Authorise Board to Fix Remuneration of Mgmt For For
Auditors
14 Authorise EU Political Donations and Mgmt For For
Expenditure
15 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
16 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary Mgmt For For
Shares
18 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
BERTRANDT AG, EHNINGEN Agenda Number: 704225603
--------------------------------------------------------------------------------------------------------------------------
Security: D1014N107
Meeting Type: AGM
Meeting Date: 20-Feb-2013
Ticker:
ISIN: DE0005232805
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 30 JAN 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
05.02.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the abbreviated 2012
financial year with the report of the
Supervisory Board, the group financial
statements and group annual report as well
as the report by the Board of MDs pursuant
to Sections 289(4) and 315(4) of the German
Commercial Code
2. Resolution on the appropriation of the Mgmt Take No Action
distributable profit of EUR 25,706,473.35
as follows: Payment of a dividend of EUR 2
per no-par share EUR 5,419,993.35 shall be
carried forward Ex-dividend and payable
date: February 21, 2013
3. Ratification of the acts of the Board of Mgmt Take No Action
MDs
4. Ratification of the acts of the Supervisory Mgmt Take No Action
Board
5. Approval of the control and profit transfer Mgmt Take No Action
agreement with the company's wholly owned
subsidiary Bertrandt Fahrerprobung Sued
GmbH
6. Approval of the control and profit transfer Mgmt Take No Action
agreement with the company's wholly owned
subsidiary Bertrandt Ehningen GmbH
7. Approval of the control and profit transfer Mgmt Take No Action
agreement with the company's wholly owned
subsidiary Bertrandt GmbH
8. Resolution on the revocation of the Mgmt Take No Action
existing authorized capital, the increase
the share capital and the corresponding
amendment to the articles of association
The Board of MDs shall be authorized, with
the consent of the Supervisory Board, to
increase the company's share capital by up
to EUR 4,000,000, through the issue of
no-par shares against payment in cash or
kind, on or before January 31, 2018
(authorized capital). Shareholders'
subscription rights may be excluded
9. Appointment of auditors for the 2012/2013 Mgmt Take No Action
financial year: PricewaterhouseCoopers AG,
Stuttgart
--------------------------------------------------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC, GOOLE, EAST YORKSHIRE Agenda Number: 704346483
--------------------------------------------------------------------------------------------------------------------------
Security: G25536106
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0002335270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive financial statements and the Mgmt For For
reports of the directors and auditors
2 To approve the directors' remuneration Mgmt For For
report
3 To declare a final dividend Mgmt For For
4 To re-elect M S Christie as a director Mgmt For For
5 To re-elect A M Ferguson as a director Mgmt For For
6 To re-elect M C Flower as a director Mgmt For For
7 To re-elect S E Foots as a director Mgmt For For
8 To re-elect K Layden as a director Mgmt For For
9 To re-elect S Musesengwa as a director Mgmt For For
10 To re-elect P N N Turner as a director Mgmt For For
11 To re-elect S G Williams as a director Mgmt For For
12 To re-appoint the auditors Mgmt For For
13 To determine the auditors' remuneration Mgmt For For
14 Political donations Mgmt For For
15 Authority to allot shares Mgmt For For
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to make market purchases of own Mgmt For For
shares
18 Notice period for shareholders' meetings Mgmt For For
19 Amendment to the Articles of Association Mgmt For For
20 Adoption of new Sharesave Scheme rules Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CTS EVENTIM AG, BREMEN Agenda Number: 704361308
--------------------------------------------------------------------------------------------------------------------------
Security: D1648T108
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: DE0005470306
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 17 APR 13 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
23.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2012 financial
year with the report of the supervisory
board, the group financial statements, the
group annual report, and the report
pursuant to sections 289(4) and 315(4) of
the German Commercial Code
2. Resolution on the appropriation of the Mgmt No vote
distributable profit of EUR 117,917,974.48
as follows: payment of a dividend of EUR
0.57 per no-par share EUR 90,560,453.98
shall be carried forward ex-dividend date:
May 9, 2013 payable date: May 10, 2013
3. Ratification of the acts of the board of Mgmt No vote
MDs
4. Ratification of the acts of the supervisory Mgmt No vote
board
5. Appointment of auditors for the 2013 Mgmt No vote
financial year: PricewaterhouseCoopers AG,
Osnabruck
6.1 Election to the supervisory board: Edmund Mgmt No vote
Hug
6.2 Election to the supervisory board: Jobst Mgmt No vote
Plog
6.3 Election to the supervisory board: Bernd Mgmt No vote
Kundrun
7. Approval of the agreement with the Mgmt No vote
company's wholly-owned subsidiary see
tickets Germany GMBH on the merger of see
tickets Germany GMBH (and indirectly of
ticket online software GMBH) into the
company with effect as per January 1, 2013
8. Approval of the agreement with the Mgmt No vote
company's wholly-owned subsidiary eventim
online holding GMBH on the merger of
eventim online holding GMBH into the
company with effect as per January 1, 2013
9. Approval of the profit transfer agreement Mgmt No vote
with the company's wholly-owned subsidiary,
getgo consulting GMBH, effective for a
period of at least five years
10. Resolution on the authorization to issue Mgmt No vote
convertible and/or warrant bonds, the
creation of contingent capital, and the
corresponding amendment to the articles of
association the board of MDS shall be
authorized, with the consent of the
supervisory board, to issue bearer bonds of
up to EUR 275,000,000, having a term of up
to 20 years and conferring conversion
and/or option rights for shares of the
company, on or before May 7, 2018.
Shareholders shall be granted subscription
rights except for the issue of bonds
conferring conversion and/or option rights
for shares of the company of up to 10 pct.
of the share capital at a price not
materially below their theoretical market
value, for residual amounts, and for the
granting of such rights to holders of
conversion or option rights. the company's
share capital shall be increased
accordingly by up to EUR 22,000,000 through
the issue of up to 22,000,000 new bearer
no-par shares, in so far as conversion
and/or option rights are exercised
(contingent capital 2013)
11. Resolution on the remuneration for the Mgmt No vote
supervisory board as of the 2013 financial
year, the chairman of the supervisory board
shall receive a fixed annual remuneration
of EUR 50,000 and an ordinary board member
EUR 25,000
--------------------------------------------------------------------------------------------------------------------------
DE LONGHI SPA, TREVISO Agenda Number: 704325782
--------------------------------------------------------------------------------------------------------------------------
Security: T3508H102
Meeting Type: OGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: IT0003115950
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Presentation of the annual financial report Mgmt No vote
including the financial statements as of 31
December 2012, the reports of: board of
statutory auditors and independent auditing
company. Related and consequent resolutions
2 Presentation of the annual report on Mgmt No vote
remuneration of De' Longhi SPA and meeting
advisory vote on remuneration policy 2013,
pursuant to art. 123-ter of D. Lgs. N.
58/98
3 Appointment of the board of directors and Mgmt No vote
determination of its components
determination of the terms of office and
the relevant remuneration. Related and
consequent resolutions
4 Appointment of board of statutory auditors Mgmt No vote
and its president determination of related
fees
5 Proposal to acquire and dispose of treasury Mgmt No vote
shares, subject to revocation of the
resolution of the meeting on 2013.04.24.
Related and consequent resolutions
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_157719.PDF
--------------------------------------------------------------------------------------------------------------------------
DIASORIN S.P.A., SALUGGIA Agenda Number: 704320186
--------------------------------------------------------------------------------------------------------------------------
Security: T3475Y104
Meeting Type: OGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: IT0003492391
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 24 APR 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_157268.PDF
1 Motion for the approval of the statutory Mgmt For For
financial statements at December 31, 2012,
of the report on operations and to
appropriate the year's net profit.
presentation of the consolidated financial
statements at December 31, 2012
2 Compensation report pursuant to Article Mgmt Against Against
123-ter of legislative decree no. 58/1998
3 Election of a Board of Directors, after Mgmt Against Against
determining the number of directors, the
length of their term of office and their
compensation
4 Election of a board of statutory auditors Mgmt Against Against
and its chairman and determination of the
amount of their compensation
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DIGNITY PLC, SUTTON COLDFIELD Agenda Number: 704423172
--------------------------------------------------------------------------------------------------------------------------
Security: G2871S137
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: GB00B4JZFN18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the reports and accounts for the Mgmt For For
52 weeks ended 28 December 2012
2 To approve the Directors' remuneration Mgmt For For
report for the 52 weeks ended 28 December
2012
3 To re-appoint Peter Hindley as a Director Mgmt For For
4 To re-appoint Mike McCollum as a Director Mgmt For For
5 To re-appoint Andrew Davies as a Director Mgmt For For
6 To re-appoint Richard Portman as a Director Mgmt For For
7 To re-appoint Steve Whittern as a Director Mgmt For For
8 To re-appoint Ishbel Macpherson as a Mgmt For For
Director
9 To re-appoint Alan McWalter as a Director Mgmt For For
10 To re-appoint Jane Ashcroft as a Director Mgmt For For
11 To re-appoint Martin Pexton as a Director Mgmt For For
12 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors and to authorise the Directors to
fix their Remuneration
13 To approve the proposed dividend of 10.75 Mgmt For For
pence per Ordinary share
14 To grant the Directors authority to allot Mgmt For For
relevant securities up to an aggregate
nominal amount of GBP 3,992,835 in
connection with a right issue and otherwise
up to an aggregate nominal amount of GBP
1,996,417.50 pursuant to section 551 of the
Companies Act 2006
15 To disapply the pre-emption rights Mgmt For For
contained in section 561(1) of the
Companies Act 2006
16 To authorise the Company to make market Mgmt For For
purchases of 5,704,050 Ordinary Shares
pursuant to section 701of the Companies Act
2006
17 To authorise the Company to hold general Mgmt For For
meeting (other than AGMs) on 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
EMPEROR WATCH & JEWELLERY LTD Agenda Number: 704378618
--------------------------------------------------------------------------------------------------------------------------
Security: Y2289S109
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: HK0000047982
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021842.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021832.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and adopt the Audited Mgmt For For
Consolidated Financial Statements of the
Company for the year ended 31 December 2012
together with the Reports of the Directors
and Independent Auditor thereon
2 To declare final dividend for the year Mgmt For For
ended 31 December 2012
3.A To re-elect Mr. Wang Chi Fai as Director Mgmt For For
3.B To re-elect Ms. Yip Kam Man as Director Mgmt For For
3.C To re-elect Ms. Lai Ka Fung, May as Mgmt For For
Director
3.D To authorize the Board of Directors to fix Mgmt For For
the Directors' remuneration
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
Auditor and authorize the Board of
Directors to fix their remuneration
5.A To grant to the Directors a general mandate Mgmt Against Against
to allot shares in the capital of the
Company
5.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company
5.C To extend the general mandate granted to Mgmt Against Against
the Directors to allot additional shares in
the Company by the amount of shares
repurchased
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EULER HERMES, PARIS Agenda Number: 704437424
--------------------------------------------------------------------------------------------------------------------------
Security: F2013Q107
Meeting Type: OGM
Meeting Date: 24-May-2013
Ticker:
ISIN: FR0004254035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0417/201304171301352.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0508/201305081301999.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012; approval of non-tax
deductible expenses and expenditures
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
3 Allocation of income and setting the Mgmt For For
dividend
4 Adjustment of the reserve for own shares Mgmt For For
5 Special report of the Statutory Auditors on Mgmt For For
the regulated agreements and commitments
and approval and/or ratification of these
Agreements
6 Special report of the Statutory Auditors on Mgmt Against Against
the regulated agreements and commitments
and approval of a commitment benefiting Mr.
Paul Overeem
7 Renewal of term of Mrs. Brigitte Bovermann Mgmt For For
as Supervisory Board member
8 Renewal of term of Mrs. Elizabeth Corley as Mgmt For For
Supervisory Board member
9 Renewal of term of Mr. Nicolas Dufourcq as Mgmt For For
Supervisory Board member
10 Renewal of term of Mr. Robert Hudry as Mgmt For For
Supervisory Board member
11 Renewal of term of Mr. Jean-Herve Lorenzi Mgmt For For
as Supervisory Board member
12 Renewal of term of Mr. Thomas-Bernd Quaas Mgmt For For
as Supervisory Board member
13 Renewal of term of Mr. Jacques Richier as Mgmt For For
Supervisory Board member
14 Authorization to be granted to the Mgmt For For
Executive Board to allow the Company to
repurchase its own shares pursuant to
Article L.225-209 of the Commercial Code
15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FBD HOLDINGS PLC Agenda Number: 704437498
--------------------------------------------------------------------------------------------------------------------------
Security: G3335G107
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: IE0003290289
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Report of the Mgmt For For
Directors and the Financial Statements for
the year ended 31 December 2012
2 To declare a dividend on the 8% Mgmt For For
non-cumulative preference shares
3 To declare a final dividend of 30.0 cent Mgmt For For
per ordinary share
4 To approve the Report on Directors' Mgmt For For
Remuneration appearing in the Financial
Statements for the year ended 31 December
2012 (Advisory Resolution)
5(a) To re-elect Michael Berkery as a Director Mgmt For For
5(b) To re-elect John Bryan as a Director Mgmt For For
5(c) To re-elect Sean Dorgan as a Director Mgmt For For
5(d) To re-elect Brid Horan as a Director Mgmt For For
5(e) To re-elect Andrew Langford as a Director Mgmt For For
5(f) To re-elect Dermot Mulvihill as a Director Mgmt For For
5(g) To re-elect Cathal O'Caoimh as a Director Mgmt For For
5(h) To re-elect Vincent Sheridan as a Director Mgmt For For
5(i) To re-elect JohanThijs as a Director Mgmt For For
5(j) To re-elect Padraig Walshe as a Director Mgmt For For
6 To authorise the Directors to fix the Mgmt For For
remuneration of the Auditors
7 In accordance with the provisions of the Mgmt For For
Companies (Amendment) Act, 1983, the
Directors be and are hereby empowered to
allot "equity securities" (as defined in
Section 23 (13) of the Companies
(Amendment) Act, 1983) pursuant to the
authority conferred on them by the Ordinary
Resolution of the Company passed on 29
April 2009 as if Section 23 (1) of the
Companies (Amendment) Act, 1983 did not
apply to any allotment made pursuant to the
said authority provided that this power
shall be limited to the allotment of equity
securities up to but not exceeding an
aggregate nominal value of 5 per cent of
the issued ordinary share capital as at the
date of this Resolution and that the
authority hereby conferred shall expire at
the close of business on the earlier of the
date of the next Annual General Meeting of
the Company or a CONTD
CONT CONTD date 15 months from the date of Non-Voting
passing hereof and that the Directors be
entitled to make at any time prior to the
expiry of the power hereby conferred, any
offer or agreement which would or might
require equity securities to be allotted
after the expiry of such power. Provided
that such power shall, subject as
aforesaid, cease to have effect when the
said authority is revoked or would, if
renewed, expire but if the authority is
renewed the said power may also be renewed,
for a period not longer than that for which
the authority is renewed, by a further
Special Resolution of the Company passed in
General Meeting" and "that the expiry date
noted in Article 8 (c) be amended to read
"15 August 2014',' being fifteen months
after the date of this Annual General
Meeting in accordance with the foregoing
8 That the Company and/or any of its Mgmt For For
subsidiaries be and are hereby generally
authorised to make market purchases (as
defined in Section 212 of the Companies
Act, 1990) of shares of any class of the
Company ("the Shares") on such terms and
conditions and in such manner as the
Directors may from time to time determine
but subject, however, to the provisions of
the Companies Act, 1990, the Articles of
Association of the Company and to the
following restrictions and provisions: (a)
the aggregate nominal value of the Shares
authorised to be acquired pursuant to the
terms of this resolution shall not exceed
10 per cent of the aggregate nominal value
of the issued share capital of the Company
as at the close of business on the date of
the passing of this resolution; (b) the
minimum price which may be paid for any
Share shall be CONTD
CONT CONTD the nominal value of the Share; (c) Non-Voting
the maximum price which may be paid for any
Share (a "Relevant Share") shall be an
amount equal to 105 per cent of the average
of the five amounts resulting from
determining whichever of the following
((i), (ii) or (iii) specified below) in
relation to the Shares of the same class as
the Relevant Share shall be appropriate for
each of the five consecutive business days
immediately preceding the day on which the
Relevant Share is purchased, as determined
from the information published in the Irish
Stock Exchange Daily Official List
reporting the business done on each of
those five business days; (i) if there
shall be more than one dealing reported for
the day, the average of the prices at which
such dealings took place; or (ii) if there
shall be only one dealing reported for the
CONTD
CONT CONTD day, the price at which such dealing Non-Voting
took place; or (iii) if there shall not be
any dealing reported for the day, the
average of the closing bid and offer prices
for the day and if there shall be only a
bid (but not an offer) or an offer (but not
a bid) price reported, or if there shall
not be any bid or offer price reported, for
any particular day then that day shall not
count as one of the said business days for
the purposes of determining the maximum
price. If the means of providing the
foregoing information as to dealings and
prices by reference to which the maximum
price is to be determined is altered or is
replaced by some other means, then a
maximum price shall be determined on the
basis of the equivalent information
published by the relevant authority in
relation to dealings on the Irish Stock
Exchange or CONTD
CONT CONTD its equivalent. The authority hereby Non-Voting
conferred will expire at the close of
business on the date of the next Annual
General Meeting of the Company or the date
which is fifteen months after the date on
which this resolution is passed or deemed
to have been passed whichever is the
earlier, unless previously varied,' revoked
or renewed in accordance with the
provisions of Section 215 of the Companies
Act, 1990. The Company or any such
subsidiary may before such expiry enter
into a contract for the purchase of Shares
which would or might be wholly or partly
executed after such expiry and may complete
any such contract as if the authority
conferred hereby had not expired
9 That for the purposes of Section 209 of the Mgmt For For
Companies Act, 1990 the re-issue price
range at which any treasury shares (as
defined by the said Section 209) for the
time being held by the Company may be
re-issued off-market shall be as follows:
(a) the maximum price shall be an amount
equal to 120 per cent of the Appropriate
Price as defined in paragraph (c); and (b)
subject to paragraph (c) hereof, the
minimum price shall be: (i) in the case of
an Option Scheme (as defined in paragraph
(d) below), an amount equal to the option
price as provided for in such Option
Scheme; or (ii) in all other cases and
circumstances where treasury shares are
re-issued off-market, an amount equal to
95% of the Appropriate Price (as defined in
paragraph (c)); and (c) "Appropriate Price"
means the average of the five amounts
resulting from CONTD
CONT CONTD determining whichever of the Non-Voting
following ((i), (ii) or (iii) specified
below) in relation to shares of the class
of which such treasury shares to be
re-issued shall be appropriate in respect
of each of the five business days
immediately preceding the day on which the
treasury share is re-issued, as determined
from information published in the Irish
Stock Exchange Daily Official List
reporting the business done on each of
those five business days; (i) if there
shall be more than one dealing reported for
the day, the average of the prices at which
such dealings took place; or (ii) if there
shall be only one dealing reported for the
day, the price at which such dealing took
place; or (iii) if there shall not be any
dealing reported for the day, the average
of the closing bid and offer prices for the
day; and if there CONTD
CONT CONTD shall be only a bid (but not an Non-Voting
offer) or an offer (but not a bid) price
reported, or if there shall not be any bid
or offer price reported for any particular
day, then that day shall not count as one
of the said business days for the purposes
of determining the Appropriate Price. If
the means of providing the foregoing
information as to dealings and prices by
reference to which the Appropriate Price is
to be determined is altered or is replaced
by some other means, then the Appropriate
Price shall be determined on the basis of
the equivalent information published by the
relevant authority in relation to dealings
on the Irish Stock Exchange or its
equivalent; and (d) "Option Scheme" means
any scheme or plan which involves either
the issue of options to acquire ordinary
shares in the Company or the conditional
award CONTD
CONT CONTD of ordinary shares in the Company Non-Voting
which has been approved by the Company's
shareholders in General Meeting. The
authority hereby conferred shall expire at
the close of business on the date of the
next Annual General Meeting of the Company,
or the date which is fifteen months after
the date on which this resolution is passed
or deemed to have been passed whichever is
the earlier, unless previously varied or
renewed in accordance with the provisions
of Section 209 of the Companies Act, 1990
10 That it is hereby resolved that the Mgmt For For
provision in Article 50 (a) of the
Company's Articles of Association allowing
for the convening of an Extraordinary
General Meeting by at least fourteen clear
days' notice (where such meeting is not
convened for the purposes of the passing of
a special resolution) shall continue to be
effective
--------------------------------------------------------------------------------------------------------------------------
HAITIAN INTERNATIONAL HOLDINGS LTD Agenda Number: 704443198
--------------------------------------------------------------------------------------------------------------------------
Security: G4232C108
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: KYG4232C1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418777.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418762.pdf
1 To receive and consider the consolidated Mgmt For For
audited financial statements of the Company
and its subsidiaries and the reports of the
directors and the auditors of the Company
for the year ended 31 December 2012
2 To declare a final dividend of HK15.0 cents Mgmt For For
per share for the year ended 31 December
2012 and pay the relevant dividend from the
share premium account or other available
reserve(s) of the Company
3 To re-elect Mr. Zhang Jingzhang as director Mgmt For For
of the Company and to authorise the board
of directors of the Company to fix his
remuneration
4 To re-elect Mr. Zhang Jianming as director Mgmt For For
of the Company and to authorise the board
of directors of the Company to fix his
remuneration
5 To re-elect Mr. Guo Mingguang as director Mgmt For For
of the Company and to authorise the board
of directors of the Company to fix his
remuneration
6 To re-elect Ms. Chen Ningning as director Mgmt For For
of the Company and to authorise the board
of directors of the Company to fix her
remuneration
7 To re-elect Mr. Jin Hailiang as director of Mgmt For For
the Company and to authorise the board of
directors of the Company to fix his
remuneration
8 To authorise the board of directors of the Mgmt For For
Company to fix the remuneration of the
Company's directors
9 To re-appoint PricewaterhouseCoopers as the Mgmt For For
Company's auditors and to authorise the
board of directors of the Company to fix
their remuneration
10 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with the Company's shares
11 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase the Company's
shares
12 To add the nominal value of the shares Mgmt Against Against
repurchased by the Company to the mandate
granted to the directors of the Company
under resolution no. 10
--------------------------------------------------------------------------------------------------------------------------
HUNTING PLC Agenda Number: 704325364
--------------------------------------------------------------------------------------------------------------------------
Security: G46648104
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: GB0004478896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2012 annual report Mgmt For For
2 To approve the 2012 remuneration report Mgmt Against Against
3 To approve a final dividend of 14p per Mgmt For For
share
4 To re-elect Richard Hunting as a director Mgmt For For
5 To re-elect John Hofmeister as a director Mgmt For For
6 To re-elect John Nicholas as a director Mgmt For For
7 To re-elect Dennis Proctor as a director Mgmt For For
8 To re-elect Peter Rose as a director Mgmt For For
9 To re-elect Andrew Szescila as a director Mgmt For For
10 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors and authorise the directors to
determine their remuneration
11 To authorise the directors to allot shares Mgmt For For
12 To authorise the directors to disapply Mgmt For For
statutory pre-emption rights
13 To authorise the company to make market Mgmt For For
purchases of its own shares
14 To authorise 14 day notice periods for Mgmt For For
general meetings
--------------------------------------------------------------------------------------------------------------------------
IFG GROUP PLC Agenda Number: 704471577
--------------------------------------------------------------------------------------------------------------------------
Security: G47062107
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: IE0002325243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report of the Directors, Mgmt For For
Financial Statements and the Independent
Auditor's Report thereon for the year ended
31 Dec-12
2 To declare dividends Mgmt For For
3 To elect as a Director David Page Mgmt For For
4 To elect as a Director John Gallagher Mgmt For For
5 To elect as a Director Cara Ryan Mgmt For For
6 To re-elect as a Director Mark Bourke Mgmt For For
7 To re-elect as a Director Gary Owens Mgmt For For
8 To re-elect as a Director Colm Barrington Mgmt For For
9 To re-elect as a Director Peter Priestly Mgmt For For
10 To authorise the Directors to agree the Mgmt For For
remuneration of the auditors
11 To empower the Directors to allot relevant Mgmt For For
securities-section 20 authority
12 To empower the Directors to allot equity Mgmt For For
securities-section 23 authority
13 To authorise repurchase of own shares Mgmt For For
14 To set the re-issue price range of treasury Mgmt For For
shares
15 Approval to hold general meetings at short Mgmt For For
notice
--------------------------------------------------------------------------------------------------------------------------
IMI PLC Agenda Number: 704388405
--------------------------------------------------------------------------------------------------------------------------
Security: G47152106
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: GB0004579636
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A Authority to allot equity securities for Mgmt For For
cash
B Authority to purchase own shares Mgmt For For
C Notice of general meetings Mgmt For For
1 Approve annual report and accounts Mgmt For For
2 Approve remuneration report Mgmt For For
3 Declaration of dividend Mgmt For For
4 Election of Phil Bentley Mgmt For For
5 Election of Carl-Peter Forster Mgmt For For
6 Election of Birgit Nogaard Mgmt For For
7 Re-election of Douglas Hurt Mgmt For For
8 Re-election of Martin Lamb Mgmt For For
9 Re-election of Roy Twite Mgmt For For
10 Re-election of Anita Frew Mgmt For For
11 Re-election of Roberto Quarta Mgmt For For
12 Re-election of Bob Stack Mgmt For For
13 Re-appointment of auditor Mgmt For For
14 Authority to set auditor remuneration Mgmt For For
15 Authority to allot shares Mgmt For For
16 Authority to make political donations Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING DATE FROM 07 MAY 2013 TO
09 MAY 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INVOCARE LTD Agenda Number: 704456676
--------------------------------------------------------------------------------------------------------------------------
Security: Q4976L107
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: AU000000IVC8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL "1" AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (1), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL AND YOU COMPLY WITH THE
VOTING EXCLUSION.
1 Adoption of Remuneration Report Mgmt For For
2 Re-election of Tina Clifton as a Director Mgmt For For
3 Re-election of Roger Penman as a Director Mgmt For For
4 Financial Assistance Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IZUMI CO.,LTD. Agenda Number: 704488988
--------------------------------------------------------------------------------------------------------------------------
Security: J25725110
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: JP3138400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JSR CORPORATION Agenda Number: 704541475
--------------------------------------------------------------------------------------------------------------------------
Security: J2856K106
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3385980002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Partial Amendments to the Conditions for Mgmt Against Against
Exercising Stock Option Rights to be
Granted to Directors as Remuneration
--------------------------------------------------------------------------------------------------------------------------
KABU.COM SECURITIES CO.,LTD. Agenda Number: 704587483
--------------------------------------------------------------------------------------------------------------------------
Security: J29719101
Meeting Type: AGM
Meeting Date: 23-Jun-2013
Ticker:
ISIN: JP3218850000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KOITO MANUFACTURING CO.,LTD. Agenda Number: 704578977
--------------------------------------------------------------------------------------------------------------------------
Security: J34899104
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3284600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
LARGAN PRECISION CO LTD Agenda Number: 704617248
--------------------------------------------------------------------------------------------------------------------------
Security: Y52144105
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: TW0003008009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 175263 DUE TO DUE TO RECEIPT OF
DIRECTOR AND SUPERVISOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD17 per share
B.3 The revision to the procedures of trading Mgmt For For
derivatives
B.4 The revision to the procedures of monetary Mgmt For For
loans, endorsement and guarantee
B51.1 The election of the director: Lin, Yao Ying Mgmt Against Against
A/c no. 000011
B51.2 The election of the director: Chen, Shih Mgmt Against Against
Ching A/c no. 000004
B51.3 The election of the director: Lin, En Chou Mgmt Against Against
A/c no. 000003
B51.4 The election of the director: Lin, En Ping Mgmt Against Against
A/c no. 000005
B51.5 The election of the director: Hsieh, Ming Mgmt Against Against
Yuan A/c no. 000006
B51.6 The election of the director: Chiang, Tsui Mgmt Against Against
Ying A/c no. 000002
B51.7 The election of the director: Liang, Po Jen Mgmt Against Against
A/c no. 000009
B52.1 The election of the supervisor: Chen, Hui Mgmt Against Against
Fen A/c no. Q221244731
B52.2 The election of the supervisor: Liang, Mgmt Against Against
Chung Jen A/c no. 000007
B52.3 The election of the supervisor: Su, Yu Ya Mgmt Against Against
A/c no. 000017
B.6 The proposal to release non-competition Mgmt For For
restriction on the directors
B.7 Other issues and extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
LO-Q PLC Agenda Number: 704299848
--------------------------------------------------------------------------------------------------------------------------
Security: G56455101
Meeting Type: AGM
Meeting Date: 02-Apr-2013
Ticker:
ISIN: GB0001771426
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts for the Mgmt For For
period ended 4 November 2012
2 To re-elect Thomas John Wardlaw Burnet as a Mgmt For For
director
3 To re-elect Matthew Jonathan Cooper as a Mgmt For For
director
4 To re-elect Steven Kyle Brown as a director Mgmt For For
5 To re-elect Anthony Victor William Bone as Mgmt For For
a director
6 To re-appoint BDO LLP as auditors Mgmt For For
7 To authorise the directors to determine the Mgmt For For
auditors remuneration
8 To renew the directors' authority to allot Mgmt For For
securities
9 To waive shareholders' rights of Mgmt For For
pre-emption on allotment of securities
--------------------------------------------------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC, WARWICKSHIRE Agenda Number: 704384926
--------------------------------------------------------------------------------------------------------------------------
Security: G6491Z108
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: GB00B8L59D51
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and financial Mgmt For For
statements for the year ended 31 December
2012
2 To approve the 2012 Directors Remuneration Mgmt For For
report
3 To declare a final dividend of 5p per Mgmt For For
ordinary share
4 To re-elect Mr Christopher Miller a Mgmt For For
Director
5 To re-elect Mr David Roper as a Director Mgmt For For
6 To re-elect Mr Simon Peckham as a Director Mgmt For For
7 To re-elect Mr Geoffrey Martin as a Mgmt For For
Director
8 To re-elect Mr Miles Templeman as a Mgmt For For
Director
9 To re-elect Mr Perry Crosthwaite as a Mgmt For For
Director
10 To re-elect Mr John Grant as a Director Mgmt For For
11 To re-elect Mr Justin Dowley as a Director Mgmt For For
12 To reappoint Deloitte LLP as auditor Mgmt For For
13 To authorise the Directors to set the Mgmt For For
auditors remuneration
14 To renew the authority given to Directors Mgmt For For
to allot shares
15 To give the Directors authority to allot Mgmt For For
equity securities without application of
pre-emption rights
16 To authorise market purchases of shares Mgmt For For
17 To approve the calling of a general meeting Mgmt For For
other than an Annual General Meeting on not
less than 14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
MIRACA HOLDINGS INC. Agenda Number: 704545839
--------------------------------------------------------------------------------------------------------------------------
Security: J4352B101
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3822000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
2 Issuance of Stock Acquisition Rights as Mgmt For For
Stock option Free of Charge
3 Appoint Accounting Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NABTESCO CORPORATION Agenda Number: 704574652
--------------------------------------------------------------------------------------------------------------------------
Security: J4707Q100
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3651210001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATUREX SA, AVIGNON Agenda Number: 704532527
--------------------------------------------------------------------------------------------------------------------------
Security: F65010112
Meeting Type: MIX
Meeting Date: 26-Jun-2013
Ticker:
ISIN: FR0000054694
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0522/201305221302463.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0610/201306101303201.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Option for payment of the dividend in cash Mgmt For For
or in shares
O.5 Special report of the Statutory Auditors on Mgmt For For
the regulated agreements and commitments
and approval of the agreements
O.6 Ratification of the cooptation of Mrs. Mgmt For For
Helene MARTEL-MASSIGNAC as Director
O.7 Appointment of Mrs. Anne ABRIAT as Director Mgmt For For
O.8 Appointment of Mrs. Anne-Sophie HERELLE as Mgmt Abstain Against
Director
O.9 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.10 Authorization to be granted to the Board of Mgmt Against Against
Directors to allow the Company to
repurchase its own shares pursuant to
Article L.225-209 of the Commercial Code
E.11 Authorization to be granted to the Board of Mgmt For For
Directors to cancel shares repurchased by
the Company pursuant to the scheme referred
to in Article L.225-209 of the Commercial
Code
E.12 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
by incorporation of reserves, profits,
premiums or other amounts for which
capitalization is allowed
E.13 Complementary report of the Statutory Mgmt For For
Auditors and CEO pursuant to Article
R.225-116 of the Commercial Code
E.14 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase capital
by issuing common shares or securities
giving access to capital of the Company
and/or one of its subsidiaries while
maintaining shareholders' preferential
subscription rights
E.15 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase capital
by issuing common shares and/or securities
giving access to capital with cancellation
of shareholders' preferential subscription
rights via public offering
E.16 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase capital
by issuing common shares and/or securities
giving access to capital with cancellation
of shareholders' preferential subscription
rights via private placement pursuant to
Article L.411-2, II of the Monetary and
Financial Code
E.17 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to increase the
number of securities to be issued in case
of capital increase with or without
preferential subscription rights in the
event of oversubscription
E.18 Authorization to be granted to the Board of Mgmt For For
Directors to increase share capital within
the limit of 10%, in consideration for
in-kind contributions of equity securities
or securities giving access to capital
E.19 Delegation to be granted to the Board of Mgmt Against Against
Directors to increase capital by issuing
shares or securities giving access to
capital reserved for members of a company
savings plan pursuant to Articles L.3332-18
et seq. of the Code of Labor with
cancellation of preferential subscription
rights in favor of the latter
E.20 Authorization to be granted to the Board of Mgmt For For
Directors to grant share subscription
and/or purchase options to employees and/or
some corporate officers carrying waiver by
shareholders of their preferential
subscription rights to shares to be issued
due to the exercise of share subscription
options
E.21 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocations of
common shares to employees and/or some
corporate officers carrying waiver by
shareholders of their preferential
subscription rights to shares to be issued
due to the exercise of free allocations of
shares
E.22 Delegation of authority to be granted to Mgmt Against Against
the Board of Directors to issue share issue
warrants (BEA) with cancellation of
preferential subscription rights in favor
of designated beneficiaries
E.23 Creating a new class of preference shares Mgmt For For
and amendment to Article 8 of the bylaws of
the Company regarding preference shares
E.24 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocations of
preference shares to employees and/or some
corporate officers carrying waiver by
shareholders of their preferential
subscription rights to shares to be issued
due to the exercise of free allocations of
shares
O.25 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NITORI HOLDINGS CO.,LTD. Agenda Number: 704456171
--------------------------------------------------------------------------------------------------------------------------
Security: J58214107
Meeting Type: AGM
Meeting Date: 17-May-2013
Ticker:
ISIN: JP3756100008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
2 Allow Board to Authorize Use of Free Share Mgmt Against Against
Options as Anti-Takeover Defense Measure
--------------------------------------------------------------------------------------------------------------------------
NORMA GROUP AG, MAINTAL Agenda Number: 704411292
--------------------------------------------------------------------------------------------------------------------------
Security: D5813Z104
Meeting Type: AGM
Meeting Date: 22-May-2013
Ticker:
ISIN: DE000A1H8BV3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 07 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements of NORMA Group AG, the
approved consolidated financial statements,
the consolidated management report, the
management report and the report of the
supervisory board, each for the fiscal year
2012, as well as the explanatory report of
the management board on the information
pursuant to sections 289(4), 315(4) of the
German Commercial Code (Handelsgesetzbuch)
2. Resolution on the appropriation of the net Mgmt No vote
profit for the fiscal year 2012
3. Resolution on the discharge of the members Mgmt No vote
of the management board for the fiscal year
2012
4. Resolution on the discharge of the members Mgmt No vote
of the supervisory board for the fiscal
year 2012
5. Appointment of a supervisory board member: Mgmt No vote
Erika Schulte
6. Appointment of the auditor for the Mgmt No vote
financial statements and the consolidated
financial statements for the fiscal year
2013: PricewaterhouseCoopers
Aktiengesellschaft
7. Resolution on the conversion of NORMA Group Mgmt No vote
AG into a European Company (Societas
Europaea - SE); appointment of Dr Stefan
Wolf, Lars M. Berg, Gunter Hauptmann, Knut
J. Michelberger, Dr Christoph Schug and
Erika Schulte as the members of the first
supervisory board of the SE; appointment of
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesellschaft, Frankfurt
am Main as the auditor for the first fiscal
year of the SE
--------------------------------------------------------------------------------------------------------------------------
ORPEA, PUTEAUX Agenda Number: 704508956
--------------------------------------------------------------------------------------------------------------------------
Security: F69036105
Meeting Type: MIX
Meeting Date: 20-Jun-2013
Ticker:
ISIN: FR0000184798
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0515/201305151302037.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0605/201306051302813.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income Mgmt For For
O.4 Presentation of the Statutory Auditors Mgmt For For
report on the agreements pursuant to
Articles L.225-38 et seq. of the Commercial
Code Approval of said agreements
O.5 Review and approval of the compensation Mgmt For For
commitment pursuant to Article L.225-42-1
of the Commercial Code made by the Company
in favor of Mr. Yves LE Masne, CEO, in case
of termination of his duties, for
compliance of his position with the
recommendations of AFEP/MEDEF
O.6 Review and approval of the compensation Mgmt For For
commitment pursuant to Article L.225-42-1
of the Commercial Code made by the Company
in favor of Mr. Jean-Claude Brdenk,
Managing Director, in case of termination
of his duties, for compliance of his
position with the recommendations of
AFEP/MEDEF
O.7 Renewal of term of Brigitte Michel as Board Mgmt For For
Member for a 4-year period
O.8 Renewal of term of Alexandre Malbasa as Mgmt For For
Board Member for a 4-year period
O.9 Authorization granted to the Board of Mgmt For For
Directors to allow the Company to trade in
its own shares
E.10 Renewal of the authorization granted to the Mgmt For For
Board of Directors to reduce the capital
via the cancellation of shares owned by the
Company
E.11 Delegation of authority granted to the Mgmt For For
Board of Directors to decide on the
issuance of Company shares and/or
securities giving access to the capital of
the Company and/or securities giving right
to the allocation of debt securities with
the shareholders' preferential subscription
right in place
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to decide on the
issuance of Company shares and/or
securities giving access to the capital of
the Company and/or securities giving right
to the allocation of debt securities with
cancellation of the shareholders'
preferential subscription right via public
offer
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to decide on the
issuance of Company shares and/or
securities giving access to the capital of
the Company and/or securities giving right
to the allocation of debt securities with
cancellation of the shareholders'
preferential subscription right via private
placements pursuant to paragraph II of
Article L. 411-2 of the Monetary and
Financial Code
E.14 Authorization granted to the Board of Mgmt Against Against
Directors to proceed with the issuance of
securities, according to the twelfth or
thirteenth resolution, by setting the issue
price, limited to 10% of the capital per
year, with cancellation of the preferential
subscription right
E.15 Delegation of powers granted to the Board Mgmt For For
of Directors to proceed with share capital
increase limited to 10%, in consideration
for contributions in kind granted to the
Company and composed of equity securities
or various securities with cancellation of
the preferential subscription right
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors to issue financial
securities and/or securities giving access
to the capital in case of public exchange
offer initiated by the Company, with
cancellation of the preferential
subscription right
E.17 Authorization granted to the Board of Mgmt For For
Directors to increase the number of
securities to be issued in case of issuance
with or without shareholders' preferential
subscription right
E.18 Authorization granted to the Board of Mgmt Against Against
Directors to increase capital under the
conditions provided in Articles L. 3332-18
et seq. of the Code of Labor carrying
waiver by shareholders of their
preferential subscription rights to shares
issued as a result of the subscription for
shares by Group employees
E.19 Authorization granted to the Board of Mgmt For For
Directors to proceed with the free
allocation of shares to corporate officers
and employees
E.20 Authorization granted to the Board of Mgmt Against Against
Directors to grant Company share
subscription and/or purchase options to
corporate officers and employees of the
Company or companies of the group, carrying
waiver by shareholders of their
preferential subscription rights to shares
issued as a result of exercising
subscription options
E.21 Global ceiling on capital increases Mgmt For For
E.22 Delegation of authority granted to the Mgmt For For
Board of Directors to proceed with the
share capital increase via the
incorporation of premiums, reserves,
profits or other amounts
E.23 Delegation of authority granted to the Mgmt For For
Board of Directors to issue securities
giving right to the allocation of debt
securities without giving rise to a capital
increase
E.24 Powers for filing and to carry out Mgmt For For
formalities
--------------------------------------------------------------------------------------------------------------------------
OUTOTEC OYJ Agenda Number: 704269667
--------------------------------------------------------------------------------------------------------------------------
Security: X6026E100
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: FI0009014575
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Mgmt For For
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Mgmt For For
5 Recording the attendance at the meeting and Mgmt For For
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2012
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend. The board proposes to pay a
dividend of EUR 1,20 per share
9 Resolution on authorizing the board of Mgmt For For
directors to decide on donations
10 Resolution on the discharge of the members Mgmt For For
of the Board of Directors and the CEO from
liability
11 Resolution on the remuneration of the Mgmt For For
members of the board of directors
12 Resolution on the number of members of the Mgmt For For
board of directors. The nomination board
proposes that the number of members of the
board be seven (7)
13 Election of members and chairman of the Mgmt For For
board of directors. The nomination board
proposes that the current members E.
Ailasmaa, T. Jarvinen, H. Linnoinen, T.
Ritakallio and C. Zabludowicz be re-elected
and that M. Alahuhta and A. Korhonen be
elected as new members. The nomination
board proposes that M. Alahuhta be elected
as chairman
14 Resolution on the remuneration of the Mgmt For For
auditor
15 Election of auditor. On the recommendation Mgmt For For
of the audit committee, the board proposes
that PricewaterhouseCoopers Oy be elected
as auditor
16 Proposal of the board of directors to Mgmt For For
decide on free share issue
17 Authorizing the board of directors to Mgmt For For
decide on the repurchase of the company's
own shares
18 Authorizing the board of directors to Mgmt For For
decide to issue shares and other special
rights entitling to shares
19 Proposal of the board of directors for the Mgmt For For
establishment of a permanent shareholders'
nomination board
20 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PADDY POWER PLC Agenda Number: 704423033
--------------------------------------------------------------------------------------------------------------------------
Security: G68673105
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: IE0002588105
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the financial Mgmt For For
statements for the year ended 31 December
2012 and the reports of the Directors and
Auditors thereon
2 To declare a final dividend of 81.0 cent Mgmt For For
per share for the year ended 31 December
2012
3 To receive and consider the Remuneration Mgmt For For
Committee Report on directors' remuneration
for the year ended 31 December 2012
4 To elect Ulric Jerome as a director who is Mgmt For For
recommended by the Board for election
5 To elect Danuta Gray as a director who is Mgmt For For
recommended by the Board for election
6.a To re-elect Nigel Northridge as a director Mgmt For For
6.b To re-elect Patrick Kennedy as a director Mgmt For For
6.c To re-elect Tom Grace as a director Mgmt For For
6.d To re-elect Stewart Kenny as a director Mgmt For For
6.e To re-elect Jane Lighting as a director Mgmt For For
6.f To re-elect Cormac McCarthy as a director Mgmt For For
6.g To re-elect Padraig O Riordain as a Mgmt For For
director
7 To authorise the directors to fix the Mgmt For For
remuneration of the Auditors for the year
ending 31 December 2013
8 Special Resolution to maintain the existing Mgmt For For
authority to convene an Extraordinary
General Meeting on 14 days' notice
9 Ordinary Resolution to authorise the Mgmt For For
directors to allot shares
10 Special Resolution to disapply statutory Mgmt For For
pre-emption rights
11 Special Resolution to authorise the Company Mgmt For For
to make market purchases of its own shares
12 Special Resolution to determine the price Mgmt For For
range at which treasury shares may be
re-issued off market
13 Ordinary Resolution to authorise the Mgmt For For
adoption of the Paddy Powder 2013 Long Term
Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
PALFINGER AG, BERGHEIM/SALZBURG Agenda Number: 704261243
--------------------------------------------------------------------------------------------------------------------------
Security: A61346101
Meeting Type: AGM
Meeting Date: 06-Mar-2013
Ticker:
ISIN: AT0000758305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Presentation of the financial statements Non-Voting
including status report and corporate
governance report, consolidated financial
statements and consolidated status report,
proposal for the allocation of the net
income and report of the supervisory board
for the financial year 2012
2 Resolution on the allocation of the net Mgmt For For
income
3 Resolution on the formal approval of the Mgmt For For
actions of the mgmt. board for the fiscal
year 2012
4 Resolution on the formal approval of the Mgmt For For
actions of the supervisory board for the
fiscal year 2012
5 Election of the annual and group auditors Mgmt For For
for the business year 2013
6 Resolution on the amendment of the articles Mgmt For For
of association in items 5.share
certificate, 2.supvervisory board, 18.
eligibility of participation, in particular
for the adjustment to the legal provisions
pursuant to the Austrian company law reform
2011(Gesraeg 2011) as well as the revised
provisions of resolutions of the
Supervisory board
--------------------------------------------------------------------------------------------------------------------------
PREMIER OIL PLC, LONDON Agenda Number: 704471034
--------------------------------------------------------------------------------------------------------------------------
Security: G7216B178
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: GB00B43G0577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Report of the Mgmt For For
Directors and the Financial Statements of
the Company for the year ended 31 December
2012 together with the Auditors' Report
thereon
2 To declare a final dividend of 5p per Mgmt For For
Ordinary Shares for the year ended 31
December 2012
3 To approve the Remuneration Report of the Mgmt For For
Company for the year ended 31 December 2012
4 To re-elect Mr R A Allan as a Director of Mgmt For For
the Company
5 To re-elect Mr J Darby as a Director of the Mgmt For For
Company
6 To re-elect Mr A R C Durrant as a Director Mgmt For For
of the Company
7 To re-elect Mr N Hawkings as a Director of Mgmt For For
the Company
8 To re-elect Ms I J Hinkley as a Director of Mgmt For For
the Company
9 To re-elect Mr D C Lindsell as a Director Mgmt For For
of the Company
10 To re-elect Mr S C Lockett as a Director of Mgmt For For
the Company
11 To re-elect Mr A G Lodge as a Director of Mgmt For For
the Company
12 To re-elect Professor D G Roberts as a Mgmt For For
Director of the Company
13 To re-elect Mr M Romieu as a Director of Mgmt For For
the Company
14 To re-elect Mr M W Welton as a Director of Mgmt For For
the Company
15 To re-appoint Deloitte LLP as auditors of Mgmt For For
the Company and to authorise the Directors
to fix the remuneration of the auditor
16 To authorise the Directors to allot Mgmt For For
relevant securities pursuant to Section 551
of the Companies Act 2006
17 To authorise the Directors to allot equity Mgmt For For
securities pursuant to Section 571 of the
Companies Act 2006
18 To authorise the Company to make market Mgmt For For
purchases of its own Ordinary Shares
19 To authorise the calling of general Mgmt For For
meetings of the Company (excluding annual
general meetings) by notice of at least 14
clear days
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 15. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PRINCE FROG INTERNATIONAL HOLDINGS LTD, GRAND CAYM Agenda Number: 704446904
--------------------------------------------------------------------------------------------------------------------------
Security: G7247W100
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: KYG7247W1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419871.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419843.pdf
1 To consider, adopt and receive the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
and auditors for the year ended 31 December
2012
2 To declare a final dividend of HK6.0 cents Mgmt For For
per share for the year ended 31 December
2012, which shall be paid out of the share
premium account of the Company
3 To re-elect Mr. Huang Xinwen as an Mgmt For For
executive director of the Company
4 To re-elect Ms. Hong Fang as an executive Mgmt For For
director of the Company
5 To re-elect Mr. Chen Shaojun as an Mgmt For For
independent non-executive director of the
Company
6 To authorize the board of directors to fix Mgmt For For
the respective directors' remuneration
7 To re-appoint Ernst & Young as auditors of Mgmt For For
the Company and to authorize the board of
directors to fix their remuneration
8 To give a general mandate to the directors Mgmt For For
to repurchase the Company's shares not
exceeding 10% of the aggregate nominal
amount of the issued share capital of the
Company as at the date of passing of this
resolution
9 To give a general mandate to the directors Mgmt Against Against
to issue, allot and deal with additional
shares of the Company not exceeding 20% of
the aggregate nominal amount of the issued
share capital of the Company as at the date
of passing of this resolution
10 To extend the general mandate granted to Mgmt Against Against
the directors to issue, allot and deal with
additional shares in the capital of the
Company by the aggregate nominal amount of
shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
PROSEGUR COMPANIA DE SEGURIDAD SA Agenda Number: 704341445
--------------------------------------------------------------------------------------------------------------------------
Security: E8353N100
Meeting Type: OGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: ES0175438003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 APRIL 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Review and approval of the annual financial Mgmt For For
statements and the management report of the
company and its consolidated group
2 Shareholder remuneration: Approval of the Mgmt For For
dividend distribution
3.1 Re-election of Ms Helena Revoredo as a Mgmt For For
board director
3.2 Re-election of Mr Christian Gut as a board Mgmt For For
director
3.3 Re-election of Ms Chantal Gut as a board Mgmt For For
member
3.4 Re-election of Ms Mirta Maria as a board Mgmt For For
member
3.5 Re-election of Mr Isidro Fernandez as Mgmt For For
external board member
4 Appointment of the auditors Mgmt For For
5 Segregation approval of the private Mgmt For For
security activity in favour of its
subsidiary, Prosegur Espana Sl
6 Delegation of powers Mgmt For For
7 Consultative report on the remuneration Mgmt For For
policy of the board members
--------------------------------------------------------------------------------------------------------------------------
PT TOWER BERSAMA INFRASTRUCTURE TBK, JAKARTA Agenda Number: 704275836
--------------------------------------------------------------------------------------------------------------------------
Security: Y71372109
Meeting Type: EGM
Meeting Date: 07-Mar-2013
Ticker:
ISIN: ID1000116908
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval on notes issuance in USD Mgmt For For
denomination which will be issuing by the
affiliates of company through investors
outside of Indonesia which is a material
transaction as stated in Bapepam regulation
--------------------------------------------------------------------------------------------------------------------------
PT TOWER BERSAMA INFRASTRUCTURE TBK, JAKARTA Agenda Number: 704325415
--------------------------------------------------------------------------------------------------------------------------
Security: Y71372109
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: ID1000116908
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval annual report year 2012 including Mgmt For For
company activities, board of commissioners
supervisory report and ratification
financial report ended on book year ended
on 31 Dec 2012
2 Approval utilization of company profit for Mgmt For For
book year 2012
3 Appoint of independent public accountant to Mgmt For For
audit company books for book year 2013
4 Determine salary, honorarium and other Mgmt For For
allowances for book of directors and book
of commissioners
--------------------------------------------------------------------------------------------------------------------------
RUBIS SA, PARIS Agenda Number: 704455092
--------------------------------------------------------------------------------------------------------------------------
Security: F7937E106
Meeting Type: MIX
Meeting Date: 07-Jun-2013
Ticker:
ISIN: FR0000121253
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2013/0424/201304241301481.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the 2012 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2012 financial year
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Terms and conditions for dividend payment Mgmt For For
in cash or in shares
O.5 Ratification of the cooptation of Mrs. Mgmt For For
Claudine Clot as Supervisory Board member,
in substitution for Mr. Gilles de Suyrot,
resigning
O.6 Renewal of term of Mr. Jacques-Francois de Mgmt For For
Chaunac-Lanzac as Supervisory Board member
for a three-year period
O.7 Renewal of term of Mr. Olivier Dassault as Mgmt For For
Supervisory Board member for a three-year
period
O.8 Renewal of term of Mrs. Chantal Mazzacurati Mgmt For For
as Supervisory Board member for a
three-year period
O.9 Renewal of term of Mrs. Claudine Clot as Mgmt For For
Supervisory Board member for a three-year
period
O.10 Appointment of Mrs. Maud Hayat-Soria as Mgmt For For
Supervisory Board member for a three-year
period
O.11 Setting the amount of attendance allowances Mgmt For For
allocated to Supervisory Board members for
the current and future financial years (EUR
115,710)
O.12 Authorization to implement a share buyback Mgmt For For
program (liquidity contract)
O.13 Regulated agreements and commitments Mgmt For For
E.14 Delegation of authority to the Management Mgmt For For
Board for a 26-month period to issue
ordinary shares and/or other securities
giving access to capital of the Company
while maintaining preferential subscription
rights (Ceiling of a nominal amount of EUR
40 million)
E.15 Delegation of authority to the Management Mgmt For For
Board for a 26-month period to increase
capital by incorporation of reserves,
profits or premiums (Ceiling of a nominal
amount of EUR 15 million)
E.16 Delegation of authority to the Management Mgmt For For
Board for a 26-month period to issue
ordinary shares of the Company, in
consideration for in-kind contributions of
equity securities or securities giving
access to capital(Ceiling of a nominal
amount of EUR 4 million)
E.17 Authorization to be granted to the Mgmt For For
Management Board for a 38-month period to
grant performance share subscription
options to employees of the Company and of
the Group, and to corporate executive
officers of the Group (except for
partners-managers of Rubis) (Ceiling of 3%
of capital at the date of the meeting)
E.18 Powers to be granted to the Management Mgmt Against Against
Board pursuant to Article L.225-129-6 of
the Commercial Code to increase capital
under the conditions provided in Article
L.3332-18 et seq. of the Code of Labor with
cancellation of preferential subscription
rights in favor of members of a company
savings plan (Ceiling of a nominal amount
of EUR 700,000)
E.19 Delegation of authority to the Management Mgmt Against Against
Board for a 26-month period to increase
capital by issuing shares with cancellation
of preferential subscription rights
reserved for members of a company savings
plan established pursuant to Article
L.3332-18 et seq. of the Code of Labor
(Ceiling of a nominal amount of EUR
700,000)
E.20 Amendment to Article 40 of the Bylaws: Mgmt For For
sending absentee ballots or proxy by
electronic means of communication
E.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSONITE INTERNATIONAL S.A, LUXEMBOURG Agenda Number: 704461968
--------------------------------------------------------------------------------------------------------------------------
Security: L80308106
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: LU0633102719
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0429/LTN20130429013.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0429/LTN20130429015.pdf
1 To receive and adopt the audited statutory Mgmt For For
accounts and audited consolidated financial
statements of the Company and the reports
of the directors (the "Directors") and
auditors for the year ended December 31,
2012
2 To approve the allocation of the results of Mgmt For For
the Company for the year ended December 31,
2012
3 To declare a cash distribution to the Mgmt For For
shareholders of the Company in an amount of
thirty-seven million five hundred thousand
two hundred and one United States dollars
and sixteen cents (USD 37,500,201.16) out
of the Company's distributable ad hoc
reserve
4.a To re-elect Timothy Charles Parker as an Mgmt For For
executive director for a period of three
years
4.b To re-elect Kyle Francis Gendreau as an Mgmt For For
executive director for a period of one year
4.c To re-elect Bruce Hardy McLain as a Mgmt For For
non-executive director for a period of
three years
4.d To re-elect Paul Kenneth Etchells as an Mgmt For For
independent non-executive director for a
period of three years
4.e To re-elect Ying Yeh as an independent Mgmt For For
non-executive director for a period of one
year
5 To renew the mandate granted to KPMG Mgmt For For
Luxembourg S.a r.l. to act as approved
statutory auditor (reviseur d'entreprises
agree) of the Company for the year ending
December 31, 2013
6 To re-appoint KPMG LLP as the external Mgmt For For
auditor of the Company to hold office from
the conclusion of the AGM until the next
annual general meeting of the Company
7 To give a general mandate to the Directors Mgmt Against Against
to issue additional shares of the Company
not exceeding 10 per cent. of the issued
share capital of the Company as at the date
of this resolution (in accordance with the
terms and conditions described in the AGM
circular)
8 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company not
exceeding 10 per cent. of the issued share
capital of the Company as at the date of
this resolution (in accordance with the
terms and conditions described in the AGM
circular)
9 To extend the general mandate granted to Mgmt Against Against
the Directors to issue additional shares of
the Company by the aggregate nominal amount
of the shares repurchased by the Company
(in accordance with the terms and
conditions described in the AGM circular)
10 To approve the discharge granted to the Mgmt For For
Directors and the approved statutory
auditor (reviseur d'entreprises agree) of
the Company for the exercise of their
respective mandates during the year ended
December 31, 2012
11 To approve the remuneration to be granted Mgmt For For
to certain Directors of the Company
12 To approve the remuneration to be granted Mgmt For For
to KPMG Luxembourg S.a r.l. as the approved
statutory auditor (reviseur d'entreprises
agree) of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 4.C. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SIPEF SA, ANVERS Agenda Number: 704504148
--------------------------------------------------------------------------------------------------------------------------
Security: B7911E134
Meeting Type: OGM
Meeting Date: 12-Jun-2013
Ticker:
ISIN: BE0003898187
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Receive directors report Non-Voting
2 Receive auditor's report Non-Voting
3 Approve financial statements, allocation of Mgmt For For
income and dividends of EUR 1.70 per share
4 Approve discharge of directors Mgmt For For
5 Approve discharge of auditors Mgmt For For
6 Approve remuneration report Mgmt Against Against
7 Allow questions Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SPECTRIS PLC, EGHAM SURREY Agenda Number: 704340443
--------------------------------------------------------------------------------------------------------------------------
Security: G8338K104
Meeting Type: AGM
Meeting Date: 19-Apr-2013
Ticker:
ISIN: GB0003308607
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
of the Company for the year ended 31
December 2012
2 To approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2012
3 To declare a final dividend of 25.5p Mgmt For For
4 To elect Mr S Blair as a director Mgmt For For
5 To elect Mrs M B Wyrsch as a director Mgmt For For
6 To re-elect Mr P A Chambre as a director Mgmt For For
7 To re-elect Mr J E O'Higgins as a director Mgmt For For
8 To re-elect Mr J L M Hughes as a director Mgmt For For
9 To re-elect Mr R J King as a director Mgmt For For
10 To re-elect Mr J A Warren as a director Mgmt For For
11 To re-elect Mr C G Watson as a director Mgmt For For
12 To re-elect Mr J C Webster as a director Mgmt For For
13 To re-appoint KPMG Audit Plc as auditor Mgmt For For
14 To authorise the directors to agree the Mgmt For For
auditor's remuneration
15 To authorise the directors to allot shares, Mgmt For For
as shown in the notice of meeting
16 To empower the directors to allot equity Mgmt For For
securities for cash, as shown in the notice
of meeting
17 To authorise the Company to make market Mgmt For For
purchases of shares, as shown in the notice
of meeting
18 To allow the period of notice for general Mgmt For For
meetings of the Company (other than annual
general meetings) to be not less than 14
clear days' notice
--------------------------------------------------------------------------------------------------------------------------
ST.JAMES'S PLACE PLC, CIRENCESTER GLOUCESTERSHINE Agenda Number: 704445786
--------------------------------------------------------------------------------------------------------------------------
Security: G5005D124
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: GB0007669376
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual report and Mgmt For For
accounts for the year ended 31 December
2012
2 To declare a final dividend of 6.39p per Mgmt For For
ordinary share for the year ended 31
December 2012
3 To re-elect Sarah Bates as a Director Mgmt For For
4 To re-elect Vivian Bazalgette as a Director Mgmt For For
5 To re-elect David Bellamy as a Director Mgmt For For
6 To re-elect Steve Colsell as a Director Mgmt For For
7 To re-elect Iain Cornish as a Director Mgmt For For
8 To re-elect Andrew Croft as a Director Mgmt For For
9 To re-elect Ian Gascoigne as a Director Mgmt For For
10 To re-elect Charles Gregson as a Director Mgmt For For
11 To re-elect David Lamb as a Director Mgmt For For
12 To re-elect Mike Power as a Director Mgmt For For
13 To re-elect Baroness Wheatcroft as a Mgmt For For
Director
14 To approve the Directors' remuneration Mgmt For For
report for the year ended 31 December 2012
15 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
16 To authorise the Directors to determine the Mgmt For For
remuneration of PricewaterhouseCoopers LLP
as auditors of the Company
17 To authorise the allotment of shares Mgmt For For
18 To dis-apply the pre-emption rights on the Mgmt For For
Company's shares
19 To authorise the Company to purchase its Mgmt For For
own shares
20 To authorise the Company to make donations Mgmt For For
to political parties
21 To call general meetings (other than AGM's) Mgmt For For
on 14 clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 3 AND 5.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUGI HOLDINGS CO.,LTD. Agenda Number: 704472000
--------------------------------------------------------------------------------------------------------------------------
Security: J7687M106
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: JP3397060009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Expand Business Lines, A Mgmt For For
Director to Convene a Shareholders' Meeting
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELECITY GROUP PLC, MANCHESTER Agenda Number: 704317711
--------------------------------------------------------------------------------------------------------------------------
Security: G87403112
Meeting Type: AGM
Meeting Date: 16-Apr-2013
Ticker:
ISIN: GB00B282YM11
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Financial Mgmt For For
Statements and the Directors' and Auditors'
Reports for the year ended 31 December 2012
2 To declare a final dividend of 5p per share Mgmt For For
3 To approve the Directors' Remuneration Mgmt For For
Report
4 To re-appoint John Hughes as a Director Mgmt For For
5 To re-appoint Michael Tobin as a Director Mgmt For For
6 To re-appoint Brian McArthur-Muscroft as a Mgmt For For
Director
7 To re-appoint Simon Batey as a Director, Mgmt For For
who is a member of the Remuneration
Committee
8 To re-appoint Maurizio Carli as a Director, Mgmt For For
who is a member of the Remuneration
Committee
9 To re-appoint John O'Reilly as a Director, Mgmt For For
who is a member of the Remuneration
Committee
10 To re-appoint Claudia Arney as a Director Mgmt For For
11 To re-appoint Nancy Cruickshank as a Mgmt For For
Director
12 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
13 To authorise the Director to set the Mgmt For For
remuneration of the Auditors
14 To authorise the Directors to allot Mgmt For For
relevant securities (Section 551 of the
Companies Act 2006)
15 To disapply pre-emption rights (Section 561 Mgmt For For
of the Companies Act 2006)
16 To authorise the Company to repurchase its Mgmt For For
own shares (Section 701 of the Companies
Act 2006)
17 To authorise the calling of a general Mgmt For For
meeting on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
TGS-NOPEC GEOPHYSICAL COMPANY ASA Agenda Number: 704498941
--------------------------------------------------------------------------------------------------------------------------
Security: R9138B102
Meeting Type: OGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: NO0003078800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Election of a meeting chairman and a person Mgmt No vote
to co-sign the minutes
2 Approval of the notice and the agenda Mgmt No vote
3.a Approval of the annual accounts and annual Mgmt No vote
report for 2012
3.b Approval of the board's proposal on Mgmt No vote
dividend : The Board of Directors' proposal
to distribute dividend for 2012 of NOK 8
per share
4 Approval of auditor's fee Mgmt No vote
5.a Election of director: Henry H. Hamilton III Mgmt No vote
- chairman
5.b Election of director: Dr. Colette Lewiner - Mgmt No vote
board member
5.c Election of director: Elisabeth Harstad - Mgmt No vote
board member
5.d Election of director: Mark Leonard - board Mgmt No vote
member
5.e Election of director: Bengt Lie Hansen - Mgmt No vote
board member
5.f Election of director: Vicki Messer - board Mgmt No vote
member
5.g Election of director: Tor Magne Lonnum - Mgmt No vote
board member
6 Approval of directors' fee Mgmt No vote
7 Approval of compensation to the nomination Mgmt No vote
committee
8.a Election of member to the nomination Mgmt No vote
committee: Tor Himberg-Larsen - chairman
8.b Election of member to the nomination Mgmt No vote
committee: Christina Stray - member
9 Statement on corporate governance Non-Voting
10 Renewal of authority to acquire the Mgmt No vote
company's shares
11 Advisory vote on the board's guidelines on Mgmt No vote
compensation to the executive managers
12 Approval of 2013 stock option plan and Mgmt No vote
resolution to issue free standing warrants
13 Authority to increase the share capital Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
THE PARAGON GROUP OF COMPANIES PLC Agenda Number: 704226148
--------------------------------------------------------------------------------------------------------------------------
Security: G6376N154
Meeting Type: AGM
Meeting Date: 07-Feb-2013
Ticker:
ISIN: GB00B2NGPM57
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Company's Mgmt For For
Accounts for the year ended 30 September
2012 and the Reports of the Directors and
the Auditors
2 To consider and adopt the Report of the Mgmt For For
Board to the Shareholders on Directors'
Remuneration
3 To declare a dividend Mgmt For For
4 To re-appoint as a Director Mr R J Woodman Mgmt For For
5 To re-appoint as a Director Ms F Mgmt For For
Clutterbuck
6 To re-appoint as a Director Mr R G Dench Mgmt For For
7 To re-appoint as a Director Mr N S Mgmt For For
Terrington
8 To re-appoint as a Director Mr N Keen Mgmt For For
9 To re-appoint as a Director Mr J A Heron Mgmt For For
10 To re-appoint as a Director Mr E A Tilly Mgmt For For
11 To re-appoint as a Director Mr A K Fletcher Mgmt For For
12 To re-appoint as a Director Mr P J N Mgmt For For
Hartill
13 To re-appoint Deloitte LLP as Auditors Mgmt For For
14 To authorise the Directors to fix the Mgmt For For
remuneration of the Auditors
15 Relating to the authorisation of the Mgmt For For
Paragon Performance Share Plan (2013)
16 Relating to the authorisation for the Mgmt For For
allotment of shares
17 Relating to the authorisation of the issue Mgmt For For
of equity securities for cash
18 Relating to the authority to purchase own Mgmt For For
shares
19 Relating to the notice period required for Mgmt For For
the calling of general meetings
--------------------------------------------------------------------------------------------------------------------------
THK CO.,LTD. Agenda Number: 704537983
--------------------------------------------------------------------------------------------------------------------------
Security: J83345108
Meeting Type: AGM
Meeting Date: 15-Jun-2013
Ticker:
ISIN: JP3539250005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt an Executive Mgmt For For
Officer System
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOMRA SYSTEMS ASA, ASKER Agenda Number: 704376448
--------------------------------------------------------------------------------------------------------------------------
Security: R91733114
Meeting Type: OGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: NO0005668905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT
1 Opening of the general meeting by the Mgmt No vote
chairman of the board of directors.
Registration of attending shareholders,
including shareholders represented by proxy
2 Election of the chairperson of the meeting Mgmt No vote
3 Election of one person to sign the minutes Mgmt No vote
of the general meeting together with the
chairperson of the meeting
4 Approval of the notice of the meeting and Mgmt No vote
the agenda
5 Report by the management on the status of Mgmt No vote
the company and the group
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: Proposal from
shareholder on sales of tobacco sorting
machines
7 Approval of the annual accounts and the Mgmt No vote
annual report for 2012 for the company and
the group, including proposal for
declaration of dividend: An ordinary
dividend of NOK 1.25 per share shall be
distributed. Eligible for dividend for a
share is the one being owner of the share
by the end of 22 April 2013. The shares
will be traded on Oslo Stock Exchange
excluding dividend as from 23 April 2013."
The dividend shall be paid on or about 3
May 2013
8 Advisory vote regarding declaration from Mgmt No vote
the board of directors on the fixing of
salaries and other remunerations to leading
personnel and binding vote regarding
remuneration in shares to all employees
9 Determination of remuneration for the board Mgmt No vote
of directors
10 Determination of remuneration for the Mgmt No vote
nomination committee
11 Determination of remuneration for the Mgmt No vote
auditor
12 Re-election of the shareholder elected Mgmt No vote
members of the board of directors: Svein
Rennemo [Chairperson], Jan Svensson, Bernd
H J Bothe, Aniela Gabriela Gjos and new
election of Bodil Sonesson
13 Re-election of members of the nomination Mgmt No vote
committee: Tom Knoff, Eric Douglas and Hild
Kinder
14 Authorisation regarding acquisition and Mgmt No vote
disposal of treasury shares
15 Authorisation regarding private placements Mgmt No vote
of newly issued shares in connection with
mergers and acquisitions
16 Deadline for calling an extraordinary Mgmt No vote
general meeting until the next annual
general meeting
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA MACHINE CO.,LTD. Agenda Number: 704576834
--------------------------------------------------------------------------------------------------------------------------
Security: J89838106
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3592600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors,
Adopt Reduction of Liability System for
Outside Auditors
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt Against Against
5 Approve Renewal of Anti-Takeover Defense Mgmt Against Against
Measures
--------------------------------------------------------------------------------------------------------------------------
TURK TRAKTOR VE ZIRAAT MAKINELERI A.S. Agenda Number: 704281651
--------------------------------------------------------------------------------------------------------------------------
Security: M9044T101
Meeting Type: OGM
Meeting Date: 18-Mar-2013
Ticker:
ISIN: TRETTRK00010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIRMENTS VARY BY
CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA
IN PLACE WHICH WOULD ELIMINATE THE NEED FOR
THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE
ABSENCE OF THIS ARRANGEMENT, AN INDIVIDUAL
BENEFICIAL OWNER POA MAY BE REQUIRED. IF
YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE. THANK YOU.
1 Opening and election of chairmanship Mgmt For For
2 Reading, deliberation and approval of the Mgmt For For
board of directors operations report for
2012
3 Reading of the independent auditors report Mgmt For For
for 2012
4 Reading, deliberation and approval of the Mgmt For For
balance sheet and income statements for the
year 2012
5 Approval of changes made to board of Mgmt For For
directors membership based on the 363th
article of Turkish commercial code
6 Absolving the members of the board of Mgmt For For
directors for the company's activities in
2012
7 Absolving the members of the auditors for Mgmt For For
the company s activities in 2012
8 Presentation of information to the Mgmt Abstain Against
shareholders about the profit distribution
policy of the company for the year 2012 and
following years
9 Submitting approval of general assembly for Mgmt For For
the profit distribution proposal of the
board of directors for the year 2012
10 Approval or rejection of amendment of Mgmt For For
articles
1,2,3,4,5,6,7,8,9,10,11,12,13,14,15,16,17,1
8, 19,20,21,22 and cancellation of articles
23,24, 25,26,27
,28,29,30,31,32,33,34,35,36,37,38,39,40,41,
42,43 from the main agreement based on the
approvals received from capital markets
board and T.R ministry of customs and trade
11 Election of the board of directors and Mgmt For For
determining their term of office and
decision on independent board of directors
members
12 Informing shareholders about salary policy Mgmt For For
for board of directors and senior
executives regarding corporate governance
principles and approval
13 Decision on monthly gross salaries of board Mgmt For For
of directors, independent board of
directors and auditor
14 Approval for the independent auditing Mgmt For For
company elected by board of directors with
the proposal from auditing committee
regarding capital markets of boards
regulation related with independent
auditing
15 Approval, renewal or rejection of general Mgmt For For
meeting internal policy as advised by board
of directors
16 Presentation of information to the Mgmt Abstain Against
shareholders about transactions made with
the concerned parties during the year 2012
17 Presentation of information to the Mgmt Abstain Against
shareholders about the information policy
of the company
18 Presentation of information to the Mgmt Abstain Against
shareholders about donations and
contribution made to the charitable
foundations during the year 2012 and
determining the maximum limit for the
donations to be made in 2013
19 Presentation of information to the Mgmt Abstain Against
shareholders about the revenue, pledges,
mortgage given to the third parties
20 Authorizing the board members according to Mgmt For For
the articles 395th and 396th of the Turkish
commercial code and informing shareholders
about the related actions in 2012
21 Authorization of the presidential board to Mgmt For For
sign the minutes of the general assembly
meeting
22 Wishes and opinions Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
VISCOFAN SA, PAMPLONA Agenda Number: 704346712
--------------------------------------------------------------------------------------------------------------------------
Security: E97579192
Meeting Type: MIX
Meeting Date: 29-Apr-2013
Ticker:
ISIN: ES0184262212
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 APR 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Review and approval of the annual financial Mgmt For For
statements and the management report of the
company and its consolidated group.
Complementary dividend 0.694 Euros
2 Balance update to comply Foral Law Mgmt For For
3 Appointment or reappointment of auditors Mgmt For For
for the review of financial statements of
the company and its business group for
2013: Ernst & Young S.L.
4 Adoption and application of recommendation Mgmt For For
29 of the Unified Code of Good Governance
of Listed Companies and subsequent
amendment of article 27 of the Company
Bylaws
5 Remuneration amendment system of the board Mgmt For For
members, amendment arts. 27 and 30 of the
bylaws
6 Renewal of the authorization to acquire Mgmt For For
treasury shares pursuant to the provisions
of Article 146 of the Spanish Capital
Companies Act, in relation with Article 509
therein
7 Delegation of powers Mgmt For For
8 Annual report on the Directors' Mgmt For For
compensation and remuneration policy, in
relation with art. 61.3 of the Securities
Market Act
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME, ADDITIONAL COMMENT
AND CHANGE IN MEETING TYPE FROM OGM TO MIX.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
CMMT THE COMPANY SHALL PAY AN ATTENDANCE FEE OF Non-Voting
0.006 EUROS PER SHARE TO THE SHARES PRESENT
OR REPRESENTED AT THE GENERAL SHAREHOLDERS
MEETING THAT HAVE DULY EVIDENCED THEIR
ATTENDANCE OR REPRESENTATION THEREAT.
--------------------------------------------------------------------------------------------------------------------------
WARSAW STOCK EXCHANGE, WARSAW Agenda Number: 704581594
--------------------------------------------------------------------------------------------------------------------------
Security: X980AG100
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: PLGPW0000017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 206396 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Opening of the General Meeting Mgmt Abstain Against
2 Appointment of the Chairperson of the Mgmt For For
General Meeting
3 Asserting that the General Meeting has been Mgmt Abstain Against
convened correctly and is capable of
adopting resolutions
4 Adoption of the Agenda Mgmt For For
5 Review of the report of the Exchange Mgmt Abstain Against
Management Board on the activity of the
Company and the financial statements for
2012
6 Review of the report of the Exchange Mgmt Abstain Against
Supervisory Board on the assessment of the
report of the Exchange Management Board on
the activity of the Company, the financial
statements for 2012, the report of the
Exchange Management Board on the activity
of the Company Group, the consolidated
financial statements of the Company Group
and the motion of the Exchange Management
Board concerning distribution of the
Company's profit for 2012
7 Review of the report on the activity of the Mgmt Abstain Against
Exchange Supervisory Board in 2012 and an
assessment of the situation of the Company
including assessment of the internal
control system and the system of managing
risks material to the Company and
assessment of the situation of the WSE
Group presented by the Exchange Supervisory
Board
8 Approval of the report of the Exchange Mgmt For For
Management Board on the activity of the
Company and the financial statements for
2012
9 Adoption of the resolution concerning Mgmt For For
distribution of the Company's profit for
2012
10 Review and approval of the report on the Mgmt For For
activity of the Company's Group and the
consolidated financial statements of the
Company Group for 2012
11 Vote of discharge of duties to Members of Mgmt For For
the Exchange Supervisory Board for 2012
12 Vote of discharge of duties to Members of Mgmt For For
the Exchange Management Board for 2012
13 Election of an independent member of the Mgmt For For
Exchange Supervisory Board from among
candidates nominated by the Company
Minority Shareholders
14 Approval of amendments to the Company Mgmt For For
Articles of Association
15 Election of judges of the Exchange Court Mgmt For For
16 Election of the President and the Deputy Mgmt For For
President of the Exchange Court
17 Changes to the composition of the Exchange Mgmt Against Against
Supervisory Board
18 Closing of the General Meeting Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
WIRECARD AG, GRASBRUNN Agenda Number: 704502132
--------------------------------------------------------------------------------------------------------------------------
Security: D22359133
Meeting Type: AGM
Meeting Date: 20-Jun-2013
Ticker:
ISIN: DE0007472060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 30 MAY 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05 Non-Voting
JUN 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved
consolidated financial statements as of 31
December 2012, as well as the management
reports for the Company and the Group, the
report of the Supervisory Board and the
explanatory report by the Management Board
on the disclosures of relevance for
takeover purposes for the fiscal year 2012
2. Resolution on the appropriation of the Mgmt No vote
profit of the fiscal year 2012
3. Resolution on the ratification of the acts Mgmt No vote
of the members of the Management Board
during the fiscal year 2012
4. Resolution on the ratification of the acts Mgmt No vote
of the members of the Supervisory Board
during the fiscal year 2012
5. Election of the auditor of the financial Mgmt No vote
statements and the Consolidated financial
statements for the fiscal year 2013: Ernst
& Young GmbH
Wirtschaftsprufungsgesellschaft, Munich
--------------------------------------------------------------------------------------------------------------------------
YOOX S.P.A., ZOLA PREDOSA Agenda Number: 704326455
--------------------------------------------------------------------------------------------------------------------------
Security: T9846S106
Meeting Type: MIX
Meeting Date: 19-Apr-2013
Ticker:
ISIN: IT0003540470
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_157902.PDF
O.1 The financial statements of YOOX S.p.A. for Mgmt For For
the year ended 31 December 2012; Directors'
Report; Report of the Board of Statutory
Auditors pursuant to article 153 of
Legislative Decree 58/1998 and the
Independent Auditors' Report. Proposal for
the allocation of income. Presentation of
the consolidated financial statements for
the year ended 31 December 2012;
Presentation of the Sustainability Report.
Related and consequent resolutions
O.2 Remuneration Report pursuant to article Mgmt Against Against
123-ter of Legislative Decree 58/1998
O.3 Authorisation to buy and sell treasury Mgmt For For
shares, pursuant to the combined provisions
of articles 2357 and 2357- ter of the
Italian Civil Code, and article 132 of
Legislative Decree 58/1998 and the relevant
implementing provisions; related and
consequent resolutions
E.1 Amendment to articles 5, 7, 8, 14 and 26 of Mgmt For For
the Articles of Association. Related and
consequent resolutions
TimesSquare Mid Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933751833
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J. ELECTION OF DIRECTOR: E. STEPHEN PURDOM, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION IN THE
PROXY STATEMENT"
3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
AIRGAS, INC. Agenda Number: 933667555
--------------------------------------------------------------------------------------------------------------------------
Security: 009363102
Meeting Type: Annual
Meeting Date: 14-Aug-2012
Ticker: ARG
ISIN: US0093631028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES W. HOVEY Mgmt For For
MICHAEL L. MOLININI Mgmt For For
PAULA A. SNEED Mgmt For For
DAVID M. STOUT Mgmt For For
2. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
2006 EQUITY INCENTIVE PLAN.
3. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
5. A STOCKHOLDER PROPOSAL REGARDING OUR Shr Against For
CLASSIFIED BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 933797411
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For
BENVENISTE
1B ELECTION OF DIRECTOR: D. KEITH COBB Mgmt For For
1C ELECTION OF DIRECTOR: KENNETH R. JENSEN Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
OF ALLIANCE DATA SYSTEMS CORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
4. TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
OF ALLIANCE DATA SYSTEMS CORPORATION TO
PROVIDE STOCKHOLDERS CERTAIN RIGHTS TO CALL
A SPECIAL MEETING.
5. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA
SYSTEMS CORPORATION FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION Agenda Number: 933758700
--------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: ALTR
ISIN: US0214411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For
1B. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1C. ELECTION OF DIRECTOR: A. BLAINE BOWMAN Mgmt For For
1D. ELECTION OF DIRECTOR: ELISHA W. FINNEY Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN MCGARITY Mgmt For For
1F. ELECTION OF DIRECTOR: SHANE V. ROBISON Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN SHOEMAKER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS H. WAECHTER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE 2005 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE BY 3,000,000 THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
3. TO APPROVE AN AMENDMENT TO THE 2005 EQUITY Mgmt For For
INCENTIVE PLAN REGARDING NON-EMPLOYEE
DIRECTOR EQUITY AWARDS.
4. TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY
1,000,000 THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
5. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
6. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 933664749
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Special
Meeting Date: 31-Jul-2012
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE INSTITUTION OF A QUARTERLY CASH Mgmt For For
DIVIDEND PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 933721777
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. MINICUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: ADRIAN GARDNER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. MCLENNAN Mgmt For For
1D. ELECTION OF DIRECTOR: SIMON OLSWANG Mgmt For For
1E. ELECTION OF DIRECTOR: ZOHAR ZISAPEL Mgmt For For
1F. ELECTION OF DIRECTOR: JULIAN A. BRODSKY Mgmt For For
1G. ELECTION OF DIRECTOR: ELI GELMAN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES S. KAHAN Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD T.C. LEFAVE Mgmt For For
1J. ELECTION OF DIRECTOR: NEHEMIA LEMELBAUM Mgmt For For
1K. ELECTION OF DIRECTOR: GIORA YARON Mgmt For For
2. APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR FISCAL YEAR 2012.
3. RATIFICATION AND APPROVAL OF ERNST & YOUNG Mgmt For For
LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF
BOARD TO FIX REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 933766555
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUBY R. CHANDY Mgmt For For
CHARLES D. KLEIN Mgmt For For
STEVEN W. KOHLHAGEN Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION OF AMETEK, INC. INCREASING
AUTHORIZED SHARES OF COMMON STOCK FROM
400,000,000 TO 800,000,000.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
AMETEK, INC. EXECUTIVE COMPENSATION.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 933782206
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RONALD W. HOVSEPIAN Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL C. THURK Mgmt For For
1.3 ELECTION OF DIRECTOR: BARBARA V. SCHERER Mgmt For For
2. A NON-BINDING, ADVISORY VOTE ON Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ARIAD PHARMACEUTICALS, INC. Agenda Number: 933812768
--------------------------------------------------------------------------------------------------------------------------
Security: 04033A100
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: ARIA
ISIN: US04033A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ATHANASE LAVIDAS, PH.D Mgmt For For
MASSIMO RADAELLI, PH.D. Mgmt For For
2. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 240
MILLION TO 450 MILLION SHARES.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 933673609
--------------------------------------------------------------------------------------------------------------------------
Security: N07059186
Meeting Type: Special
Meeting Date: 07-Sep-2012
Ticker: ASML
ISIN: USN070591862
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3A. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO ISSUE SHARES OR RIGHTS TO
SUBSCRIBE FOR SHARES IN THE CAPITAL OF THE
COMPANY IN CONNECTION WITH THE CUSTOMER
CO-INVESTMENT PROGRAM, SUBJECT TO
SUPERVISORY BOARD APPROVAL, UP TO 25% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AT
THE ANNUAL GENERAL MEETING OF SHAREHOLDERS
(THE "AGM") HELD ON 25 APRIL 2012, FROM 7
SEPTEMBER 2012 THROUGH 31 JULY 2013.
3B. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO RESTRICT OR EXCLUDE,
SUBJECT TO SUPERVISORY BOARD APPROVAL, THE
PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS
IN CONNECTION WITH THE ISSUE OF SHARES OR
RIGHTS TO SUBSCRIBE FOR SHARES AS DESCRIBED
UNDER (A) FROM 7 SEPTEMBER 2012 THROUGH 31
JULY 2013.
4A. PROPOSAL TO RESOLVE TO AMEND THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY IN ACCORDANCE
WITH THE DRAFT DEED OF AMENDMENT TO THE
ARTICLES OF ASSOCIATION (PART I) TO CREATE
A SPECIFIC SHARE CLASS (ORDINARY SHARES M)
FOR THE PARTICIPANTS TO THE CUSTOMER
CO-INVESTMENT PROGRAM. UPON THE FIRST
AMENDMENT OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY THE ORDINARY SHARES TO BE HELD
FOR THE BENEFIT OF THE PARTICIPANTS TO THE
CUSTOMER CO-INVESTMENT PROGRAM WILL BE
CONVERTED INTO ORDINARY SHARES M AND ALL
OTHER ORDINARY SHARES WILL BE CONVERTED
INTO ORDINARY SHARES A.
4B. PROPOSAL TO RESOLVE TO AMEND THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY IN ACCORDANCE
WITH THE DRAFT DEED OF AMENDMENT TO THE
ARTICLES OF ASSOCIATION (PART II) TO
INCREASE THE PAR VALUE PER ORDINARY SHARE A
BY AN AMOUNT TO BE DETERMINED BY THE BOARD
OF MANAGEMENT OF AT LEAST EUR 5.97 PER
SHARE AND AT MOST EUR 12 PER SHARE AT THE
EXPENSE OF THE SHARE PREMIUM RESERVE.
4C. PROPOSAL TO RESOLVE TO REDUCE THE ISSUED Mgmt For For
CAPITAL BY AN AMOUNT AT LEAST EQUAL TO THE
AGGREGATE AMOUNT TO BE PAID BY THE
PARTICIPANTS TO THE CUSTOMER CO-INVESTMENT
PROGRAM FOR THEIR SHARES, BEING AN AMOUNT
NO LESS THAN EUR 2,513,447,071.07 AND NO
MORE THAN EUR 5,000,000,000 BY DECREASING
THE NOMINAL VALUE OF THE ORDINARY SHARES A
BY AN AMOUNT TO BE DETERMINED BY THE BOARD
OF MANAGEMENT OF AT LEAST EUR 5.99 PER
SHARE AND AT MOST EUR 12 PER SHARE, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
4D. PROPOSAL TO RESOLVE TO AMEND THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY IN ACCORDANCE
WITH THE DRAFT DEED OF AMENDMENT TO THE
ARTICLES OF ASSOCIATION (PART IV) TO
CONSOLIDATE THE ORDINARY SHARES A AT AN
EXCHANGE RATIO TO BE DETERMINED BY THE
BOARD OF MANAGEMENT. THE EXCHANGE RATIO
WILL DEPEND ON THE PERCENTAGE OF NEW SHARES
TO BE ISSUED TO THE PARTICIPANTS TO THE
CUSTOMER CO-INVESTMENT PROGRAM, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
4E. PROPOSAL TO RESOLVE TO AMEND THE ARTICLES Mgmt For For
OF ASSOCIATION IN ACCORDANCE WITH THE DRAFT
DEED OF AMENDMENT TO THE ARTICLES OF
ASSOCIATION (PART V) TO DELETE THE SHARE
CLASS M FOR PARTICIPANTS TO THE CUSTOMER
CO-INVESTMENT PROGRAM AND SHARE CLASS A FOR
THE OTHER SHAREHOLDERS. THE ORDINARY SHARES
M AND ORDINARY SHARES A SHALL BE CONVERTED
INTO ORDINARY SHARES WITHOUT A SPECIFIC
LETTER MARK ATTACHED TO IT.
5. AUTHORIZATION TO EXECUTE THE DEEDS OF Mgmt For For
AMENDMENT PROPOSAL TO RESOLVE TO AUTHORIZE
EACH DIRECTOR OF THE COMPANY AS WELL AS ANY
AND ALL LAWYERS AND PARALEGALS PRACTICING
WITH DE BRAUW BLACKSTONE WESTBROEK N.V. TO
EXECUTE THE NOTARIAL DEEDS OF AMENDMENT TO
THE ARTICLES OF ASSOCIATION.
6A. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO ISSUE SHARES OR RIGHTS TO
SUBSCRIBE FOR SHARES IN THE CAPITAL OF THE
COMPANY, SUBJECT TO SUPERVISORY BOARD
APPROVAL, LIMITED TO 5% OF THE ISSUED SHARE
CAPITAL AT 25 APRIL 2012 FROM 7 SEPTEMBER
2012 THROUGH 25 OCTOBER 2013. PROVIDED THAT
THE GENERAL MEETING OF SHAREHOLDERS GRANTS
THIS NEW AUTHORIZATION, THE CORRESPONDING
AUTHORIZATION GRANTED AT THE AGM HELD ON 25
APRIL 2012 WILL CEASE TO APPLY TO THE
EXTENT NOT ALREADY USED.
6B. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO RESTRICT OR EXCLUDE THE
PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS
IN CONNECTION WITH THE ISSUE OF SHARES OR
RIGHTS TO SUBSCRIBE FOR SHARES AS DESCRIBED
UNDER (A), SUBJECT TO APPROVAL OF THE
SUPERVISORY BOARD, FOR A PERIOD FROM 7
SEPTEMBER 2012 THROUGH 25 OCTOBER 2013.
PROVIDED THAT THE GENERAL MEETING OF
SHAREHOLDERS GRANTS THIS NEW AUTHORIZATION,
THE CORRESPONDING AUTHORIZATION GRANTED AT
THE AGM HELD ON 25 APRIL 2012 WILL CEASE TO
APPLY TO THE EXTENT NOT ALREADY USED.
6C. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO ISSUE SHARES OR RIGHTS TO
SUBSCRIBE FOR SHARES IN THE CAPITAL OF THE
COMPANY, SUBJECT TO SUPERVISORY BOARD
APPROVAL, LIMITED TO 5% OF THE ISSUED SHARE
CAPITAL AT 25 APRIL 2012, WHICH 5% CAN ONLY
BE USED IN CONNECTION WITH OR ON THE
OCCASION OF MERGERS, ACQUISITIONS AND/OR
(STRATEGIC) ALLIANCES, FOR A PERIOD FROM 7
SEPTEMBER 2012 THROUGH 25 OCTOBER 2013, ALL
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
6D. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO RESTRICT OR EXCLUDE THE
PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS
IN CONNECTION WITH THE ISSUE OF SHARES OR
RIGHTS TO SUBSCRIBE FOR SHARES AS DESCRIBED
UNDER (C), SUBJECT TO APPROVAL OF THE
SUPERVISORY BOARD, FOR A PERIOD FROM 7
SEPTEMBER 2012 THROUGH 25 OCTOBER 2013.
PROVIDED THAT THE GENERAL MEETING OF
SHAREHOLDERS GRANTS THIS NEW AUTHORIZATION,
THE CORRESPONDING AUTHORIZATION GRANTED AT
THE AGM HELD ON 25 APRIL 2012 WILL CEASE TO
APPLY TO THE EXTENT NOT ALREADY USED.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 933678382
--------------------------------------------------------------------------------------------------------------------------
Security: N07059186
Meeting Type: Special
Meeting Date: 07-Sep-2012
Ticker: ASML
ISIN: USN070591862
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3A. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO ISSUE SHARES OR RIGHTS TO
SUBSCRIBE FOR SHARES IN THE CAPITAL OF THE
COMPANY IN CONNECTION WITH THE CUSTOMER
CO-INVESTMENT PROGRAM, SUBJECT TO
SUPERVISORY BOARD APPROVAL, UP TO 25% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AT
THE ANNUAL GENERAL MEETING OF SHAREHOLDERS
(THE "AGM") HELD ON 25 APRIL 2012, FROM 7
SEPTEMBER 2012 THROUGH 31 JULY 2013.
3B. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO RESTRICT OR EXCLUDE,
SUBJECT TO SUPERVISORY BOARD APPROVAL, THE
PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS
IN CONNECTION WITH THE ISSUE OF SHARES OR
RIGHTS TO SUBSCRIBE FOR SHARES AS DESCRIBED
UNDER (A) FROM 7 SEPTEMBER 2012 THROUGH 31
JULY 2013.
4A. PROPOSAL TO RESOLVE TO AMEND THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY IN ACCORDANCE
WITH THE DRAFT DEED OF AMENDMENT TO THE
ARTICLES OF ASSOCIATION (PART I) TO CREATE
A SPECIFIC SHARE CLASS (ORDINARY SHARES M)
FOR THE PARTICIPANTS TO THE CUSTOMER
CO-INVESTMENT PROGRAM. UPON THE FIRST
AMENDMENT OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY THE ORDINARY SHARES TO BE HELD
FOR THE BENEFIT OF THE PARTICIPANTS TO THE
CUSTOMER CO-INVESTMENT PROGRAM WILL BE
CONVERTED INTO ORDINARY SHARES M AND ALL
OTHER ORDINARY SHARES WILL BE CONVERTED
INTO ORDINARY SHARES A.
4B. PROPOSAL TO RESOLVE TO AMEND THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY IN ACCORDANCE
WITH THE DRAFT DEED OF AMENDMENT TO THE
ARTICLES OF ASSOCIATION (PART II) TO
INCREASE THE PAR VALUE PER ORDINARY SHARE A
BY AN AMOUNT TO BE DETERMINED BY THE BOARD
OF MANAGEMENT OF AT LEAST EUR 5.97 PER
SHARE AND AT MOST EUR 12 PER SHARE AT THE
EXPENSE OF THE SHARE PREMIUM RESERVE.
4C. PROPOSAL TO RESOLVE TO REDUCE THE ISSUED Mgmt For For
CAPITAL BY AN AMOUNT AT LEAST EQUAL TO THE
AGGREGATE AMOUNT TO BE PAID BY THE
PARTICIPANTS TO THE CUSTOMER CO-INVESTMENT
PROGRAM FOR THEIR SHARES, BEING AN AMOUNT
NO LESS THAN EUR 2,513,447,071.07 AND NO
MORE THAN EUR 5,000,000,000 BY DECREASING
THE NOMINAL VALUE OF THE ORDINARY SHARES A
BY AN AMOUNT TO BE DETERMINED BY THE BOARD
OF MANAGEMENT OF AT LEAST EUR 5.99 PER
SHARE AND AT MOST EUR 12 PER SHARE, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
4D. PROPOSAL TO RESOLVE TO AMEND THE ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY IN ACCORDANCE
WITH THE DRAFT DEED OF AMENDMENT TO THE
ARTICLES OF ASSOCIATION (PART IV) TO
CONSOLIDATE THE ORDINARY SHARES A AT AN
EXCHANGE RATIO TO BE DETERMINED BY THE
BOARD OF MANAGEMENT. THE EXCHANGE RATIO
WILL DEPEND ON THE PERCENTAGE OF NEW SHARES
TO BE ISSUED TO THE PARTICIPANTS TO THE
CUSTOMER CO-INVESTMENT PROGRAM, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
4E. PROPOSAL TO RESOLVE TO AMEND THE ARTICLES Mgmt For For
OF ASSOCIATION IN ACCORDANCE WITH THE DRAFT
DEED OF AMENDMENT TO THE ARTICLES OF
ASSOCIATION (PART V) TO DELETE THE SHARE
CLASS M FOR PARTICIPANTS TO THE CUSTOMER
CO-INVESTMENT PROGRAM AND SHARE CLASS A FOR
THE OTHER SHAREHOLDERS. THE ORDINARY SHARES
M AND ORDINARY SHARES A SHALL BE CONVERTED
INTO ORDINARY SHARES WITHOUT A SPECIFIC
LETTER MARK ATTACHED TO IT.
5. AUTHORIZATION TO EXECUTE THE DEEDS OF Mgmt For For
AMENDMENT PROPOSAL TO RESOLVE TO AUTHORIZE
EACH DIRECTOR OF THE COMPANY AS WELL AS ANY
AND ALL LAWYERS AND PARALEGALS PRACTICING
WITH DE BRAUW BLACKSTONE WESTBROEK N.V. TO
EXECUTE THE NOTARIAL DEEDS OF AMENDMENT TO
THE ARTICLES OF ASSOCIATION.
6A. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO ISSUE SHARES OR RIGHTS TO
SUBSCRIBE FOR SHARES IN THE CAPITAL OF THE
COMPANY, SUBJECT TO SUPERVISORY BOARD
APPROVAL, LIMITED TO 5% OF THE ISSUED SHARE
CAPITAL AT 25 APRIL 2012 FROM 7 SEPTEMBER
2012 THROUGH 25 OCTOBER 2013. PROVIDED THAT
THE GENERAL MEETING OF SHAREHOLDERS GRANTS
THIS NEW AUTHORIZATION, THE CORRESPONDING
AUTHORIZATION GRANTED AT THE AGM HELD ON 25
APRIL 2012 WILL CEASE TO APPLY TO THE
EXTENT NOT ALREADY USED.
6B. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO RESTRICT OR EXCLUDE THE
PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS
IN CONNECTION WITH THE ISSUE OF SHARES OR
RIGHTS TO SUBSCRIBE FOR SHARES AS DESCRIBED
UNDER (A), SUBJECT TO APPROVAL OF THE
SUPERVISORY BOARD, FOR A PERIOD FROM 7
SEPTEMBER 2012 THROUGH 25 OCTOBER 2013.
PROVIDED THAT THE GENERAL MEETING OF
SHAREHOLDERS GRANTS THIS NEW AUTHORIZATION,
THE CORRESPONDING AUTHORIZATION GRANTED AT
THE AGM HELD ON 25 APRIL 2012 WILL CEASE TO
APPLY TO THE EXTENT NOT ALREADY USED.
6C. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO ISSUE SHARES OR RIGHTS TO
SUBSCRIBE FOR SHARES IN THE CAPITAL OF THE
COMPANY, SUBJECT TO SUPERVISORY BOARD
APPROVAL, LIMITED TO 5% OF THE ISSUED SHARE
CAPITAL AT 25 APRIL 2012, WHICH 5% CAN ONLY
BE USED IN CONNECTION WITH OR ON THE
OCCASION OF MERGERS, ACQUISITIONS AND/OR
(STRATEGIC) ALLIANCES, FOR A PERIOD FROM 7
SEPTEMBER 2012 THROUGH 25 OCTOBER 2013, ALL
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
6D. PROPOSAL TO RESOLVE TO AUTHORIZE THE BOARD Mgmt For For
OF MANAGEMENT TO RESTRICT OR EXCLUDE THE
PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS
IN CONNECTION WITH THE ISSUE OF SHARES OR
RIGHTS TO SUBSCRIBE FOR SHARES AS DESCRIBED
UNDER (C), SUBJECT TO APPROVAL OF THE
SUPERVISORY BOARD, FOR A PERIOD FROM 7
SEPTEMBER 2012 THROUGH 25 OCTOBER 2013.
PROVIDED THAT THE GENERAL MEETING OF
SHAREHOLDERS GRANTS THIS NEW AUTHORIZATION,
THE CORRESPONDING AUTHORIZATION GRANTED AT
THE AGM HELD ON 25 APRIL 2012 WILL CEASE TO
APPLY TO THE EXTENT NOT ALREADY USED.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 933771885
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 DISCUSSION OF THE 2012 ANNUAL REPORT, INCL. Mgmt For For
ASML'S CORPORATE GOVERNANCE CHAPTER, AND
THE 2012 REMUNERATION REPORT, AND PROPOSAL
TO ADOPT THE FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ("FY") 2012, AS PREPARED IN
ACCORDANCE WITH DUTCH LAW.
4 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FY 2012.
5 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FY 2012.
7 PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.53 Mgmt For For
PER ORDINARY SHARE OF EUR 0.09.
8 PROPOSAL TO ADOPT THE REVISED REMUNERATION Mgmt For For
POLICY FOR THE BOARD OF MANAGEMENT ASML
HOLDING N.V. (VERSION 2014).
9A PROPOSAL TO APPROVE THE NUMBER OF Mgmt For For
PERFORMANCE SHARES FOR THE BOARD OF
MANAGEMENT, IN ACCORDANCE WITH THE
REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT ASML HOLDING N.V. (VERSION 2010)
OVER THE FINANCIAL YEAR 2013 AND
AUTHORIZATION OF THE BOARD OF MANAGEMENT TO
ISSUE THESE PERFORMANCE SHARES.
9B PROPOSAL TO APPROVE THE PERFORMANCE SHARE Mgmt For For
ARRANGEMENT, IN ACCORDANCE WITH THE
REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT OF ASML HOLDING N.V. (VERSION
2014) (THE "POLICY"), INCLUDING THE NUMBER
OF PERFORMANCE SHARES FOR THE BOARD OF
MANAGEMENT TO BE DETERMINED BY THE
CALCULATION METHOD AS DESCRIBED IN THE
POLICY, AND AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO ISSUE THE PERFORMANCE SHARES
FOR THE FINANCIAL YEAR 2014 AND SUBSEQUENT
YEARS. (THE BOARD OF MANAGEMENT WILL ONLY
PROPOSE ITEM 9B IF ITEM 8 IS ADOPTED.).
10 PROPOSAL TO APPROVE THE NUMBER OF STOCK Mgmt For For
OPTIONS, RESPECTIVELY SHARES, FOR EMPLOYEES
AND AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO ISSUE THE STOCK OPTIONS,
RESPECTIVELY SHARES.
12A PROPOSAL TO REAPPOINT MS. H.C.J. VAN DEN Mgmt For For
BURG AS MEMBER OF THE SUPERVISORY BOARD,
EFFECTIVE APRIL 24, 2013.
12B PROPOSAL TO REAPPOINT MS. P.F.M. VAN DER Mgmt For For
MEER MOHR AS MEMBER OF THE SUPERVISORY
BOARD, EFFECTIVE APRIL 24, 2013.
12C PROPOSAL TO REAPPOINT MR. W.H. ZIEBART AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD, EFFECTIVE
APRIL 24, 2013.
12D PROPOSAL TO APPOINT MR. D.A. GROSE AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD, EFFECTIVE
APRIL 24, 2013.
12E PROPOSAL TO APPOINT MS. C.M.S. Mgmt For For
SMITS-NUSTELING AS MEMBER OF THE
SUPERVISORY BOARD, EFFECTIVE APRIL 24,
2013.
14 PROPOSAL TO REAPPOINT THE EXTERNAL AUDITOR Mgmt For For
FOR THE REPORTING YEAR 2014.
15A PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ISSUE (RIGHTS TO SUBSCRIBE
FOR) SHARES, WHICH AUTHORIZATION IS LIMITED
TO 5% OF THE ISSUED CAPITAL.
15B PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO RESTRICT OR EXCLUDE THE
PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS
IN CONNECTION WITH AGENDA ITEM 15A.
15C PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ISSUE (RIGHTS TO SUBSCRIBE
FOR) SHARES, FOR AN ADDITIONAL 5% OF THE
ISSUED CAPITAL, ONLY TO BE USED IN
CONNECTION WITH MERGERS, ACQUISITIONS AND /
OR (STRATEGIC) ALLIANCES.
15D PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO RESTRICT OR EXCLUDE THE
PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS
IN CONNECTION WITH AGENDA ITEM 15C.
16A PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ACQUIRE SHARES IN THE
COMPANY'S CAPITAL.
16B PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ACQUIRE ADDITIONAL SHARES IN
THE COMPANY'S CAPITAL.
17 PROPOSAL TO CANCEL ORDINARY SHARES (TO BE) Mgmt For For
REPURCHASED BY THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ASSURED GUARANTY LTD. Agenda Number: 933762242
--------------------------------------------------------------------------------------------------------------------------
Security: G0585R106
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: AGO
ISIN: BMG0585R1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEIL BARON* Mgmt For For
FRANCISCO L. BORGES* Mgmt For For
G. LAWRENCE BUHL* Mgmt For For
STEPHEN A. COZEN* Mgmt For For
DOMINIC J. FREDERICO* Mgmt For For
BONNIE L. HOWARD* Mgmt For For
PATRICK W. KENNY* Mgmt For For
SIMON W. LEATHES* Mgmt For For
ROBIN MONRO-DAVIES* Mgmt For For
MICHAEL T. O'KANE* Mgmt For For
WILBUR L. ROSS, JR.* Mgmt For For
HOWARD W. ALBERT# Mgmt For For
ROBERT A. BAILENSON# Mgmt For For
RUSSELL B. BREWER II# Mgmt For For
GARY BURNET# Mgmt For For
STEPHEN DONNARUMMA# Mgmt For For
DOMINIC J. FREDERICO# Mgmt For For
JAMES M. MICHENER# Mgmt For For
ROBERT B. MILLS# Mgmt For For
2. TO VOTE, ON AN ADVISORY BASIS, ON EXECUTIVE Mgmt Against Against
COMPENSATION.
3. TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
AS AMENDED THROUGH THE SECOND AMENDMENT.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
5. AUTHORIZING THE COMPANY TO VOTE FOR THE Mgmt For For
RATIFICATION OF THE APPOINTMENT OF PWC AS
AG RE'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED Agenda Number: 933752051
--------------------------------------------------------------------------------------------------------------------------
Security: G0692U109
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: AXS
ISIN: BMG0692U1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEOFFREY BELL Mgmt For For
ALBERT A. BENCHIMOL Mgmt For For
CHRISTOPHER V. GREETHAM Mgmt For For
MAURICE A. KEANE Mgmt For For
HENRY B. SMITH Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt Against Against
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPOINT DELOITTE & TOUCHE LTD., Mgmt For For
HAMILTON, BERMUDA, TO ACT AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013
AND TO AUTHORIZE THE BOARD, ACTING THROUGH
THE AUDIT COMMITTEE, TO SET THE FEES FOR
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 933744698
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JERE A. DRUMMOND Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN R. MCKERNAN, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR. Mgmt For For
1.4 ELECTION OF DIRECTOR: JAMES R. VERRIER Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT.
4. STOCKHOLDER PROPOSAL CONCERNING Shr For For
DECLASSIFICATION OF THE COMPANY'S BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933757304
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHARINE T. BARTLETT Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For
1C. ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt For For
1F. ELECTION OF DIRECTOR: ERNEST MARIO Mgmt For For
1G. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For
1I. ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY VOTE Mgmt For For
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933759194
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1C ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1D ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S 2012 EXECUTIVE COMPENSATION.
4 TO APPROVE THE AMENDMENTS TO AND THE Mgmt For For
RESTATEMENT OF THE COMPANY'S EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED Agenda Number: 933752847
--------------------------------------------------------------------------------------------------------------------------
Security: 13645T100
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: CP
ISIN: CA13645T1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINTMENT OF AUDITOR AS NAMED IN THE Mgmt For For
MANAGEMENT PROXY CIRCULAR.
02 ADVISORY VOTE ACCEPTING THE CORPORATION'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION AS
DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR.
03 DIRECTOR
WILLIAM A. ACKMAN Mgmt For For
GARY F. COLTER Mgmt For For
ISABELLE COURVILLE Mgmt For For
PAUL G. HAGGIS Mgmt For For
E. HUNTER HARRISON Mgmt For For
PAUL C. HILAL Mgmt For For
KRYSTYNA T. HOEG Mgmt For For
RICHARD C. KELLY Mgmt For For
REBECCA MACDONALD Mgmt For For
DR. ANTHONY R. MELMAN Mgmt For For
LINDA J. MORGAN Mgmt For For
ANDREW F. REARDON Mgmt For For
STEPHEN C. TOBIAS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CATAMARAN CORPORATION Agenda Number: 933769880
--------------------------------------------------------------------------------------------------------------------------
Security: 148887102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CTRX
ISIN: CA1488871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK THIERER Mgmt For For
PETER BENSEN Mgmt For For
STEVEN COSLER Mgmt For For
WILLIAM DAVIS Mgmt For For
STEVEN EPSTEIN Mgmt For For
BETSY HOLDEN Mgmt For For
KAREN KATEN Mgmt For For
HARRY KRAEMER Mgmt For For
ANTHONY MASSO Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DISCLOSED IN THE
COMPANY'S PROXY CIRCULAR AND PROXY
STATEMENT.
3. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
AND TERMS OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 933837695
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 25-Jun-2013
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTORS: GIL SHWED, MARIUS Mgmt For For
NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID
RUBNER, DR. TAL SHAVIT
2. TO RATIFY THE APPOINTMENT AND COMPENSATION Mgmt For For
OF KOST, FORER, GABBAY & KASIERER, A MEMBER
OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. APPROVE CHECK POINT'S EXECUTIVE Mgmt For For
COMPENSATION POLICY.
4. APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For
EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF
THE BOARD OF DIRECTORS.
5A. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against
PERSONAL INTEREST IN ITEM 3. MARK "FOR" =
YES OR "AGAINST" = NO.
5B. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against
PERSONAL INTEREST IN ITEM 4. MARK "FOR" =
YES OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 933750348
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADLEY C. IRWIN Mgmt For For
1B. ELECTION OF DIRECTOR: PENRY W. PRICE Mgmt For For
1C. ELECTION OF DIRECTOR: ARTHUR B. WINKLEBLACK Mgmt For For
2. APPROVAL OF THE CHURCH & DWIGHT CO., INC. Mgmt For For
AMENDED AND RESTATED OMNIBUS EQUITY
COMPENSATION PLAN.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 933787092
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN M. DOW Mgmt For For
1C. ELECTION OF DIRECTOR: GODFREY R. SULLIVAN Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED 2005 EQUITY INCENTIVE PLAN
3. APPROVAL OF AN AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS
4. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 933754930
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. DEVILLARS Mgmt For For
DANIEL J. MCCARTHY Mgmt For For
ANDREA ROBERTSON Mgmt For For
JAMES M. RUTLEDGE Mgmt For For
2. TO APPROVE AN ADVISORY VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2014 CEO ANNUAL Mgmt For For
INCENTIVE PLAN.
4. TO APPROVE AN AMENDMENT TO SECTIONS 8 AND Mgmt For For
10 (I) OF THE COMPANY'S 2010 STOCK
INCENTIVE PLAN.
5. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933690287
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
STEPHANIE TILENIUS Mgmt For For
JIDE ZEITLIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 933802096
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY A. MERRIMAN Mgmt For For
RAY M. POAGE Mgmt For For
A. WELLFORD TABOR Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 933811730
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2013
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT TO OUR Mgmt For For
2011 INCENTIVE AWARD PLAN, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING, REGARDING EXECUTIVE PAY.
6. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING, REGARDING LOBBYING.
--------------------------------------------------------------------------------------------------------------------------
DENBURY RESOURCES INC. Agenda Number: 933801880
--------------------------------------------------------------------------------------------------------------------------
Security: 247916208
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: DNR
ISIN: US2479162081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WIELAND F. WETTSTEIN Mgmt For For
MICHAEL L. BEATTY Mgmt For For
MICHAEL B. DECKER Mgmt For For
RONALD G. GREENE Mgmt For For
GREGORY L. MCMICHAEL Mgmt For For
KEVIN O. MEYERS Mgmt For For
PHIL RYKHOEK Mgmt For For
RANDY STEIN Mgmt For For
LAURA A. SUGG Mgmt For For
2. ADVISORY PROPOSAL TO APPROVE THE COMPANY'S Mgmt For For
2012 NAMED EXECUTIVE OFFICER COMPENSATION.
3. PROPOSAL TO AMEND AND RESTATE OUR EMPLOYEE Mgmt Against Against
STOCK PURCHASE PLAN TO (I) INCREASE THE
NUMBER OF RESERVED SHARES AND (II) EXTEND
THE TERM OF THE PLAN.
4. PROPOSAL TO AMEND AND RESTATE OUR 2004 Mgmt For For
OMNIBUS STOCK AND INCENTIVE PLAN TO (I)
INCREASE THE NUMBER OF RESERVED SHARES,
(II) EXTEND THE TERM OF THE PLAN (III)
AMEND THE PERFORMANCE MEASURES RELEVANT TO
IRS CODE SECTION 162(M) QUALIFICATION, AND
(IV) MAKE OTHER ADMINISTRATIVE CHANGES.
5. PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933751693
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1K. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1L. ELECTION OF DIRECTOR: MARY M. VANDEWEGHE Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2013.
3. APPROVE AMENDMENTS TO THE ECOLAB INC. 2010 Mgmt For For
STOCK INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK.
6. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 933751794
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: MARK L. FEIDLER Mgmt For For
1E. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1F. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN A. MCKINLEY Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD F. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS EQUIFAX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVAL OF THE AMENDED AND RESTATED 2008 Mgmt For For
OMNIBUS INCENTIVE PLAN.
4. APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS UNDER THE OMNIBUS PLAN.
5. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. (FLT) Agenda Number: 933805838
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD F. CLARKE Mgmt For For
RICHARD MACCHIA Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS FLEETCOR'S INDEPENDENT AUDITOR FOR 2013.
3. AMENDMENT TO THE FLEETCOR TECHNOLOGIES, Mgmt For For
INC. 2010 EQUITY COMPENSATION PLAN,
INCLUDING AN INCREASE IN THE NUMBER OF
COMMON SHARES AVAILABLE FOR ISSUANCE UNDER
THE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 933792928
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. BINGLE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD J. BRESSLER Mgmt For For
1C. ELECTION OF DIRECTOR: RAUL E. CESAN Mgmt For For
1D. ELECTION OF DIRECTOR: KAREN E. DYKSTRA Mgmt For For
1E. ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM O. GRABE Mgmt For For
1G. ELECTION OF DIRECTOR: EUGENE A. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN G. PAGLIUCA Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 933676403
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 19-Sep-2012
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALEX W. HART Mgmt For For
WILLIAM I JACOBS Mgmt For For
ALAN M. SILBERSTEIN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE THE SECOND AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION.
4. TO RATIFY THE REAPPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS INC. Agenda Number: 933781898
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PHILIP E. MALLOTT Mgmt For For
C. SCOTT O'HARA Mgmt For For
RICHARD J. WALLACE Mgmt For For
2 AMENDMENT TO THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO:
ELIMINATE THE AUTHORIZED CLASS B COMMON
STOCK, PAR VALUE OF $0.001 PER SHARE AND
PROVISIONS RELATED THERETO
3 AMENDMENT TO THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO:
SET RANGE IN SIZE OF OUR BOARD OF
DIRECTORS.
4 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO: DECLASSIFY OUR BOARD
OF DIRECTORS AND PROVIDE FOR ANNUAL
ELECTION OF ALL DIRECTORS
5 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO: DELETE VARIOUS
PROVISIONS RELATED TO THE COMPANY'S FORMER
"SPONSORS"
6 AMENDMENT TO THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO: PERMIT STOCKHOLDERS TO
TAKE ACTION BY WRITTEN CONSENT.
7 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2013 FISCAL YEAR
8 THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2012, AS DISCLOSED IN
THE ACCOMPANYING PROXY MATERIALS
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 933734685
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 03-Apr-2013
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEE A. CHADEN Mgmt For For
BOBBY J. GRIFFIN Mgmt For For
JAMES C. JOHNSON Mgmt For For
JESSICA T. MATHEWS Mgmt For For
J. PATRICK MULCAHY Mgmt For For
RONALD L. NELSON Mgmt For For
RICHARD A. NOLL Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
ANN E. ZIEGLER Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED Mgmt For For
HANESBRANDS INC. OMNIBUS INCENTIVE PLAN
3. TO APPROVE, BY A NON-BINDING, ADVISORY Mgmt For For
VOTE, EXECUTIVE COMPENSATION AS DESCRIBED
IN THE PROXY STATEMENT FOR THE ANNUAL
MEETING
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR HANESBRANDS' 2013 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. Agenda Number: 933782775
--------------------------------------------------------------------------------------------------------------------------
Security: 421933102
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: HMA
ISIN: US4219331026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. SCHOEN Mgmt For For
GARY D. NEWSOME Mgmt For For
KENT P. DAUTEN Mgmt For For
P.J. GOLDSCHMIDT, M.D. Mgmt For For
DONALD E. KIERNAN Mgmt For For
ROBERT A. KNOX Mgmt For For
VICKI A. O'MEARA Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
R.W. WESTERFIELD, PH.D. Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS IN OUR AMENDED AND
RESTATED 1996 EXECUTIVE INCENTIVE
COMPENSATION PLAN FOR COMPLIANCE WITH
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
5. STOCKHOLDER PROPOSAL REGARDING THE ISSUANCE Shr Against For
OF A SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
IHS INC. Agenda Number: 933736766
--------------------------------------------------------------------------------------------------------------------------
Security: 451734107
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: IHS
ISIN: US4517341073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROGER HOLTBACK Mgmt For For
1.2 ELECTION OF DIRECTOR: JEAN-PAUL MONTUPET Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 933781735
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERALD MOLLER, PH.D.* Mgmt For For
DAVID R. WALT, PH.D.* Mgmt For For
R.S. EPSTEIN, M.D.# Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 29, 2013
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4. TO APPROVE AN AMENDMENT TO THE ILLUMINA, Mgmt For For
INC. 2005 STOCK AND INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE BY 5,000,000 SHARES AND TO EXTEND
THE TERMINATION DATE OF THE PLAN UNTIL JUNE
28, 2016
--------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION Agenda Number: 933780618
--------------------------------------------------------------------------------------------------------------------------
Security: 45666Q102
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: INFA
ISIN: US45666Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK GARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: GERALD HELD Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES J. ROBEL Mgmt For For
2. TO APPROVE AMENDMENTS TO INFORMATICA'S 2009 Mgmt For For
EQUITY INCENTIVE PLAN TO (I) INCREASE THE
NUMBER OF SHARES OF INFORMATICA'S COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER BY
4,000,000 SHARES AND (II) PROVIDE FOR
SEPARATE, LOWER LIMITS ON THE NUMBER OF
EQUITY AWARDS THAT A NON-EMPLOYEE DIRECTOR
MAY RECEIVE IN A FISCAL YEAR
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INFORMATICA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013
4. TO APPROVE INFORMATICA'S EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC. Agenda Number: 933770770
--------------------------------------------------------------------------------------------------------------------------
Security: 45865V100
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: ICE
ISIN: US45865V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt For For
1C. ELECTION OF DIRECTOR: SENATOR JUDD A. GREGG Mgmt For For
1D. ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: TERRENCE F. MARTELL Mgmt For For
1F. ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY Mgmt For For
1G. ELECTION OF DIRECTOR: SIR ROBERT REID Mgmt For For
1H. ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt For For
1I. ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1K. ELECTION OF DIRECTOR: VINCENT TESE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
OMNIBUS EMPLOYEE INCENTIVE PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE
PLAN.
5. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC. Agenda Number: 933817782
--------------------------------------------------------------------------------------------------------------------------
Security: 45865V100
Meeting Type: Special
Meeting Date: 03-Jun-2013
Ticker: ICE
ISIN: US45865V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AMENDED AND RESTATED AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF MARCH 19,
2013, BY AND AMONG NYSE EURONEXT,
INTERCONTINENTALEXCHANGE, INC.,
INTERCONTINENTALEXCHANGE GROUP, INC.,
BRAVES MERGER SUB, INC. AND BASEBALL MERGER
SUB, LLC (THE "MERGER" PROPOSAL).
2A. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: THE APPROVAL PROVISIONS
RELATED TO THE AMOUNT AND CLASSES OF
AUTHORIZED STOCK
2B. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: THE APPROVAL OF PROVISIONS
RELATED TO LIMITATIONS ON OWNERSHIP AND
VOTING OF INTERCONTINENTALEXCHANGE GROUP,
INC. COMMON STOCK.
2C. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: THE APPROVAL OF PROVISIONS
RELATED TO THE DISQUALIFICATION OF OFFICERS
AND DIRECTORS AND CERTAIN POWERS OF THE
BOARD OF DIRECTORS.
2D. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: APPROVAL OF PROVISIONS
RELATED TO CONSIDERATIONS OF THE BOARD OF
DIRECTORS.
2E. APPROVE RELATING TO CERTIFICATE OF Mgmt For For
INCORPORATION: APPROVAL OF PROVISIONS
RELATED TO AMENDMENTS TO THE
INTERCONTINENTALEXCHANGE GROUP, INC.
CERTIFICATE OF INCORPORATION.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING OF STOCKHOLDERS OF
INTERCONTINENTALEXCHANGE, INC.
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 933784414
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: JLL
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HUGO BAGUE Mgmt For For
1B. ELECTION OF DIRECTOR: COLIN DYER Mgmt For For
1C. ELECTION OF DIRECTOR: DEANNE JULIUS Mgmt For For
1D. ELECTION OF DIRECTOR: KATE S. LAVELLE Mgmt For For
1E. ELECTION OF DIRECTOR: MING LU Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1G. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1I. ELECTION OF DIRECTOR: ROGER T. STAUBACH Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933761416
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE P. DUNN Mgmt For For
ANTONIO O. GARZA, JR. Mgmt For For
DAVID L. STARLING Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE MEASURES UNDER THE KANSAS CITY
SOUTHERN 2008 STOCK OPTION AND PERFORMANCE
AWARD PLAN FOR PURPOSES OF SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
4. ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
2012 COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL Shr Against For
TO ELECT EACH DIRECTOR ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
MICROS SYSTEMS, INC. Agenda Number: 933692813
--------------------------------------------------------------------------------------------------------------------------
Security: 594901100
Meeting Type: Annual
Meeting Date: 16-Nov-2012
Ticker: MCRS
ISIN: US5949011002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LOUIS M. BROWN, JR. Mgmt For For
B. GARY DANDO Mgmt For For
A.L. GIANNOPOULOS Mgmt For For
F. SUZANNE JENNICHES Mgmt For For
JOHN G. PUENTE Mgmt For For
DWIGHT S. TAYLOR Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE 2013 FISCAL
YEAR
3. PROPOSAL TO AMEND THE COMPANY'S 1991 STOCK Mgmt For For
OPTION PLAN TO AUTHORIZE THE ISSUANCE OF AN
ADDITIONAL 1,200,000 SHARES OF COMMON STOCK
UNDER THE PLAN
4. ADVISORY VOTE ON COMPENSATION OF COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MRC GLOBAL INC. Agenda Number: 933771277
--------------------------------------------------------------------------------------------------------------------------
Security: 55345K103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: MRC
ISIN: US55345K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW R. LANE Mgmt For For
LEONARD M. ANTHONY Mgmt For For
RHYS J. BEST Mgmt For For
PETER C. BOYLAN, III Mgmt For For
HENRY CORNELL Mgmt For For
C.A.S. CRAMPTON Mgmt For For
JOHN F.X. DALY Mgmt For For
CRAIG KETCHUM Mgmt For For
GERARD P. KRANS Mgmt For For
CORNELIS A. LINSE Mgmt For For
JOHN A. PERKINS Mgmt For For
H.B. WEHRLE, III Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
3. ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
4. RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL CINEMEDIA, INC. Agenda Number: 933752063
--------------------------------------------------------------------------------------------------------------------------
Security: 635309107
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: NCMI
ISIN: US6353091076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AMY E. MILES Mgmt For For
LEE ROY MITCHELL Mgmt For For
CRAIG R. RAMSEY Mgmt For For
2. TO APPROVE THE NATIONAL CINEMEDIA, INC. Mgmt For For
EXECUTIVE PERFORMANCE BONUS PLAN.
3. ADVISORY APPROVAL OF NATIONAL CINEMEDIA, Mgmt For For
INC.'S EXECUTIVE COMPENSATION.
4. TO APPROVE THE AMENDMENT TO THE NATIONAL Mgmt For For
CINEMEDIA, INC. 2007 EQUITY INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE AND TO APPROVE PERFORMANCE
GOALS.
5. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NATIONAL CINEMEDIA, INC.'S
INDEPENDENT AUDITORS FOR THE 2013 FISCAL
YEAR ENDING DECEMBER 26, 2013. THE
BOARD OF DIRECTORS RECOMMENDS YOU VOTE
"AGAINST" THE FOLLOWING PROPOSAL.
6. TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
REGARDING MAJORITY VOTING IN DIRECTOR
ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 933670350
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 31-Aug-2012
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL J. WARMENHOVEN Mgmt For For
NICHOLAS G. MOORE Mgmt For For
THOMAS GEORGENS Mgmt For For
JEFFRY R. ALLEN Mgmt For For
ALAN L. EARHART Mgmt For For
GERALD HELD Mgmt For For
T. MICHAEL NEVENS Mgmt For For
GEORGE T. SHAHEEN Mgmt For For
ROBERT T. WALL Mgmt For For
RICHARD P. WALLACE Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE 1999 STOCK Mgmt For For
OPTION PLAN TO INCREASE THE SHARE RESERVE
BY AN ADDITIONAL 7,350,000 SHARES OF COMMON
STOCK.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE SHARE RESERVE BY AN ADDITIONAL
5,000,000 SHARES OF COMMON STOCK.
4. TO APPROVE AN ADVISORY VOTE ON NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING APRIL
26, 2013.
6. TO CONSIDER A STOCKHOLDER PROPOSAL Shr For *
REGARDING THE ADOPTION OF A SIMPLE MAJORITY
VOTING STANDARD FOR STOCKHOLDER MATTERS, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
NEUSTAR, INC. Agenda Number: 933815411
--------------------------------------------------------------------------------------------------------------------------
Security: 64126X201
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: NSR
ISIN: US64126X2018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARETH C.C. CHANG Mgmt For For
1B. ELECTION OF DIRECTOR: LISA A. HOOK Mgmt For For
1C. ELECTION OF DIRECTOR: HELLENE S. RUNTAGH Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V. Agenda Number: 933792904
--------------------------------------------------------------------------------------------------------------------------
Security: N63218106
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: NLSN
ISIN: NL0009538479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2012 AND (B) AUTHORIZE THE PREPARATION OF
OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS
REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR
ENDING DECEMBER 31, 2013, IN THE ENGLISH
LANGUAGE.
2. TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY PURSUANT TO DUTCH
LAW IN RESPECT OF THE EXERCISE OF THEIR
DUTIES DURING THE YEAR ENDED DECEMBER 31,
2012.
3A. ELECTION OF EXECUTIVE DIRECTOR: DAVID L. Mgmt For For
CALHOUN
3B. ELECTION OF NON-EXECUTIVE DIRECTOR: JAMES Mgmt For For
A. ATTWOOD, JR.
3C. ELECTION OF NON-EXECUTIVE DIRECTOR: RICHARD Mgmt For For
J. BRESSLER
3D. ELECTION OF NON-EXECUTIVE DIRECTOR: PATRICK Mgmt For For
HEALY
3E. ELECTION OF NON-EXECUTIVE DIRECTOR: KAREN Mgmt For For
M. HOGUET
3F. ELECTION OF NON-EXECUTIVE DIRECTOR: JAMES Mgmt For For
M. KILTS
3G. ELECTION OF NON-EXECUTIVE DIRECTOR: Mgmt For For
ALEXANDER NAVAB
3H. ELECTION OF NON-EXECUTIVE DIRECTOR: ROBERT Mgmt For For
POZEN
3I. ELECTION OF NON-EXECUTIVE DIRECTOR: VIVEK Mgmt For For
RANADIVE
3J. ELECTION OF NON-EXECUTIVE DIRECTOR: ROBERT Mgmt For For
REID
3K. ELECTION OF NON-EXECUTIVE DIRECTOR: JAVIER Mgmt For For
G. TERUEL
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
5. TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
OUR AUDITOR WHO WILL AUDIT OUR DUTCH
STATUTORY ANNUAL ACCOUNTS FOR THE YEAR
ENDING DECEMBER 31, 2013.
6. TO APPROVE THE AMENDED AND RESTATED NIELSEN Mgmt For For
HOLDINGS 2010 STOCK INCENTIVE PLAN.
7. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
OF THE BOARD OF DIRECTORS TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL
NOVEMBER 7, 2014 ON THE OPEN MARKET,
THROUGH PRIVATELY NEGOTIATED TRANSACTIONS
OR IN ONE OR MORE SELF TENDER OFFERS FOR A
PRICE PER SHARE NOT LESS THAN THE NOMINAL
VALUE OF A SHARE AND NOT HIGHER THAN 110%
OF THE MOST RECENTLY AVAILABLE PRICE OF A
SHARE ON ANY SECURITIES EXCHANGE WHERE OUR
SHARES ARE TRADED.
8. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
NORDSON CORPORATION Agenda Number: 933726486
--------------------------------------------------------------------------------------------------------------------------
Security: 655663102
Meeting Type: Annual
Meeting Date: 26-Feb-2013
Ticker: NDSN
ISIN: US6556631025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEE C. BANKS Mgmt For For
RANDOLPH W. CARSON Mgmt For For
MICHAEL F. HILTON Mgmt For For
VICTOR L. RICHEY, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. TO APPROVE THE NORDSON CORPORATION 2012 Mgmt For For
STOCK INCENTIVE AND AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 933753421
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LARRY O'REILLY Mgmt For For
1B ELECTION OF DIRECTOR: ROSALIE Mgmt For For
O'REILLY-WOOTEN
1C ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Mgmt For For
2 TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS.
3 TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
ALLOW SHAREHOLDERS OF RECORD OF NOT LESS
THAN 25% OF VOTING POWER TO CALL A SPECIAL
MEETING OF SHAREHOLDERS.
4 TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
ALLOW MINOR UPDATES TO CONFORM TO CURRENT
LAWS AND CLARIFY.
5 ADVISORY VOTE ON APPROVAL OF COMPENSATION Mgmt For For
OF EXECUTIVES.
6 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PALL CORPORATION Agenda Number: 933706206
--------------------------------------------------------------------------------------------------------------------------
Security: 696429307
Meeting Type: Annual
Meeting Date: 12-Dec-2012
Ticker: PLL
ISIN: US6964293079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AMY E. ALVING Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT B. COUTTS Mgmt For For
1C ELECTION OF DIRECTOR: MARK E. GOLDSTEIN Mgmt For For
1D ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1E ELECTION OF DIRECTOR: RONALD L. HOFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE D. KINGSLEY Mgmt For For
1G ELECTION OF DIRECTOR: DENNIS N. LONGSTREET Mgmt For For
1H ELECTION OF DIRECTOR: B. CRAIG OWENS Mgmt For For
1I ELECTION OF DIRECTOR: KATHARINE L. PLOURDE Mgmt For For
1J ELECTION OF DIRECTOR: EDWARD TRAVAGLIANTI Mgmt For For
1K ELECTION OF DIRECTOR: BRET W. WISE Mgmt For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
3 PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
COMPANY'S BY-LAWS.
4 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 933760969
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILSON B. SEXTON Mgmt For For
ANDREW W. CODE Mgmt For For
JAMES J. GAFFNEY Mgmt For For
GEORGE T. HAYMAKER, JR. Mgmt For For
M.J. PEREZ DE LA MESA Mgmt For For
HARLAN F. SEYMOUR Mgmt For For
ROBERT C. SLEDD Mgmt For For
JOHN E. STOKELY Mgmt For For
2. RATIFICATION OF THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR
3. SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT
4. APPROVE THE POOL CORPORATION STRATEGIC PLAN Mgmt For For
INCENTIVE PROGRAM
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 933663418
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Annual
Meeting Date: 09-Aug-2012
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARYE ANNE FOX Mgmt For For
1.2 ELECTION OF DIRECTOR: DONALD H. LIVINGSTONE Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS RED HAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
28, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION RELATING TO RED HAT'S EXECUTIVE
COMPENSATION.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
RED HAT'S 2004 LONG-TERM INCENTIVE PLAN.
5. TO APPROVE A STOCKHOLDER PROPOSAL DESCRIBED Shr Against For
IN THE PROXY STATEMENT, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 933773966
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARAH J. ANDERSON Mgmt For For
JOHN G. FIGUEROA Mgmt For For
THOMAS W. GIMBEL Mgmt For For
DAVID H. HANNAH Mgmt For For
DOUGLAS M. HAYES Mgmt For For
MARK V. KAMINSKI Mgmt For For
GREGG J. MOLLINS Mgmt For For
ANDREW G. SHARKEY, III Mgmt For For
LESLIE A. WAITE Mgmt For For
2. TO APPROVE THE AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED STOCK OPTION AND RESTRICTED STOCK
PLAN.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO CONSIDER A SHAREHOLDER PROPOSAL TO Shr Against For
SEPARATE THE ROLES OF CEO AND CHAIRMAN.
5. TO RATIFY KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM TO
PERFORM THE ANNUAL AUDIT OF OUR 2013
FINANCIAL STATEMENTS.
--------------------------------------------------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD. Agenda Number: 933771859
--------------------------------------------------------------------------------------------------------------------------
Security: G7496G103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: RNR
ISIN: BMG7496G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN G.J. GRAY$ Mgmt For For
HENRY KLEHM III* Mgmt For For
RALPH B. LEVY* Mgmt For For
NICHOLAS L. TRIVISONNO* Mgmt For For
EDWARD J. ZORE* Mgmt For For
2. THE APPROVAL, BY A NON-BINDING ADVISORY Mgmt For For
VOTE, OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF RENAISSANCERE
HOLDINGS LTD.
3. TO APPOINT THE FIRM OF ERNST & YOUNG LTD., Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO SERVE AS OUR AUDITORS FOR THE 2013
FISCAL YEAR UNTIL OUR 2014 ANNUAL GENERAL
MEETING, AND TO REFER THE DETERMINATION OF
THE AUDITORS' REMUNERATION TO THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. Agenda Number: 933719708
--------------------------------------------------------------------------------------------------------------------------
Security: 774341101
Meeting Type: Annual
Meeting Date: 07-Feb-2013
Ticker: COL
ISIN: US7743411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.A. EDWARDSON Mgmt For For
A.J. POLICANO Mgmt For For
J.L. TURNER Mgmt For For
2. TO CONSIDER AND VOTE ON A NON-BINDING Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
EXECUTIVE OFFICERS AND RELATED DISCLOSURES.
3. FOR THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR AUDITORS FOR FISCAL YEAR 2013.
4. TO CONSIDER AND VOTE TO APPROVE THE 2013 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
5. TO CONSIDER AND VOTE UPON THE NON-BINDING Shr Against
SHAREOWNER PROPOSAL TO REPEAL OUR
CLASSIFIED BOARD OF DIRECTORS STRUCTURE.
--------------------------------------------------------------------------------------------------------------------------
SALIX PHARMACEUTICALS, LTD. Agenda Number: 933808757
--------------------------------------------------------------------------------------------------------------------------
Security: 795435106
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: SLXP
ISIN: US7954351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN F. CHAPPELL Mgmt For For
THOMAS W. D'ALONZO Mgmt For For
WILLIAM P. KEANE Mgmt For For
CAROLYN J. LOGAN Mgmt For For
MARK A. SIRGO Mgmt For For
2. THE BOARD OF DIRECTORS RECOMMENDS A VOTE Mgmt For For
FOR THE PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR DECEMBER 31,2013.
3. THE BOARD OF DIRECTORS RECOMMENDS A VOTE Mgmt For For
FOR THE APPROVAL OF THE 2012 EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. Agenda Number: 933717944
--------------------------------------------------------------------------------------------------------------------------
Security: 79546E104
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: SBH
ISIN: US79546E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTIAN A. BRICKMAN Mgmt For For
MARSHALL E. EISENBERG Mgmt For For
JOHN A. MILLER Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3. STOCKHOLDER PROPOSAL BY THE PENSION Shr Against For
RESERVES INVESTMENT MANAGEMENT BOARD TO
REPEAL CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 933759283
--------------------------------------------------------------------------------------------------------------------------
Security: 78388J106
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: SBAC
ISIN: US78388J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KEVIN L. BEEBE Mgmt For For
1.2 ELECTION OF DIRECTOR: JACK LANGER Mgmt For For
1.3 ELECTION OF DIRECTOR: JEFFREY A. STOOPS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SBA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF SBA'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SOLARWINDS, INC. Agenda Number: 933758318
--------------------------------------------------------------------------------------------------------------------------
Security: 83416B109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: SWI
ISIN: US83416B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. BENJAMIN NYE Mgmt For For
KEVIN B. THOMPSON Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPANY'S OVERALL EXECUTIVE COMPENSATION
PROGRAM, AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, THE COMPENSATION
TABLES AND THE RELATED NARRATIVES AND OTHER
MATERIALS IN THE PROXY STATEMENT.
4. PROVIDE FOR THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE ANNUAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT SHARES PRESENT OR VOTING
AFFIRMATIVELY AT THE TIME OF THE ANNUAL
MEETING EITHER (1) TO ESTABLISH A QUORUM;
OR (2) IF A QUORUM IS PRESENT, TO APPROVE
PROPOSALS ONE THROUGH THREE.
--------------------------------------------------------------------------------------------------------------------------
SOLERA HOLDINGS, INC. Agenda Number: 933696126
--------------------------------------------------------------------------------------------------------------------------
Security: 83421A104
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: SLH
ISIN: US83421A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TONY AQUILA Mgmt For For
ARTHUR F. KINGSBURY Mgmt For For
KENNETH A. VIELLIEU Mgmt For For
THOMAS C. WAJNERT Mgmt For For
STUART J. YARBROUGH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SOLERA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE, ON Mgmt For For
THE COMPENSATION OF SOLERA'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933783082
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN D. GASS Mgmt For For
1.2 ELECTION OF DIRECTOR: CATHERINE A. KEHR Mgmt For For
1.3 ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: HAROLD M. KORELL Mgmt For For
1.5 ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1.6 ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1.7 ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1.8 ELECTION OF DIRECTOR: ELLIOTT PEW Mgmt For For
1.9 ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. PROPOSAL TO APPROVE OUR 2013 INCENTIVE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 933774920
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For
1B. ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES A. ALUTTO Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt For For
1E. ELECTION OF DIRECTOR: ROD F. DAMMEYER Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM K. HALL Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN T. LORD, Mgmt For For
M.D.
1H. ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt For For
1I. ELECTION OF DIRECTOR: RONALD G. SPAETH Mgmt For For
1J. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN INCREASING THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
FROM 600,000 SHARES TO 900,000 SHARES
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S
EXECUTIVE OFFICERS
5. STOCKHOLDER PROPOSAL REQUIRING EXECUTIVES Shr Against For
TO HOLD EQUITY AWARDS UNTIL RETIREMENT OR
TERMINATING EMPLOYMENT
--------------------------------------------------------------------------------------------------------------------------
SXC HEALTH SOLUTIONS CORP. Agenda Number: 933656956
--------------------------------------------------------------------------------------------------------------------------
Security: 78505P100
Meeting Type: Special
Meeting Date: 02-Jul-2012
Ticker: SXCI
ISIN: CA78505P1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF SXC Mgmt For For
COMMON STOCK PURSUANT TO THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF APRIL 17, 2012,
BY AND AMONG SXC HEALTH SOLUTIONS CORP.,
SXC HEALTH SOLUTIONS, INC., CATAMARAN I
CORP., CATAMARAN II LLC AND CATALYST HEALTH
SOLUTIONS, INC.
2. TO AMEND THE SXC HEALTH SOLUTIONS CORP. Mgmt For For
LONG TERM INCENTIVE PLAN TO INCREASE THE
MAXIMUM NUMBER OF SHARES OF COMPANY COMMON
STOCK THE COMPANY MAY ISSUE UNDER THE PLAN
BY 2,500,000 (WHICH AMENDMENT WILL NOT BE
IMPLEMENTED IF THE MERGER DESCRIBED IN THE
ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS IS NOT CONSUMMATED).
3. TO AMEND THE SXC HEALTH SOLUTIONS CORP. Mgmt For For
ARTICLES OF CONTINUANCE TO EFFECT A CHANGE
IN THE CORPORATE NAME OF THE COMPANY FROM
"SXC HEALTH SOLUTIONS CORP." TO "CATAMARAN
CORPORATION" (WHICH AMENDMENT WILL NOT BE
IMPLEMENTED IF THE MERGER DESCRIBED IN THE
ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS IS NOT CONSUMMATED).
4. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 933747442
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD P. BOYKIN Mgmt For For
1B. ELECTION OF DIRECTOR: CARY T. FU Mgmt For For
1C. ELECTION OF DIRECTOR: VICTOR L. LUND Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
3. APPROVAL OF THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
4. APPROVAL OF A STOCKHOLDER PROPOSAL Shr For For
RECOMMENDING DECLASSIFICATION OF OUR BOARD
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 933746236
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.M. ARWAY Mgmt For For
J.P. BILBREY Mgmt For For
R.F. CAVANAUGH Mgmt For For
C.A. DAVIS Mgmt For For
R.M. MALCOLM Mgmt For For
J.M. MEAD Mgmt For For
J.E. NEVELS Mgmt For For
A.J. PALMER Mgmt For For
T.J. RIDGE Mgmt For For
D.L. SHEDLARZ Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2013.
3. APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. Agenda Number: 933766959
--------------------------------------------------------------------------------------------------------------------------
Security: 580645109
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: MHP
ISIN: US5806451093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PEDRO ASPE Mgmt For For
1B. ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES E. HALDEMAN, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: LINDA KOCH LORIMER Mgmt For For
1F. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT P. MCGRAW Mgmt For For
1H. ELECTION OF DIRECTOR: HILDA Mgmt For For
OCHOA-BRILLEMBOURG
1I. ELECTION OF DIRECTOR: SIR MICHAEL RAKE Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: KURT L. SCHMOKE Mgmt For For
1L. ELECTION OF DIRECTOR: SIDNEY TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: RICHARD E. THORNBURGH Mgmt For For
2. VOTE TO AMEND THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO CHANGE THE
NAME OF THE COMPANY TO "MCGRAW HILL
FINANCIAL, INC." FROM "THE MCGRAW-HILL
COMPANIES, INC."
3. VOTE TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION PROGRAM FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS
4. VOTE TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
5. SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER Shr Against For
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC. Agenda Number: 933781595
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN D. BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: BORJE E. EKHOLM Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT GREIFELD Mgmt For For
1D. ELECTION OF DIRECTOR: GLENN H. HUTCHINS Mgmt For For
1E. ELECTION OF DIRECTOR: ESSA KAZIM Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN D. MARKESE Mgmt For For
1G. ELECTION OF DIRECTOR: ELLYN A. MCCOLGAN Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS F. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES S. RIEPE Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1K. ELECTION OF DIRECTOR: LARS R. WEDENBORN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS NASDAQ OMX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
4. TO APPROVE AN AMENDMENT OF NASDAQ OMX'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE AND REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS.
5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
NASDAQ OMX'S RESTATED CERTIFICATE OF
INCORPORATION TO MAKE OTHER NON-SUBSTANTIVE
CHANGES.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933770681
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1G ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1I ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2 APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2014.
3 APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 933747745
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES F. WRIGHT Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
PETER D. BEWLEY Mgmt For For
JACK C. BINGLEMAN Mgmt For For
RICHARD W. FROST Mgmt For For
CYNTHIA T. JAMISON Mgmt For For
GEORGE MACKENZIE Mgmt For For
EDNA K. MORRIS Mgmt For For
GREGORY A. SANDFORT Mgmt For For
2. TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2013.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 933729355
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MERVIN DUNN Mgmt For For
MICHAEL GRAFF Mgmt For For
2. TO APPROVE (IN AN ADVISORY VOTE) Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2013
4. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against
PROPERLY PRESENTED AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE NAVIGATION LIMITED Agenda Number: 933750944
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN W. BERGLUND Mgmt For For
JOHN B. GOODRICH Mgmt For For
WILLIAM HART Mgmt For For
MERIT E. JANOW Mgmt For For
ULF J. JOHANSSON Mgmt For For
RONALD S. NERSESIAN Mgmt For For
MARK S. PEEK Mgmt For For
NICKOLAS W. VANDE STEEG Mgmt For For
2. TO APPROVE THE COMPENSATION FOR OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT AUDITOR OF THE
COMPANY FOR THE FISCAL YEAR ENDING JANUARY
3, 2014.
--------------------------------------------------------------------------------------------------------------------------
URS CORPORATION Agenda Number: 933793970
--------------------------------------------------------------------------------------------------------------------------
Security: 903236107
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: URS
ISIN: US9032361076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1B. ELECTION OF DIRECTOR: SEN. WILLIAM H. FRIST Mgmt For For
1C. ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1E. ELECTION OF DIRECTOR: MARTIN M. KOFFEL Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY R. MCLEVISH Mgmt For For
1G. ELECTION OF DIRECTOR: GEN. JOSEPH W. Mgmt For For
RALSTON
1H. ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1I. ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN Mgmt For For
2. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2008 EQUITY INCENTIVE PLAN.
3. TO RATIFY THE SELECTION BY OUR AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VANTIV, INC. Agenda Number: 933746387
--------------------------------------------------------------------------------------------------------------------------
Security: 92210H105
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: VNTV
ISIN: US92210H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEE ADREAN Mgmt For For
LORI A. BEER Mgmt For For
GARY LAUER Mgmt For For
THOMAS RYAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
PREFERRED FREQUENCY OF STOCKHOLDER ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VIRGIN MEDIA INC Agenda Number: 933821678
--------------------------------------------------------------------------------------------------------------------------
Security: 92769L101
Meeting Type: Special
Meeting Date: 04-Jun-2013
Ticker: VMED
ISIN: US92769L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE MERGER AGREEMENT, Mgmt For For
DATED AS OF FEBRUARY 5, 2013, AS AMENDED
FROM TIME TO TIME, WITH LIBERTY GLOBAL,
INC. AND CERTAIN AFFILIATES.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
NON-BINDING BASIS, THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO VIRGIN
MEDIA'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE VIRGIN MEDIA MERGERS
PROVIDED FOR IN THE MERGER AGREEMENT.
3. PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Mgmt For For
A LATER DATE IF THERE ARE INSUFFICIENT
VOTES TO APPROVE PROPOSAL 1 AT THE TIME OF
THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 933747288
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
V. ANN HAILEY Mgmt For For
WILLIAM K. HALL Mgmt For For
STUART L. LEVENICK Mgmt For For
JOHN W. MCCARTER, JR. Mgmt For For
NEIL S. NOVICH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
GARY L. ROGERS Mgmt For For
JAMES T. RYAN Mgmt For For
E. SCOTT SANTI Mgmt For For
JAMES D. SLAVIK Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. SAY ON PAY: ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WABCO HOLDINGS INC. Agenda Number: 933795378
--------------------------------------------------------------------------------------------------------------------------
Security: 92927K102
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: WBC
ISIN: US92927K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACQUES ESCULIER Mgmt For For
KENNETH J. MARTIN Mgmt For For
DONALD J. STEBBINS Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
BEDRIJFSREVISOREN BCVBA/REVISEURS
D'ENTREPRISES SCCRL AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. APPROVE THE AMENDED AND RESTATED WABCO Mgmt For For
HOLDINGS INC. 2009 OMNIBUS INCENTIVE PLAN.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933758142
--------------------------------------------------------------------------------------------------------------------------
Security: 966387102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WLL
ISIN: US9663871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. ALLER Mgmt For For
MICHAEL B. WALEN Mgmt For For
2. APPROVAL OF THE WHITING PETROLEUM Mgmt For For
CORPORATION 2013 EQUITY INCENTIVE PLAN.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. Agenda Number: 933728923
--------------------------------------------------------------------------------------------------------------------------
Security: 966837106
Meeting Type: Annual
Meeting Date: 15-Mar-2013
Ticker: WFM
ISIN: US9668371068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. JOHN ELSTROTT Mgmt For For
GABRIELLE GREENE Mgmt For For
SHAHID (HASS) HASSAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
JOHN MACKEY Mgmt For For
WALTER ROBB Mgmt For For
JONATHAN SEIFFER Mgmt For For
MORRIS (MO) SIEGEL Mgmt For For
JONATHAN SOKOLOFF Mgmt For For
DR. RALPH SORENSON Mgmt For For
W. (KIP) TINDELL, III Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE COMPANY
FOR THE FISCAL YEAR ENDING SEPTEMBER 29,
2013.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE AMENDMENT OF THE COMPANY'S Mgmt For For
2009 STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE PURSUANT TO SUCH PLAN BY AN
ADDITIONAL 14.5 MILLION SHARES AND INCREASE
THE NUMBER OF SHARES BY WHICH THE PLAN POOL
IS REDUCED FOR EACH FULL VALUE AWARD FROM 2
TO 2.25.
5. SHAREHOLDER PROPOSAL REGARDING EXTENDED Shr Against For
PRODUCER RESPONSIBILITY FOR POST-CONSUMER
PRODUCT PACKAGING.
6. SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY Shr Against For
TO HAVE, WHENEVER POSSIBLE, AN INDEPENDENT
CHAIRMAN OF THE BOARD WHO HAS NOT
PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER
OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION Agenda Number: 933764880
--------------------------------------------------------------------------------------------------------------------------
Security: 98310W108
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: WYN
ISIN: US98310W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN MULRONEY Mgmt For For
MICHAEL H. WARGOTZ Mgmt For For
2. ADVISORY VOTE TO APPROVE THE WYNDHAM Mgmt For For
WORLDWIDE CORPORATION EXECUTIVE
COMPENSATION PROGRAM.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
TimesSquare Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 933815308
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM F. GRIECO Mgmt For For
JOEY A. JACOBS Mgmt For For
KYLE D. LATTNER Mgmt For For
REEVE B. WAUD Mgmt For For
2 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
INCENTIVE COMPENSATION PLAN.
3 ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
PRESENTED IN THE PROXY STATEMENT.
4 ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year Against
ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
AIR METHODS CORPORATION Agenda Number: 933707260
--------------------------------------------------------------------------------------------------------------------------
Security: 009128307
Meeting Type: Special
Meeting Date: 03-Dec-2012
Ticker: AIRM
ISIN: US0091283079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO (I) INCREASE
THE AUTHORIZED COMMON STOCK FROM
23,500,000, PAR VALUE $0.06 PER SHARE TO
70,500,000 SHARES, PAR VALUE $0.06 PER
SHARE (II) INCREASE THE AUTHORIZED
PREFERRED STOCK FROM 5,000,000 SHARES, PAR
VALUE $1.00 PER SHARE, TO 15,000,000
SHARES, PAR VALUE $1.00 PER SHARE.
2. TO APPROVE A SECOND AMENDED AND RESTATED Mgmt For For
2006 EQUITY COMPENSATION PLAN, WHICH
INCREASES THE NUMBER OF AUTHORIZED SHARES
AVAILABLE UNDER THE 2006 PLAN FROM
1,000,000 TO 1,800,000 (ON A PRE-SPLIT
BASIS) AND MAKES CERTAIN CONFORMING AND
TECHNICAL TAX CHANGES TO THE 2006 PLAN.
--------------------------------------------------------------------------------------------------------------------------
AIR METHODS CORPORATION Agenda Number: 933814685
--------------------------------------------------------------------------------------------------------------------------
Security: 009128307
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: AIRM
ISIN: US0091283079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BELSEY Mgmt For For
C. DAVID KIKUMOTO Mgmt For For
MG CARL H. MCNAIR, JR. Mgmt For For
2. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP. Agenda Number: 933766745
--------------------------------------------------------------------------------------------------------------------------
Security: 012348108
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: AIN
ISIN: US0123481089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. CASSIDY, JR. Mgmt For For
EDGAR G. HOTARD Mgmt For For
ERLAND E. KAILBOURNE Mgmt For For
JOSEPH G. MORONE Mgmt For For
KATHARINE L. PLOURDE Mgmt For For
JOHN R. SCANNELL Mgmt For For
CHRISTINE L. STANDISH Mgmt For For
JOHN C. STANDISH Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 933799693
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID E. COLLINS Mgmt For For
1.2 ELECTION OF DIRECTOR: JOSEPH LACOB Mgmt For For
1.3 ELECTION OF DIRECTOR: C. RAYMOND LARKIN, Mgmt For For
JR.
1.4 ELECTION OF DIRECTOR: GEORGE J. MORROW Mgmt For For
1.5 ELECTION OF DIRECTOR: DR. DAVID C. NAGEL Mgmt For For
1.6 ELECTION OF DIRECTOR: THOMAS M. PRESCOTT Mgmt For For
1.7 ELECTION OF DIRECTOR: GREG J. SANTORA Mgmt For For
1.8 ELECTION OF DIRECTOR: WARREN S. THALER Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS ALIGN
TECHNOLOGY, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVE AMENDED AND RESTATED 2005 INCENTIVE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY Agenda Number: 933819421
--------------------------------------------------------------------------------------------------------------------------
Security: 01748X102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: ALGT
ISIN: US01748X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MONTIE BREWER Mgmt For For
GARY ELLMER Mgmt For For
TIMOTHY P. FLYNN Mgmt For For
M.J. GALLAGHER, JR. Mgmt For For
LINDA A. MARVIN Mgmt For For
CHARLES W. POLLARD Mgmt For For
JOHN REDMOND Mgmt For For
2. RATIFICATION OF ERNST & YOUNG, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
ALLOT COMMUNICATIONS LTD. Agenda Number: 933776455
--------------------------------------------------------------------------------------------------------------------------
Security: M0854Q105
Meeting Type: Special
Meeting Date: 30-Apr-2013
Ticker: ALLT
ISIN: IL0010996549
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO INCREASE THE
NUMBER OF AUTHORIZED OUTSIDE DIRECTORS.
2. TO REELECT STEVEN D. LEVY AS AN OUTSIDE Mgmt For For
DIRECTOR OF THE COMPANY, TO SERVE FOR A
TERM OF THREE YEARS COMMENCING AT THE END
OF HIS CURRENT TERM OR UNTIL HIS OFFICE IS
VACATED IN ACCORDANCE WITH THE COMPANY'S
ARTICLES OF ASSOCIATION OR THE ISRAELI
COMPANIES LAW.
3. TO ELECT DOV BAHARAV AS AN OUTSIDE DIRECTOR Mgmt For For
OF THE COMPANY, TO SERVE FOR A TERM OF
THREE YEARS COMMENCING AS OF THE
EXTRAORDINARY MEETING OR UNTIL HIS OFFICE
IS VACATED IN ACCORDANCE WITH THE COMPANY'S
ARTICLES OF ASSOCIATION OR THE ISRAELI
COMPANIES LAW.
4. IF PROPOSAL 3 IS APPROVED, TO APPROVE THE Mgmt For For
COMPENSATION PAYABLE TO DOV BAHARAV.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO REVISE THE
PROCEDURE FOR RECONVENING ADJOURNED
SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HLDG CO Agenda Number: 933800395
--------------------------------------------------------------------------------------------------------------------------
Security: 025676206
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: AEL
ISIN: US0256762065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALEXANDER M. CLARK Mgmt For For
JOHN M. MATOVINA Mgmt For For
GERARD D. NEUGENT Mgmt For For
2. TO APPROVE THE 2013 DIRECTOR EQUITY AND Mgmt For For
INCENTIVE PLAN.
3. TO APPROVE THE SHORT-TERM PERFORMANCE Mgmt For For
INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
5. TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN PUBLIC EDUCATION, INC. Agenda Number: 933808199
--------------------------------------------------------------------------------------------------------------------------
Security: 02913V103
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: APEI
ISIN: US02913V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERIC C. ANDERSEN Mgmt For For
1B. ELECTION OF DIRECTOR: WALLACE E. BOSTON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: J. CHRISTOPHER Mgmt For For
EVERETT
1D. ELECTION OF DIRECTOR: BARBARA G. FAST Mgmt For For
1E. ELECTION OF DIRECTOR: JEAN C. HALLE Mgmt For For
1F. ELECTION OF DIRECTOR: TIMOTHY J. LANDON Mgmt For For
1G. ELECTION OF DIRECTOR: WESTLEY MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY T. WEGLICKI Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE COMPANY'S PROXY
STATEMENT FOR THE 2013 ANNUAL MEETING.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ANGIE'S LIST INC. Agenda Number: 933766909
--------------------------------------------------------------------------------------------------------------------------
Security: 034754101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: ANGI
ISIN: US0347541015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. BIDDINGER Mgmt For For
ANGELA HICKS BOWMAN Mgmt For For
STEVEN M. KAPNER Mgmt For For
KEITH J. KRACH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ANNIES, INC. Agenda Number: 933672621
--------------------------------------------------------------------------------------------------------------------------
Security: 03600T104
Meeting Type: Annual
Meeting Date: 10-Sep-2012
Ticker: BNNY
ISIN: US03600T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DAVID A. BEHNKE Mgmt For For
JULIE D. KLAPSTEIN Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
3 A NON-BINDING ADVISORY VOTE BY STOCKHOLDERS Mgmt For For
TO RATIFY THE COMPENSATION OF ANNIE'S NAMED
EXECUTIVE OFFICERS.
4 A NON-BINDING ADVISORY VOTE BY STOCKHOLDERS Mgmt 1 Year For
ON HOW FREQUENTLY STOCKHOLDERS WILL PROVIDE
A "SAY-ON-PAY" VOTE.
--------------------------------------------------------------------------------------------------------------------------
AVANIR PHARMACEUTICALS, INC. Agenda Number: 933721715
--------------------------------------------------------------------------------------------------------------------------
Security: 05348P401
Meeting Type: Annual
Meeting Date: 14-Feb-2013
Ticker: AVNR
ISIN: US05348P4019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. MAZZO Mgmt For For
CRAIG A. WHEELER Mgmt For For
SCOTT M. WHITCUP Mgmt For For
2. RATIFICATION OF KMJ CORBIN & COMPANY, LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013.
3. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BAZAARVOICE INC Agenda Number: 933682292
--------------------------------------------------------------------------------------------------------------------------
Security: 073271108
Meeting Type: Annual
Meeting Date: 09-Oct-2012
Ticker: BV
ISIN: US0732711082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
NEERAJ AGRAWAL Mgmt For For
CHRISTOPHER A. PACITTI Mgmt For For
2 TO RATIFY THE SELECTION OF THE Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING APRIL 30,
2013.
3 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
4 FREQUENCY OF ADVISORY VOTE TO APPROVE THE Mgmt 1 Year Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 933786773
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: BIO
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LOUIS DRAPEAU Mgmt For For
ALBERT J. HILLMAN Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS THE COMPANY'S
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
BONANZA CREEK ENERGY INC. Agenda Number: 933818796
--------------------------------------------------------------------------------------------------------------------------
Security: 097793103
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: BCEI
ISIN: US0977931031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES A. WATT Mgmt For For
GREGORY P. RAIH Mgmt For For
2. RATIFICATION OF THE SELECTION OF HEIN & Mgmt For For
ASSOCIATES LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 933696087
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CURRAN Mgmt For For
JOSEPH L. MULLEN Mgmt For For
JAMES W. ZILINSKI Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 933720232
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Special
Meeting Date: 17-Jan-2013
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE COMPANY'S AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK, PAR
VALUE $.001 PER SHARE, THAT THE COMPANY IS
AUTHORIZED TO ISSUE FROM 50,000,000 TO
100,000,000.
--------------------------------------------------------------------------------------------------------------------------
BROADSOFT, INC. Agenda Number: 933753659
--------------------------------------------------------------------------------------------------------------------------
Security: 11133B409
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: BSFT
ISIN: US11133B4095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. GAVIN, JR. Mgmt For For
CHARLES L. ILL, III Mgmt For For
MICHAEL TESSLER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC. Agenda Number: 933805256
--------------------------------------------------------------------------------------------------------------------------
Security: 112463104
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: BKD
ISIN: US1124631045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JACKIE M. CLEGG Mgmt For For
RANDAL A. NARDONE Mgmt For For
JAMES R. SEWARD Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE 2013 FISCAL
YEAR.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARDTRONICS, INC. Agenda Number: 933789008
--------------------------------------------------------------------------------------------------------------------------
Security: 14161H108
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CATM
ISIN: US14161H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. RATHGABER Mgmt For For
MARK ROSSI Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS CARDTRONICS INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC. Agenda Number: 933807349
--------------------------------------------------------------------------------------------------------------------------
Security: 15117B103
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CLDX
ISIN: US15117B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LARRY ELLBERGER Mgmt For For
ANTHONY S. MARUCCI Mgmt For For
HERBERT J. CONRAD Mgmt For For
GEORGE O. ELSTON Mgmt For For
HARRY H. PENNER, JR. Mgmt For For
TIMOTHY M. SHANNON Mgmt For For
KAREN L. SHOOS Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3 TO APPROVE AN AMENDMENT TO OUR 2004 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE SHARES RESERVED FOR ISSUANCE THEREUNDER
BY 137,500 TO 200,000.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THIS
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 933754930
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. DEVILLARS Mgmt For For
DANIEL J. MCCARTHY Mgmt For For
ANDREA ROBERTSON Mgmt For For
JAMES M. RUTLEDGE Mgmt For For
2. TO APPROVE AN ADVISORY VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2014 CEO ANNUAL Mgmt For For
INCENTIVE PLAN.
4. TO APPROVE AN AMENDMENT TO SECTIONS 8 AND Mgmt For For
10 (I) OF THE COMPANY'S 2010 STOCK
INCENTIVE PLAN.
5. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION Agenda Number: 933659457
--------------------------------------------------------------------------------------------------------------------------
Security: 199333105
Meeting Type: Annual
Meeting Date: 23-Jul-2012
Ticker: CMCO
ISIN: US1993331057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY T. TEVENS Mgmt For For
RICHARD H. FLEMING Mgmt For For
ERNEST R. VEREBELYI Mgmt For For
STEPHANIE K. KUSHNER Mgmt For For
STEPHEN RABINOWITZ Mgmt For For
LINDA A. GOODSPEED Mgmt For For
NICHOLAS T. PINCHUK Mgmt For For
LIAM G. MCCARTHY Mgmt For For
CHRISTIAN B. RAGOT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMMVAULT SYSTEMS INC. Agenda Number: 933667125
--------------------------------------------------------------------------------------------------------------------------
Security: 204166102
Meeting Type: Annual
Meeting Date: 22-Aug-2012
Ticker: CVLT
ISIN: US2041661024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
N. ROBERT HAMMER Mgmt For For
KEITH GEESLIN Mgmt For For
GARY B. SMITH Mgmt For For
2 APPROVE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING MARCH 31, 2013.
3 APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC. Agenda Number: 933773219
--------------------------------------------------------------------------------------------------------------------------
Security: 205306103
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CPSI
ISIN: US2053061030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS II DIRECTOR: J. BOYD Mgmt For For
DOUGLAS
1.2 ELECTION OF CLASS II DIRECTOR: CHARLES P. Mgmt For For
HUFFMAN
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 933803985
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. KLEIN Mgmt For For
ANDREW C. FLORANCE Mgmt For For
DAVID BONDERMAN Mgmt For For
MICHAEL J. GLOSSERMAN Mgmt For For
WARREN H. HABER Mgmt For For
JOHN W. HILL Mgmt For For
CHRISTOPHER J. NASSETTA Mgmt For For
DAVID J. STEINBERG Mgmt For For
2. TO APPROVE A PROPOSAL REMOVING THE VOTING Mgmt For For
STANDARD FROM THE COMPANY'S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION SO
THAT THE BOARD OF DIRECTORS MAY PROVIDE FOR
MAJORITY VOTING IN UNCONTESTED DIRECTOR
ELECTIONS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DEALERTRACK TECHNOLOGIES, INC. Agenda Number: 933809153
--------------------------------------------------------------------------------------------------------------------------
Security: 242309102
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TRAK
ISIN: US2423091022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANN B. LANE Mgmt For For
JOHN J. MCDONNELL, JR. Mgmt For For
BARRY ZWARENSTEIN Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DEALERTRACK'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3 TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION OF EACH EXECUTIVE OFFICER, AS
DISCLOSED IN THE PROXY STATEMENT PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SEC.
--------------------------------------------------------------------------------------------------------------------------
DIGITALGLOBE, INC. Agenda Number: 933703731
--------------------------------------------------------------------------------------------------------------------------
Security: 25389M877
Meeting Type: Special
Meeting Date: 03-Dec-2012
Ticker: DGI
ISIN: US25389M8771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For
DIGITALGLOBE, INC. COMMON STOCK, PAR VALUE
$0.001 PER SHARE, PURSUANT TO THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF JULY 22,
2012, AS AMENDED, AND AS MAY BE FURTHER
AMENDED, BY AND AMONG DIGITALGLOBE, INC.,
20/20 ACQUISITION SUB, INC., WORLDVIEW, LLC
AND GEOEYE, INC.
2. PROPOSAL TO APPROVE ANY MOTION TO ADJOURN Mgmt For For
THE DIGITALGLOBE SPECIAL MEETING OF
STOCKHOLDERS, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
DIGITALGLOBE, INC. Agenda Number: 933795900
--------------------------------------------------------------------------------------------------------------------------
Security: 25389M877
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: DGI
ISIN: US25389M8771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NICK S. CYPRUS Mgmt For For
JEFFREY R. TARR Mgmt For For
JAMES M. WHITEHURST Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP, INC. Agenda Number: 933783068
--------------------------------------------------------------------------------------------------------------------------
Security: 262037104
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: DRQ
ISIN: US2620371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ALEXANDER P. SHUKIS Mgmt For For
1.2 ELECTION OF DIRECTOR: TERENCE B. JUPP Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DUFF & PHELPS CORPORATION Agenda Number: 933757796
--------------------------------------------------------------------------------------------------------------------------
Security: 26433B107
Meeting Type: Special
Meeting Date: 22-Apr-2013
Ticker: DUF
ISIN: US26433B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED AS OF DECEMBER 30, 2012 AMONG DUFF &
PHELPS CORPORATION, DUFF & PHELPS
ACQUISITIONS, LLC, DAKOTA HOLDING
CORPORATION, DAKOTA ACQUISITIONS I, INC AND
DAKOTA ACQUISITIONS II, LLC.
2 TO CAST AN ADVISORY (NON-BINDING) VOTE TO Mgmt Against Against
APPROVE CERTAIN AGREEMENTS OR
UNDERSTANDINGS WITH, AND ITEMS OF
COMPENSATION PAYABLE TO CERTAIN DUFF &
PHELPS NAMED EXECUTIVE OFFICERS THAT ARE
BASED ON OR OTHERWISE RELATED TO THE
MERGER.
3 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
EBIX, INC. Agenda Number: 933696568
--------------------------------------------------------------------------------------------------------------------------
Security: 278715206
Meeting Type: Annual
Meeting Date: 13-Nov-2012
Ticker: EBIX
ISIN: US2787152063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HANS U. BENZ Mgmt For For
PAVAN BHALLA Mgmt For For
NEIL D. ECKERT Mgmt For For
ROLF HERTER Mgmt For For
HANS UELI KELLER Mgmt For For
ROBIN RAINA Mgmt For For
2. TO RATIFY THE APPOINTMENT OF CHERRY BEKAERT Mgmt For For
& HOLLAND, LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2012.
3. TO PROVIDE AN ADVISORY VOTE TO APPROVE THE Mgmt For For
2011 COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 933808175
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN W. BERSHAD Mgmt For For
DAVID A.B. BROWN Mgmt For For
LARRY J. BUMP Mgmt For For
ALBERT FRIED, JR. Mgmt For For
ANTHONY J. GUZZI Mgmt For For
RICHARD F. HAMM, JR. Mgmt For For
DAVID H. LAIDLEY Mgmt For For
FRANK T. MACINNIS Mgmt For For
JERRY E. RYAN Mgmt For For
MICHAEL T. YONKER Mgmt For For
2. APPROVAL BY NON-BINDING ADVISORY VOTE OF Mgmt For For
EXECUTIVE COMPENSATION.
3. TO REAPPROVE THE ADOPTION OF THE KEY Mgmt For For
EXECUTIVE INCENTIVE BONUS PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC. Agenda Number: 933751554
--------------------------------------------------------------------------------------------------------------------------
Security: 29355X107
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: NPO
ISIN: US29355X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN E. MACADAM Mgmt For For
THOMAS M. BOTTS Mgmt For For
PETER C. BROWNING Mgmt For For
B. BERNARD BURNS, JR. Mgmt For For
DIANE C. CREEL Mgmt For For
GORDON D. HARNETT Mgmt For For
DAVID L. HAUSER Mgmt For For
WILBUR J. PREZZANO, JR. Mgmt For For
KEES VAN DER GRAAF Mgmt For For
2 ON AN ADVISORY BASIS, TO APPROVE THE Mgmt For For
COMPENSATION TO OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC. Agenda Number: 933830588
--------------------------------------------------------------------------------------------------------------------------
Security: 302081104
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: EXLS
ISIN: US3020811044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROHIT KAPOOR Mgmt For For
ANNE E. MINTO Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY.
3. TO APPROVE THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 933810598
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
AARON JAGDFELD Mgmt For For
JOHN D. BOWLIN Mgmt For For
TIMOTHY WALSH Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENERAL COMMUNICATION, INC. Agenda Number: 933820626
--------------------------------------------------------------------------------------------------------------------------
Security: 369385109
Meeting Type: Annual
Meeting Date: 24-Jun-2013
Ticker: GNCMA
ISIN: US3693851095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
SCOTT M. FISHER Mgmt For For
WILLIAM P. GLASGOW Mgmt For For
JAMES M. SCHNEIDER Mgmt For For
2) RATIFICATION OF APPOINTMENT - TO RATIFY THE Mgmt For For
APPOINTMENT OF GRANT THORNTON LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 933782181
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. BOTT* Mgmt For For
OIVIND LORENTZEN III* Mgmt For For
PHILIP J. RINGO* Mgmt For For
MARK A. SCUDDER* Mgmt For For
GREGORY S. LEDFORD# Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GENOMIC HEALTH, INC. Agenda Number: 933804002
--------------------------------------------------------------------------------------------------------------------------
Security: 37244C101
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GHDX
ISIN: US37244C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KIMBERLY J. POPOVITS Mgmt For For
FELIX J. BAKER, PH.D. Mgmt For For
JULIAN C. BAKER Mgmt For For
FRED E. COHEN, M.D. Mgmt For For
SAMUEL D. COLELLA Mgmt For For
GINGER L. GRAHAM Mgmt For For
RANDALL S. LIVINGSTON Mgmt For For
WOODROW A. MYERS, JR. Mgmt For For
2 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 933676403
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 19-Sep-2012
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALEX W. HART Mgmt For For
WILLIAM I JACOBS Mgmt For For
ALAN M. SILBERSTEIN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE THE SECOND AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION.
4. TO RATIFY THE REAPPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 933802616
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID C. PAUL Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL T. LEMAITRE Mgmt For For
1C. ELECTION OF DIRECTOR: ANN D. RHOADS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE SAY-ON-PAY VOTE).
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON THE COMPANY'S EXECUTIVE
COMPENSATION (THE FREQUENCY VOTE).
--------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 933660258
--------------------------------------------------------------------------------------------------------------------------
Security: 405024100
Meeting Type: Annual
Meeting Date: 27-Jul-2012
Ticker: HAE
ISIN: US4050241003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO THE HAEMONETICS Mgmt For For
CORPORATION BY-LAWS TO ALLOW A MAXIMUM OF
12 MEMBERS OF THE BOARD OF DIRECTORS.
02 DIRECTOR
PAUL BLACK Mgmt For For
RONALD GELBMAN Mgmt For For
RICHARD MEELIA Mgmt For For
ELLEN ZANE Mgmt For For
03 TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S
EXECUTIVES.
04 TO RATIFY ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT
THE CONSOLIDATED FINANCIAL STATEMENTS OF
CORPORATION AND ITS SUBSIDIARIES FOR THE
FISCAL YEAR ENDING MARCH 2013.
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE SERVICES GROUP, INC. Agenda Number: 933803478
--------------------------------------------------------------------------------------------------------------------------
Security: 421906108
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: HCSG
ISIN: US4219061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL P. MCCARTNEY Mgmt For For
ROBERT L. FROME Mgmt For For
ROBERT J. MOSS Mgmt For For
JOHN M. BRIGGS Mgmt For For
DINO D. OTTAVIANO Mgmt For For
THEODORE WAHL Mgmt For For
MICHAEL E. MCBRYAN Mgmt For For
DIANE S. CASEY Mgmt For For
JOHN J. MCFADDEN Mgmt For For
2. TO APPROVE AND RATIFY THE SELECTION OF Mgmt For For
GRANT THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS CURRENT FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING MAJORITY ELECTION OF DIRECTORS,
IF PROPERLY PRESENTED.
5. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING AN INDEPENDENT CHAIRMAN OF THE
BOARD, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
HEARTLAND PAYMENT SYSTEMS, INC. Agenda Number: 933796267
--------------------------------------------------------------------------------------------------------------------------
Security: 42235N108
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: HPY
ISIN: US42235N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT O. CARR Mgmt For For
MAUREEN BREAKIRON-EVANS Mgmt For For
MITCHELL L. HOLLIN Mgmt For For
ROBERT H. NIEHAUS Mgmt For For
MARC J. OSTRO, PH.D. Mgmt For For
JONATHAN J. PALMER Mgmt For For
RICHARD W. VAGUE Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTS, INC. Agenda Number: 933811603
--------------------------------------------------------------------------------------------------------------------------
Security: 428567101
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: HIBB
ISIN: US4285671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL KIRKLAND Mgmt For For
MICHAEL J. NEWSOME Mgmt For For
THOMAS A. SAUNDERS III Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. SAY ON PAY - APPROVAL BY NON-BINDING Mgmt For For
ADVISORY VOTE OF OUR EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HITTITE MICROWAVE CORP Agenda Number: 933791813
--------------------------------------------------------------------------------------------------------------------------
Security: 43365Y104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HITT
ISIN: US43365Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERNEST L. GODSHALK Mgmt For For
RICK D. HESS Mgmt For For
ADRIENNE M. MARKHAM Mgmt For For
BRIAN P. MCALOON Mgmt For For
COSMO S. TRAPANI Mgmt For For
FRANKLIN WEIGOLD Mgmt For For
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
HORNBECK OFFSHORE SERVICES, INC. Agenda Number: 933808290
--------------------------------------------------------------------------------------------------------------------------
Security: 440543106
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: HOS
ISIN: US4405431069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRUCE W. HUNT Mgmt For For
KEVIN O. MEYERS Mgmt For For
BERNIE W. STEWART Mgmt For For
2 TO APPROVE THE AMENDMENT OF THE SECOND Mgmt For For
AMENDED AND RESTATED HORNBECK OFFSHORE
SERVICES, INC. INCENTIVE COMPENSATION PLAN
TO EXPAND THE LIST OF APPROVED PERFORMANCE
MEASURES.
3 TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS AND AUDITORS
FOR THE FISCAL YEAR 2013.
4 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS SET FORTH IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 933808579
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD U. DE SCHUTTER Mgmt For For
BARRY M. ARIKO Mgmt For For
JULIAN C. BAKER Mgmt For For
PAUL A. BROOKE Mgmt For For
WENDY L. DIXON Mgmt For For
PAUL A. FRIEDMAN Mgmt For For
ROY A. WHITFIELD Mgmt For For
2. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2010 STOCK INCENTIVE PLAN.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
INFOBLOX INC. Agenda Number: 933704517
--------------------------------------------------------------------------------------------------------------------------
Security: 45672H104
Meeting Type: Annual
Meeting Date: 19-Dec-2012
Ticker: BLOX
ISIN: US45672H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAURA C. CONIGLIARO Mgmt For For
FRED M. GERSON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION Agenda Number: 933780618
--------------------------------------------------------------------------------------------------------------------------
Security: 45666Q102
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: INFA
ISIN: US45666Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK GARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: GERALD HELD Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES J. ROBEL Mgmt For For
2. TO APPROVE AMENDMENTS TO INFORMATICA'S 2009 Mgmt For For
EQUITY INCENTIVE PLAN TO (I) INCREASE THE
NUMBER OF SHARES OF INFORMATICA'S COMMON
STOCK RESERVED FOR ISSUANCE THEREUNDER BY
4,000,000 SHARES AND (II) PROVIDE FOR
SEPARATE, LOWER LIMITS ON THE NUMBER OF
EQUITY AWARDS THAT A NON-EMPLOYEE DIRECTOR
MAY RECEIVE IN A FISCAL YEAR
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INFORMATICA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013
4. TO APPROVE INFORMATICA'S EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTER PARFUMS, INC. Agenda Number: 933661907
--------------------------------------------------------------------------------------------------------------------------
Security: 458334109
Meeting Type: Annual
Meeting Date: 24-Jul-2012
Ticker: IPAR
ISIN: US4583341098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEAN MADAR Mgmt For For
PHILIPPE BENACIN Mgmt For For
RUSSELL GREENBERG Mgmt For For
PHILIPPE SANTI Mgmt For For
FRANCOIS HEILBRONN Mgmt For For
JEAN LEVY Mgmt For For
R. BENSOUSSAN-TORRES Mgmt For For
SERGE ROSINOER Mgmt For For
PATRICK CHOEL Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
IPC THE HOSPITALIST COMPANY, INC Agenda Number: 933804014
--------------------------------------------------------------------------------------------------------------------------
Security: 44984A105
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: IPCM
ISIN: US44984A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRANCESCO FEDERICO, MD Mgmt For For
C. THOMAS SMITH Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
3 SAY ON PAY - A NON-BINDING ADVISORY VOTE ON Mgmt For For
THE APPROVAL OF EXECUTIVE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
J2 GLOBAL INC Agenda Number: 933782092
--------------------------------------------------------------------------------------------------------------------------
Security: 48123V102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: JCOM
ISIN: US48123V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DOUGLAS Y. BECH Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT J. CRESCI Mgmt For For
1.3 ELECTION OF DIRECTOR: W. BRIAN KRETZMER Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD S. RESSLER Mgmt For For
1.5 ELECTION OF DIRECTOR: STEPHEN ROSS Mgmt For For
1.6 ELECTION OF DIRECTOR: MICHAEL P. SCHULHOF Mgmt For For
2. TO RATIFY THE APPOINTMENT OF SINGERLEWAK Mgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT
AUDITORS FOR FISCAL 2013.
3. TO APPROVE, IN AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING OR ANY
POSTPONEMENTS OR ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 933695186
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. HALL Mgmt For For
M. FLANIGAN Mgmt For For
W. BROWN Mgmt For For
M. SHEPARD Mgmt For For
J. PRIM Mgmt For For
T. WILSON Mgmt For For
J. FIEGEL Mgmt For For
T. WIMSETT Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. TO APPROVE THE COMPANY'S 2012 ANNUAL Mgmt For For
INCENTIVE PLAN.
4. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
KENNAMETAL INC. Agenda Number: 933687785
--------------------------------------------------------------------------------------------------------------------------
Security: 489170100
Meeting Type: Annual
Meeting Date: 23-Oct-2012
Ticker: KMT
ISIN: US4891701009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
RONALD M. DEFEO Mgmt For For
WILLIAM R. NEWLIN Mgmt For For
L.W. STRANGHOENER Mgmt For For
II RATIFICATION OF THE SELECTION OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2013.
III ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC. Agenda Number: 933824446
--------------------------------------------------------------------------------------------------------------------------
Security: 489398107
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: KW
ISIN: US4893981070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CATHY HENDRICKSON Mgmt For For
STANLEY R. ZAX Mgmt For For
2. KPMG LLP AS THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
KEY ENERGY SERVICES, INC. Agenda Number: 933777368
--------------------------------------------------------------------------------------------------------------------------
Security: 492914106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: KEG
ISIN: US4929141061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LYNN R. COLEMAN Mgmt For For
1.2 ELECTION OF DIRECTOR: KEVIN P. COLLINS Mgmt For For
1.3 ELECTION OF DIRECTOR: W. PHILLIP MARCUM Mgmt For For
1.4 ELECTION OF DIRECTOR: WILLIAM F. OWENS Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
GRANT THORNTON LLP, AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE
COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN HEALTH SERVICES, INC. Agenda Number: 933782535
--------------------------------------------------------------------------------------------------------------------------
Security: 559079207
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: MGLN
ISIN: US5590792074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL P. RESSNER Mgmt For For
MICHAEL S. DIAMENT Mgmt For For
BARRY M. SMITH Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 933803175
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD M. MCVEY Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN L. BEGLEITER Mgmt For For
1.3 ELECTION OF DIRECTOR: STEPHEN P. CASPER Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID G. GOMACH Mgmt For For
1.5 ELECTION OF DIRECTOR: CARLOS M. HERNANDEZ Mgmt For For
1.6 ELECTION OF DIRECTOR: RONALD M. HERSCH Mgmt For For
1.7 ELECTION OF DIRECTOR: JOHN STEINHARDT Mgmt For For
1.8 ELECTION OF DIRECTOR: JAMES J. SULLIVAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE 2013
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY Agenda Number: 933803771
--------------------------------------------------------------------------------------------------------------------------
Security: 576485205
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: MTDR
ISIN: US5764852050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY E. MITCHELL Mgmt For For
STEVEN W. OHNIMUS Mgmt For For
CARLOS M. SEPULVEDA, JR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MATTRESS FIRM HOLDING CORP. Agenda Number: 933796560
--------------------------------------------------------------------------------------------------------------------------
Security: 57722W106
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: MFRM
ISIN: US57722W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES R. EITEL Mgmt For For
DAVID A. FIORENTINO Mgmt For For
FREDERICK C. TINSEY III Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 933726866
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PAUL R. LEDERER Mgmt For For
1.2 ELECTION OF DIRECTOR: PETER B. POND Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES R. THOMPSON, Mgmt For For
JR.
2. APPROVAL OF AMENDMENT TO CHARTER INCREASING Mgmt For For
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR OUR 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
MCGRATH RENTCORP Agenda Number: 933818710
--------------------------------------------------------------------------------------------------------------------------
Security: 580589109
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: MGRC
ISIN: US5805891091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. DAWSON Mgmt For For
ROBERT C. HOOD Mgmt For For
DENNIS C. KAKURES Mgmt For For
ROBERT P. MCGRATH Mgmt For For
M. RICHARD SMITH Mgmt For For
DENNIS P. STRADFORD Mgmt For For
RONALD H. ZECH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2013.
3. TO HOLD A NON-BINDING, ADVISORY VOTE TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MONOTYPE IMAGING HOLDINGS INC. Agenda Number: 933790152
--------------------------------------------------------------------------------------------------------------------------
Security: 61022P100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: TYPE
ISIN: US61022P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT M. GIVENS Mgmt For For
ROGER J. HEINEN, JR. Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. Agenda Number: 933668280
--------------------------------------------------------------------------------------------------------------------------
Security: 610236101
Meeting Type: Annual
Meeting Date: 07-Aug-2012
Ticker: MNRO
ISIN: US6102361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. BERENSON Mgmt For For
DONALD GLICKMAN Mgmt For For
JAMES R. WILEN Mgmt For For
ELIZABETH A. WOLSZON Mgmt For For
JOHN W. VAN HEEL Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 45,000,000 TO 65,000,000.
3. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
MONTPELIER RE HOLDINGS LTD Agenda Number: 933767432
--------------------------------------------------------------------------------------------------------------------------
Security: G62185106
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: MRH
ISIN: BMG621851069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS B DIRECTOR FOR TERM Mgmt For For
ENDING IN 2016: HEINRICH BURGI
1.2 ELECTION OF CLASS B DIRECTOR FOR TERM Mgmt For For
ENDING IN 2016: MORGAN W. DAVIS
1.3 ELECTION OF CLASS B DIRECTOR FOR TERM Mgmt For For
ENDING IN 2016: JOHN F. SHETTLE, JR.
1.4 ELECTION OF CLASS B DIRECTOR FOR TERM Mgmt For For
ENDING IN 2016: SUSAN J. SUTHERLAND
2.1 ELECTION OF DIRECTOR OF MONTPELIER Mgmt For For
REINSURANCE LTD: THOMAS G.S. BUSHER
2.2 ELECTION OF DIRECTOR OF MONTPELIER Mgmt For For
REINSURANCE LTD: CHRISTOPHER L. HARRIS
2.3 ELECTION OF DIRECTOR OF MONTPELIER Mgmt For For
REINSURANCE LTD: CHRISTOPHER T. SCHAPER
3. TO APPOINT PRICEWATERHOUSECOOPERS, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE COMPANY'S INDEPENDENT AUDITOR
FOR 2013 AND TO AUTHORIZE THE BOARD, ACTING
BY THE COMPANY'S AUDIT COMMITTEE, TO SET
THEIR REMUNERATION.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL AMERICAN UNIVERSITY HOLDINGS Agenda Number: 933693827
--------------------------------------------------------------------------------------------------------------------------
Security: 63245Q105
Meeting Type: Annual
Meeting Date: 30-Oct-2012
Ticker: NAUH
ISIN: US63245Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. BUCKINGHAM Mgmt For For
DR. JERRY L. GALLENTINE Mgmt For For
DR. THERESE KREIG CRANE Mgmt For For
DR. THOMAS D. SABAN Mgmt For For
DAVID L. WARNOCK Mgmt For For
JEFFREY B. BERZINA Mgmt For For
RICHARD L. HALBERT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MAY 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
NIC INC. Agenda Number: 933764878
--------------------------------------------------------------------------------------------------------------------------
Security: 62914B100
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: EGOV
ISIN: US62914B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARRY H. HERINGTON Mgmt For For
ART N. BURTSCHER Mgmt For For
DANIEL J. EVANS Mgmt For For
KAREN S. EVANS Mgmt For For
ROSS C. HARTLEY Mgmt For For
C. BRAD HENRY Mgmt For For
ALEXANDER C. KEMPER Mgmt For For
WILLIAM M. LYONS Mgmt For For
PETE WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THESE MATERIALS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 933749167
--------------------------------------------------------------------------------------------------------------------------
Security: 674215108
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: OAS
ISIN: US6742151086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL MCSHANE Mgmt For For
THOMAS B. NUSZ Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DESCRIBED IN THE "EXECUTIVE COMPENSATION
AND OTHER INFORMATION -- COMPENSATION
DISCUSSION AND ANALYSIS" (CD&A) SECTION OF
THE ACCOMPANYING PROXY STATEMENT, AS
DISCLOSED PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF SECURITIES AND EXCHANGE
COMMISSION ("SEC"), INCLUDING THE
COMPENSATION TABLES.
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 933808276
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EARL E. CONGDON Mgmt For For
DAVID S. CONGDON Mgmt For For
JOHN R. CONGDON Mgmt For For
J. PAUL BREITBACH Mgmt For For
JOHN R. CONGDON, JR. Mgmt For For
ROBERT G. CULP, III Mgmt For For
JOHN D. KASARDA Mgmt For For
LEO H. SUGGS Mgmt For For
D. MICHAEL WRAY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. REAPPROVAL OF MATERIAL TERMS OF THE OLD Mgmt For For
DOMINION FREIGHT LINE, INC. PERFORMANCE
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ON ASSIGNMENT, INC. Agenda Number: 933803531
--------------------------------------------------------------------------------------------------------------------------
Security: 682159108
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: ASGN
ISIN: US6821591087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM E. BROCK Mgmt For For
EDWIN A. SHERIDAN, IV Mgmt For For
BRIAN J. CALLAGHAN Mgmt For For
2. APPROVAL OF THE FIRST AMENDMENT TO THE ON Mgmt For For
ASSIGNMENT 2010 INCENTIVE AWARD PLAN.
3. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ORBITAL SCIENCES CORPORATION Agenda Number: 933742896
--------------------------------------------------------------------------------------------------------------------------
Security: 685564106
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: ORB
ISIN: US6855641063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1B. ELECTION OF DIRECTOR: LENNARD A. FISK Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD T. KADISH Mgmt For For
1D. ELECTION OF DIRECTOR: GARRETT E. PIERCE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE COMPANY'S
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 933830564
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309
Meeting Type: Annual
Meeting Date: 19-Jun-2013
Ticker: OXM
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: THOMAS C. GALLAGHER Mgmt For For
1.2 ELECTION OF DIRECTOR: GEORGE C. GUYNN Mgmt For For
1.3 ELECTION OF DIRECTOR: HELEN B. WEEKS Mgmt For For
1.4 ELECTION OF DIRECTOR: E. JENNER WOOD III Mgmt For For
2. PROPOSAL TO APPROVE THE OXFORD INDUSTRIES, Mgmt For For
INC. EXECUTIVE PERFORMANCE INCENTIVE PLAN,
AS AMENDED AND RESTATED.
3. PROPOSAL TO APPROVE THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2013.
4. PROPOSAL TO APPROVE ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS A RESOLUTION APPROVING
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
POLYONE CORPORATION Agenda Number: 933764791
--------------------------------------------------------------------------------------------------------------------------
Security: 73179P106
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: POL
ISIN: US73179P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANDRA BEACH LIN Mgmt For For
DR. CAROL A. CARTWRIGHT Mgmt For For
RICHARD H. FEARON Mgmt For For
GREGORY J. GOFF Mgmt For For
GORDON D. HARNETT Mgmt For For
RICHARD A. LORRAINE Mgmt For For
STEPHEN D. NEWLIN Mgmt For For
WILLIAM H. POWELL Mgmt For For
FARAH M. WALTERS Mgmt For For
WILLIAM A. WULFSOHN Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt For For
ON NAMED EXECUTIVE OFFICER COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCIATES, INC. Agenda Number: 933791902
--------------------------------------------------------------------------------------------------------------------------
Security: 73640Q105
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: PRAA
ISIN: US73640Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN H. FAIN Mgmt For For
DAVID N. ROBERTS Mgmt For For
2. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
4. APPROVAL OF THE 2013 OMNIBUS INCENTIVE Mgmt For For
PLAN.
5. APPROVAL OF THE 2013 ANNUAL NON-EQUITY Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PROS HOLDINGS INC. Agenda Number: 933806133
--------------------------------------------------------------------------------------------------------------------------
Security: 74346Y103
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: PRO
ISIN: US74346Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDRES D. REINER Mgmt For For
RONALD F. WOESTEMEYER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PROS HOLDINGS, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE EXECUTIVE COMPENSATION AS DISCLOSED IN
THE PROXY STATEMENT.
4. TO APPROVE ADOPTION OF THE 2013 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, WHICH PROVIDES THE
ISSUANCE OF UP TO 500,000 SHARES OF COMMON
STOCK OF THE COMPANY, PAR VALUE $0.001 TO
EMPLOYEES OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC. Agenda Number: 933765375
--------------------------------------------------------------------------------------------------------------------------
Security: 74733T105
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: QLIK
ISIN: US74733T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN GAVIN, JR. Mgmt For For
ALEXANDER OTT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 933672998
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 14-Sep-2012
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MITCHELL I. QUAIN* Mgmt For For
ALAN B. LEVINE# Mgmt For For
RICHARD R. CROWELL# Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3 TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
REALPAGE, INC. Agenda Number: 933804115
--------------------------------------------------------------------------------------------------------------------------
Security: 75606N109
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: RP
ISIN: US75606N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN T. WINN Mgmt For For
JASON A. WRIGHT Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
RESOURCES CONNECTION, INC. Agenda Number: 933686593
--------------------------------------------------------------------------------------------------------------------------
Security: 76122Q105
Meeting Type: Annual
Meeting Date: 18-Oct-2012
Ticker: RECN
ISIN: US76122Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN CRAWFORD Mgmt For For
DONALD MURRAY Mgmt For For
A. ROBERT PISANO Mgmt For For
MICHAEL WARGOTZ Mgmt For For
2. RATIFICATION OF THE ENGAGEMENT OF MCGLADREY Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC. Agenda Number: 933807084
--------------------------------------------------------------------------------------------------------------------------
Security: 78648T100
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: SAFT
ISIN: US78648T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERIC H. LINDEBERG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANCHEZ ENERGY CORP. Agenda Number: 933807539
--------------------------------------------------------------------------------------------------------------------------
Security: 79970Y105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: SN
ISIN: US79970Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GILBERT A. GARCIA Mgmt For For
2. PROPOSAL TO AMEND THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ADD A DIRECTOR EXCULPATION PROVISION
3. PROPOSAL TO RATIFY THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
SEMTECH CORPORATION Agenda Number: 933819344
--------------------------------------------------------------------------------------------------------------------------
Security: 816850101
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: SMTC
ISIN: US8168501018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLEN M. ANTLE Mgmt For For
W. DEAN BAKER Mgmt For For
JAMES P. BURRA Mgmt For For
BRUCE C. EDWARDS Mgmt For For
ROCKELL N. HANKIN Mgmt For For
JAMES T. LINDSTROM Mgmt For For
MOHAN R. MAHESWARAN Mgmt For For
JOHN L. PIOTROWSKI Mgmt For For
CARMELO J. SANTORO Mgmt For For
SYLVIA SUMMERS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
FISCAL YEAR.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. PROPOSAL TO APPROVE THE SEMTECH CORPORATION Mgmt For For
2013 LONG-TERM EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW,INC. Agenda Number: 933803682
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL V. BARBER Mgmt For For
RONALD E.F. CODD Mgmt For For
FRANK SLOOTMAN Mgmt For For
2. RE-APPROVAL OF 2012 EQUITY INCENTIVE PLAN Mgmt Against Against
FOR PURPOSES OF COMPLYING WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
2013.
--------------------------------------------------------------------------------------------------------------------------
SHUTTERSTOCK, INC. Agenda Number: 933812542
--------------------------------------------------------------------------------------------------------------------------
Security: 825690100
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: SSTK
ISIN: US8256901005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JONATHAN ORINGER Mgmt For For
JEFFREY LIEBERMAN Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SIRONA DENTAL SYSTEMS, INC. Agenda Number: 933728531
--------------------------------------------------------------------------------------------------------------------------
Security: 82966C103
Meeting Type: Annual
Meeting Date: 20-Feb-2013
Ticker: SIRO
ISIN: US82966C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIMONE BLANK Mgmt For For
TIMOTHY P. SULLIVAN Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG AG, Mgmt For For
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT,
GERMANY ("KPMG") AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2013
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT THE BOARD OF
DIRECTORS RECOMMENDS A VOTE
AGAINST PROPOSAL 4
4. TO APPROVE, ON AN ADVISORY BASIS, A Shr Against For
SHAREHOLDER PROPOSAL TO DECLASSIFY THE
BOARD OF DIRECTORS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SOLERA HOLDINGS, INC. Agenda Number: 933696126
--------------------------------------------------------------------------------------------------------------------------
Security: 83421A104
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: SLH
ISIN: US83421A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TONY AQUILA Mgmt For For
ARTHUR F. KINGSBURY Mgmt For For
KENNETH A. VIELLIEU Mgmt For For
THOMAS C. WAJNERT Mgmt For For
STUART J. YARBROUGH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SOLERA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE, ON Mgmt For For
THE COMPENSATION OF SOLERA'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SOTHEBY'S Agenda Number: 933761404
--------------------------------------------------------------------------------------------------------------------------
Security: 835898107
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BID
ISIN: US8358981079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN M. ANGELO Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN B. DODGE Mgmt For For
1C. ELECTION OF DIRECTOR: THE DUKE OF Mgmt For For
DEVONSHIRE
1D. ELECTION OF DIRECTOR: DANIEL MEYER Mgmt For For
1E. ELECTION OF DIRECTOR: ALLEN QUESTROM Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM F. RUPRECHT Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHA E. SIMMS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL I. SOVERN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1J. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS M. WEIBLING Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCH LLP AS INDEPENDENT AUDITORS FOR
2013.
3. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
SOTHEBY'S RESTRICTED STOCK UNIT PLAN.
4. APPROVE, BY ADVISORY VOTE (NON-BINDING), Mgmt For For
2012 COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AIRLINES INC. Agenda Number: 933807628
--------------------------------------------------------------------------------------------------------------------------
Security: 848577102
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: SAVE
ISIN: US8485771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. BEN BALDANZA Mgmt For For
CARLTON D. DONAWAY Mgmt For For
DAVID G. ELKINS Mgmt For For
HORACIO SCAPPARONE Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS YEAR ENDING DECEMBER 31,
2013.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO EXECUTIVE
COMPENSATION DISCLOSURE RULES UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 933807440
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID M. HORNIK Mgmt For For
THOMAS M. NEUSTAETTER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING JANUARY 31,
2014.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS FOR THE FISCAL YEAR ENDED JANUARY
31, 2013, AS DESCRIBED IN THE PROXY
STATEMENT.
4. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY
VOTES TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 933802375
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: SSNC
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALLAN M. HOLT Mgmt For For
WILLIAM C. STONE Mgmt For For
2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
STANDARD PARKING CORPORATION Agenda Number: 933676629
--------------------------------------------------------------------------------------------------------------------------
Security: 853790103
Meeting Type: Special
Meeting Date: 11-Sep-2012
Ticker: STAN
ISIN: US8537901030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF UP TO 6,161,334 Mgmt For For
SHARES OF COMMON STOCK OF STANDARD PARKING
CORPORATION IN CONNECTION WITH THE PROPOSED
ACQUISITION OF KCPC HOLDINGS, INC., THE
ULTIMATE PARENT OF CENTRAL PARKING
CORPORATION, BY MEANS OF A MERGER OF A NEW
WHOLLY-OWNED SUBSIDIARY OF STANDARD PARKING
WITH AND INTO KCPC HOLDINGS, INC.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, FOR THE
SOLICITATION OF ADDITIONAL PROXIES IN THE
EVENT THAT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
CONSTITUTE A QUORUM OR APPROVE THE ISSUANCE
OF SHARES OF THE COMMON STOCK OF STANDARD
PARKING CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
STANDARD PARKING CORPORATION Agenda Number: 933766822
--------------------------------------------------------------------------------------------------------------------------
Security: 853790103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: STAN
ISIN: US8537901030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES L. BIGGS Mgmt For For
KAREN M. GARRISON Mgmt For For
PAUL HALPERN Mgmt For For
ROBERT S. ROATH Mgmt For For
MICHAEL J. ROBERT Mgmt For For
JONATHAN P. WARD Mgmt For For
MYRON C. WARSHAUER Mgmt For For
JAMES A. WILHELM Mgmt For For
GORDON H. WOODWARD Mgmt For For
2. TO AMEND THE STANDARD PARKING CORPORATION Mgmt Against Against
LONG-TERM INCENTIVE PLAN AND TO APPROVE THE
MATERIAL TERMS OF THE PERFORMANCE GOALS
UNDER THE PLAN.
3. THE APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE STANDARD
PARKING CORPORATION MANAGEMENT INCENTIVE
PROGRAM.
4. TO CONSIDER AN ADVISORY VOTE ON Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO APPOINT ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
SWIFT ENERGY COMPANY Agenda Number: 933775100
--------------------------------------------------------------------------------------------------------------------------
Security: 870738101
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: SFY
ISIN: US8707381013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GREG MATIUK Mgmt For For
BRUCE H. VINCENT Mgmt For For
2 TO APPROVE THE SECOND AMENDED AND RESTATED Mgmt For For
SWIFT ENERGY COMPANY 2005 STOCK
COMPENSATION PLAN, INCLUDING (I) THE
INCREASE IN THE NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED AND (II) CHANGES
TO THE PERFORMANCE MEASURES UNDER THE
AMENDED 2005 PLAN AS CONTEMPLATED BY
INTERNAL REVENUE CODE SECTION 162(M).
3 TO CONDUCT A NON-BINDING ADVISORY VOTE TO Mgmt For For
APPROVE THE COMPENSATION OF SWIFT ENERGY'S
NAMED EXECUTIVE OFFICERS AS PRESENTED IN
THE PROXY STATEMENT.
4 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS SWIFT ENERGY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2013.
--------------------------------------------------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC. Agenda Number: 933777192
--------------------------------------------------------------------------------------------------------------------------
Security: 87817A107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TMH
ISIN: US87817A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. LYNN MASSINGALE, MD Mgmt For For
NEIL P. SIMPKINS Mgmt For For
EARL P. HOLLAND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2013.
3. APPROVAL OF TEAM HEALTH HOLDINGS, INC. Mgmt For For
AMENDED AND RESTATED 2009 STOCK INCENTIVE
PLAN.
4. APPROVAL OF TEAM HEALTH HOLDINGS, INC. Mgmt For For
AMENDED AND RESTATED ANNUAL MANAGEMENT
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY Agenda Number: 933671984
--------------------------------------------------------------------------------------------------------------------------
Security: 00762W107
Meeting Type: Annual
Meeting Date: 11-Sep-2012
Ticker: ABCO
ISIN: US00762W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANJU K. BANSAL Mgmt For For
PETER J. GRUA Mgmt For For
KELT KINDICK Mgmt For For
ROBERT W. MUSSLEWHITE Mgmt For For
MARK R. NEAMAN Mgmt For For
LEON D. SHAPIRO Mgmt For For
FRANK J. WILLIAMS Mgmt For For
LEANNE M. ZUMWALT Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2013.
3. APPROVAL OF AN AMENDMENT TO THE ADVISORY Mgmt For For
BOARD COMPANY'S CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
4. APPROVAL, BY AN ADVISORY VOTE, OF THE Mgmt For For
ADVISORY BOARD COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC. Agenda Number: 933789399
--------------------------------------------------------------------------------------------------------------------------
Security: 100557107
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: SAM
ISIN: US1005571070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. BURWICK Mgmt For For
PEARSON C. CUMMIN, III Mgmt For For
JEAN-MICHEL VALETTE Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
OUR EXECUTIVE OFFICERS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE CHEFS' WAREHOUSE, INC. Agenda Number: 933770655
--------------------------------------------------------------------------------------------------------------------------
Security: 163086101
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: CHEF
ISIN: US1630861011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOMINICK CERBONE Mgmt For For
JOHN A. COURI Mgmt For For
JOSEPH CUGINE Mgmt For For
ALAN GUARINO Mgmt For For
STEPHEN HANSON Mgmt For For
CHRISTOPHER PAPPAS Mgmt For For
JOHN PAPPAS Mgmt For For
2. TO RATIFY THE SELECTION OF BDO USA LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 27, 2013.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE CORPORATE EXECUTIVE BOARD COMPANY Agenda Number: 933814483
--------------------------------------------------------------------------------------------------------------------------
Security: 21988R102
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: CEB
ISIN: US21988R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. MONAHAN III Mgmt For For
GREGOR S. BAILAR Mgmt For For
STEPHEN M. CARTER Mgmt For For
GORDON J. COBURN Mgmt For For
L. KEVIN COX Mgmt For For
NANCY J. KARCH Mgmt For For
DANIEL O. LEEMON Mgmt For For
JEFFREY R. TARR Mgmt For For
2. RATIFICATION OF THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER
31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC. Agenda Number: 933777508
--------------------------------------------------------------------------------------------------------------------------
Security: 90385D107
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: ULTI
ISIN: US90385D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT SCHERR Mgmt For For
1B. ELECTION OF DIRECTOR: ALOIS T. LEITER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - TO APPROVE, BY NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC. Agenda Number: 933700862
--------------------------------------------------------------------------------------------------------------------------
Security: 911163103
Meeting Type: Annual
Meeting Date: 12-Dec-2012
Ticker: UNFI
ISIN: US9111631035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER ROY Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD J. SCHNIEDERS Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 3, 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE UNITED NATURAL FOODS, INC. Mgmt For For
2012 EQUITY INCENTIVE PLAN.
5. THE STOCKHOLDER PROPOSAL IF PROPERLY Shr Against For
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 933819382
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 26-Jun-2013
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER CAUSEY Mgmt For For
RICHARD GILTNER Mgmt For For
R. PAUL GRAY Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS UNITED THERAPEUTICS
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
UTI WORLDWIDE INC. Agenda Number: 933824294
--------------------------------------------------------------------------------------------------------------------------
Security: G87210103
Meeting Type: Annual
Meeting Date: 10-Jun-2013
Ticker: UTIW
ISIN: VGG872101032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. JOHN LANGLEY, JR. Mgmt For For
ALLAN M. ROSENZWEIG Mgmt For For
DONALD W. SLAGER Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
VERA BRADLEY INC Agenda Number: 933784666
--------------------------------------------------------------------------------------------------------------------------
Security: 92335C106
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: VRA
ISIN: US92335C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. BRADLEY BAEKGAARD Mgmt For For
RICHARD BAUM Mgmt For For
PATRICIA R. MILLER Mgmt For For
FRANCES P. PHILIP Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
VITAMIN SHOPPE, INC. Agenda Number: 933799821
--------------------------------------------------------------------------------------------------------------------------
Security: 92849E101
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: VSI
ISIN: US92849E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B. MICHAEL BECKER Mgmt For For
1B. ELECTION OF DIRECTOR: CATHERINE BUGGELN Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH M. DERBY Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. EDMONDSON Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID H. EDWAB Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD L. MARKEE Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD L. PERKAL Mgmt For For
1H. ELECTION OF DIRECTOR: BETH M. PRITCHARD Mgmt For For
1I. ELECTION OF DIRECTOR: KATHERINE SAVITT Mgmt For For
1J. ELECTION OF DIRECTOR: ANTHONY N. TRUESDALE Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
VOCERA COMMUNICATIONS, INC. Agenda Number: 933792182
--------------------------------------------------------------------------------------------------------------------------
Security: 92857F107
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: VCRA
ISIN: US92857F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY H. HILLEBRAND Mgmt For For
HANY M. NADA Mgmt For For
BRENT D. LANG Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
VOLCANO CORPORATION Agenda Number: 933794150
--------------------------------------------------------------------------------------------------------------------------
Security: 928645100
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: VOLC
ISIN: US9286451003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KIERAN T. GALLAHUE Mgmt For For
ALEXIS V. LUKIANOV Mgmt For For
ERIC J. TOPOL, M.D. Mgmt For For
2. TO RATIFY, ON AN ADVISORY (NONBINDING) Mgmt For For
BASIS, THE APPOINTMENT OF SIDDHARTHA KADIA,
PH.D. TO OUR BOARD OF DIRECTORS TO FILL A
VACANCY IN CLASS II, TO HOLD OFFICE UNTIL
2014 ANNUAL MEETING.
3. TO APPROVE OUR AMENDED AND RESTATED 2005 Mgmt For For
EQUITY COMPENSATION PLAN, AS SET FORTH IN
THE ACCOMPANYING PROXY STATEMENT.
4. TO APPROVE, PURSUANT TO NASDAQ STOCK MARKET Mgmt For For
RULE 5635, THE POTENTIAL ISSUANCE OF OUR
COMMON STOCK UPON THE EXERCISE OF WARRANTS
ISSUED BY US IN CONNECTION WITH OUR RECENT
SALE OF 1.75% CONVERTIBLE SENIOR NOTES DUE
2017.
5. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF VOLCANO CORPORATION FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
6. RESOLVED, THAT VOLCANO'S STOCKHOLDERS Mgmt Against Against
APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN VOLCANO'S PROXY
STATEMENT FOR THE 2013 ANNUAL MEETING OF
STOCKHOLDERS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
WABCO HOLDINGS INC. Agenda Number: 933795378
--------------------------------------------------------------------------------------------------------------------------
Security: 92927K102
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: WBC
ISIN: US92927K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACQUES ESCULIER Mgmt For For
KENNETH J. MARTIN Mgmt For For
DONALD J. STEBBINS Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
BEDRIJFSREVISOREN BCVBA/REVISEURS
D'ENTREPRISES SCCRL AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. APPROVE THE AMENDED AND RESTATED WABCO Mgmt For For
HOLDINGS INC. 2009 OMNIBUS INCENTIVE PLAN.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
WAGEWORKS, INC. Agenda Number: 933742377
--------------------------------------------------------------------------------------------------------------------------
Security: 930427109
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: WAGE
ISIN: US9304271094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. BERKELEY Mgmt For For
JEROME D. GRAMAGLIA Mgmt For For
2. AMENDMENT AND RESTATEMENT OF THE COMPANY'S Mgmt For For
2010 EQUITY INCENTIVE PLAN.
3. APPROVAL OF THE COMPANY'S EXECUTIVE BONUS Mgmt For For
PLAN.
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. Agenda Number: 933767367
--------------------------------------------------------------------------------------------------------------------------
Security: 942749102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: WTS
ISIN: US9427491025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT L. AYERS Mgmt For For
BERNARD BAERT Mgmt For For
KENNETT F. BURNES Mgmt For For
RICHARD J. CATHCART Mgmt For For
DAVID J. COGHLAN Mgmt For For
W. CRAIG KISSEL Mgmt For For
JOHN K. MCGILLICUDDY Mgmt For For
JOSEPH T. NOONAN Mgmt For For
MERILEE RAINES Mgmt For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
3 TO APPROVE OUR EXECUTIVE INCENTIVE BONUS Mgmt For For
PLAN.
4 TO APPROVE OUR SECOND AMENDED AND RESTATED Mgmt Against Against
2004 STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 933791178
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANDRA BEACH LIN Mgmt For For
ROBERT J. TARR, JR. Mgmt For For
STEPHEN A. VAN OSS Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVE THE RENEWAL AND RESTATEMENT OF THE Mgmt For For
WESCO INTERNATIONAL, INC. 1999 LONG-TERM
INCENTIVE PLAN.
4. RE-APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE WESCO
INTERNATIONAL, INC. 1999 LONG-TERM
INCENTIVE PLAN.
5. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
6. CONSIDER A STOCKHOLDER PROPOSAL DESCRIBED Shr Against For
IN THE ACCOMPANYING PROXY STATEMENT, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WEX INC. Agenda Number: 933799504
--------------------------------------------------------------------------------------------------------------------------
Security: 96208T104
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: WEX
ISIN: US96208T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHIKHAR GHOSH Mgmt For For
KIRK POND Mgmt For For
2. TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
Trilogy Emerging Markets Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AFRICAN BANK INVESTMENTS LTD Agenda Number: 704216616
--------------------------------------------------------------------------------------------------------------------------
Security: S01035112
Meeting Type: AGM
Meeting Date: 05-Feb-2013
Ticker:
ISIN: ZAE000030060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.o.1 The election of L Kirkinis as a director Mgmt For For
2.o.2 The election of N Adams as a director Mgmt For For
3.o.3 The election of N Nalliah as a director Mgmt For For
4.o.4 The election of S Sithole as a director Mgmt For For
5.o.5 The re-appointment of auditors: Deloitte Mgmt For For
Touche
6.o.6 Advisory vote on remuneration policy Mgmt For For
7.s.1 Remuneration payable to non executive Mgmt For For
directors
8.s.2 Adoption of a revised MOI Mgmt For For
9.s.3 Financial assistance to related companies Mgmt For For
10.s4 Financial asistance to BEE companies Mgmt For For
11.s5 General repurchases Mgmt For For
12.o7 General issue of shares for cash Mgmt For For
13.o8 Directors authority to implement special Mgmt For For
and ordinary resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN THE NUMBERING OF THE RESOLUTIONS
AND RECEIPT OF AUDITORS NAME. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ALL AMERICA LATINA LOGISTICA SA Agenda Number: 704387213
--------------------------------------------------------------------------------------------------------------------------
Security: P01627242
Meeting Type: EGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: BRALLLACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To set the annual global remuneration of Mgmt Against Against
the company managers
2 To set the annual global remuneration of Mgmt For For
the fiscal council
--------------------------------------------------------------------------------------------------------------------------
ALL AMERICA LATINA LOGISTICA SA Agenda Number: 704388227
--------------------------------------------------------------------------------------------------------------------------
Security: P01627242
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: BRALLLACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To take knowledge of the directors Mgmt For For
accounts, to examine, discuss and approve
the company s consolidated financial
statements for the fiscal year ended
December 31, 2012
2 Proposal for the allocation of the net Mgmt Against Against
profits from the fiscal year, and the
distribution of dividends
3 To elect the members of the board of Mgmt Against Against
directors
4 To install and elect the members of the Mgmt For For
Fiscal Council
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 933778574
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT OR, AS THE CASE MAY BE, Mgmt Against
REELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY THAT THE HOLDERS
OF THE SERIES "L" SHARES ARE ENTITLED TO
APPOINT. ADOPTION OF RESOLUTIONS THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE, AND Mgmt Against
IF, APPLICABLE, FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING. ADOPTION OF
RESOLUTIONS THEREON.
--------------------------------------------------------------------------------------------------------------------------
ANADOLU EFES BIRACILIK VE MALT SANAYI AS, ISTANBUL Agenda Number: 704052757
--------------------------------------------------------------------------------------------------------------------------
Security: M10225106
Meeting Type: EGM
Meeting Date: 05-Oct-2012
Ticker:
ISIN: TRAAEFES91A9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening and election of the presidency Mgmt For For
board
2 Authorization of the presidency board to Mgmt For For
sign the meeting minutes
3 Discussion on the proposed amendment of the Mgmt For For
article 7,18, and to add article 40.a of
the articles of association of the company
4 Approval of the newly appointed board Mgmt For For
members during the course of the year as
per the Turkish Commercial Code Article 363
subparagraph 1, due to resignation of
current real person board members who
represent a corporate legal body as
required by the 6102 no Turkish Commercial
Code Article 359 subparagraph 2 and by the
6103 no enforcement and application of
Turkish Commercial Code Article 25
5 Closing Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
ANADOLU EFES BIRACILIK VE MALT SANAYI AS, ISTANBUL Agenda Number: 704466223
--------------------------------------------------------------------------------------------------------------------------
Security: M10225106
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: TRAAEFES91A9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIRMENTS VARY BY
CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA
IN PLACE WHICH WOULD ELIMINATE THE NEED FOR
THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE
ABSENCE OF THIS ARRANGEMENT, AN INDIVIDUAL
BENEFICIAL OWNER POA MAY BE REQUIRED. IF
YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE. THANK YOU.
1 Election of the presidency board and Mgmt For For
authorization of the presidency board to
sign the meeting minutes
2 Reading, discussion and approval of the Mgmt For For
annual report of the board and auditors
3 Reading, discussion and approval of the Mgmt For For
consolidated income statement and balance
sheet for 2012
4 Informing the shareholders about donations Mgmt Abstain Against
5 Informing the shareholders about Mgmt Abstain Against
guarantees, pledges, liens given to the
third parties and benefits realized from
those
6 Informing the shareholders about related Mgmt Abstain Against
party transactions
7 Release of the board and auditors Mgmt For For
8 Election of new board in place of those Mgmt For For
whose term of office have expired and
determine the term of office and
remuneration
9 Informing the shareholders about payments Mgmt Abstain Against
made to board and senior management
10 Approval of the independent audit firm Mgmt For For
11 Decision on proposal of board on Mgmt For For
distribution of profits
12 Approval of the change in the articles of Mgmt For For
association as provided in appendix 1
13 Granting permission to carry out Mgmt Against Against
transactions that might lead to conflict of
interest with the company and to compete to
the majority shareholders, board, high
level executives and their spouses and
kinships up to second degree
14 Granting permission to carry out Mgmt For For
transaction in written article 395 and 396
of Turkish commercial code
15 Discussion and approval of the proposed Mgmt For For
internal directive on working principles
and procedures of the general meeting
16 Closing Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
ANHUI CONCH CEMENT CO LTD Agenda Number: 703957110
--------------------------------------------------------------------------------------------------------------------------
Security: Y01373102
Meeting Type: EGM
Meeting Date: 21-Aug-2012
Ticker:
ISIN: CNE1000001W2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0704/LTN201207041128.PDF
1.a To approve the following resolution Mgmt For For
regarding the issue of corporate bonds:
Conditions of the issue of corporate bonds
1.b To approve the following resolution Mgmt For For
regarding the issue of corporate bonds:
Issuing amount
1.c To approve the following resolution Mgmt For For
regarding the issue of corporate bonds:
Maturity of the corporate bonds
1.d To approve the following resolution Mgmt For For
regarding the issue of corporate bonds:
Interest rate of the corporate bonds and
its determination
1.e To approve the following resolution Mgmt For For
regarding the issue of corporate bonds:
Issue price of the corporate bonds
1.f To approve the following resolution Mgmt For For
regarding the issue of corporate bonds: Use
of proceeds
1.g To approve the following resolution Mgmt For For
regarding the issue of corporate bonds:
Target offerees of the corporate bonds and
placing arrangements for the shareholders
of the Company
1.h To approve the following resolution Mgmt For For
regarding the issue of corporate bonds:
Guarantee
1.i To approve the following resolution Mgmt For For
regarding the issue of corporate bonds:
Validity period of the resolutions
regarding the issue of the corporate bonds
1.j To approve the following resolution Mgmt For For
regarding the issue of corporate bonds:
Safeguarding measures for the repayment of
principal and interest
1.k To approve the following resolution Mgmt For For
regarding the issue of corporate bonds:
Authorisation of the issue
2 To approve the amendment to the Article of Mgmt For For
Association of the Company: Articles 167,
169A, 169B
3 To approve the amendment to the scope of Mgmt For For
operations of the Company
4 To approve the guarantees provided by the Mgmt For For
company for the bank borrowings of certain
subsidiaries of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHUI CONCH CEMENT CO LTD Agenda Number: 704462352
--------------------------------------------------------------------------------------------------------------------------
Security: Y01373102
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: CNE1000001W2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411219.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411184.pdf
1 To approve the report of the board of Mgmt For For
directors (the "Board") for the year ended
31 December 2012
2 To approve the report of the supervisory Mgmt For For
committee for the year ended 31 December
2012
3 To approve the audited financial reports Mgmt For For
prepared in accordance with the PRC
accounting standards and International
Financial Reporting Standards respectively
for the year ended 31 December 2012
4.a To approve and vote on the resolution Mgmt For For
regarding the election of the following
candidate as the directors of the Company
each for a term commencing on 28 May 2013
and expiring on 27 May 2016 (each of which
resolutions set out below in respect of the
re-election or appointment of each director
of the Company shall be considered and
passed as a separate resolution): To elect
and appoint Mr Guo Wensan as an executive
director of the Company
4.b To approve and vote on the resolution Mgmt For For
regarding the election of the following
candidate as the directors of the Company
each for a term commencing on 28 May 2013
and expiring on 27 May 2016 (each of which
resolutions set out below in respect of the
re-election or appointment of each director
of the Company shall be considered and
passed as a separate resolution): To elect
and appoint Mr Guo Jingbin as an executive
director of the Company
4.c To approve and vote on the resolution Mgmt For For
regarding the election of the following
candidate as the directors of the Company
each for a term commencing on 28 May 2013
and expiring on 27 May 2016 (each of which
resolutions set out below in respect of the
re-election or appointment of each director
of the Company shall be considered and
passed as a separate resolution): To elect
and appoint Mr Ji Qinying as an executive
director of the Company
4.d To approve and vote on the resolution Mgmt For For
regarding the election of the following
candidate as the directors of the Company
each for a term commencing on 28 May 2013
and expiring on 27 May 2016 (each of which
resolutions set out below in respect of the
re-election or appointment of each director
of the Company shall be considered and
passed as a separate resolution): To elect
and appoint Ms Zhang Mingjing as an
executive director of the Company
4.e To approve and vote on the resolution Mgmt For For
regarding the election of the following
candidate as the directors of the Company
each for a term commencing on 28 May 2013
and expiring on 27 May 2016 (each of which
resolutions set out below in respect of the
re-election or appointment of each director
of the Company shall be considered and
passed as a separate resolution): To elect
and appoint Mr Zhou Bo as an executive
director of the Company
4.f To approve and vote on the resolution Mgmt For For
regarding the election of the following
candidate as the directors of the Company
each for a term commencing on 28 May 2013
and expiring on 27 May 2016 (each of which
resolutions set out below in respect of the
re-election or appointment of each director
of the Company shall be considered and
passed as a separate resolution): To elect
and appoint Mr Fang Jinwen as an
independent non-executive director of the
Company
4.g To approve and vote on the resolution Mgmt For For
regarding the election of the following
candidate as the directors of the Company
each for a term commencing on 28 May 2013
and expiring on 27 May 2016 (each of which
resolutions set out below in respect of the
re-election or appointment of each director
of the Company shall be considered and
passed as a separate resolution): To elect
and appoint Mr Wong Kun Kau as an
independent non-executive director of the
Company
4.h To approve and vote on the resolution Mgmt For For
regarding the election of the following
candidate as the directors of the Company
each for a term commencing on 28 May 2013
and expiring on 27 May 2016 (each of which
resolutions set out below in respect of the
re-election or appointment of each director
of the Company shall be considered and
passed as a separate resolution): To elect
and appoint Mr Tai Kwok Leung as an
independent non-executive director of the
Company
5.a To approve and vote on the resolution Mgmt For For
regarding the election of the following
candidate as the supervisors of the Company
each for a term commencing on 28 May 2013
and expiring on 27 May 2016 (each of which
resolutions set out below in respect of the
re-election or appointment of each
supervisor of the Company shall be
considered and passed as a separate
resolution): To elect and appoint Mr Wang
Jun as a supervisor of the Supervisory
Committee of the Company
5.b To approve and vote on the resolution Mgmt For For
regarding the election of the following
candidate as the supervisors of the Company
each for a term commencing on 28 May 2013
and expiring on 27 May 2016 (each of which
resolutions set out below in respect of the
re-election or appointment of each
supervisor of the Company shall be
considered and passed as a separate
resolution): To elect and appoint Mr Zhu
Yuming as a supervisor of the Supervisory
Committee of the Company
6 To approve the reappointment of KPMG Mgmt For For
Huazhen Certified Public Accountants
(Special General Partnership) and KPMG
Certified Public Accountants as the PRC
auditors and international auditors of the
Company respectively, and to authorise the
Board to determine the remuneration of the
auditors based on the amount of auditing
work as required by the Company's scale of
operation were considered and approved
7 To approve the Company's profit Mgmt For For
distribution proposal for the year 2012
8 To approve the grant of a mandate to the Mgmt Against Against
Board to exercise the power to allot and
issue new shares
--------------------------------------------------------------------------------------------------------------------------
ANTA SPORTS PRODUCTS LTD Agenda Number: 704304322
--------------------------------------------------------------------------------------------------------------------------
Security: G04011105
Meeting Type: AGM
Meeting Date: 09-Apr-2013
Ticker:
ISIN: KYG040111059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0306/LTN20130306578.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0306/LTN20130306557.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To receive and consider the audited Mgmt For For
consolidated financial statements of the
Company and its subsidiaries and the
reports of the directors and the auditor of
the Company for the year ended 31 December
2012
2 To declare a final dividend of HK17 cents Mgmt For For
per ordinary share in respect of the year
ended 31 December 2012
3 To declare a special dividend of HK8 cents Mgmt For For
per ordinary share in respect of the year
ended 31 December 2012
4 To re-elect Mr. Ding Shizhong as executive Mgmt For For
director of the Company
5 To re-elect Mr. Zheng Jie as executive Mgmt For For
director of the Company
6 To re-elect Mr. Dai Zhongchuan as Mgmt For For
independent non-executive director of the
Company
7 To authorise the board of directors of the Mgmt For For
Company to fix the remuneration of the
Company's directors
8 To re-appoint KPMG as the Company's auditor Mgmt For For
and to authorise the board of directors of
the Company to fix their remuneration
9 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with the Company's shares
10 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase the Company's
shares
11 To extend the general mandate granted to Mgmt Against Against
the directors of the Company under
resolution no. 9 by the number of shares
repurchased under resolution no. 10
--------------------------------------------------------------------------------------------------------------------------
ASPEN PHARMACARE HOLDINGS PLC Agenda Number: 704159094
--------------------------------------------------------------------------------------------------------------------------
Security: S0754A105
Meeting Type: AGM
Meeting Date: 04-Dec-2012
Ticker:
ISIN: ZAE000066692
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Presentation and adoption of annual Mgmt For For
financial statements
O.2.A Re-election of director: Judy Dlamini Mgmt For For
O.2.B Re-election of director: John Buchanan Mgmt For For
O.2.C Re-election of director: Rafique Bagus Mgmt For For
O.3 Election of Kuseni Dlamini as a director Mgmt For For
O.4 To re-appoint the auditors, Mgmt For For
PricewaterhouseCoopers Inc, as the
Independent registered auditors of the
Company and the Group, upon the
recommendation of the Audit & Risk
Committee, and to note that Tanya Rae will
be the individual registered auditor who
will undertake the audit for the financial
year ending 30 June 2013
O.5.A Election of Audit Committee member: John Mgmt For For
Buchanan
O.5.B Election of Audit Committee member: Roy Mgmt For For
Andersen
O.5.C Election of Audit Committee member: Sindi Mgmt For For
Zilwa
O.6 Approval of amendments to share schemes Mgmt For For
O.7 Place unissued shares under the control of Mgmt Against Against
directors
O.8 Remuneration policy Mgmt For For
O.9 Authorisation of an executive director to Mgmt For For
sign necessary documents
S.1 Remuneration of non-executive directors Mgmt For For
S.2 Financial assistance to related or Mgmt For For
inter-related company
S.3 Adoption of new Memorandum of Incorporation Mgmt Against Against
S.4 General authority to repurchase shares Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 4 AND NUMBERING
OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933698637
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 31-Oct-2012
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I TO ELECT NEW MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY FOR A
COMPLEMENTARY TERM OF OFFICE.
II TO APPROVE THE PROPOSAL FOR GRANTING OF Mgmt For For
"LONG TERM INCENTIVE PLAN - INVESTMENT IN
DEPOSIT SHARE CERTIFICATE ("UNITS") OF THE
COMPANY" FOR SOME OFFICERS AND MANAGERIAL
EMPLOYEES OF THE COMPANY AND COMPANIES
UNDER ITS CONTROL, AS APPROVED BY THE
COMPANY'S BOARD OF DIRECTORS, AT THE
MEETING HELD ON SEPTEMBER 26, 2012.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933731261
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 15-Feb-2013
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4.1 APPROVE THE PROPOSAL OF GRANT OF "DEFERRED Mgmt For For
BONUS PLANS" REFER TO THE YEAR 2012, FOR
DIRECTORS, MANAGERIAL EMPLOYEES AND OTHER
EMPLOYEES OF THE COMPANY AND OF COMPANIES
UNDER ITS CONTROL, AS APPROVED BY THE
COMPANY'S BOARD OF DIRECTORS, AT THE
MEETING HELD ON DECEMBER 19, 2012.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933772457
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
OA TO TAKE THE MANAGEMENT ACCOUNTS, EXAMINING, Mgmt For For
DISCUSSING AND VOTING THE COMPANY'S
FINANCIAL STATEMENTS RELATED TO THE FISCAL
YEAR ENDED ON DECEMBER 31, 2012, TOGETHER
WITH THE MANAGEMENT REPORT, THE BALANCE
SHEET, OTHER PARTS OF THE FINANCIAL
STATEMENTS, EXTERNAL AUDITORS' OPINION AND
THE AUDIT COMMITTEE REPORT
OB TO DECIDE ON THE DESTINATION OF THE NET Mgmt For For
PROFIT OF THE FISCAL YEAR OF 2012 AND THE
DISTRIBUTION OF DIVIDENDS
OC TO ELECT THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY FOR A NEW TERM OF
OFFICE
OD TO FIX THE ANNUAL OVERALL CONSIDERATION OF Mgmt Against Against
THE COMPANY'S MANAGEMENT AND MEMBERS OF
AUDIT COMMITTEE
EA1 TO DECIDE ON THE AMENDMENT OF THE TERM OF Mgmt For For
PAYMENT OF DIVIDENDS AND INTEREST ON
CAPITAL RELATED SPECIFICALLY TO THE YEAR OF
2013, TO NOT MORE THAN ONE HUNDRED AND
EIGHTY (180) DAYS COUNTED FROM ITS
DECLARATION BY THE COMPANY'S BOARD OF
DIRECTORS AND IN ANY CIRCUMSTANCES WITHIN
THIS FISCAL YEAR
EB1 TO APPROVE THE PLANS AND REGULATIONS LONG Mgmt For For
TERM INCENTIVES FOR 2013
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933834675
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 03-Jun-2013
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. TO CONDUCT MR. MARCIAL ANGEL PORTELA Mgmt For For
ALVAREZ, CURRENT VICE-PRESIDENT OF THE
COMPANY'S BOARD OF DIRECTORS, TO THE
POSITION OF PRESIDENT OF THE COMPANY'S
BOARD OF DIRECTORS.
B. TO CONDUCT MR. CELSO CLEMENTE GIACOMETTI, Mgmt For For
CURRENT PRESIDENT OF THE COMPANY'S BOARD OF
DIRECTORS, TO THE POSITION OF
VICE-PRESIDENT OF THE COMPANY'S BOARD OF
DIRECTORS.
C. TO ELECT MR. JESUS MARIA ZABALZA LOTINA AS Mgmt For For
MEMBER OF THE COMPANY'S BOARD OF DIRECTORS.
D. DUE TO THE DELIBERATED IN THE ITEMS ABOVE, Mgmt For For
TO CONFIRM THE COMPOSITION OF THE COMPANY'S
BOARD OF DIRECTORS.
E. TO APPROVE THE PROPOSAL OF GRANT OF Mgmt For For
"DEFERRED BONUS PLANS" RELATED TO 2013, FOR
OFFICERS, MANAGERIAL EMPLOYEES AND OTHER
EMPLOYEES OF THE COMPANY AND OF COMPANIES
UNDER ITS CONTROL, AS APPROVED BY THE
COMPANY'S BOARD OF DIRECTORS, AT THE
MEETING HELD ON APRIL 24TH, 2013.
--------------------------------------------------------------------------------------------------------------------------
BANGKOK BANK PUBLIC CO LTD, BANGKOK Agenda Number: 704294064
--------------------------------------------------------------------------------------------------------------------------
Security: Y0606R119
Meeting Type: AGM
Meeting Date: 12-Apr-2013
Ticker:
ISIN: TH0001010014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the minutes of the 19th annual Mgmt For For
ordinary meeting of shareholders held on
April 12, 2012
2 To acknowledge the report on the results of Mgmt Abstain Against
operations for the year 2012 as presented
in the annual report
3 To acknowledge the report of the audit Mgmt Abstain Against
committee for the year 2012
4 To approve the financial statements for the Mgmt For For
year ended December 31, 2012
5 To approve the appropriation of profit and Mgmt For For
the payment of dividend for the year 2012
6.1 To elect director in place of who is Mgmt For For
retiring by rotation: Mr. Chatri
Sophonpanich
6.2 To elect director in place of who is Mgmt For For
retiring by rotation: Mr. Kovit Poshyananda
6.3 To elect director in place of who is Mgmt For For
retiring by rotation: Mr. Piti Sithi-Amnuai
6.4 To elect director in place of who is Mgmt For For
retiring by rotation: Mrs. Gasinee
Witoonchart
6.5 To elect director in place of who is Mgmt For For
retiring by rotation: Mr. Phornthep
Phornprapha
6.6 To elect director in place of who is Mgmt For For
retiring by rotation: Mr. Chansak Fuangfu
7 To acknowledge the director's remuneration Mgmt Abstain Against
8 To appoint the auditors and determine the Mgmt For For
remuneration
9 To approve the issuance and offer for sale Mgmt For For
of bonds by the bank
10 Other business Mgmt Against Against
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC, LONDON Agenda Number: 704060754
--------------------------------------------------------------------------------------------------------------------------
Security: G10877101
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: GB0000566504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Financial statements and reports Mgmt For For
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Plc and BHP Billiton
Limited
3 To re-elect Malcolm Broomhead as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
4 To re-elect Sir John Buchanan as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
6 To re-elect David Crawford as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
9 To re-elect Lindsay Maxsted as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
12 To re-elect John Schubert as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
15 That KPMG Audit Plc be reappointed as the Mgmt For For
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt For For
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director -
Marius Kloppers
--------------------------------------------------------------------------------------------------------------------------
BIDVEST GROUP LTD Agenda Number: 704148851
--------------------------------------------------------------------------------------------------------------------------
Security: S1201R162
Meeting Type: AGM
Meeting Date: 04-Dec-2012
Ticker:
ISIN: ZAE000117321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 To accept the audited financial statements Mgmt For For
for the year ended 20120630
2.O.2 To re-appoint Deloitte and Touche as the Mgmt For For
independent external auditor and lead audit
partner for the ensuing year
3O3.1 Re-election of PC Baloyi as a director Mgmt For For
4O3.2 Re-election of EK Diack as a director Mgmt For For
5O3.3 Re-election of AK Maditsi as a director Mgmt For For
6O3.4 Re-election of L Phalatse as a director Mgmt For For
7O3.5 Re-election of MC Ramaphosa as a director Mgmt For For
who retires by rotation
8O3.6 Re-election of D Masson as a director who Mgmt For For
retires by rotation
9O3.7 Re-election of T Slabbert as a director who Mgmt For For
retires by rotation
10O41 Election of PC Baloyi as a member of the Mgmt For For
Group s audit committee
11O42 Election of EK Diack as a member of the Mgmt For For
Group s audit committee
12O43 Election of D Masson as a member of the Mgmt For For
Group s audit committee
13O44 Election of NG Payne as a member of the Mgmt For For
Group s audit committee
14O.5 Ratification of appointment of social and Mgmt For For
ethics committee
15O.6 Endorsement of Bidvest remuneration policy Mgmt For For
non binding advisory note
16O.7 General authority to directors to allot and Mgmt For For
issue authorised but unissued ordinary
shares
17O.8 General authority to issue shares for cash Mgmt For For
18O.9 Payment of dividend by way of pro rata Mgmt For For
reduction of share capital or share premium
19O10 Creation and Issue of convertible Mgmt For For
debentures
20S.1 General authority to acquire (repurchase) Mgmt For For
shares
21S.2 Approval of non-executive directors Mgmt For For
remuneration 2012 / 2013
22S.3 General authority to provide financial Mgmt For For
assistance to directors, prescribed
officers, employee share scheme
beneficiaries and related or inter-related
companies and corporations
23S.4 Adoption of new Memorandum of Incorporation Mgmt Against Against
(MOI)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING DATE FROM 26 NOV 2012 TO
04 DEC 2012. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT PLEASE NOTE THAT RESOLUTION NO. 4 IS BEING Non-Voting
CARRIED OVER ONTO SECOND CALL HOWEVER
VOTING INSTRUCTIONS FROM FIRST CALL WILL BE
CARRIED OVER ONTO SECOND CALL. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CETIP SA - MERCADOS ORGANIZADOS, RIO DE JANEIRO Agenda Number: 704026803
--------------------------------------------------------------------------------------------------------------------------
Security: P23840104
Meeting Type: EGM
Meeting Date: 13-Sep-2012
Ticker:
ISIN: BRCTIPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Examination, discussion and approval of the Mgmt For For
proposal for a new company stock option
plan, from here onwards the 2012 plan, to
replace the currently existing plans
2 Examination, discussion and approval of the Mgmt For For
proposal for the first grant program for
company stock options connected to the 2012
plan
--------------------------------------------------------------------------------------------------------------------------
CETIP SA - MERCADOS ORGANIZADOS, RIO DE JANEIRO Agenda Number: 704332030
--------------------------------------------------------------------------------------------------------------------------
Security: P23840104
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: BRCTIPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and vote upon the Board Mgmt For For
of Directors Annual Report, the financial
statements relating to fiscal year ended on
December 31, 2012
2 To approve the distribution of net profits Mgmt For For
from the 2012 fiscal year
3 To set the global remuneration of the Mgmt For For
company Administrators
--------------------------------------------------------------------------------------------------------------------------
CETIP SA - MERCADOS ORGANIZADOS, RIO DE JANEIRO Agenda Number: 704373238
--------------------------------------------------------------------------------------------------------------------------
Security: P23840104
Meeting Type: EGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: BRCTIPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 171127 DUE TO DELETION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 To vote regarding the proposal to increase Mgmt For For
the share capital of the Company through
the capitalization of reserves
2 2.i To vote regarding the proposal for the Mgmt For For
amendment of the corporate bylaws of the
Company for the purpose of achieving the
following objectives, to improve the
corporate governance structure of the
Company, taking as a basis the more
rigorous corporate governance criteria
established by CVM Instruction number
461.07, such as, for example, the creation
of an audit committee and the requirement
that the Board of Directors be composed of
a majority of independent members; 2.ii To
vote regarding the proposal for the
amendment of the corporate bylaws of the
Company for the purpose of achieving the
following objectives, to adapt certain
provisions in regard to the Self Regulatory
Department and the Self Regulatory Council,
for the purpose of, a. Ensuring total
compliance of the wording of the corporate
bylaws with that which is provided for in
CVM Instruction number 461.07, b.
Reflecting amendments made to certain rules
of the Company, mainly in the General Rules
and the Administrative Procedures Manual;
2.iii To vote regarding the proposal for
the amendment of the corporate bylaws of
the Company for the purpose of achieving
the following objectives, to make the
wording of certain provisions clearer and
more objective, such as, for example, the
wording of the articles that deal with the
procedure for the election of the Board of
Directors and the possibility of adopting
cumulative voting; 2.iv To vote regarding
the proposal for the amendment of the
corporate bylaws of the Company for the
purpose of achieving the following
objectives, to amend certain provisions for
the purpose of giving a greater degree of
flexibility to the Company, such as, for
example, the wording of the articles that
deal with the membership of its executive
committee; 2.v To vote regarding the
proposal for the amendment of the corporate
bylaws of the Company for the purpose of
achieving the following objectives, to
adapt the wording of the arbitration clause
to the new Market Arbitration Chamber, CAM,
Rules; 2.vi To vote regarding the proposal
for the amendment of the corporate bylaws
of the Company for the purpose of achieving
the following objectives, to improve the
wording in general, in order to eliminate
minor inconsistencies and redundancies, as
well as certain provisions that are no
longer applicable
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS MEETING HAS Non-Voting
POSTPONEMENT OF MEETING INITIALLY SCHEDULED
FOR 18TH APRIL 2013. VOTES SENT FOR THE 1ST
CALL REMAIN VALID.
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 704502788
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 175851 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0421/LTN20130421083.pdf;
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0421/LTN20130421073.pdf;
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510720.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510694.pdf
1 The 2012 report of Board of Directors Mgmt For For
2 The 2012 report of Board of Supervisors Mgmt For For
3 The 2012 final financial accounts Mgmt For For
4 The 2012 profit distribution plan Mgmt For For
5 Budget of 2013 fixed assets investment Mgmt For For
6 The appointment of external auditors for Mgmt For For
2013
7.1 Re-appointment of Mr. Zhang Jianguo as an Mgmt For For
Executive Director of the Bank
7.2 Re-appointment of Mr. Zhao Xijun as an Mgmt For For
Independent Non-executive Director of the
Bank
7.3 Re-appointment of Ms. Chen Yuanling as a Mgmt For For
Non-executive Director of the Bank
7.4 Appointment of Mr. Zhu Hongbo as an Mgmt For For
Executive Director of the Bank
7.5 Appointment of Mr. Hu Zheyi as an Executive Mgmt For For
Director of the Bank
7.6 Appointment of Mr. Chung Shui Ming Timpson Mgmt Against Against
as an Independent Non-executive Director of
the Bank
7.7 Appointment of Ms. Margaret Leung Ko May Mgmt For For
Yee as an Independent Non-executive
Director of the Bank
7.8 Appointment of Mr. Wim Kok as an Mgmt For For
Independent Non-executive Director of the
Bank
7.9 Appointment of Mr. Murray Horn as an Mgmt For For
Independent Non-executive Director of the
Bank
7.10 Appointment of Mr. Xu Tie as a Mgmt For For
Non-executive Director of the Bank
7.11 Appointment of Mr. Qi Shouyin as a Mgmt For For
Non-executive Director of the Bank
7.12 Terms of office of proposed Directors Mgmt For For
8.1 Re-appointment of Mr. Zhang Furong as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.2 Re-appointment of Ms. Liu Jin as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.3 Appointment of Ms. Li Xiaoling as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.4 Appointment of Mr. Bai Jianjun as an Mgmt For For
external Supervisor of the Bank
8.5 Appointment of Mr. Wang Xinmin as an Mgmt For For
External Supervisor of the Bank
9 Issuance of write-down type eligible Mgmt For For
capital instruments in the amount of up to
RMB60 billion by the end of 2015
10 Revisions to the Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD Agenda Number: 703943109
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: EGM
Meeting Date: 10-Jul-2012
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 992492 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0524/LTN20120524197.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0620/LTN20120620191.pdf
1 To consider and approve the election of Mr. Mgmt For For
Yang Mingsheng as an executive director of
the fourth session of the board of
directors of the company
2 To consider and approve the election of Mr. Mgmt For For
Wan Feng as an executive director of the
fourth session of the board of directors of
the company
3 To consider and approve the election of Mr. Mgmt For For
Lin Dairen as an executive director of the
fourth session of the board of directors of
the company
4 To consider and approve the election of Ms. Mgmt For For
Liu Yingqi as an executive director of the
fourth session of the board of directors of
the company
5 To consider and approve the election of Mr. Mgmt For For
Miao Jianmin as a non-executive director of
the fourth session of the board of
directors of the company
6 To consider and approve the election of Mr. Mgmt For For
Zhang Xiangxian as a non-executive director
of the fourth session of the board of
directors of the company
7 To consider and approve the election of Mr. Mgmt For For
Wang Sidong as a non-executive director of
the fourth session of the board of
directors of the company
8 To consider and approve the election of Mr. Mgmt For For
Sun Changji as an independent director of
the fourth session of the board of
directors of the company
9 To consider and approve the election of Mr. Mgmt For For
Bruce Douglas Moore as an independent
director of the fourth session of the board
of directors of the company
10 To consider and approve the election of Mr. Mgmt For For
Anthony Francis Neoh as an independent
director of the fourth session of the board
of directors of the company
11 To consider and approve the election of Ms. Mgmt For For
Xia Zhihua as a shareholder representative
supervisor of the fourth session of the
supervisory committee of the company
12 To consider and approve the election of Mr. Mgmt For For
Shi Xiangming as a shareholder
representative supervisor of the fourth
session of the supervisory committee of the
company
13 To consider and approve the election of Mr. Mgmt For For
Tang Jianbang as an Independent Director of
the fourth session of the Board of
Directors of the Company
14 To consider and approve the election of Mr. Mgmt For For
Luo Zhongmin as an External Supervisor of
the fourth session of the Supervisory
Committee of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD Agenda Number: 704218660
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: EGM
Meeting Date: 19-Feb-2013
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1223/LTN20121223023.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1223/LTN20121223027.pdf
1 To consider and approve the appointment of Mgmt For For
auditors of the Company for the year 2013
2 To consider and approve the proposed Mgmt For For
amendments to the Articles of Association
of the Company: Articles: 10, 157, 158,
211, 212, 213, 214
3 To consider and approve the proposed Mgmt For For
amendments to the Procedural Rules for the
Board of Directors Meetings of the Company:
Articles: 39, 40, 45
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD Agenda Number: 704488813
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: AGM
Meeting Date: 05-Jun-2013
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0417/LTN20130417298.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0417/LTN20130417292.pdf
1 To consider and approve the report of the Mgmt For For
Board of Directors of the Company for the
year 2012
2 To consider and approve the report of the Mgmt For For
Supervisory Committee of the Company for
the year 2012
3 To consider and approve the financial Mgmt For For
report of the Company for the year 2012
4 To consider and approve the profit Mgmt For For
distribution plan of the Company for the
year 2012
5 To consider and approve the remuneration of Mgmt For For
the Directors and Supervisors of the
Company
6 To consider and approve the remuneration of Mgmt For For
the auditors of the Company for the year
2012
7 To consider and approve the appointment of Mgmt For For
the auditors of the Company for the year
2013
8 To consider and approve the cap amounts in Mgmt For For
respect of the framework agreement for
daily connected transactions between the
Company and China Guangfa Bank Co., Ltd
9 To consider and approve the proposed Mgmt For For
amendments to the Articles of Association
of the Company: Article 218
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RES. NO.9. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 704462124
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/sehk/2013/0426/LTN201304261416.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261412.pdf
1 To consider and, if thought fit, to approve Mgmt For For
the report of the board of directors of the
Company for the year ended 31 December 2012
2 To consider and, if thought fit, to approve Mgmt For For
the report of the board of supervisors of
the Company for the year ended 31 December
2012
3 To consider and, if thought fit, to approve Mgmt For For
the audited financial statements of the
Company for the year ended 31 December 2012
4 To consider and, if thought fit, to approve Mgmt For For
the Company's profit distribution plan for
the year ended 31 December 2012: i.e. final
dividend for the year ended 31 December
2012 in the amount of RMB0.96 per share
(inclusive of tax) be declared and
distributed, the aggregate amount of which
is approximately RMB19,094 billion, and to
authorise a committee comprising of Dr.
Zhang Xiwu, Dr. Zhang Yuzhuo and Dr. Ling
Wen to implement the above mentioned profit
distribution plan and to deal with matters
in relation to tax with-holding as required
by relevant laws, regulations and
regulatory authorities
5 To consider and, if thought fit, to approve Mgmt For For
the remuneration of the directors and
supervisors of the Company for the year
ended 31 December 2012: i.e. aggregate
remuneration of the executive directors is
in the amount of RMB1,950,975.55; aggregate
remuneration of the non-executive directors
is in the amount of RMB1,350,000, of which
the aggregate remuneration of the
independent nonexecutive directors is in
the amount of RMB1,350,000, the
nonexecutive directors (other than the
independent non-executive directors) are
remunerated by Shenhua Group Corporation
Limited and are not remunerated by the
Company in cash; remuneration of the
supervisors is in the amount of
RMB2,032,514.92
6 To consider and, if thought fit, to approve Mgmt For For
the appointment of Deloitte Touche Tohmatsu
and Deloitte Touche Tohmatsu CPA Ltd. as
the international and PRC auditors
respectively of the Company and to
authorise a committee comprising of Mr.
Zhang Xiwu, Mr. Zhang Yuzhuo, Mr. Ling Wen
and Mr. Gong Huazhang, all being directors
of the Company, to determine their 2013
remuneration
7 To consider and, if thought fit, to approve Mgmt For For
the revision of annual cap under the
Current Mutual Coal Supply Agreement for
the year ending 31 December 2013
8 To consider and, if thought fit, to approve Mgmt Against Against
the Supplementary Agreement to the Current
Financial Services Agreement and the
revision of certain annual caps under the
Current Financial Services Agreement for
the year ending 31 December 2013
9 To consider and, if thought fit, to approve Mgmt For For
the Mutual Coal Supply Agreement, the
proposed annual caps in relation thereto
and the transactions contemplated
thereunder
10 To consider and, if thought fit, to approve Mgmt For For
the Mutual Supplies and Services Agreement,
the proposed annual caps in relation
thereto and the transactions contemplated
thereunder
11 To consider and, if thought fit, to approve Mgmt Against Against
the Financial Services Agreement, the
proposed annual caps in relation hereto and
the transactions contemplated thereunder
12 To consider and, if thought fit, to approve Mgmt For For
the change of use of a portion of the
proceeds from the A Share offering
13 To consider and, if thought fit, to approve Mgmt For For
the amendments to the Articles of
Association of the Company (details of
which are set out in the announcement dated
24 August 2012 and the circular dated 9
April 2013 and to authorise a committee
comprising of Dr. Zhang Xiwu, Dr. Zhang
Yuzhuo and Dr. Ling Wen, all being
Directors of the Company, to, after passing
of this resolution, carry out further
amendments to the Articles of Association
of the Company as they may consider
necessary and appropriate at the request of
relevant regulatory authorities from time
to time in the course of filing the
Articles of Association with such
regulatory authorities
14 To consider and, if thought fit, to:- (1) Mgmt Against Against
approve a general mandate to the board of
directors to, by reference to market
conditions and in accordance with needs of
the Company, to allot, issue and deal with,
either separately or concurrently,
additional domestic shares (A shares) and
overseas-listed foreign invested shares (H
shares) not exceeding 20% of each of the
number of domestic shares (A shares) and
the number of overseas-listed foreign
invested shares (H shares) in issue at the
time of passing this resolution at annual
general meeting. Pursuant to PRC laws and
regulations, the Company will seek further
approval from its shareholders in general
meeting for each issuance of domestic
shares (A shares) even where this general
mandate is approved. (2) the board of
directors be authorised to (including but
not limited CONTD
CONT CONTD to the following):- (i) formulate and Non-Voting
implement detailed issuance plan, including
but not limited to the class of shares to
be issued, pricing mechanism and/or
issuance price (including price range),
number of shares to be issued, allottees
and use of proceeds, time of issuance,
period of issuance and whether to issue
shares to existing shareholders; (ii)
approve and execute, on behalf of the
Company, agreements related to share
issuance, including but not limited to
underwriting agreement and engagement
agreements of professional advisers; (iii)
approve and execute, on behalf of the
Company, documents related to share
issuance for submission to regulatory
authorities, and to carry out approval
procedures required by regulatory
authorities and venues in which the Company
is listed; (iv) amend, as required by CONTD
CONT CONTD regulatory authorities within or Non-Voting
outside China, agreements and statutory
documents referred to in (ii) and (iii)
above; (v) engage the services of
professional advisers for share issuance
related matters, and to approve and execute
all acts, deeds, documents or other matters
necessary, appropriate or required for
share issuance; (vi) increase the
registered capital of the Company after
share issuance, and to make corresponding
amendments to the articles of association
of the Company relating to share capital
and shareholdings etc, and to carry out
statutory registrations and filings within
and outside China. The above general
mandate will expire on the earlier of
("Relevant Period"):- (a) the conclusion of
the annual general meeting of the Company
for 2013; (b) the expiration of a period of
twelve months following CONTD
CONT CONTD the passing of this special Non-Voting
resolution at the annual general meeting
for 2012; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, except where the board of
directors has resolved to issue domestic
shares (A shares) or overseas-listed
foreign invested shares (H shares) during
the Relevant Period and the share issuance
is to be continued or implemented after the
Relevant Period
15 To consider and, if thought fit, to approve Mgmt For For
the following general mandate to repurchase
domestic shares (A shares) and
overseaslisted foreign invested shares (H
shares):- (1) approve a general mandate to
the board of directors to, by reference to
market conditions and in accordance with
needs of the Company, to repurchase
domestic shares (A shares) not exceeding
10% of the number of domestic shares (A
shares) in issue at the time when this
resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
Pursuant to PRC laws and regulations, and
for repurchases of domestic shares (A
shares), the Company will seek further
approval from its shareholders in general
meeting for each repurchase of domestic
shares (A shares) even where the general
mandate is granted, but CONTD
CONT CONTD will not be required to seek Non-Voting
shareholders' approval at class meetings of
domestic share (A share) shareholders or
overseas-listed foreign invested share (H
share) shareholders. (2) approve a general
mandate to the board of directors to, by
reference to market conditions and in
accordance with needs of the Company, to
repurchase overseas-listed foreign invested
shares (H shares) not exceeding 10% of the
number of overseas-listed foreign invested
shares (H shares) in issue at the time when
this resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
(3) the board of directors be authorised to
(including but not limited to the
following):- (i) formulate and implement
detailed repurchase plan, including but not
limited to repurchase price, number of
CONTD
CONT CONTD shares to repurchase, time of Non-Voting
repurchase and period of repurchase etc;
(ii) notify creditors in accordance with
the PRC Company Law and articles of
association of the Company; (iii) open
overseas share accounts and to carry out
related change of foreign exchange
registration procedures; (iv) carry out
relevant approval procedures required by
regulatory authorities and venues in which
the Company is listed, and to carry out
filings with the China Securities
Regulatory Commission; (v) carry out
cancelation procedures for repurchased
shares, decrease registered capital, and to
make corresponding amendments to the
articles of association of the Company
relating to share capital and shareholdings
etc, and to carry out statutory
registrations and filings within and
outside China; (vi) approve and execute, on
behalf of CONTD
CONT CONTD the Company, documents and matters Non-Voting
related to share repurchase. The above
general mandate will expire on the earlier
of ("Relevant Period"):- (a) the conclusion
of the annual general meeting of the
Company for 2013; (b) the expiration of a
period of twelve months following the
passing of this special resolution at the
annual general meeting for 2012, the first
A shareholders' class meeting in 2013 and
the first H shareholders' class meeting in
2013; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, or a special resolution of
shareholders at a class meeting of domestic
share (A share) shareholders or a class
meeting of overseas-listed foreign invested
share (H share) shareholders, except where
the board of CONTD
CONT CONTD directors has resolved to repurchase Non-Voting
domestic shares (A shares) or
overseas-listed foreign invested shares (H
shares) during the Relevant Period and the
share repurchase is to be continued or
implemented after the Relevant Period
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 704466792
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: CLS
Meeting Date: 21-Jun-2013
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261428.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261424.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To consider and, if thought fit, to approve Mgmt For For
the following general mandate to repurchase
domestic shares (A shares) and
overseas-listed foreign invested shares (H
shares):- (1) approve a general mandate to
the board of directors to, by reference to
market conditions and in accordance with
needs of the Company, to repurchase
domestic shares (A shares) not exceeding
10% of the number of domestic shares (A
shares) in issue at the time when this
resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
Pursuant to PRC laws and regulations, and
for repurchases of domestic shares (A
shares), the Company will seek further
approval from its shareholders in general
meeting for each repurchase of domestic
shares (A shares) even where the general
mandate is granted, but CONTD
CONT CONTD will not be required to seek Non-Voting
shareholders' approval at class meetings of
domestic share (A share) shareholders or
overseas-listed foreign invested share (H
share) shareholders. (2) approve a general
mandate to the board of directors to, by
reference to market conditions and in
accordance with needs of the Company, to
repurchase overseas-listed foreign invested
shares (H shares) not exceeding 10% of the
number of overseas-listed foreign invested
shares (H shares) in issue at the time when
this resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
(3) the board of directors be authorised to
(including but not limited to the
following):- (i) formulate and implement
detailed repurchase plan, including but not
limited to repurchase price, number of
CONTD
CONT CONTD shares to repurchase, time of Non-Voting
repurchase and period of repurchase etc;
(ii) notify creditors in accordance with
the PRC Company Law and articles of
association of the Company; (iii) open
overseas share accounts and to carry out
related change of foreign exchange
registration procedures; (iv) carry out
relevant approval procedures required by
regulatory authorities and venues in which
the Company is listed, and to carry out
filings with the China Securities
Regulatory Commission; (v) carry out
cancelation procedures for repurchased
shares, decrease registered capital, and to
make corresponding amendments to the
articles of association of the Company
relating to share capital and shareholdings
etc, and to carry out statutory
registrations and filings within and
outside China; (vi) approve and execute, on
behalf of CONTD
CONT CONTD the Company, documents and matters Non-Voting
related to share repurchase. The above
general mandate will expire on the earlier
of ("Relevant Period"):- (a) the conclusion
of the annual general meeting of the
Company for 2013; (b) the expiration of a
period of twelve months following the
passing of this special resolution at the
annual general meeting for 2012, the first
A shareholders' class meeting in 2013 and
the first H shareholders' class meeting in
2013; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, or a special resolution of
shareholders at a class meeting of domestic
share (A share) shareholders or a class
meeting of overseas-listed foreign invested
share (H share) shareholders, except where
the board of CONTD
CONT CONTD directors has resolved to repurchase Non-Voting
domestic shares (A shares) or
overseas-listed foreign invested shares (H
shares) during the Relevant Period and the
share repurchase is to be continued or
implemented after the Relevant Period
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD, BEIJING Agenda Number: 703987151
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: EGM
Meeting Date: 14-Sep-2012
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0729/LTN20120729006.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0729/LTN20120729008.pdf
1 To consider and, if thought fit, to approve Mgmt Against Against
the following mandate and authorise the
board of directors of the Company to carry
out the following:-(1) To determine the
proposed issue of debt financing
instruments of the Company within the limit
of issuance, including but not limited to
short-term debentures, medium-term notes,
super short-term commercial papers,
corporate bonds and enterprise bonds in
domestic market as well as Renminbi
denominated bonds and foreign currency
denominated bonds, etc. in overseas market
(excluding convertible bonds that may be
converted into equity securities). (2) To
determine and finalise, based on the
Company's needs and market conditions, the
specific terms and conditions of and CONTD
CONT CONTD all relevant matters in connection Non-Voting
with the proposed issue of debt financing
instruments, including but not limited to
type, principal, interest rate, term,
issuance timing, targets and use of
proceeds of such debt financing instruments
to be issued within the aforesaid limit and
the production, execution and disclosure of
all necessary documents. (3) To ensure the
gearing ratio (total liabilities/total
assets) based on the Company's consolidated
financial statements upon completion of
each issuance not exceeding 50%, in
addition to the compliance with the
restrictions by the government and relevant
regulatory authorities on the issuance size
of the debt financing instruments to be
issued by the Company under CONTD
CONT CONTD these authorisations. The gearing Non-Voting
ratio is calculated based on the latest
published (quarterly, interim or annual)
financial statements of the Company prior
to the proposed issue, taking into
consideration the amount of debt financing
instruments issued or repaid at the end of
the reporting period up to the date of the
proposed issue as well as the size of the
proposed issuance. (4) To satisfy the
following criteria for any corporate bonds
to be issued through a domestic exchange:
the principal shall not exceed RMB50
billion; the term shall not exceed 10
years; and such corporate bonds may be
issued to the Company's shareholders by way
of placing, arrangement details of which
(availability of placing, CONTD
CONT CONTD placing ratio, etc.) shall be Non-Voting
determined by the board of directors
according to market conditions and the
terms and conditions of the proposed issue.
(5) To delegate the mandate to Dr. Ling
Wen, the executive director and president
of the Company, and Ms. Zhang Kehui, the
chief financial officer, within the scope
of this mandate for determining other
matters related to such issuance and
implementing specific measures upon
determining the type, principal, term and
use of proceeds of each issuance of the
debt financing instruments by the board of
directors of the Company. (6) The mandate
and the authorisations set out in this
resolution shall remain effective within 24
months commencing from the date on which
this resolution is approved by shareholders
at the general meeting
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 933674865
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 21-Aug-2012
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND THE Mgmt For For
TRANSACTIONS CONTEMPLATED THEREUNDER AS
DESCRIBED IN THE NOTICE OF EXTRAORDINARY
GENERAL MEETING DATED AUGUST 3, 2012.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 933701078
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 21-Nov-2012
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
NON-EXEMPT REVISED CAPS, AS DESCRIBED IN
THE CIRCULAR OF THE COMPANY DATED OCTOBER
24, 2012.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 933808884
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS TOGETHER WITH REPORT
OF THE DIRECTORS AND INDEPENDENT AUDITORS.
A2. TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2012.
A3. TO RE-ELECT MR. YANG HUA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY.
A4. TO RE-ELECT MR. ZHOU SHOUWEI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY.
A5. TO RE-ELECT MR. CHIU SUNG HONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY.
A6. TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF EACH OF THE DIRECTORS.
A7. TO APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
INDEPENDENT AUDITORS AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION.
B1. GRANT A GENERAL MANDATE TO THE DIRECTORS TO Mgmt For For
REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE SHARE
CAPITAL IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION.
B2. TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE CAPITAL OF THE COMPANY.
B3. TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
SHARES IN THE CAPITAL OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
CORPORACION GEO SAB DE CV Agenda Number: 704304889
--------------------------------------------------------------------------------------------------------------------------
Security: P3142C117
Meeting Type: AGM
Meeting Date: 21-Mar-2013
Ticker:
ISIN: MXP3142C1177
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation of the report from the board Mgmt For For
of directors in accordance with the terms
of article 172 of the general mercantile
companies law and article 28, part IV, of
the securities market law regarding the
operations and results of the company and
regarding the transactions and activities
in which it has intervened in accordance
with the securities market law during the
fiscal year that ended on December 31,
2012, including the individual and
consolidated financial statements of the
company and the report regarding the
fulfillment of the tax obligations in
accordance with that which is provided for
in part XX of article 86 of the income tax
law
II Report from the general director in Mgmt For For
accordance with article 172 of the general
mercantile companies law, accompanied by
the opinion of the outside auditor and the
opinion of the board of directors regarding
the report from the general director, in
compliance with article 21 of the corporate
bylaws
III Presentation of the annual report from the Mgmt For For
audit and corporate practices committee
regarding its activities in accordance with
article 36, part IV, line a, of the
corporate bylaws and article 28 of the
securities market law
IV Proposal regarding the allocation of Mgmt Against Against
results from the fiscal year that ended on
December 31, 2012
V Determination of the maximum amount of Mgmt For For
funds that can be allocated to the purchase
of shares of the company in accordance with
the terms of article 12 of the corporate
bylaws and article 56 of the securities
market law
VI Appointment and or ratification of the Mgmt For For
members of the board of directors and
secretary of the company
VII Designation and or ratification of the Mgmt For For
members of the audit and corporate
practices committee. Appointment and, if
deemed appropriate, ratification of the
chairperson of each of the mentioned
committees in compliance with that which is
provided for in article 43 of the
securities market law
VIII Compensation for the members of the board Mgmt For For
of directors of the company, both full and
alternate, of the secretary and members of
the audit and corporate practices committee
IX Designation of delegates who will carry out Mgmt For For
and formalize the resolutions passed by the
annual general meeting of shareholders
--------------------------------------------------------------------------------------------------------------------------
CTRIP.COM INTERNATIONAL, LTD. Agenda Number: 933691405
--------------------------------------------------------------------------------------------------------------------------
Security: 22943F100
Meeting Type: Annual
Meeting Date: 26-Oct-2012
Ticker: CTRP
ISIN: US22943F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. THAT THE DELETION OF SENTENCE FROM ARTICLE Mgmt For *
80 OF CURRENTLY EFFECTIVE AMENDED AND
RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION BE AND HEREBY IS AUTHORIZED AND
APPROVED; THAT EACH DIRECTOR OR OFFICER BE
AND IS HEREBY AUTHORIZED TO TAKE ANY AND
EVERY ACTION THAT MIGHT BE NECESSARY,
APPROPRIATE OR DESIRABLE TO EFFECT THE
FOREGOING RESOLUTION.
--------------------------------------------------------------------------------------------------------------------------
DIAGNOSTICOS DA AMERICA SA, BARUERI Agenda Number: 704173498
--------------------------------------------------------------------------------------------------------------------------
Security: P3589C109
Meeting Type: EGM
Meeting Date: 30-Nov-2012
Ticker:
ISIN: BRDASAACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
I To approve the Protocol and Justification Mgmt For For
of Merger of Cytolab, Laboratorio de
Anatomia Patologica, Citologia Diagnostica
e Analises Clinicas Ltda. into Diagnosticos
da America S.A., in accordance with the
terms of articles 224, 225 and 227 of Law
number 6404 of December 15, 1976, as
amended, from here onwards Law number
6404.76, and of articles 1116 through 1118
of Law 10,406 of January 10, 2002, as
amended, from here onwards the Civil Code,
entered into between Cytolab, Laboratorio
de Anatomia Patologica, Citologia
Diagnostica e Analises Clinicas Ltda., a
limited business company, with its head
office in the city of Mogi das Cruzes,
state of Sao Paulo, at Rua Francisco
Franco number 357, Jardim Santista,
Downtown, ZIP code 08710.590, with
corporate taxpayer ID number, CNPJ.MF,
58.475.039.0001.45, with its bylaws on
CONTD
CONT CONTD file with the Sao Paulo State Board Non-Voting
of Trade and the company identification
number, NIRE, 35.218.762.860, recorded on
December 24, 2003, from here onwards
referred to as the Merged Company, and the
Company, on November 5, 2012, from here
onwards the Protocol, which establishes the
terms and conditions of the merger of the
Merged Company into the Company, from here
onwards the Merger.
II To ratify the appointment of the Mgmt For For
specialized company Ernst and Young Terco
Auditores Independentes S.S., which is a
company specialized in valuations, with its
head office at Avenida Presidente Juscelino
Kubitscheck 1830, Tower I, tenth floor,
Itaim Bibi, in the city of Sao Paulo, state
of Sao Paulo, with corporate taxpayer ID
number, CNPJ.MF, 61.366.9360001.25, and
with Regional Accounting Board registration
number 2.SP015.199.O.6, from here onwards
the Valuation Company, indicated in the
Protocol, as the company responsible for
the preparation of the valuation report of
the book equity of the Merged Company, for
the purpose of its merger into the Company,
from here onwards the Valuation Report.
III To approve the Valuation Report, which Mgmt For For
calculated the equity of the Merged Company
for the purposes of the Merger
IV To approve the merger of the Merged Company Mgmt For For
into the Company, in accordance with the
terms of the Protocol, without increasing
the capital of the Company and without the
issuance of new shares
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DIAGNOSTICOS DA AMERICA SA, BARUERI Agenda Number: 704342815
--------------------------------------------------------------------------------------------------------------------------
Security: P3589C109
Meeting Type: AGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: BRDASAACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
A To take knowledge of the directors Mgmt For For
accounts, to examine, discuss and approve
the company's consolidated financial
statements for the fiscal year ending
December 31, 2012
B To consider the proposal for the capital Mgmt For For
budget for the year 2013, the allocation of
the net profit from the fiscal year ended
on December 31, 2012, as well as decide on
distribution of dividends related to profit
resulted from fiscal year of 2012
C To elect members of the board of directors Mgmt For For
D To set the total annual remuneration for Mgmt For For
the members of the board of directors and
executive committee
--------------------------------------------------------------------------------------------------------------------------
DIAGNOSTICOS DA AMERICA SA, BARUERI Agenda Number: 704355848
--------------------------------------------------------------------------------------------------------------------------
Security: P3589C109
Meeting Type: EGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: BRDASAACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
A Amendment of the corporate bylaws of the Mgmt For For
company for the instatement of the bylaws
audit committee in accordance with the
terms of Brazilian securities commission
instruction 308.99, as amended by Brazilian
securities commission instruction 509.2011,
in accordance with the proposal for a
bylaws amendment approved by the board of
directors at a meeting held on March 4,
2013, specifically with relation to the
following items I. the inclusion of lines
xxxi, xxxii and xxxiii in article 20, and
II. the inclusion of articles 28, 29, 30,
31 and 32 with the inclusion of their
respective paragraphs
--------------------------------------------------------------------------------------------------------------------------
DONGBU INSURANCE CO LTD, SEOUL Agenda Number: 704536880
--------------------------------------------------------------------------------------------------------------------------
Security: Y2096K109
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: KR7005830005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of director An Hyeong Jun, Gim Mgmt For For
Seon Jeong, I Su Hyu, Bak Sang Yong
3 Election of audit committee member who is Mgmt For For
an outside director Gim Seon Jeong, Bak
Sang Yong
4 Election of audit committee member who is Mgmt Against Against
not an outside director An Hyeong Jun
5 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 704185734
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: EGM
Meeting Date: 23-Jan-2013
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1 AND 2". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1127/LTN20121127131.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1127/LTN20121127139.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1228/LTN20121228174.pdf
1 To consider and approve the resolution in Mgmt For For
respect of change of directors of the
Board: candidate for independent
non-executive director: Mr. Ma Zhigeng
2 To authorize the Board to apply for a Mgmt Against Against
registered amount and issue at its
discretion of super & short-term commercial
paper
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING LOCATION FROM HUBEI TO
BEIJING. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 704459228
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425803.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425743.pdf
1 To consider and approve the report of the Mgmt For For
board of directors (the "Board") of the
Company for the year ended 31 December 2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year ended 31 December 2012
3 To consider and approve the report of the Mgmt For For
international auditors and audited
financial statements of the Company for the
year ended 31 December 2012
4 To consider and approve the profit Mgmt For For
distribution proposal of the Company for
the year ended 31 December 2012,and
authorize the Board to deal with all issues
in relation to the Company's distribution
of final dividend for the year 2012
5 To consider and approve the authorisation Mgmt For For
to the Board to deal with all issues in
relation to the Company's distribution of
interim dividend for the year 2013 in its
absolute discretion (including, but not
limited to, determining whether to
distribute interim dividend for the year
2013)
6 To consider and approve the re-appointment Mgmt For For
of Ernst & Young as the international
auditors of the Company, and Ernst & Young
Hua Ming as the PRC auditors of the Company
for the year 2013 to hold office until the
conclusion of the next annual general
meeting, and to authorise the Board to fix
their remuneration
7 To consider and approve the authorisation Mgmt For For
to the Board to fix the remuneration of the
directors and the supervisors of the
Company for the year 2013
8 To grant a general mandate to the Board to Mgmt Against Against
issue, allot and deal with additional
shares in the Company not exceeding 20% of
each of the existing Domestic Shares and H
Shares in issue
--------------------------------------------------------------------------------------------------------------------------
E-MART CO LTD, SEOUL Agenda Number: 704275355
--------------------------------------------------------------------------------------------------------------------------
Security: Y228A3102
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7139480008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of Incorp Mgmt For For
3 Election of inside director candidate: Kim Mgmt For For
Hae Seong, Park Ju Hyeong. Election of
outside director candidates: Jeon Hyeong
Su, Mun Chang Jin, Park Yeong Ryeol and
Park Jong Gu
4 Election of the member of audit committee, Mgmt For For
who is the external director. Candidates:
Jeon Hyeong Su, Park Yeong Ryeol and Park
Jong Gu
5 Approval of remuneration for director Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL DIRECTORS NAMES. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EURASIA DRILLING COMPANY LTD Agenda Number: 704022588
--------------------------------------------------------------------------------------------------------------------------
Security: 29843U202
Meeting Type: AGM
Meeting Date: 28-Sep-2012
Ticker:
ISIN: US29843U2024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.a Re-elect Martin E. Hansen as Class I Mgmt Against Against
Director
1.b Re-elect Maurice Dijols as Class I Director Mgmt Against Against
1.c Elect Anatoly Kozyrev as Class I Director Mgmt For For
2 Re-appoint KPMG Limited as Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GAIL (INDIA) LTD Agenda Number: 704011472
--------------------------------------------------------------------------------------------------------------------------
Security: Y2682X135
Meeting Type: AGM
Meeting Date: 05-Sep-2012
Ticker:
ISIN: INE129A01019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive, consider and adopt the audited Mgmt For For
Balance Sheet as at 31st March, 2012,
Statement of Profit & Loss for the year
ended 31st March, 2012, Directors' Report,
Auditors' Report and the comments thereupon
of Comptroller & Auditor General of India
2 To declare final dividend @ 57% ( 5.7/-per Mgmt For For
share) on the paid-up equity share capital
of the Company for the year ended 31st
March, 2012 as recommended by the Board and
confirm the interim dividend of 30%(3/-per
share) already paid in the month of
January, 2012
3 To appoint a Director in place of Shri S.L. Mgmt Against Against
Raina, who retires by rotation, and being
eligible, offers himself for re-appointment
4 To appoint a Director in place of Shri Mgmt For For
Prabhat Singh, who retires by rotation, and
being eligible, offers himself for
re-appointment
5 To appoint a Director in place of Shri Mgmt For For
Sudhir Bhargava, who retires by rotation,
and being eligible, offers himself for
re-appointment
6 Resolved that the Board of Directors of the Mgmt For For
Company be and is hereby authorized to
decide and fix the remuneration of the
Statutory Auditor(s) of the Company
appointed by Comptroller and Auditor
General of India for the FY 2012-13, as may
be deemed fit by the Board
7 Resolved that in accordance with the Mgmt For For
provisions of section 257 and other
applicable provisions, if any, of the
Companies Act, 1956, Dr. Neeraj Mittal, who
was appointed as an Additional Director
w.e.f. 28.02.2012, pursuant to the
provisions of section 260 of the Companies
Act, 1956, by the President of India vide
letter No. 31019/1/2006-CA dated 28.02.2012
be and is hereby appointed as a Director of
the Company, liable to retire by rotation
8 Resolved that in accordance with the Mgmt For For
provisions of section 257 and other
applicable provisions, if any, of the
Companies Act, 1956, Smt. Shyamala
Gopinath, who was appointed as an
Additional Director w.e.f. 29.02.2012,
pursuant to the provisions of section 260
of the Companies Act, 1956, by the
President of India vide letter No. C-
31024/27/2006-CA dated 29.02.2012 be and is
hereby appointed as a Director of the
Company, liable to retire by rotation
9 Resolved that in accordance with the Mgmt For For
provisions of section 257 and other
applicable provisions, if any, of the
Companies Act, 1956, Shri R. P. Singh, who
was appointed as an Additional Director
w.e.f. 29.02.2012, pursuant to the
provisions of section 260 of the Companies
Act, 1956, by the President of India vide
letter No. C- 31024/27/2006-CA dated
29.02.2012 be and is hereby appointed as a
Director of the Company, liable to retire
by rotation
10 Resolved that in accordance with the Mgmt For For
provisions of section 257 and other
applicable provisions, if any, of the
Companies Act, 1956, Dr. A. K. Khandelwal,
who was appointed as an Additional Director
w.e.f. 29.02.2012, pursuant to the
provisions of section 260 of the Companies
Act, 1956, by the President of India vide
letter No. C- 31024/27/2006-CA dated
29.02.2012 be and is hereby appointed as a
Director of the Company, liable to retire
by rotation
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704580946
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
1 Approve the Annual Report of OAO Gazprom Mgmt For For
for 2012
2 Approve the annual accounting statements of Mgmt For For
OAO Gazprom for 2012
3 Approve the distribution of Company profits Mgmt For For
as of the end of 2012
4 Approve the amount, timeline and a form of Mgmt For For
payment for year-end dividends on the
Company shares: pay out annual dividends
based on the Company income statement as of
the end of 2012 in monetary form to the
tune of 5 rubles 99 kopecks on a common
equity of OAO Gazprom with a par value of 5
rubles and set August 27, 2013 as a final
date for the dividend payment
5 Approve a Procedure for OAO Gazprom Mgmt For For
dividend payment
6 Approve the Closed Joint Stock Company Mgmt For For
PricewaterhouseCoopers Audit as the
Company's external auditor
7 Pay out remunerations to members of the Mgmt Against Against
Board of Directors in the amounts suggested
by the Board of Directors
8 Pay out remunerations to members of the Mgmt For For
Audit Commission in the amounts suggested
by the Company Board of Directors
9 Approve amendments to be introduced into Mgmt For For
the OAO Gazprom Charter
10 Approve amendments to be introduced into Mgmt For For
the Regulation on the OAO Gazprom General
Shareholders' Meeting
11 Approve the Regulation on the OAO Gazprom Mgmt For For
Audit Commission as revised lately
12.1 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
regarding the receipt by the OAO Gazprom of
funds in the maximum amount of 500 million
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.2 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO regarding the receipt by the
OAO Gazprom of funds in the maximum amount
of 1.5 billion U.S. Dollars or its
equivalent in Rubles or Euros, for a term
not exceeding five years, with an interest
for using the loans to be paid at a rate
not exceeding 12% per annum on loans in
U.S. Dollars / Euros; and at a rate not
exceeding the Bank of Russia's refinancing
rate in effect on the date of entry into
the applicable loan agreement plus a 3% per
annum on loans in Rubles
12.3 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB regarding the receipt by OAO Gazprom of
funds in the maximum amount of one billion
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.4 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Gazprombank (Open Joint Stock Company) as
well as transactions between OAO Gazprom
and the bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.5 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Sberbank of Russia OAO as well as
transactions between OAO Gazprom and the
bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.6 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO Bank VTB as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 30 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.7 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO BANK ROSSIYA as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 10 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.8 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which, upon the terms and
conditions announced by the bank,
Gazprombank (Open Joint Stock Company) will
accept and credit all transfers in favor of
OAO Gazprom to accounts opened by OAO
Gazprom and carry out operations on these
accounts as per OAO Gazprom's instructions;
and agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company) with
regard to maintaining a minimum balance on
the account in the amount not exceeding 30
billion Rubles or its equivalent in foreign
currency for each of transactions, with the
interest to be paid by the bank at a rate
not lower than 0.1% per annum in the
relevant currency
12.9 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO, OAO Bank VTB, OAO BANK
ROSSIYA and OAO Rosselkhozbank pursuant to
which the banks will accept and credit,
upon the terms and conditions announced by
the banks, transfers in favor of OAO
Gazprom to accounts opened by OAO Gazprom
and carry out operations on these accounts
as per OAO Gazprom's instructions
12.10 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company),
Sberbank of Russia OAO, OAO Bank VTB, OAO
BANK ROSSIYA and OAO Rosselkhozbank
pursuant to which the banks will provide
services to OAO Gazprom using electronic
payments system of the respective bank,
including services involving a receipt from
OAO Gazprom of electronic payment documents
requesting debit operations on these
accounts, provision of electronic account
statements and other electronic document
management operations, and provide to OAO
Gazprom services of their respective
certification centers, whereas OAO Gazprom
will pay for such services at the price set
by the respective bank in effect on the
date of the services provision
12.11 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and Gazprombank (Open Joint
Stock Company) to be entered into under the
General Agreement on Conversion Operations
No. 3446 between OAO Gazprom and the bank
dated September 12, 2006, in the maximum
amount of 500 million U.S. Dollars or its
equivalent in Rubles, Euros or other
currency for each of transactions
12.12 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and OAO Bank VTB to be entered
into under the General Agreement on Common
Terms for Conversion Operations using
Reuters Dealing System No. 1 between OAO
Gazprom and the bank dated July 26, 2006,
in the maximum amount of 500 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.13 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on Common Terms for Forward/Swap
Conversion Operations between OAO Gazprom
and OAO Bank VTB as well as foreign
currency forward/swap purchase and sale
transactions between OAO Gazprom and OAO
Bank VTB entered into under this agreement
in the maximum amount of 300 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.14 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and OAO Bank
VTB for a term not exceeding 5 years as
well as deposit transactions between OAO
Gazprom and OAO Bank VTB entered into under
this agreement in the maximum amount of 100
billion Rubles or its foreign currency
equivalent for each of transactions at a
rate of 4% per annum or more for
transactions in Russian Rubles or 1% per
annum or more for transactions in foreign
currency
12.15 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and
Gazprombank (Open Joint Stock Company) for
a term not exceeding 5 years as well as
deposit transactions between OAO Gazprom
and Gazprombank (Open Joint Stock Company)
entered into under this agreement in the
maximum amount of 100 billion Rubles or its
foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.16 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and Sberbank
of Russia OAO for a term not exceeding 5
years as well as deposit transactions
between OAO Gazprom and Sberbank of Russia
OAO entered into under this agreement in
the maximum amount of 100 billion Rubles or
its foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.17 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.18 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which OAO Gazprom
will grant suretyships to secure
performance by OAO Gazprom's subsidiary
companies of their obligations to Sberbank
of Russia OAO with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.19 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which OAO Gazprom will
grant suretyships to secure performance by
OAO Gazprom's subsidiary companies of their
obligations to OAO Bank VTB with respect to
the bank guarantees issued to the Russian
Federation tax authorities in connection
with the subsidiary companies challenging
such tax authorities' claims in court in
the aggregate maximum amount equivalent to
500 million U.S. Dollars and for a period
not exceeding 14 months
12.20 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will issue
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank's
guarantees issued to the Russian Federation
tax authorities to secure obligations of
the above-mentioned companies to pay excise
taxes in connection with exports of
excisable oil products and eventual
penalties in the maximum amount of 1.8
billion Rubles and for a period not
exceeding 18 months
12.21 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.22 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.23 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which the bank
will issue guarantees to the Russian
Federation tax authorities in connection
with OAO Gazprom challenging tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 12 months
12.24 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of the infrastructure
facilities in the railway stations of the
Surgut Condensate Stabilization Plant,
Astrakhan Gas Processing Plant, Sernaya
railway station and Tvyordaya Sera railway
station, facilities of the railway station
situated in Slavyansk-na-Kubani, as well as
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazpromtrans Level
(ERP) and Registration and Analysis of Data
on Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
for a period not exceeding 12 months, and
OOO Gazpromtrans will make payment for
using such property in the maximum amount
of 2156 million Rubles
12.25 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of tank cars for
methanol for a period not exceeding 3
years, and OOO Gazpromtrans will pay for
using such property a sum in the maximum
amount of 130 million Rubles
12.26 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and DOAO
Tsentrenergogaz of OAO Gazprom pursuant to
which OAO Gazprom will grant DOAO
Tsentrenergogaz of OAO Gazprom the
temporary possession and use of the
building and equipment in the mechanical
repair shop at the depot operated by the
oil and gas production department for the
Zapolyarnoye gas-oil-condensate field
located in the village of Novozapolyarny,
Tazovskiy District, Yamal-Nenets Autonomous
Okrug; building and equipment in the
mechanical repair shop at the Southern
Regional Repair Depot located in Izobilnyi,
Stavropol Territory, for a period not
exceeding 12 months, and DOAO
Tsentrenergogaz of OAO Gazprom will pay for
using such property a sum in the maximum
amount of 103.7 million Rubles
12.27 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tsentrgaz pursuant to which OAO Gazprom
will grant OAO Tsentrgaz the temporary
possession and use of software/hardware
systems such as a System for Managing OAO
Gazprom's Property and Other Assets at OOO
Gazpromtrans Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within the OAO Gazprom
System at OAO Tsentrgas Level, System for
Registration and Analysis of Data on
Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
and Electronic Filing Module at OAO
Tsentrgaz Level for a period not exceeding
12 months, and OAO Tsentrgaz will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.28 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
Gazprombank (Open Joint Stock Company) the
temporary possession and use of
non-residential spaces in the building at
street Lenina, 31, Yugorsk, Tyumen Region
that are used to house a branch of
Gazprombank (Open Joint Stock Company) with
the total floor space of 1600 sq. m and a
land plot occupied by the building and
indispensable for its use with the total
area of 3,371 sq. m for a period not
exceeding 12 month, and Gazprombank (Open
Joint Stock Company) will pay for using
such property a sum in the maximum amount
of 1.4 million rubles
12.29 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neftekhim Salavat pursuant to which
OAO Gazprom will grant OAO Gazprom
Neftekhim Salavat the temporary possession
and use of the gas condensate pipeline
running from the Karachaganakskoye gas
condensate field to the Orenburg Gas
Refinery and a special-purpose
telecommunication unit M-468R for a period
not exceeding 12 months, and OAO Gazprom
Neftekhim Salavat will pay for using such
property a sum in the maximum amount of
466000 Rubles
12.30 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OAO
Gazprom will grant OOO Gazprom Export the
temporary possession and use of
software/hardware system such as Business
Information and Management System (BIMS) of
OAO Gazprom for a period not exceeding 12
months, and OOO Gazprom Export will pay for
using such property a sum in the maximum
amount of 75 million Rubles
12.31 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will grant OAO Gazprom Neft the temporary
possession and use of a special-purpose
telecommunications unit M-468R, as well as
software /hardware systems such as System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Neft Level
(ERP), System for Recording and Analysis of
Long-Term Investments within OAO Gazprom's
System (RALTI) at OAO Gazprom Neft Level,
System for Recording and Analysis of Data
on Non-Core Assets within the OAO Gazprom
System (RADA) at the OAO Gazprom Neft Level
and Electronic Filing Module at OAO Gazprom
Neft Level for a period not exceeding 12
months, and OAO Gazprom Neft will pay for
using such property a sum in the maximum
amount of 22200 Rubles
12.32 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Space Systems pursuant to which OAO
Gazprom will grant OAO Gazprom Space
Systems the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Space Systems
Level (ERP)", System for Recording and
Analysis of Long-Term Investments within
OAO Gazprom System (RALTI) at the OAO
Gazprom Space Systems Level and Electronic
Filing Module at OAO Gazprom Space Systems
Level for a period not exceeding 12 months,
and OAO Gazprom Space Systems will pay for
using such property a sum in the maximum
amount of 21100 Rubles
12.33 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which OAO
Gazprom will grant ZAO Yamalgazinvest the
temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Yamalgazinvest Level
(ERP) and Electronic Filing Module at ZAO
Yamalgazinvest Level for a period not
exceeding 12 months, and ZAO Yamalgazinvest
will pay for using such property a sum in
the maximum amount of 18000 Rubles
12.34 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which OAO
Gazprom will grant ZAO Gazprom Invest Yug
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Gazprom Invest Yug
Level (ERP) and Electronic Filing Module at
ZAO Gazprom Invest Yug Level for a period
not exceeding 12 months, and ZAO Gazprom
Invest Yug will pay for using such property
a sum in the maximum amount of 16600 Rubles
12.35 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will grant OOO Gazprom
Mezhregiongaz the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Mezhregiongaz Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Mezhregiongaz Level, System
for Recording and Analysis of Data on
Non-Core Assets (RADA) within OAO Gazprom
System at OOO Mezhregiongaz Level and
Electronic Filing Module at OOO Gazprom
Mezhregiongaz Level for a period not
exceeding 12 months, and OOO Gazprom
Mezhregiongaz will pay for using such
property a sum in the maximum amount of
6000 Rubles
12.36 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Komplektatsiya pursuant to which
OAO Gazprom will grant OOO Gazprom
Komplektatsiya the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Komplektatsiya Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Gazprom Komplektatsiya Level,
System for Recording and Analysis of Data
on Non-Core Assets (RADA) within OAO
Gazprom System at OOO Gazprom
Komplektatsiya Level and Electronic Filing
Module at OOO Gazprom Komplektatsiya Level
for a period not exceeding 12 months, and
OAO Gazprom Komplektatsiya will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.37 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom, Gazprombank
(Open Joint Stock Company) and OOO Gazprom
Export (Licensees) pursuant to which OAO
Gazprom will grant Licensees an ordinary
(non-exclusive) license for use of the OAO
Gazprom's international trademarks such as
As specified [Gazprom], Gazprom and
registered by the International Bureau of
the World Intellectual Property
Organization in the International Register
with international registration
numbers-807841, 807842, 807840, date of the
international registration-April 22, 2003,
on goods, labels, goods packaging; during
performance of works, provision of
services; on supporting, business and other
documents; in advertisements, printed
publications, on headed notepaper, on
signage, during display of exhibits at
exhibitions and fairs; in web-based media;
in trade names of Licensees
(Sub-Licensees); on corporate seals of
Licensees (Sub-Licensees) until exclusive
rights to international trademarks of OAO
Gazprom expire, with rights, upon receipt
of a prior written consent from OAO
Gazprom, to enter into sublicensing
agreements with third parties
(Sub-Licensees) for the use of the
above-mentioned OAO Gazprom's trademarks in
a manner and subject to rights for use
provided by Licensing Agreements to
Licensees, and Licensees will pay OAO
Gazprom license fees for the right to use
such OAO Gazprom international trademarks
and for the right to use OAO Gazprom
international trademarks under sublicensing
agreements in the aggregate maximum amount
of 84.96 million Rubles or its equivalent
in U.S. Dollars/ Euro
12.38 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom will grant OAO Gazprom
Gazoraspredeleniye the temporary possession
and use of assets in the gas-distribution
system comprised of facilities intended for
the transportation and feed of gas directly
to consumers (gas pipeline branches, gas
pipeline jump-over lines, distribution gas
pipelines, inter-settlement and
intra-street gas pipelines, high-, medium-,
and low-pressure gas pipelines, gas control
stations, and buildings), and
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazpromregiongaz Level
(ERP), System for Recording and Analysis of
Long-Term Investments (RALTI) within OAO
Gazprom System (Second Phase) at OAO
Gazpromregiongaz Level, and Electronic
Filing Module at OAO Gazpromregiongaz Level
for a period not exceeding 12 months, and
OAO Gazprom Gazoraspredeleniye will pay for
using such property a sum in the maximum
amount of 1393.3 million Rubles
12.39 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Investproyekt pursuant to which OOO
Gazprom Investproyekt undertakes, within 5
years of their signing and upon OAO
Gazprom's instructions, to provide
information and analysis, consulting,
management & administration services
related to administrative and contractual
structuring of projects, arrangements for
fund raising, ensuring that funds are used
as intended and ensuring timely
commissioning of facilities when fulfilling
investment projects to the benefit of OAO
Gazprom, and OAO Gazprom undertakes to pay
for these services a sum in the maximum
amount of 2500 million Rubles
12.40 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Druzhba pursuant to which OAO Gazprom will
grant OAO Druzhba the temporary possession
and use of the facilities at Druzhba
vacation center (effluent treatment
facilities, transformer substations, entry
checkpoints, houses, utility networks,
metal fences, parking areas, ponds, roads,
pedestrian crossings, sites, sewage pumping
station, roofed ground-level arcade,
service station, diesel-generator station,
boiler house extension, storage facility,
garaging, garages with administrative and
amenity building, stela, as well as service
machinery, equipment, furniture and
implements) located in the village of
Rogozinino, Naro-Fominsk District, Moscow
Region (due to changes in delineation of
Russian constituent entities-Moscow
region/City of Moscow, since July 1, 2012,
this area has been included within the area
of the City of Moscow), for a period not
exceeding 12 months, and OAO Druzhba will
pay for using such property a sum in the
maximum amount of 133.43 million Rubles
12.41 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OOO
Gazprom Export undertakes, acting upon OAO
Gazprom's instructions and for a total fee
not exceeding 300 million Rubles, on its
behalf but at the expense of OAO Gazprom,
to accept OAO Gazprom's commercial products
including crude oil, gas condensate,
sulphur and derivatives (gasoline,
liquefied gas, diesel fuel, fuel oil etc.)
and sell those on the market beyond the
Russian Federation, in the amount not
exceeding 6.5 million tons and for the sum
not exceeding 71 billion Rubles
12.42 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Severneftegazprom pursuant to which OAO
Severneftegazprom will deliver, and OAO
Gazprom will accept (take off) gas in the
amount not exceeding 17 billion cubic
meters, and OAO Gazprom will pay for the
gas in the aggregate maximum amount of 33.2
billion Rubles
12.43 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tomskgazprom pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total amount
not exceeding 3.6 billion cubic meters, and
OAO Tomskgazprom will pay for the services
related to the transportation of gas via
trunk gas pipelines in the aggregate
maximum amount of 2.2 billion Rubles
12.44 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will provide services related to
the transportation of gas in the total
amount not exceeding 6 billion cubic meters
across the Russian Federation and the
Republic of Kazakhstan, and OOO Gazprom
Mezhregiongaz will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 12.6 billion Rubles
12.45 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the
transportation of gas in the total amount
not exceeding 200 billion cubic meters, and
OAO NOVATEK will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 430.4 billion Rubles
12.46 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the injection
of OAO NOVATEK's gas into underground gas
storage facilities and its storage in such
facilities in the volume not exceeding 18.6
billion cubic meters, and OAO NOVATEK will
pay for the services related to the gas
injection and storage in the aggregate
maximum amount of 17.7 billion Rubles, as
well as services related to the offtake of
OAO NOVATEK's gas from underground gas
storage facilities in the volume not
exceeding 18.6 billion cubic meters for
which OAO NOVATEK will pay a sum in the
aggregate maximum amount of 1.3 billion
Rubles
12.47 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total volume
not exceeding 6.8 billion cubic meters, and
OAO Gazprom Neft will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 6.1 billion Rubles
12.48 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of diesel-powered
locomotives, freight-handling motor
locomotives, railway snow plough, escort
railcars, catering cars for a period not
exceeding 12 months, and OOO Gazpromtrans
will pay for the use of the property a sum
in the maximum amount of 34.6 million
Rubles
12.49 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on Common Terms for Conversion
and Forward Transactions between OAO
Gazprom and Sberbank of Russia OAO and
foreign currency sale/purchase transactions
and forward transactions between OAO
Gazprom and Sberbank of Russia OAO entered
into under this General Agreement in the
maximum amount of 300 million U.S. Dollars
or its equivalent in Rubles, Euro or other
currency for each of transactions
12.50 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OAO
Gazprom will grant OOO Gazprom Tsentrremont
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazprom Tsentrremont
Level (ERP), System for Recording and
Analysis of Long-Term Investments (RALTI)
within OAO Gazprom System at OOO Gazprom
Tsentrremont Level and Electronic Filing
Module at OOO Tsentrremont Level for a
period not exceeding 12 months, and OOO
Gazprom Tsentrremont will pay for the use
of such property a sum in the maximum
amount of 23000 Rubles
12.51 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and a/s
Latvijas Gaze pursuant to which OAO Gazprom
will sell, and a/s Latvijas Gaze will
purchase gas in the volume not exceeding
1.5 billion cubic meters for an aggregate
maximum amount of 675 million Euros in
2014, and also pursuant to which a/s
Latvijas Gaze will provide services related
to the injection and storage of OAO
Gazprom's gas in the Incukalna underground
gas storage facility, gas offtake and
transportation across the Republic of
Latvia in 2014 in the following amounts:
services related to the gas injection,
storage and offtake-in the volume not
exceeding 1 billion cubic meters, and
services related to the gas
transportation-in the volume not exceeding
2 billion cubic meters, and OAO Gazprom
will pay for such services a sum in the
aggregate maximum amount of 25 million
Euros
12.52 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AB
Lietuvos Dujos pursuant to which OAO
Gazprom will sell, and AB Lietuvos Dujos
will purchase gas in the volume not
exceeding 1.5 billion cubic meters for the
aggregate maximum amount of 675 million
Euros in 2014, and also pursuant to which
AB Lietuvos Dujos will provide services
related to the transit transportation of
gas via the Republic of Lithuania in the
volume not exceeding 2.5 billion cubic
meters in 2014 and OAO Gazprom will pay for
the gas transportation via trunk gas
pipelines a sum in the aggregate maximum
amount of 13 million Euros
12.53 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AO
Moldovagaz pursuant to which OAO Gazprom
will sell, and AO Moldovagaz will purchase
gas in the volume not exceeding 10.4
billion cubic meters for an aggregate
maximum amount of 3.9 billion U.S. Dollars
in 2014, and also pursuant to which AO
Moldovagaz will provide services related to
the transit transportation of gas via the
Republic of Moldova in the volume not
exceeding 70 billion cubic meters in 2014,
and OAO Gazprom will pay for services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 172 million U.S. Dollars
12.54 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
KazRosGaz LLP pursuant to which OAO Gazprom
will provide services related to the
transportation of KazRosGaz LLP's gas via
the Russian Federation in 2014 in the
volume not exceeding 7.813 billion cubic
meters, and KazRosGaz LLP will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 33.143 million
U.S. Dollars
12.55 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus pursuant to which
OAO Gazprom will sell, and OAO Gazprom
Transgaz Belarus will purchase gas in the
volume not exceeding 23 billion cubic
meters for the aggregate maximum amount of
4.255 billion U.S. Dollars in 2014, and
also pursuant to which OAO Gazprom Transgaz
Belarus will provide services related to
the transit transportation of gas via the
Republic of Belarus in the volume not
exceeding 50 billion cubic meters, and OAO
Gazprom will pay for the services related
to the transportation of gas via trunk gas
pipelines a sum in the aggregate maximum
amount of 600 million U.S. Dollars
12.56 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and GAZPROM
Germania GmbH pursuant to which OAO Gazprom
will provide services related to the
transportation of GAZPROM Germania GmbH's
natural gas via the Republic of Kazakhstan,
Republic of Uzbekistan, Russian Federation
and the Republic of Belarus in the volume
not exceeding 3 billion cubic meters, and
GAZPROM Germania GmbH will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 65 million U.S.
Dollars
12.57 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 160000 Rubles,
in its own name, but at the expense of OAO
Gazprom, to arrange for works to be done in
the period of 2013-2014 related to the
development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.58 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, acting upon
OAO Gazprom's instructions and for a fee in
the aggregate maximum amount of 6.41
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.59 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, acting
upon OAO Gazprom's instructions and for a
fee in the aggregate maximum amount of 2.81
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.60 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 12.01 million
Rubles, in its own name, but at the expense
of OAO Gazprom, to arrange for works to be
done in the period of 2013-2014 related to
the development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.61 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, in the
period from July 1, 2013 to December 31,
2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for these
services a sum in the maximum amount of
3431.21 million Rubles
12.62 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for these services a sum in the maximum
amount of 280 million Rubles
12.63 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, in the
period between July 1, 2013 and December
31, 2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 347.58
million Rubles
12.64 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for such services a sum in the maximum
amount of 4382.35 million Rubles
12.65 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom Gazoraspredeleniye
undertakes, within 24 months of its
signing, to perform, acting upon OAO
Gazprom's instructions, works to remove
some segments in the gas pipeline
'Pokhvistnevo-Samara 2nd String' located in
Kinelsky District, Samara Region (gas
pipeline segment L-34, 1 km long, D-300)
and to deliver completed works to OAO
Gazprom, and OAO Gazprom undertakes to
accept completed works and pay for these a
sum in the aggregate maximum amount of
20.915 million Rubles
12.66 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event of loss,
destruction, or damage to OAO Gazprom's
property such as buildings and structures;
machinery and equipment; line pipes,
process equipment and fixtures/fittings of
gas pipelines, oil pipelines, petroleum
products pipelines; buried subsea
pipelines; marine vessels; property that
constitute a part of wells, offshore
floating drilling rigs and fixed platforms
(insured property), and in the event of
loss incurred by OAO Gazprom as a result of
an interruption in production operations
due to destruction, loss or damage to
insured property (insured events), to pay
an insurance recovery to OAO Gazprom or to
such OAO Gazprom's subsidiary companies to
which the insured property was leased to
(beneficiaries) in the aggregate insured
amount for all occurrences not exceeding 12
trillion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 6.356
billion Rubles, with each insurance
agreement being effective for one year
12.67 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that any damage is caused to the
environment (environmental risks), life,
health or property of third parties as a
result of an incident originated from the
performance by OAO Gazprom, its
subsidiaries and related companies of
onshore/offshore drilling and exploration
works, production of hydrocarbons, its
transportation, processing and storage
operations, construction and other
associated operations, directly associated
with the stated business activities
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 30
billion Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 1.5 million
Rubles, with this agreement being effective
for one year
CMMT PLEASE NOTE THAT THIS AGENDA IS CONTINUED Non-Voting
ON MEETING 211445, WHICH WILL CONTAIN
RESOLUTION ITEMS 12.68 TO 14.12. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.51.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704581354
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
12.68 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life, health or property of third
parties, or to the environment, as a result
of any act of terrorism at a hazardous
industrial facility operated by OAO Gazprom
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 700
million Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 3 million
Rubles, with each insurance agreement being
effective for one year
12.69 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event of occurrence of liability by OAO
Gazprom acting as a custom agent as a
result of any damage caused to the property
of third parties represented by OAO Gazprom
in connection with the execution of customs
formalities (beneficiaries), or any
non-compliances with agreements entered
into with such parties (insured events), to
make a payment of insurance to such third
parties in a sum not exceeding 20 million
Rubles for each of occurrences, and OAO
Gazprom undertakes to pay OAO SOGAZ an
insurance premium in the aggregate maximum
amount of 300000 Rubles, with this
agreement being effective for one year
12.70 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life or health of OAO Gazprom's
employees (insured persons) as a result of
an accident occurred during the period of
coverage, or a disease diagnosed during the
life of agreements (insured events), to
make a payment of insurance to the insured
person or to the person appointed by the
beneficiary, or to the successor of the
insured person (beneficiaries) not to
exceed the aggregate insurance amount of
680 billion Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
60 million Rubles, with each insurance
agreement being effective for one year
12.71 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any employee
of OAO Gazprom, or member of his/her
immediate family, or a retired former
employee of OAO Gazprom, or member of
his/her immediate family (insured persons
who are beneficiaries) seeks medical
services with any health care institution
(insured events), to arrange for such
services to be provided and pay for these
to the insured persons in the aggregate
insurance amount not exceeding 550 billion
Rubles, and OAO Gazprom undertakes to pay
OAO SOGAZ an insurance premium in the
aggregate maximum amount of 1.3 billion
Rubles, with each insurance agreement being
effective for one year
12.72 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage
(loss or destruction) is caused to a
vehicle owned by OAO Gazprom or if such
vehicle gets stolen, hijacked or any
parts/details/units/assemblies or
accessories of such vehicle get stolen
(insured events), to make a payment of
insurance to OAO Gazprom (beneficiary) not
to exceed the aggregate insurance amount of
1340 million Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
24.45 million Rubles, with each insurance
agreement being effective for one year
12.73 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that: any claims are filed
against any members of the Board of
Directors or Management Committee of OAO
Gazprom who hold neither public positions
in the Russian Federation Government nor
any State civil service positions (insured
persons) by any individuals or legal
entities who benefit from the agreement and
who could suffer damage, including
shareholders of OAO Gazprom, debtors and
lenders of OAO Gazprom, employees of OAO
Gazprom, and the Russian Federation as
represented by its authorized agencies and
representatives (third parties
(beneficiaries)) for a compensation of loss
resulting from unintentional erroneous
actions (omissions) by insured persons
while conducting their managerial
activities; any legal or other expenses to
settle such claims arise with insured
persons; any claims are filed against OAO
Gazprom by third parties (beneficiaries)
for a compensation of loss resulting from
unintentional erroneous actions (omissions)
by insured persons while conducting their
managerial activities on the basis of
claims filed in respect of OAO Gazprom's
securities, as well as claims originally
filed against insured persons; any legal or
other expenses to settle such claims arise
with OAO Gazprom (insured events)to make a
payment of insurance to third parties
(beneficiaries) whose interests suffered
damage and to insured persons and/or OAO
Gazprom, in the event that any legal or
other expenses to settle such claims of
compensation not to exceed the aggregate
insurance amount of the Ruble equivalent of
100 million U.S. Dollars, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
the Ruble equivalent of 2 million U.S.
Dollars, with this agreement being
effective for one year
12.74 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Transgaz Belarus (Licensee)
pursuant to which OAO Gazprom will grant
the Licensee an ordinary (non-exclusive)
license for the right to use a software for
electronic data processing machines such as
a Software/Hardware System for Periodic
Analysis and Planning of Steady-State
Operating Conditions of Gas Transportation
Systems in Gas Transportation Companies
with Maintenance of Historical Data Bases
and Data Exchange between 'Astra-Gas'
Management Levels (S/W/H/W System
Astra-Gas) by storing it in the memory of
Licensee's electronic data processing
machines, and the Licensee will pay OAO
Gazprom a license fee in the aggregate
maximum amount of 220000 Rubles
12.75 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any
individuals, employees of OAO Gazprom, who
are traveling on official business away
from their permanent place of residence
(insured persons who are beneficiaries)
need to incur any expenses during such
business trip period that are associated
with: sudden illness or accident occurred
with the insured person; reasons that
require that the insured person return back
home ahead of time; loss of luggage or IDs;
that the insured person needs to receive a
legal advice in respect of any injury or
motor vehicle accident in the period of
his/her business trip; services required to
be provided to search and rescue the
insured person in the event of any
contingency he/she becomes victim to (a
situation endangering the life and health
of the insured person); situations that
require a compensation of damages caused to
the life, health and property of third
parties (insured events), to make a payment
of insurance to the insured person and/or
the company engaged in the provision of
services to the insured person on
occurrence of insured events (service
company) in the aggregate insurance amount
for all insured events not exceeding 1
billion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 1.3 million
Rubles, with each of the agreements being
effective for one year
12.76 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Vostokgazprom, Gazprom bank (Open Joint
Stock Company), OAO Gazprom
Gazoraspredeleniye, OOO Gazprom Export, OOO
Gazpromtrans, ZAO Gazprom Invest Yug, OAO
Gazprom Space Systems, OOO Gazprom
Komplektatsiya, OAO Gazprom Neft, OAO
Druzhba, OOO Gazprom Mezhregiongaz, OAO
Gazprom Neftekhim Salavat, OAO SOGAZ, DOAO
Tsentrenergogaz of OAO Gazprom, OAO
Tsentrgaz, OOO Gazprom Tsentrremont, ZAO
Yamalgazinvest, OAO Gazprom Gazenergoset
and OAO Gazprom Transgaz Belarus (the
Contractors) pursuant to which the
Contractors undertake, in the period from
October 1, 2013 to January 31, 2014, acting
upon OAO Gazprom's instructions, to provide
the services related to making all
necessary arrangements and carrying out a
stocktaking of fixed assets of OAO Gazprom
being leased to the Contractors, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 3.3 million
Rubles
12.77 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest, OOO Temryukmortrans, OAO
Gazpromtrubinvest and Gazprom (UK) Limited
(the Licensees) pursuant to which OAO
Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, on goods, labels, packaging
of goods that are manufactured, offered for
sale, sold, or displayed at exhibitions or
fairs, or otherwise introduced into the
civil circulation in the Russian
Federation, or stored or transported for
such purpose, or imported to the Russian
Federation; during the performance of work
or provision of services; on supporting,
business, or other documentation, including
these of related to the introduction of
goods into the civil circulation; on
commercial offers for sale of goods,
provision of services or performance of
works, or in announcements or
advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensees' corporate
seals, or in web-based media, or in the
Licensees' trade names, until exclusive
rights to OAO Gazprom's trademarks expire,
and Licensees will pay OAO Gazprom a
license fee for the right to use OAO
Gazprom's trademarks in the aggregate
maximum amount of 16.99 million Rubles or
its equivalent in other currency
12.78 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OOO
Gazprom Tsentrremont (the Licensee)
pursuant to which the Licensee, upon the
prior written content from OAO Gazprom,
will be entitled to enter into
sub-licensing agreements with third parties
(the Sub-Licensees) for the use of OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, within the rights and subject
to the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
trademarks under sub-licensing agreements
in the aggregate maximum amount of 16.99
million Rubles
12.79 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and Gazprom
bank (Open Joint Stock Company) (the
Licensee) pursuant to which OAO Gazprom
will grant the Licensee an ordinary
(non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275 and
November 19, 2002 #228276, on goods,
labels, packaging of goods that are
manufactured, offered for sale, sold, or
displayed at exhibitions or fairs, or
otherwise introduced into the civil
circulation in the Russian Federation, or
stored or transported for such purpose, or
imported to the Russian Federation; during
the performance of work or provision of
services on supporting, business, or other
documentation, including these of related
to the introduction of goods into the civil
circulation; on commercial offers for sale
of goods, provision of services or
performance of works, or in announcements
or advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensee's
(Sub-Licensees') corporate seals, or in
web-based media, or in the Licensee's
(Sub-Licensees') trade names, until
exclusive rights to OAO Gazprom's
trademarks expire, and with the right, upon
OAO Gazprom's prior written consent, to
enter into sub-licensing agreements with
third parties for entitlement to use
above-mentioned trademarks within the
rights and subject to the manner of use as
stipulated by the Licensing Agreement in
respect of the Licensee, and the Licensee
will pay OAO Gazprom a license fee for the
right to use OAO Gazprom's trademarks and
for the right to use OAO Gazprom's
trademarks under sub-licensing agreements
by the Licensee in the aggregate maximum
amount of 42.48 million Rubles
12.80 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and GAZPROM
Germania GmbH (the Trademark Holder)
pursuant to which the Trademark Holder will
assign its full exclusive right to the
trademark as specified registered in
navy-blue and white colors/color
combination by the German Patent and Trade
Mark Office (Deutsches Patent-und
Markenamt-DPMA), with the certificate #
30664412 registered on March 8, 2007, to
OAO Gazprom in respect of all goods and
services for which such trademark was
registered, and OAO Gazprom undertakes to
pay the Trademark Holder a fee in the
aggregate maximum amount of 3500 Euros or
its equivalent in other currency which
includes a value added tax computed at a
tax rate consistent with the Russian
Federation laws to be deducted from the fee
and to be paid by OAO Gazprom, acting as a
tax agent, to the budget of the Russian
Federation
12.81 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus and Gazprom (UK)
Limited (the Licensees) pursuant to which
OAO Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered by the
International Bureau of the World
Intellectual Property Organization in the
International Register with international
registration numbers-807841, 807842,
807840, date of the international
registration-April 22, 2003, on goods,
labels, goods packaging; during performance
of works, provision of services; on
supporting, business and other documents;
in advertisements, printed publications, on
headed notepaper, on signage, during
display of exhibits at exhibitions and
fairs; in web-based media; in trade names
of the Licensees; on corporate seals of the
Licensees until exclusive rights to
international trademarks of OAO Gazprom
expire, and the Licensees will pay OAO
Gazprom a license fee for the right to use
international trademarks of OAO Gazprom in
the aggregate maximum amount of 7.08
million Rubles or its equivalent in other
currency
12.82 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Gazprom
Marketing & Trading Limited (the Trademark
Holder) pursuant to which the Trademark
Holder will assign its full exclusive
rights to trademarks GAZPROM and GAZPROM UK
TRADING registered by the UK Intellectual
Property Office, certificate #2217196,
registered on November 24, 2000 and
certificate #2217144, registered on
September 1, 2000, in respect of all goods
and services for which such trademarks were
registered, and OAO Gazprom will pay the
Trademark Holder a fee in the aggregate
maximum amount of 4000 Euros or its
equivalent in other currency which includes
a value added tax computed at a tax rate
consistent with the Russian Federation laws
to be deducted from the fee and to be paid
by OAO Gazprom, acting as a tax agent, to
the budget of the Russian Federation
12.83 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as as specified
and as specified registered in navy-blue
and white colors/color combination in the
State Register of Certificates of Ukraine
on Signs for the Goods and Services,
certificates on signs for the goods and
services dated December 27, 2010 #132820,
dated December 27, 2010 #132821, on goods,
labels, packaging of goods; during the
performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 8.49
million Rubles or its equivalent in other
currency
12.84 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as and registered
in navy-blue and white colors/color
combination in the State Register of
Trademarks of Kyrgyz Republic, certificates
issued by the State Patent Service of the
Kyrgyz Republic dated September 30, 2010
#10310, dated September 30, 2010 #10311, on
goods, labels, packaging of goods; during
the performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 5.66
million Rubles or its equivalent in other
currency
12.85 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will supply, and OOO Gazprom
Mezhregiongaz will accept (take off) gas in
the volume not exceeding 305 billion cubic
meters, subject to a monthly delivery
schedule, and pay for gas a sum in the
aggregate maximum amount of 1.5 trillion
Rubles
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
13.1 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Akimov Andrey
Igorevich
13.2 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Gazizullin
Farit Rafikovich
13.3 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Zubkov Viktor
Alekseevich
13.4 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Karpel Elena
Evgenievna
13.5 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Koulibaev Timur
Askarovich
13.6 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Markelov Vitaly
Anatolievich
13.7 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Martynov Viktor
Georgievich
13.8 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Mau Vladimir
Aleksandrovich
13.9 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Miller Alexey
Borisovich
13.10 Elect the following person to the Board of Mgmt For For
Directors of OAO "Gazprom": Musin Valery
Abramovich
13.11 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Sereda Mikhail
Leonidovich
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 12 Non-Voting
CANDIDATES TO BE ELECTED AS AUDIT
COMMISSION MEMBERS, THERE ARE ONLY 9
VACANCIES AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 9
OF THE 12 AUDIT COMMISSION MEMBERS. THANK
YOU.
14.1 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Antoshin
Viktor Vladimirovich
14.2 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Arkhipov
Dmitry Aleksandrovich
14.3 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Belobrov
Andrei Viktorovich
14.4 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Bikulov Vadim
Kasymovich
14.5 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Kuzovlev
Mikhail Valerievich
14.6 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Mikhina Marina
Vitalievna
14.7 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Morozova
Lidiya Vasilievna
14.8 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Nesterova Anna
Borisovna
14.9 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Nozadze Georgy
Avtandilovich
14.10 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Nosov Yuri
Stanislavovich
14.11 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Oganyan Karen
Iosifovich
14.12 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Yugov
Aleksandr Sergeevich
CMMT REMINDER PLEASE NOTE IN ORDER TO VOTE ON Non-Voting
THE FULL MEETING AGENDA YOU MUST ALSO VOTE
ON MEETING ID 211104 WHICH CONTAINS
RESOLUTIONS 1 TO 12.67.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.82.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GENTING BHD Agenda Number: 704529366
--------------------------------------------------------------------------------------------------------------------------
Security: Y26926116
Meeting Type: AGM
Meeting Date: 13-Jun-2013
Ticker:
ISIN: MYL3182OO002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the declaration of a final Mgmt For For
dividend of 4.5 SEN less 25% tax per
ordinary share of 10 SEN each for the
financial year ended 31 December 2012 to be
paid on 25 July 2013 to members registered
in the Record of Depositors on 28 June 2013
2 To approve the payment of Directors' fees Mgmt For For
of RM830,380 for the financial year ended
31 December 2012 (2011: RM826,900)
3 To re-elect Dato' Dr. R. Thillainathan as a Mgmt For For
Director of the Company pursuant to Article
99 of the Articles of Association of the
Company
4 To re-elect Mr Lim Keong Hui as a Director Mgmt For For
of the Company pursuant to Article 104 of
the Articles of Association of the Company
5 That Dato' Paduka Nik Hashim bin Nik Mgmt Against Against
Yusoff, retiring in accordance with Section
129 of the Companies Act, 1965, be and is
hereby re-appointed as a Director of the
Company to hold office until the conclusion
of the next Annual General Meeting."
6 That Tun Mohammed Hanif bin Omar, retiring Mgmt For For
in accordance with Section 129 of the
Companies Act, 1965, be and is hereby
re-appointed as a Director of the Company
to hold office until the conclusion of the
next Annual General Meeting
7 That Tan Sri Dr. Lin See Yan, retiring in Mgmt For For
accordance with Section 129 of the
Companies Act, 1965, be and is hereby
re-appointed as a Director of the Company
to hold office until the conclusion of the
next Annual General Meeting."
8 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditors of the Company and to authorise
the Directors to fix their Remuneration
9 Proposed authority for the Company to Mgmt For For
purchase its own shares
10 Authority to Directors pursuant to Section Mgmt For For
132D of the Companies Act, 1965
11 Proposed renewal of shareholders' mandate Mgmt For For
for recurrent related party transactions of
a revenue or trading Nature
S.1 Proposed amendments to the Articles of Mgmt For For
Association of the Company
--------------------------------------------------------------------------------------------------------------------------
GLOBALTRANS INVESTMENT PLC, LIMASSOL Agenda Number: 704370876
--------------------------------------------------------------------------------------------------------------------------
Security: 37949E204
Meeting Type: AGM
Meeting Date: 19-Apr-2013
Ticker:
ISIN: US37949E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Group and Company audited Mgmt For For
financial statements together with the
directors' and auditors' reports for the
financial year ended 31 December 2012 be
and are hereby approved
2 That the distribution by the Company of Mgmt For For
final dividends in respect of the financial
year ended 31 December 2012 in the amount
of 70 US cents per ordinary share be and is
hereby approved
3 That PricewaterhouseCoopers Limited be Mgmt For For
re-appointed as auditors of the Company to
hold office until the conclusion of the
next general meeting at which the accounts
are laid before the Company and that the
remuneration of the auditors be determined
by the Board of Directors of the Company
4 That the authority of all members of the Mgmt For For
Board of Directors of the Company is
terminated
5 That the number of directors of the Company Mgmt For For
is increased to 15 (fifteen)
6 That Alexander Eliseev be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014
7 That Michael Zampelas be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014 with an annual gross
remuneration of EUR60,000 (sixty thousand)
8 That George Papaioannou be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014 with an annual gross
remuneration of EUR28,000 (twenty eight
thousand)
9 That J. Carroll Colley be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014 with an annual gross
remuneration of USD100,000 (one hundred
thousand)
10 That Johann Franz Durrer be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014 with an annual gross
remuneration of USD150,000 (one hundred
fifty thousand)
11 That Sergey Maltsev be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014
12 That Mikhail Loganov be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014 with an annual gross
remuneration of EUR163,500 (one hundred
sixty three thousand five hundred)
13 That Elia Nicolaou be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014 with an annual gross
remuneration of EUR1,500 (one thousand five
hundred)
14 That Konstantin Shirokov be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014
15 That Andrey Gomon be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014
16 That Alexander Storozhev be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014
17 That Alexander Tarasov be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014
18 That Marios Tofaros be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014
19 That Sergey Tolmachev be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014
20 That Melina Pyrgou be appointed as a Mgmt For For
director of the Company until the
conclusion of the annual general meeting of
the shareholders of the Company, which will
take place in 2014
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 704065689
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: OGM
Meeting Date: 11-Oct-2012
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Discussion and if the case, approval of a Mgmt For For
proposed cash dividend payment equivalent
to MXN 0.183 per share
2 External Auditor's Report regarding the Non-Voting
Company's tax status
3 Designate the delegate(s) to formalize and Mgmt For For
execute the resolutions passed by the
Assembly
4 Drafting, reading and approval of the Mgmt For For
Assembly's minutes
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE Agenda Number: 704223697
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: EGM
Meeting Date: 22-Jan-2013
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 It is proposed to modify Article Second of Mgmt For For
the Corporate By-laws of the Company, in
order to exclude Ixe Automotriz, S.A. de
C.V., Sociedad Financiera de Objeto
Multiple, Entidad Regulada, Grupo
Financiero Banorte, as an integrated entity
of Grupo Financiero Banorte, S.A.B. de
C.V., as a result of its merger with
Arrendadora y Factor Banorte, S.A. de C.V.,
Sociedad Financiera de Objeto Multiple,
Entidad Regulada, Grupo Financiero Banorte;
and modify the legal denomination of Ixe
Casa de Bolsa, S.A. de C.V., Grupo
Financiero Banorte, to Casa de Bolsa
Banorte Ixe, S.A. de C.V., Grupo Financiero
Banorte. Given the merger of Arrendadora y
Factor Banorte, S.A. de C.V., Sociedad
Financiera de Objeto Multiple, Entidad
Regulada, Grupo Financiero Banorte
("Arrendadora y Factor Banorte"), as the
merging entity, CONTD
CONT CONTD with Ixe Automotriz, S.A. de C.V., Non-Voting
Sociedad Financiera de Objeto Multiple,
Entidad Regulada, Grupo Financiero Banorte
("Ixe Automotriz"), as the merged entitity,
and the change of the legal denomination of
Ixe Casa de Bolsa, S.A. de C.V., Grupo
Financiero Banorte to Casa de Bolsa Banorte
Ixe, S.A. de C.V., Grupo Financiero Banorte
it is proposed to modify Article Second of
the Corporate By-laws in order to exclude
the first as an integrated entity of Grupo
Financiero Banorte, S.A.B. de C.V. and
modify the legal denomination of the second
2 It is proposed to approve the text and to Mgmt For For
subscribe the new Agreement of Shared
Responsibilities including all of Grupo
Financiero Banorte, S.A.B. de C.V.'s
entities
3 It is proposed to designate delegate(s) to Mgmt For For
formalize and execute, if the case, the
resolutions passed by the Assembly
4 It is proposed to draft, read and approve Mgmt For For
the Assembly's minutes
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE Agenda Number: 704223899
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: OGM
Meeting Date: 22-Jan-2013
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of a proposed cash dividend Mgmt For For
payment equivalent to Ps. MXN0.549 per
share. It is proposed to distribute a cash
dividend of Ps. MXN0.549 per share, derived
from the retained earnings of previous
years, which will be covered in three
installments of Ps. MXN 0.183 per share,
respectively, in January 31st, April 23rd
and July 23rd, 2013 against delivery of
coupons number 6, 7 and 8, respectively.
The total dividend to be paid against the
2011 profits amounts to Ps. MXN0.732 per
share, approved by the Group's Board of
Directors last July 26th , 2012, of which
the first disbursement of Ps. MXN0.183 per
share was made on October 24th , 2012. The
total amount of the dividend to be paid
represents 20% of the recurring profits of
2011
2 It is proposed to designate delegate(s) to Mgmt For For
formalize and execute, if the case, the
resolutions passed by the assembly
3 It is proposed to draft, read and approve Mgmt For For
the assembly's minutes
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 1.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE Agenda Number: 704402166
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: EGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.i It is proposed to modify Article Second of Mgmt For For
the Corporate By-Laws of GFNorte, in order
to exclude Ixe Banco and Fincasa
Hipotecaria, given their merger with Banco
Mercantil del Norte; and modify the legal
denomination of Ixe Soluciones, to S lida
Administradora de Portafolios SOFOM and of
Ixe Fondos, to Operadora de Fondos Banorte
Ixe
1.ii It is proposed to approve the text and to Mgmt For For
subscribe the new Agreement of Shared
Responsibilities including all of Grupo
Financiero Banorte's entities
2 It is proposed to designate delegate(s) to Mgmt For For
formalize and execute, if the case, the
resolutions passed by the Assembly
3 It is proposed to draft, read and approve Mgmt For For
the Assembly's minutes
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE Agenda Number: 704437739
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 181804 DUE TO SPLITTING OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Approval of the reports referred in section Mgmt For For
IV, Article 28 of the Securities Market
Law, corresponding to the year ended
December 31st, 2012
2 Distribution of profits Mgmt For For
3.a.1 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Proprietary Member: Guillermo
Ortiz Martinez, Chairman, Related
3.a.2 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Bertha Gonzalez Moreno,
Patrimonial
3.a.3 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: David Villarreal Montemayor,
Patrimonial
3.a.4 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Manuel Saba Ades, Independent
3.a.5 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Alfredo Elias Ayub,
Independent
3.a.6 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Herminio Blanco Mendoza,
Independent
3.a.7 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Everardo Elizondo Almaguer,
Independent
3.a.8 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Patricia Armendariz Guerra,
Independent
3.a.9 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Armando Garza Sada,
Independent
3a.10 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Hector Reyes Retana,
Independent
3a.11 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Juan Carlos Braniff Hierro,
Independent
3a.12 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Alejandro Burillo Azcarraga,
Independent
3a.13 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Miguel Aleman Magnani,
Independent
3a.14 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Enrique Castillo Sanchez
Mejorada, Related
3a.15 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Alejandro Valenzuela del Rio,
Related
3a.16 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Jesus O.
Garza Martinez, Related
3a.17 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Juan
Antonio Gonzalez Moreno, Patrimonial
3a.18 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Jose G.
Garza Montemayor, Patrimonial
3a.19 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Alberto
Saba Ades, Independent
3a.20 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Isaac
Becker Kabacnik, Independent
3a.21 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Manuel
Aznar Nicolin, Independent
3a.22 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Ramon A.
Leal Chapa, Independent
3a.23 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Julio Cesar
Mendez Rubio, Independent
3a.24 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence.Alternate Member: Guillermo
Mascarenas Milmo, Independent
3a.25 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Javier
Molinar Horcasitas, Related
3a.26 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Jose Marcos
Ramirez Miguel, Related
3.b It is proposed in accordance with Article Mgmt For For
Forty of the Corporate By-Laws, that the
Board Members are exempt from the
responsibility of providing a bond or
monetary guarantee for backing their
performance when carrying out their duties
3.c It is proposed to appoint Hector Avila Mgmt For For
Flores as Secretary to the Board of
Directors and Jose Morales Martinez as
Undersecretary, who will not be part of the
Board
4 Determine the compensation for the members Mgmt For For
of the Company's Board of Directors
5.a Designation of the member of the Audit and Mgmt For For
Corporate Practices Committee: Hector Reyes
Retana-Chairman
5.b Designation of the member of the Audit and Mgmt For For
Corporate Practices Committee: Herminio
Blanco Mendoza
5.c Designation of the member of the Audit and Mgmt For For
Corporate Practices Committee: Manuel Aznar
Nicolin
5.d Designation of the member of the Audit and Mgmt For For
Corporate Practices Committee: Patricia
Armendariz Guerra
5.e Designation of the member of the Audit and Mgmt For For
Corporate Practices Committee: Julio Cesar
Mendez Rubio
6.a Designation of the member of the Risk Mgmt For For
Policies Committee: Juan Carlos Braniff
Hierro - Chairman
6.b Designation of the member of the Risk Mgmt For For
Policies Committee: Alfredo Elias Ayub
6.c Designation of the member of the Risk Mgmt For For
Policies Committee: Everardo Elizondo
Almaguer
6.d Designation of the member of the Risk Mgmt For For
Policies Committee: Manuel Aznar Nicolin
6.e Designation of the member of the Risk Mgmt For For
Policies Committee: Alejandro Valenzuela
del Rio
6.f Designation of the member of the Risk Mgmt For For
Policies Committee: Manuel Romo Villafuerte
6.g Designation of the member of the Risk Mgmt For For
Policies Committee: Fernando Solis Soberon
6.h Designation of the member of the Risk Mgmt For For
Policies Committee: Gerardo Zamora Nanez
6.i Designation of the member of the Risk Mgmt For For
Policies Committee: Marcos Ramirez Miguel
6.j Designation of the member of the Risk Mgmt For For
Policies Committee: David Aaron Margolin
Schabes - Secretary
7 Board of Directors' Report regarding shares Mgmt For For
repurchase transactions carried out during
2012 and determination of the maximum
amount of financial resources that will be
applied for share repurchases during 2013
8 Discussion and approval to modify the Mgmt For For
integration and duties of the Regional
Boards
9 Approval to certify the Company's By-Laws Mgmt For For
10 Designation of delegate(s) to formalize and Mgmt For For
execute the resolutions passed by the
Assembly
11 Drafting, reading and approval of the Mgmt For For
Assembly's minutes
--------------------------------------------------------------------------------------------------------------------------
GRUPO MEXICO SAB DE CV Agenda Number: 704390676
--------------------------------------------------------------------------------------------------------------------------
Security: P49538112
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: MXP370841019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Report from the executive chairperson of Mgmt For For
the company for the fiscal year that ran
from January 1 to December 31, 2012.
Discussion and approval, if deemed
appropriate, of the consolidated financial
statements of the company and its
subsidiaries to December 31, 2012.
Presentation of the opinions and reports
that are referred to in Article 28, Part
IV, lines a, c, d and e, of the Securities
Market Law, regarding the fiscal year that
ran from January 1 to December 31, 2012.
Resolutions in this regard
II Reading of the report regarding the Mgmt For For
fulfillment of the tax obligations that are
referred to in Part XX of Article 86 of the
Income Tax Law during the 2012 fiscal year
III Resolution regarding the allocation of Mgmt For For
profit from the fiscal year that ended on
December 31, 2012
IV Report that is referred to in Part III of Mgmt For For
Article 60 of the provisions of a general
nature applicable to the issuers of
securities and to other securities market
participants, including a report regarding
the allocation of the funds intended for
the acquisition of shares of the company
during the fiscal year that ran from
January 1 to December 31, 2012.
Determination of the maximum amount of
funds to be allocated to the acquisition of
the shares of the company during the 2012
fiscal year. Resolutions in this regard
V Resolution regarding the ratification of Mgmt Against Against
the acts done by the board of directors,
the executive chairperson and its
committees, during the fiscal year that ran
from January 1 to December 31, 2012.
Appointment or reelection, if deemed
appropriate, of the members of the board of
directors of the company and classification
of their independence in accordance with
Article 26 of the Securities Market Law.
Appointment or reelection, if deemed
appropriate, of the members of the
committees of the board of directors and of
their chairpersons
VI Proposal regarding the compensation for the Mgmt For For
members of the board of directors and for
the members of the committees of the board
of directors. Resolutions in this regard
VII Designation of the delegates who will carry Mgmt For For
out and formalize the resolutions passed by
the general meeting. Resolutions in this
regard
--------------------------------------------------------------------------------------------------------------------------
HACI OMER SABANCI HOLDING AS, ISTANBUL Agenda Number: 704298404
--------------------------------------------------------------------------------------------------------------------------
Security: M8223R100
Meeting Type: OGM
Meeting Date: 29-Mar-2013
Ticker:
ISIN: TRASAHOL91Q5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIRMENTS VARY BY
CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA
IN PLACE WHICH WOULD ELIMINATE THE NEED FOR
THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE
ABSENCE OF THIS ARRANGEMENT, AN INDIVIDUAL
BENEFICIAL OWNER POA MAY BE REQUIRED. IF
YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE. THANK YOU.
1 Opening and formation of the presidency Mgmt For For
board
2 Authorization of the presidency board to Mgmt For For
sign the meeting minutes
3 Reading and discussing of the reports Mgmt For For
prepared by board and auditors
4 Informing the shareholders about donations Mgmt Abstain Against
5 Informing the shareholders about Mgmt Abstain Against
transactions made between the related
parties
6 Informing the shareholders about given Mgmt Abstain Against
collateral, pledges
7 Informing the shareholders about Mgmt Abstain Against
transactions in accordance with the
governance policy of the capital markets
board for the items 1,3,7,.
8 Reading, discussion and approval of the Mgmt For For
balance sheet and income statements
9 Release of the board Mgmt For For
10 Release of the auditors Mgmt For For
11 Discussion of the profit of the year 2012 Mgmt For For
12 Determination of the limitation of the Mgmt Against Against
donation to be made year 2013
13 Decision on the amendment to articles 1, 3, Mgmt For For
4, 6, 8, 9, 10, 11, 13, 15, 16, 17, 18, 19,
20, 21, 24, 25, 26, 28, 29, 30, 31, 32, 33
and 35 of the articles of association of
the company
14 Election of the auditors Mgmt Against Against
15 Approval of the internal policies regarding Mgmt For For
general meetings
16 Permitting board members as per items 395 Mgmt For For
and 396 of Turkish commercial code
--------------------------------------------------------------------------------------------------------------------------
HENGAN INTERNATIONAL GROUP CO LTD Agenda Number: 704443150
--------------------------------------------------------------------------------------------------------------------------
Security: G4402L151
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: KYG4402L1510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418771.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418729.pdf
1 To receive and consider the audited Mgmt For For
consolidated accounts and the reports of
the directors and auditors for the year
ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3 To re-elect Mr. Xu Shui Shen as an Mgmt For For
executive director
4 To re-elect Mr. Sze Wong Kim as an Mgmt For For
executive director
5 To re-elect Mr. Hui Ching Chi as an Mgmt For For
executive director
6 To re-elect Mr. Wang Ming Fu as an Mgmt For For
independent non-executive director
7 To re-elect Mr. Ho Kwai Ching Mark as an Mgmt For For
independent non-executive director
8 To re-elect Mr. Zhou Fang Sheng as an Mgmt For For
independent non-executive director
9 To authorise the board of directors to fix Mgmt For For
the remuneration of the directors
10 To re-appoint auditors and to authorise the Mgmt For For
board of directors to fix their
remuneration
11 To grant a general mandate to the board of Mgmt Against Against
directors to allot and issue shares
12 To grant a general mandate to the board of Mgmt For For
directors to exercise all powers of the
Company to purchase its own securities
13 To extend the general mandate granted to Mgmt Against Against
the board of directors pursuant to
Resolution No. 11 above by an amount
representing the aggregate nominal amount
of shares in the capital of the Company
purchased by the Company pursuant to the
general mandate granted pursuant to
Resolution No. 12 above
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 704592016
--------------------------------------------------------------------------------------------------------------------------
Security: Y36861105
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: TW0002317005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1 Chairman to announce the commencement of Non-Voting
meeting
2.1 To report business of 2012 Non-Voting
2.2 Statutory Auditors' review of 2012 audited Non-Voting
financial statements
2.3 Status Report of Company's indirect Non-Voting
investment in Mainland China
2.4 Status Report of domestic corporate bond Non-Voting
issuance
2.5 Upon first-time adoption of the Non-Voting
International Financial Reporting Standards
(IFRSs), the report of adjustments to
distributable earnings conditions and the
total amount of special reserve set aside
3.1 Ratification of the 2012 Business Report Mgmt For For
and Audited Financial Statements
3.2 Ratification of the proposal for Mgmt For For
distribution of 2012 profits
3.3 Discussion to approve the issuance of new Mgmt For For
shares for capital increase by earnings
re-capitalization
3.4 Discussion to approve the issuance of Mgmt For For
overseas depository receipts ("DRs")
3.5 Discussion to approve the issuance of new Mgmt For For
shares for employee Restricted Stock Awards
3.6 Discussion of amendments to the Company's Mgmt For For
"Procedures for Lending Funds to Others."
3.7 Discussion of amendments to the Company's Mgmt For For
"Procedures for Endorsements & Guarantees."
3.8 Discussion of amendments to the Company's Mgmt For For
Articles of Incorporation
3.9.1 Election of Director: Gou, Tai-ming (Terry Mgmt For For
Gou) Shareholder ID: 1
3.9.2 Election of Director: Representative of Hon Mgmt For For
Chiao International Investment Co., Ltd.:
Tai, Jeng-wu Shareholder ID: 16662
3.9.3 Election of Director: Huang, Qing-yuan Mgmt For For
Personal ID: R10180****
3.9.4 Election of Director: Representative of Hon Mgmt For For
Jin International Investment Co., Ltd.: Lu,
Fang-ming Shareholder ID: 57132
3.9.5 Election of Director: Chien, Yi-bin Mgmt For For
Shareholder ID: 13188
3.9.6 Election of independent director: Wu, Mgmt For For
Yu-chi Personal ID: N12074****
3.9.7 Election of independent director: Liu, Mgmt For For
Cheng-yu Personal ID: E12118****
3.9.8 Election of Supervisor: Wan, Jui-hsia Mgmt For For
Personal ID: S20102****
3.9.9 Election of Supervisor: Representative of Mgmt For For
Fu-Rui International Investment Co., Ltd.:
Chuo, Min-chih Shareholder ID: 18953
3.10 Discussion to approve the lifting of Mgmt For For
director of non-competition restrictions
4 Extraordinary Motions Mgmt Abstain For
5 Adjournment Non-Voting
--------------------------------------------------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORP LTD Agenda Number: 703915162
--------------------------------------------------------------------------------------------------------------------------
Security: Y37246207
Meeting Type: AGM
Meeting Date: 11-Jul-2012
Ticker:
ISIN: INE001A01036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive, consider and adopt the audited Mgmt For For
statement of profit and loss for the
financial year ended March 31, 2012, the
balance sheet as at that date and the
reports of the directors and the auditors
thereon
2 To declare dividend on equity share Mgmt For For
3 To appoint a director in place of Mr. Mgmt For For
Shirish B. Patel who retires by rotation
and, being eligible, offers himself for
re-appointment
4 To appoint a director in place of Mr. B. S. Mgmt For For
Mehta who retires by rotation and, being
eligible, offers himself for re-appointment
5 To appoint a director in place of Dr. S. A. Mgmt For For
Dave who retires by rotation and, being
eligible, offers himself for re-appointment
6 Resolved that Messrs Deloitte Haskins & Mgmt For For
Sells, Chartered Accountants, having
Registration No. 117366W issued by The
Institute of Chartered Accountants of
India, be and are hereby appointed as
auditors of the Corporation, to hold office
as such from the conclusion of this Meeting
until the conclusion of the next Annual
General Meeting of the Corporation, on a
remuneration of INR 1,02,00,000 (Rupees One
Crore Two Lacs only) plus applicable
service tax and reimbursement of out-of
pocket expenses incurred by them for the
purpose of audit of the Corporation's
accounts at the head office, all its branch
offices in India and its offices at London
and Singapore. Resolved further that
pursuant to the provisions of Section 228
and other applicable provisions, if any, of
the Companies Act, 1956, the Board of
Directors of the CONTD
CONT CONTD Corporation be and is hereby Non-Voting
authorised to appoint Messrs Deloitte
Haskins & Sells, Chartered Accountants,
having Registration No. 117366W issued by
The Institute of Chartered Accountants of
India, or any other person who may be
qualified to act as such, in consultation
with the auditors of the Corporation as
branch auditors of the Corporation and to
fix their remuneration, for the purpose of
audit of any branch office(s) that may be
opened by the Corporation outside India
during the period until the conclusion of
the next Annual General Meeting
7 Resolved that pursuant to the provisions of Mgmt For For
Section 228 and other applicable
provisions, if any, of the Companies Act,
1956, Messrs PKF, Chartered Accountants,
having Registration No. 10 issued by the
Ministry of Economy, U.A.E., be and are
hereby appointed as branch auditors of the
Corporation for the purpose of audit of the
accounts of the Corporation's branch
office(s) at Dubai, to hold office as such
from the conclusion of this Meeting until
the conclusion of the next Annual General
Meeting, on such terms and conditions and
on such remuneration, as may be fixed by
the Board of Directors of the Corporation,
depending upon the nature and scope of work
of the said branch auditors
8 Resolved that Dr. J. J. Irani, who was Mgmt For For
appointed as an Additional Director of the
Corporation pursuant to the provisions of
Section 260 of the Companies Act, 1956 and
who holds office upto the date of this
Annual General Meeting and in respect of
whom the Corporation has received a notice
under Section 257 of the Companies Act,
1956, in writing, proposing his candidature
for the office of director, be and is
hereby appointed as a director of the
Corporation, liable to retire by rotation
in accordance with the provisions of the
Companies Act, 1956 and the Articles of
Association of the Corporation
9 RESOLVED THAT pursuant to the provisions of Mgmt For For
Sections 198, 269 read with Schedule XIII,
309, 310, 311 and other applicable
provisions, if any, of the Companies Act,
1956, including any amendment,
modification, variation or re-enactment
thereof, approval of the Members of the
Corporation be and is hereby accorded to
revise the range of salary payable to the
Managing Directors of the Corporation from
the existing range of INR 6,00,000 to INR
10,00,000 per month to INR 5,00,000 to
INR 15,00,000 per month and that of the
Executive Directors of the Corporation from
the existing range of INR 3,00,000 to INR
6,00,000 per month to INR 3,00,000 to INR
12,00,000 per month, with effect from
January 1, 2012, with authority to the
Board of Directors of the Corporation
(hereinafter referred to as the 'Board'
which term shall be CONTD
CONT CONTD deemed to include the Nomination & Non-Voting
Compensation Committee of Directors) to
determine their salary, from time to time,
within the said salary range. Resolved
further that the Board be and is hereby
authorised to do all such acts, deeds,
matters and things and execute all such
agreements, documents, instruments and
writings as may be required, with power to
settle all questions, difficulties or
doubts that may arise in regard to this
resolution as it may in its sole discretion
deem fit and to delegate all or any of its
powers herein conferred to any committee of
directors and / or director(s) and / or
officer(s) of the Corporation, to give
effect to this resolution
10 Resolved that subject to the provisions of Mgmt For For
the Foreign Exchange Management (Transfer
or Issue of Security by a Person Resident
Outside India) Regulations, 2000, as
amended from time to time, and the
provisions of other laws as may be
applicable, consent of the Members of the
Corporation (Members) be and is hereby
accorded for acquiring and holding of
equity shares of the Corporation by Foreign
Institutional Investors (FIIs) under the
Portfolio Investment Scheme (PIS), up to
100% of the paid-up share capital of the
Corporation, as approved by the Board of
Directors (Board); Provided however that
the shareholding of a single FII or a
sub-account of a FII shall not at any time
exceed 10% of the paid-up share capital of
the Corporation or such other limit as may
be permitted by law and approved by the
Board. Resolved CONTD
CONT CONTD further that the Board be and is Non-Voting
hereby authorised to settle all questions,
difficulties or doubts that may arise in
relation to the above matter without being
required to seek any further consent or
approval of the Members or otherwise to the
end and intent that the Members shall be
deemed to have given their approval thereto
expressly by the authority of this
resolution. Resolved further that the Board
be and is hereby authorised to do all such
acts, deeds, matters and things and execute
all such agreements, documents, instruments
and writings as may be required, as it may
in its sole discretion deem fit and to
delegate all or any of its powers herein
conferred to any committee of directors and
/ or director(s) and / or officer(s) of the
Corporation, to give effect to this
resolution
--------------------------------------------------------------------------------------------------------------------------
HUABAO INTERNATIONAL HOLDINGS LTD Agenda Number: 703957893
--------------------------------------------------------------------------------------------------------------------------
Security: G4639H122
Meeting Type: AGM
Meeting Date: 08-Aug-2012
Ticker:
ISIN: BMG4639H1227
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0706/LTN20120706344.pdf
1 To receive and consider the audited Mgmt For For
financial statements and the reports of the
directors and of the auditors for the year
ended 31 March 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 March 2012
3.a To re-elect Dr. Jin Lizuo as a director Mgmt For For
3.b To re-elect Ms. Ma Yun Yan as a director Mgmt For For
3.c To re-elect Mr. Wang Guang Yu as a director Mgmt For For
3.d To re-elect Mr. Xia Li Qun as a director Mgmt For For
3.e To authorise the board of directors of the Mgmt For For
Company (the "Board") to fix the directors'
remuneration
4 To re-appoint Messrs. Mgmt For For
PricewaterhouseCoopers as auditors of the
Company and to authorize the Board to fix
their remuneration
5.A To give the directors a general mandate to Mgmt Against Against
allot, issue and deal in, additional shares
of the Company not exceeding 20 per cent.
of the aggregate nominal amount of the
issued share capital of the Company
5.B To give the directors a general mandate to Mgmt For For
purchase shares of the Company not
exceeding 10 per cent. of the aggregate
nominal amount of the issued share capital
of the Company
5.C To add the aggregate of the nominal value Mgmt Against Against
of any shares purchased pursuant to
resolution 5(B) above to the aggregate
nominal value of share capital that may be
allotted or agreed to be allotted by the
directors pursuant to Resolution 5(A) above
5.D To authorise the Board to exercise the Mgmt For For
Repurchase Mandate at any time or times and
in such manner which the Board may at its
sole discretion from time to time deem fit,
whether or not a derivative contract
entered into by Ms. CHU Lam Yiu, the
controlling shareholder of the Company, on
14 October 2011 is still in effect and
subsisting
--------------------------------------------------------------------------------------------------------------------------
HUABAO INTERNATIONAL HOLDINGS LTD Agenda Number: 704227417
--------------------------------------------------------------------------------------------------------------------------
Security: G4639H122
Meeting Type: SGM
Meeting Date: 31-Jan-2013
Ticker:
ISIN: BMG4639H1227
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0110/LTN20130110174.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0110/LTN20130110160.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 2. THANK YOU.
1 To consider and approve the revision to the Mgmt For For
existing annual caps of the Continuing
Connected Transaction for the three
financial years ending 31 March
2015Contemplated under the Hongta Framework
Agreement
2 To consider and approve the Continuing Mgmt For For
Connected Transaction and the proposed caps
for the period from 1 January 2013 to 31
March 2013, and for each of the two
financial years ending 31 March 2015
contemplated under the GD Framework
Agreement
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM EGM TO SGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL INC, BEIJING Agenda Number: 704475486
--------------------------------------------------------------------------------------------------------------------------
Security: Y3744A105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: CNE1000006Z4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0502/LTN20130502867.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0502/LTN20130502967.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To consider and approve the working report Mgmt For For
from the Board of Directors of the Company
for 2012
2 To consider and approve the working report Mgmt For For
from the Supervisory Committee of the
Company for 2012
3 To consider and approve the audited Mgmt For For
financial statements of the Company for
2012
4 To consider and approve the profit Mgmt For For
distribution plan of the Company for 2012
5 To consider and approve the proposal Mgmt For For
regarding the appointment of the Company's
auditors for 2013
6 Proposal regarding the issue of medium and Mgmt For For
long term debt financing instruments
7 To consider and approve the proposal Mgmt For For
regarding the issue of short-term
debentures of the Company
8 To consider and approve the proposal Mgmt For For
regarding the issue of super short-term
debentures
9 To consider and approve the issue of Mgmt For For
private placement of financial instruments
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI DEPARTMENT STORE CO LTD, SEOUL Agenda Number: 704295458
--------------------------------------------------------------------------------------------------------------------------
Security: Y38306109
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7069960003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of directors. Candidates: Kyeong Mgmt For For
Cheong Ho, Ha Byeong Ho; Election of
outside directors. Candidates: Park Je
Chan, Kim Wang Bok
3 Election of the member of audit committee, Mgmt For For
who is the outside director. Candidates:
Park Je Chan, Kim Wang Bok
4 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOTOR CO LTD, SEOUL Agenda Number: 704284429
--------------------------------------------------------------------------------------------------------------------------
Security: Y38472109
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7005380001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of director Jeong Ui Seon, Gim Mgmt For For
Chung Ho , Nam Seong Il, I Yu Jae
3 Election of audit committee member Nam Mgmt For For
Seong Il
4 Amendment of articles of incorporation Mgmt For For
5 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL HOLDINGS LTD (IPL) Agenda Number: 704270595
--------------------------------------------------------------------------------------------------------------------------
Security: S38127122
Meeting Type: OGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: ZAE000067211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Adoption of MOI Mgmt For For
O.1 Authority of Directors and Company Mgmt For For
Secretary
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF FUTURE RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704059369
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 05-Nov-2012
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY NOTICE ARE AVAILABLE BY CLICKING ON
THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0913/LTN20120913631.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0913/LTN20120913639.pdf
1 To consider and approve the proposed Mgmt For For
amendments to the Articles of Association
of Industrial and Commercial Bank of China
Limited as set out in Appendix I to the
circular of the Bank dated 14 September
2012 and to authorize the Chairman and the
President to make further adjustments or
amendments according to the regulators'
recommendations on amendments
2 To consider and approve the 2012-2014 Mgmt For For
Capital Planning of Industrial and
Commercial Bank of China as set out in
Appendix II to the circular of the Bank
dated 14 September 2012
3 To consider and approve the appointment of Mgmt For For
KPMG Huazhen as external auditors of the
Bank for 2013 and to fix the aggregate
audit fees for 2013 at RMB133.6 million,
among which RMB77.51 million will be paid
for annual audit, RMB35.48 million for
interim review, RMB4.64 million each for
agreed-upon procedures of financial
information of the first and third quarters
and RMB11.33 million for internal control
audit
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND POSTPONEMENT OF
MEETING DATE FROM 2 NOV 2012 TO 5 NOV 2012.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704249425
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128352.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128343.pdf
1 To consider and approve the election of Sir Mgmt For For
Malcolm Christopher McCarthy as an
independent non-executive director of the
Bank
2 To consider and approve the election of Mr. Mgmt For For
Kenneth Patrick Chung as an independent
non-executive director of the Bank
3 To consider and approve the Bank's 2013 Mgmt For For
fixed assets investment budget
4 To approve the issue of eligible tier-2 Mgmt For For
capital instruments on the terms and
conditions as set out in the circular dated
29 January 2013
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704530105
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 191480 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422685.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422652.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522542.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522548.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the Bank's 2012 Mgmt For For
audited accounts
4 To consider and approve the Bank's 2012 Mgmt For For
profit distribution plan
5 To consider and approve the proposal on Mgmt For For
launching the engagement of accounting firm
for 2013
6 To consider and approve the appointment of Mgmt For For
Mr. Yi Huiman as an executive director of
the Bank
7 To consider and approve the appointment of Mgmt For For
Mr. Luo Xi as an executive director of the
Bank
8 To consider and approve the appointment of Mgmt For For
Mr. Liu Lixian as an executive director of
the Bank
--------------------------------------------------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LIMITED Agenda Number: 933827149
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 15-Jun-2013
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO RECEIVE, CONSIDER AND ADOPT THE BALANCE Mgmt For
SHEET AS AT MARCH 31, 2013, THE STATEMENT
OF THE PROFIT AND LOSS ACCOUNT FOR THE YEAR
ENDED ON THAT DATE AND THE REPORT OF THE
DIRECTORS AND AUDITORS THEREON.
O2. TO DECLARE THE FINAL DIVIDEND FOR THE Mgmt For
FINANCIAL YEAR ENDED MARCH 31, 2013.
O3. TO APPOINT A DIRECTOR IN PLACE OF S.D. Mgmt For
SHIBULAL, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O4. TO APPOINT A DIRECTOR IN PLACE OF SRINATH Mgmt For
BATNI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O5. TO APPOINT A DIRECTOR IN PLACE OF DEEPAK M. Mgmt For
SATWALEKAR, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O6. TO APPOINT A DIRECTOR IN PLACE OF DR. OMKAR Mgmt For
GOSWAMI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O7. TO APPOINT A DIRECTOR IN PLACE OF R. Mgmt For
SESHASAYEE, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O8. TO APPOINT AUDITORS TO HOLD OFFICE FROM THE Mgmt For
CONCLUSION OF THIS AGM UNTIL THE CONCLUSION
OF THE NEXT AGM AND TO FIX THEIR
REMUNERATION AND TO PASS THE FOLLOWING
RESOLUTION THEREOF.
S9. TO APPOINT LEO PURI AS DIRECTOR, LIABLE TO Mgmt For
RETIRE BY ROTATION .
--------------------------------------------------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD, TEL AVIV-JAFFA Agenda Number: 703990425
--------------------------------------------------------------------------------------------------------------------------
Security: M5920A109
Meeting Type: AGM
Meeting Date: 29-Aug-2012
Ticker:
ISIN: IL0002810146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A CONTROLLING OR PERSONAL
INTEREST IN THIS COMPANY. SHOULD EITHER BE
THE CASE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT WE MAY LODGE
YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO
NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Discussion of the financial statements and Mgmt Abstain Against
directors report for the year 2011
2 Re appointment of accountant auditors until Mgmt For For
the next AGM and report of their
remuneration for 2011 : KPMG Somekh Chaikin
3.1 Re appointment of Nir Gilad as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.2 Re appointment of Yossi Rosen as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.3 Re appointment of Chaim Erez as director Mgmt Against Against
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.4 Re appointment of Moshe Vidman as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.5 Re appointment of Avisar Paz as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.6 Re appointment of Eran Sarig as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.7 Re appointment of Avraham (Baiga) Shohat as Mgmt For For
director (until the next AGM) who will
continue to receive the benefits and
conditions that the company directors
generally receive
3.8 Re appointment of Victor Medina as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.9 Re appointment of Ovadia Eli as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
4 Re appointment of Prof.Yair.Orgler as an Mgmt For For
external director for an additional three
year term, and authorization to grant him
the maximum remuneration allowed by the
company protocols for experts who are
external directors, as well as the benefits
that company directors generally receive
5 Re appointment of Dr.Miriam Haran as an Mgmt For For
external director for an additional three
year term. Authorization to continue to
grant her the maximum remuneration allowed
by the Company protocols for experts who
are external directors, as well as the
benefits that company directors generally
receive
6 Purchase of insurance cover during a period Mgmt For For
of 3 years for D and O, including owners of
control and their relatives, present and
future. The cover will be in 2 layers:
Layer 1 is Israel Corporation Group Cover
plus Israel Chemicals and Israel Chemical
subsidiaries 20 million USD (premium split
Israel Chemicals 42.5 pct, Israel Corp 57.5
pct). Layer 2 is Israel chemicals group
without Israel corporation 200 million USD.
Total cost to Israel chemicals of premium
for the current year will not exceed
520,000 USD, and for future years will not
increase by more than 25 pct a year
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA, LISBOA Agenda Number: 704182966
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: EGM
Meeting Date: 19-Dec-2012
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 To resolve on the interim balance sheet as Mgmt For For
at September 30th, 2012
2 To resolve on the proposal for the partial Mgmt For For
distribution of free reserves
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 18 DEC 2012 TO
12 DEC 2012. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA, LISBOA Agenda Number: 704328423
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: OGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS
1 To resolve on the 2012 annual report and Mgmt For For
accounts
2 To resolve on the proposal for application Mgmt For For
of results
3 To resolve on the 2012 consolidated annual Mgmt For For
report and accounts
4 To assess, in general terms, the management Mgmt For For
and audit of the Company
5 To assess the statement on the remuneration Mgmt For For
policy of the management and audit bodies
of the Company prepared by the Remuneration
Committee
6 To elect the Governing Bodies for the Mgmt For For
2013-2015 period
7 To elect the members of the Remuneration Mgmt For For
Committee for the 2013-2015 period
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 03 APR 2013 TO
02 APR 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KASIKORNBANK PUBLIC COMPANY LIMITED, BANGKOK Agenda Number: 704292755
--------------------------------------------------------------------------------------------------------------------------
Security: Y4591R118
Meeting Type: AGM
Meeting Date: 03-Apr-2013
Ticker:
ISIN: TH0016010017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider adopting the minutes of the Mgmt For For
general meeting of shareholders no. 100
held on April 2, 2012
2 To acknowledge the board of director's Mgmt Abstain Against
report on year 2012 operations
3 To consider approving the financial Mgmt For For
statements for the year ended December 31,
2012
4 To consider approving the appropriation of Mgmt For For
profit from 2012 operating results and
dividend payment
5.1 To consider the election of director to Mgmt For For
replace those retiring by rotation: Mr.
Banthoon Lamsam
5.2 To consider the election of director to Mgmt For For
replace those retiring by rotation:
Professor Dr. Yongyuth Yuthavong
5.3 To consider the election of director to Mgmt For For
replace those retiring by rotation: Mrs.
Chandra Purnariksha
5.4 To consider the election of director to Mgmt For For
replace those retiring by rotation:
SQN.LDR. Nalinee Paiboon, M.D
5.5 To consider the election of director to Mgmt For For
replace those retiring by rotation: Mr.
Saravoot Yoovidhya
6.1 To consider appointment of new director: Mgmt For For
Dr. Piyasvasti Amranand
6.2 To consider appointment of new director: Mgmt For For
Mr. Kalin Sarasin
6.3 To consider appointment of new director: Mgmt For For
Mr. Somkiat Sirichatchai
7 To consider designation of names and number Mgmt For For
of directors with signatory authority
8 To consider approving the remuneration of Mgmt For For
directors
9 To consider approving the appointment and Mgmt For For
the fixing of remuneration of the auditor
10 Other businesses (if any) Mgmt Abstain For
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING,WE WILL
VOTE THAT AGENDA AS ABSTAIN.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
KB FINANCIAL GROUP INC Agenda Number: 933743571
--------------------------------------------------------------------------------------------------------------------------
Security: 48241A105
Meeting Type: Annual
Meeting Date: 22-Mar-2013
Ticker: KB
ISIN: US48241A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF FINANCIAL STATEMENTS AND THE Mgmt For
PROPOSED DIVIDEND PAYMENT FOR FISCAL YEAR
2012
2A. APPOINTMENT OF DIRECTOR: KYUNG JAE LEE Mgmt Against
2B. APPOINTMENT OF DIRECTOR: JAE WOOK BAE Mgmt Against
2C. APPOINTMENT OF DIRECTOR: YOUNG JIN KIM Mgmt For
2D. APPOINTMENT OF DIRECTOR: JONG CHEON LEE Mgmt For
2E. APPOINTMENT OF DIRECTOR: SEUNG HEE KOH Mgmt For
2F. APPOINTMENT OF DIRECTOR: YOUNG KWA KIM Mgmt Against
2G. APPOINTMENT OF DIRECTOR: YOUNG NAM LEE Mgmt For
2H. APPOINTMENT OF DIRECTOR: JAE MOK CHO Mgmt For
3A. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt Against
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
KYUNG JAE LEE
3B. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt Against
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
JAE WOOK BAE
3C. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt For
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
YOUNG JIN KIM
3D. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt For
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
JONG CHEON LEE
3E. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt For
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
SEUNG HEE KOH
4. APPROVAL OF THE AGGREGATE REMUNERATION Mgmt For
LIMIT FOR DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD, SEOUL Agenda Number: 704276155
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements. (Expected Mgmt For For
dividend: ordinary share: KRW 4000 per shs
preferred share : KRW 4050 per shs)
2 Election of director Bak Il Jin, Nam Gi Mgmt For For
Myeong, O Seung Mo
3 Election of audit committee member Nam Gi Mgmt For For
Myeong , O Seung Mo
4 Approval of remuneration for director Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF RESOLUTION 1. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS JSC, MAGNITOGORSK Agenda Number: 704190381
--------------------------------------------------------------------------------------------------------------------------
Security: 559189204
Meeting Type: EGM
Meeting Date: 29-Dec-2012
Ticker:
ISIN: US5591892048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Interim Dividend of RUB 0.28 per Mgmt For For
Share for First Nine Months of Fiscal 2012
--------------------------------------------------------------------------------------------------------------------------
MANDO CORPORATION Agenda Number: 704282728
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV14140
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7060980000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of inside director candidates: Kim Mgmt For For
Gyeong Su, Kim Ju Sin, election of outside
director candidate: Lee Jong Hui
3 Approval of limit of remuneration for Mgmt For For
directors
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 704538694
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
B1 The 2012 business reports and financial Mgmt For For
statements
B2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD 0. 5 per share
B3 The revision to the procedures of monetary Mgmt For For
loans endorsement and guarantee
B4 The proposed cash distribution from capital Mgmt For For
account: TWD 8. 5 Per share
--------------------------------------------------------------------------------------------------------------------------
MINDRAY MEDICAL INT'L LTD. Agenda Number: 933717021
--------------------------------------------------------------------------------------------------------------------------
Security: 602675100
Meeting Type: Annual
Meeting Date: 28-Dec-2012
Ticker: MR
ISIN: US6026751007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RE-ELECTION OF MR. XU HANG AS A DIRECTOR Mgmt For For
AND THE CHAIRMAN OF THE BOARD OF THE
COMPANY.
2. RE-ELECTION OF MR. RONALD EDE AS A DIRECTOR Mgmt For For
OF THE COMPANY.
3. RE-ELECTION OF MR. CHEN QINGTAI AS A Mgmt For For
DIRECTOR OF THE COMPANY.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELESYSTEMS OJSC, MOSCOW Agenda Number: 704246772
--------------------------------------------------------------------------------------------------------------------------
Security: X5430T109
Meeting Type: SGM
Meeting Date: 14-Feb-2013
Ticker:
ISIN: RU0007775219
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 155174 DUE TO RECEIPT OF AUDIT
COMMISSION MEMBERS NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Approve Meeting Procedures Mgmt For For
2 Approve Early Termination of Powers of Mgmt For For
Board of Directors
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS
3.1 Elect Anton Abugov as Director Mgmt Against Against
3.2 Elect Aleksey Buyanov as Director Mgmt Against Against
3.3 Elect Aleksandr Gorbunov as Director Mgmt Against Against
3.4 Elect Andrey Dubovskov as Director Mgmt Against Against
3.5 Elect Ron Sommer as Director Mgmt Against Against
3.6 Elect Michel Combes as Director Mgmt For For
3.7 Elect Stanley Miller as Director Mgmt For For
3.8 Elect Vsevolod Rozanov as Director Mgmt Against Against
3.9 Elect Thomas Holtrop as Director Mgmt For For
4.1 Approve Early Termination of Powers of Mgmt For For
Audit Commission
4.2.1 Elect Irina Borysenkova as Member of Audit Mgmt For For
Commission
4.2.2 Elect Maksim Mamonov as Member of Audit Mgmt For For
Commission
4.2.3 Elect Aleksandr Obermeister as Member of Mgmt For For
Audit Commission
5 Approve Company's Membership in Association Mgmt For For
National Payment Council
--------------------------------------------------------------------------------------------------------------------------
MRV ENGENHARIA E PARTICIPACOES SA SPONSO Agenda Number: 933780985
--------------------------------------------------------------------------------------------------------------------------
Security: 553479106
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: MRVNY
ISIN: US5534791067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE, WITHOUT RESERVATIONS, THE BALANCE Mgmt For
SHEET AND THE OTHER FINANCIAL STATEMENTS
FOR THE YEAR ENDED DECEMBER 31, 2012.
2 APPROVE THE ALLOCATION OF NET INCOME, ALL Mgmt For
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
3 ALLOCATION OF THE REMAINING BALANCE OF Mgmt For
RETAINED EARNINGS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
4 APPROVE THE INCREASE OF THE LIMIT OF Mgmt For
AUTHORIZED CAPITAL, FROM R$3,000,000,000.00
TO R$3,350,000,000.00.
5 APPROVE THE CAPITALIZATION OF RETAINED Mgmt For
EARNINGS RESERVES, AMOUNTING TO
R$546,999,022.94.
6 APPROVE THE AMENDING OF ARTICLE 5 AND 6 OF Mgmt For
THE COMPANY BYLAWS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
7 APPROVE THE REELECTION OF MR. RUBENS MENIN Mgmt For
TEIXEIRA DE SOUZA, MARCOS ALBERTO FERNANDEZ
CABALEIRO, LEVI HENRY, FERNANDO HENRIQUE DA
FONSECA, MARCO AURELIO DE VASCONCELOS
CANCADO AND JOAO BATISTA DE ABREU, AND THE
ELECTION OF MR. RAFAEL NAZARETH MENIN
TEIXEIRA DE SOUZA AS MEMBERS OF THE BOARD
OF DIRECTORS.
8 APPROVE, IN LIGHT OF THE RESOLUTIONS OF Mgmt For
ITEMS VI, THE CONSOLIDATION OF THE BYLAWS.
9 APPROVE THE GLOBAL ANNUAL REMUNERATION OF Mgmt For
THE EXECUTIVES OF THE COMPANY.
10 APPROVE THE CHANGE OF NEWSPAPERS FOR THE Mgmt For
COMPANY'S LEGAL PUBLICATIONS.
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD, FAIRLANDS Agenda Number: 704442324
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1O1.1 Re-election of AT Mikati as a director Mgmt For For
2O1.2 Re-election of RS Dabengwa as a director Mgmt For For
3O1.3 Re-election of NI Patel as a director Mgmt For For
4O1.4 Re-election of AF van Biljon as a director Mgmt For For
5O1.5 Re-election of JHN Strydom as a director Mgmt For For
6O1.6 Election of F Titi as a director Mgmt For For
7O2.1 To elect AF van Biljon as a member of the Mgmt For For
audit committee
8O2.2 To elect NP Mageza as a member of the audit Mgmt For For
committee
9O2.3 To elect J van Rooyen as a member of the Mgmt For For
audit committee
10O24 To elect MJN Njeke as a member of the audit Mgmt For For
committee
11O.3 Re-appoint PricewaterhouseCoopers Inc and Mgmt For For
SizweNtsalubaGobodo Inc as Joint Auditors
of the Company
12O.4 General authority for directors to allot Mgmt For For
and issue ordinary shares
13 Endorsement of the remuneration philosophy Mgmt For For
14S.1 To approve the remuneration increase Mgmt For For
payable to non executive directors
15S.2 To adopt the new memorandum of Mgmt For For
incorporation of the Company
16S.3 To approve an authority for the Company and Mgmt For For
or any of its subsidiaries to repurchase or
purchase as the case may be shares in the
Company
17S.4 To approve the granting of financial Mgmt For For
assistance by the Company to its
subsidiaries and other related and inter
related companies and corporations and to
directors prescribed officers and other
persons participating in share or other
employee incentive schemes
18S.5 To approve the granting of financial Mgmt For For
assistance in relation to MTN Zakhele RF
Limited transaction
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 703986767
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 31-Aug-2012
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Approval of annual financial statements Mgmt For For
O.2 Confirmation and approval of payment of Mgmt For For
dividends
O.3 Re-appointment of PricewaterhouseCoopers Mgmt For For
Inc. as auditor
O.4.1 To elect the following director: Prof R C C Mgmt For For
Jafta
O.4.2 To elect the following director: Prof D Mgmt For For
Meyer
O.4.3 To elect the following director: Mr L P Mgmt For For
Retief
O.4.4 To elect the following director: Mr N P van Mgmt For For
Heerden
O.4.5 To elect the following director: Prof H S S Mgmt For For
Willemse
O.5.1 Appointment of the following audit Mgmt For For
committee member: Adv F-A du Plessis
O.5.2 Appointment of the following audit Mgmt For For
committee member: Prof R C C Jafta
O.5.3 Appointment of the following audit Mgmt For For
committee member: Mr B J van der Ross
O.5.4 Appointment of the following audit Mgmt For For
committee member: Mr J J M van Zyl
O.6 To endorse the company's remuneration Mgmt Against Against
policy
O.7 Approval of general authority placing Mgmt Against Against
unissued shares under the control of the
directors
O.8 Approval of issue of shares for cash Mgmt For For
O.9 Approval of amendments to the trust deed of Mgmt For For
the Naspers share incentive scheme
O.10 Authorisation to implement all resolutions Mgmt For For
adopted at the annual general meeting
CMMT PLEASE NOTE THAT THE BELOW RESOLUTION Non-Voting
APPROVAL OF THE REMUNERATION OF THE
NON-EXECUTIVE DIRECTORS S.1.1 TO S1.16 ARE
PROPOSED FOR 31 MARCH 2013
S.1.1 Board - chair Mgmt For For
S.1.2 Board - member Mgmt For For
S.1.3 Audit committee - chair Mgmt For For
S.1.4 Audit committee - member Mgmt For For
S.1.5 Risk committee - chair Mgmt For For
S.1.6 Risk committee - member Mgmt For For
S.1.7 Human resources and remuneration committee Mgmt For For
- chair
S.1.8 Human resources and remuneration committee Mgmt For For
- member
S.1.9 Nomination committee - chair Mgmt For For
S1.10 Nomination committee - member Mgmt For For
S1.11 Social and ethics committee - chair Mgmt For For
S1.12 Social and ethics committee - member Mgmt For For
S1.13 Naspers representatives on the Media24 Mgmt For For
safety, health and environmental committee
S1.14 Trustees of group share schemes/other Mgmt For For
personnel funds
S1.15 Chair of Media24 pension fund Mgmt For For
S1.16 Trustees of Media24 pension fund Mgmt For For
CMMT PLEASE NOTE THAT THE BELOW RESOLUTION Non-Voting
APPROVAL OF THE REMUNERATION OF THE
NON-EXECUTIVE DIRECTORS S1.1 TO S1.16 ARE
PROPOSED FOR 31 MARCH 2014
S.1.1 Board - chair Mgmt For For
S.1.2 Board - member Mgmt For For
S.1.3 Audit committee - chair Mgmt For For
S.1.4 Audit committee - member Mgmt For For
S.1.5 Risk committee - chair Mgmt For For
S.1.6 Risk committee - member Mgmt For For
S.1.7 Human resources and remuneration committee Mgmt For For
- chair
S.1.8 Human resources and remuneration committee Mgmt For For
- member
S.1.9 Nomination committee - chair Mgmt For For
S1.10 Nomination committee - member Mgmt For For
S1.11 Social and ethics committee - chair Mgmt For For
S1.12 Social and ethics committee - member Mgmt For For
S1.13 Naspers representatives on the Media24 Mgmt For For
safety, health and environmental committee
S1.14 Trustees of group share schemes/other Mgmt For For
personnel funds
S1.15 Chair of Media24 pension fund Mgmt For For
S1.16 Trustees of Media24 pension fund Mgmt For For
S.2 Approve generally the provision of Mgmt For For
financial assistance
S.3 General authority for the company or its Mgmt For For
subsidiaries to acquire N ordinary shares
in the company
S.4 General authority for the company or its Mgmt Against Against
subsidiaries to acquire A ordinary shares
in the company
S.5 Approval of new memorandum of incorporation Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 704324502
--------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: EGM
Meeting Date: 12-Apr-2013
Ticker:
ISIN: BRNATUACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To change the address of the head office of Mgmt For For
the Company to the city of Sao Paulo, state
of Sao Paulo, with the consequent amendment
of article 2 of the corporate bylaws
2 To improve the corporate purpose of the Mgmt For For
Company so that it includes conducting the
sale, export and import of electrical
apparatuses for personal use, articles for
babies and children and articles for the
bed, table and bathroom, with the
consequent amendment of article 3 of the
corporate bylaws
3 To amend the wording of articles 15, 18 and Mgmt For For
19 to exclude the positions of co
chairpersons of the Board of Directors
4 To amend articles 34, 35 and 49 to improve Mgmt For For
the wording of the corporate bylaws of the
Company
5 To proceed with the restatement of the Mgmt For For
corporate bylaws of the Company
6 To ratify, in accordance with the terms of Mgmt For For
paragraph 1 of article 256 of Law 6404.76,
the acquisition, by the Company, of 65
percent of the share capital of the
Australian company Emis Holdings Pty Ltd,
as disclosed by the Company in notices of
material fact dated December 21, 2012, and
February 28, 2013
--------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 704324728
--------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: AGM
Meeting Date: 12-Apr-2013
Ticker:
ISIN: BRNATUACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and approve the Mgmt For For
financial statements relating to the fiscal
year that ended on December 31, 2012
2 To consider the proposal for the capital Mgmt For For
budget for the year 2013, the allocation of
the net profit from the fiscal year ending
on December 31, 2012, and to ratify the
early distributions of dividends and
interim interest on net equity
3 To elect the company's board of directors Mgmt For For
4 To establish the aggregate remuneration of Mgmt Against Against
the managers of the company to be paid
until the annual general meeting that votes
on the financial statements from the fiscal
year that will end on December 31, 2013
--------------------------------------------------------------------------------------------------------------------------
NHN CORP, SONGNAM Agenda Number: 704316997
--------------------------------------------------------------------------------------------------------------------------
Security: Y6347M103
Meeting Type: AGM
Meeting Date: 29-Mar-2013
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2.1 Election of outside director: Soo Wook Kim Mgmt For For
2.2 Election of outside director: Moon Ja Lee Mgmt For For
2.3 Election of outside director: Eui Jong Jung Mgmt For For
2.4 Election of outside director: Jun Pyo Hong Mgmt For For
3.1 Election of audit committee member: Soo Mgmt For For
Wook Kim
3.2 Election of audit committee member: Eui Mgmt For For
Jong Jung
3.3 Election of audit committee member: Jun Pyo Mgmt For For
Hong
4 Approval of limit of remuneration for Mgmt For For
directors
--------------------------------------------------------------------------------------------------------------------------
NHN CORP, SONGNAM Agenda Number: 704597624
--------------------------------------------------------------------------------------------------------------------------
Security: Y6347M103
Meeting Type: EGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of spin off Mgmt For For
2 Approval of partial Amendment to articles Mgmt For For
of incorporation
--------------------------------------------------------------------------------------------------------------------------
NLMK Agenda Number: 704530129
--------------------------------------------------------------------------------------------------------------------------
Security: 67011E204
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: US67011E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 192800 DUE TO SPLITING OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1.1 To approve the Company's Annual Report Mgmt For For
2012, Annual Financial Statements and
Income Statement
1.2 To declare dividends for 2012 of RUR0.62 Mgmt For For
per share. Dividends, payable by August 7,
2013, will be made by transfer of funds to
legal entities and individuals
(shareholders) as per the payment details
specified in the registered entity's
questionnaire held by the NLMK Registrar
(according to the payment details provided
by the shareholder's authorized
representative for the purpose of making a
list of persons entitled to dividends for
2012); foreign investors must make a
special written application to be received
by NLMK before the date of payment. At
NLMK's discretion the payment shall be made
in rubles or a foreign currency at the
official exchange rate of the Russian
Federation Central Bank as of the last
business day preceding the payment date.
The cost of the transfer will be borne by
NLMK; any profit which is not assigned for
dividend pay-out shall remain at NLMK's
disposal
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE FOR THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
2.1 To elect member of the Company's Board of Mgmt Against Against
Directors: Oleg Vladimirovich Bagrin
2.2 To elect member of the Company's Board of Mgmt For For
Directors: Helmut Wieser
2.3 To elect member of the Company's Board of Mgmt Against Against
Directors: Nikolay Alexeevich Gagarin
2.4 To elect member of the Company's Board of Mgmt Against Against
Directors: Karl Doering
2.5 To elect member of the Company's Board of Mgmt Against Against
Directors: Vladimir Sergeevich Lisin
2.6 To elect member of the Company's Board of Mgmt Against Against
Directors: Karen Robertovich Sarkisov
2.7 To elect member of the Company's Board of Mgmt Against Against
Directors: Vladimir Nikolayevich
Skorokhodov
2.8 To elect member of the Company's Board of Mgmt Against Against
Directors: Benedict Sciortino
2.9 To elect member of the Company's Board of Mgmt For For
Directors: Franz Struzl
3 To elect the President of the Company Mgmt For For
(Chairman of the Management Board)-Oleg V.
Bagrin
4.1 To elect the Company's Audit Commission: Mgmt For For
Lyudmila V. Kladienko
4.2 To elect the Company's Audit Commission: Mgmt For For
Valery S. Kulikov
4.3 To elect the Company's Audit Commission: Mgmt For For
Sergey I. Nesmeyanov
4.4 To elect the Company's Audit Commission: Mgmt For For
Larisa M. Ovsyannikova
4.5 To elect the Company's Audit Commission: Mgmt For For
Galina I. Shipilova
5.1 To approve Close Joint Stock Company Mgmt For For
"PricewaterhouseCoopers Audit" as the
Company's Auditor
5.2 CJSC "PricewaterhouseCoopers Audit" shall Mgmt For For
audit the Company's financial statements in
accordance with US GAAP
6.1 Approve the revised Charter of NLMK Mgmt For For
6.2 Approve the revised Regulations on holding Mgmt For For
the General Shareholder's Meeting of NLMK
6.3 Approve the revised Regulations on the Mgmt For For
Board of Directors of NLMK
6.4 Approve the revised Regulations on the Mgmt For For
Management Board of NLMK
6.5 Approve the revised Regulations on the Mgmt For For
Audit Commission of NLMK
7 Approve the resolution on payment of Mgmt For For
remunerations to the members of NLMK Board
of Directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMPLETE AUDITOR'S NAME. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVOLIPETSK IRON & STL CORP.LIPETSK Agenda Number: 704062138
--------------------------------------------------------------------------------------------------------------------------
Security: 67011E204
Meeting Type: EGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: US67011E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Early resignation of NLMK President and Mgmt For For
Chairman of the Management Board
2 Election of a new President and Chairman of Mgmt For For
the Management Board
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES SA, RIO DE JANEIR Agenda Number: 703980854
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 06-Aug-2012
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 Discuss and decide on the election of new Mgmt For For
member to the board of directors of the
company
--------------------------------------------------------------------------------------------------------------------------
PACIFIC RUBIALES ENERGY CORP, TORONTO ON Agenda Number: 704482392
--------------------------------------------------------------------------------------------------------------------------
Security: 69480U206
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: CA69480U2065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1 AND 4" AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2.1
TO 2.12 AND 3". THANK YOU.
1 To set the number of directors at twelve Mgmt For For
(12)
2.1 Election of director: Jose Francisco Arata Mgmt For For
2.2 Election of director: Miguel De La Campa Mgmt For For
2.3 Election of director: German Efromovich Mgmt For For
2.4 Election of director: Serafino Iacono Mgmt For For
2.5 Election of director: Augusto Lopez Mgmt For For
2.6 Election of director: Hernan Martinez Mgmt For For
2.7 Election of director: Dennis Mills Mgmt For For
2.8 Election of director: Ronald Pantin Mgmt For For
2.9 Election of director: Victor Rivera Mgmt For For
2.10 Election of director: Miguel Rodriguez Mgmt For For
2.11 Election of director: Francisco Sole Mgmt For For
2.12 Election of director: Neil Woodyer Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
auditors of the corporation for the ensuing
year and authorizing the directors to fix
their remuneration
4 To ratify, confirm, authorize and approve Mgmt For For
the advance notice policy, as described in
the management proxy circular dated April
25, 2013
--------------------------------------------------------------------------------------------------------------------------
PARKSON RETAIL GROUP LTD, GEORGE TOWN Agenda Number: 704061148
--------------------------------------------------------------------------------------------------------------------------
Security: G69370115
Meeting Type: EGM
Meeting Date: 28-Sep-2012
Ticker:
ISIN: KYG693701156
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1. THANK YOU.
1 That the sale and purchase agreement dated Mgmt For For
27 August 2012 ("Sale and Purchase
Agreement") (a copy of which has been
produced to the meeting marked "A" and
signed by the chairman of the meeting for
the purpose of identification) entered into
between East Crest International Limited as
the vendor and Grand Parkson Retail Group
Limited as the purchaser for the sale and
purchase of the 95.91% equity interest in
Qingdao No.1 Parkson Co., Ltd, 100% equity
interest in Dalian Parkson Retail
Development Co., Ltd and the 100% equity
interest in Shenyang Parkson Shopping Plaza
Co., Ltd. and other transactions
contemplated therein be and are hereby
approved, and the directors of the Company
be and are hereby authorised to take such
steps as they may consider necessary,
appropriate, desirable or expedient to
implement or give effect to the terms of
the Sale and Purchase Agreement including
but not limited to signing, executing and,
where applicable, affixing the common seal
of the Company (in accordance with its
Articles of Association) onto the relevant
documents in relation thereto and if
necessary, with such amendments as the
directors may deem fit
--------------------------------------------------------------------------------------------------------------------------
PARKSON RETAIL GROUP LTD, GEORGE TOWN Agenda Number: 704424009
--------------------------------------------------------------------------------------------------------------------------
Security: G69370115
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: KYG693701156
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0415/LTN20130415413.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0415/LTN20130415403.pdf
1 To receive the audited consolidated Mgmt For For
financial statements and the reports of the
directors and auditors for the year ended
31 December 2012
2 To approve the declaration of a final Mgmt For For
dividend of RMB0.07 per share
3(i) To re-elect Yau Ming Kim, Robert as Mgmt For For
director of the Company
3(ii) To elect Tan Hun Meng as an executive Mgmt For For
director of the Company
3iii To authorize the board of directors to fix Mgmt For For
the Directors' remuneration
4 To re-appoint Messrs. Ernst & Young as Mgmt For For
auditors and authorize the board of
directors to fix their remuneration
5(A) To grant a general mandate to the directors Mgmt For For
to repurchase shares up to a maximum of 10%
of the existing issued share capital of the
Company
5(B) To grant a general mandate to the directors Mgmt Against Against
to allot, issue or deal with new shares up
to a maximum of 20% of the existing issued
share capital of the Company
5(C) To extend the general mandate granted to Mgmt Against Against
the directors to issue new shares by the
number of shares repurchased
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933790316
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 MANAGEMENT REPORT AND FINANCIAL STATEMENTS, Mgmt For For
ACCOMPANIED OF OPINION FROM THE FISCAL
BOARD.
O2 CAPITAL BUDGET, REGARDING THE YEAR OF 2013. Mgmt For For
O3 DESTINATION OF INCOME FOR THE YEAR OF 2012. Mgmt For For
O4A ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: APPOINTED BY THE CONTROLLING
SHAREHOLDER.
O4B ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
O5 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS APPOINTED BY THE CONTROLLING
SHAREHOLDER.
O6A ELECTION OF THE MEMBERS OF THE FISCAL BOARD Mgmt For For
AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED
BY THE CONTROLLING SHAREHOLDER.
O6B ELECTION OF THE MEMBERS OF THE FISCAL BOARD Mgmt For For
AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED
BY THE MINORITY SHAREHOLDERS, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
O7 ESTABLISHMENT OF COMPENSATION OF MANAGEMENT Mgmt For For
AND EFFECTIVE MEMBERS IN THE FISCAL BOARD.
E1 INCREASE OF THE CAPITAL STOCK. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
POWER FINANCE CORPORATION LTD, NEW DELHI Agenda Number: 704027689
--------------------------------------------------------------------------------------------------------------------------
Security: Y7082R109
Meeting Type: AGM
Meeting Date: 21-Sep-2012
Ticker:
ISIN: INE134E01011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive, consider and adopt the audited Mgmt For For
Balance Sheet as at March 31, 2012 and
Profit and Loss Account for the financial
year ended on that date along with Report
of the Board of Directors and Auditors
thereon
2 To confirm interim dividend and declare Mgmt For For
final dividend for the year 2011-12
3 To appoint a Director in place of Shri S. Mgmt For For
C. Gupta, who retires by rotation and being
eligible, offers himself for re-appointment
4 To appoint a Director in place of Shri R. Mgmt For For
Nagarajan, who retires by rotation and
being eligible, offers himself for
re-appointment
5 To appoint a Director in place of Shri Ajit Mgmt For For
Prasad, who retires by rotation and being
eligible, offers himself for re-appointment
6 To fix the remuneration of the Auditors Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
POWER GRID CORP OF INDIA LTD, GURGAON Agenda Number: 704340936
--------------------------------------------------------------------------------------------------------------------------
Security: Y7028N105
Meeting Type: OTH
Meeting Date: 22-Apr-2013
Ticker:
ISIN: INE752E01010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1A Insertion of new Article 31A on 'Additional Mgmt For For
Directors'
1B Amendment in existing Article 52 on' Mgmt For For
Appointment of Auditors'
--------------------------------------------------------------------------------------------------------------------------
PT ADARO ENERGY TBK Agenda Number: 704325439
--------------------------------------------------------------------------------------------------------------------------
Security: Y7087B109
Meeting Type: AGM
Meeting Date: 19-Apr-2013
Ticker:
ISIN: ID1000111305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the annual report and Mgmt For For
ratification of the financial statement
2012
2 Determination of the company's profit Mgmt For For
utilization for financial year 2012
3 Appointment commissioners and restructuring Mgmt Against Against
of the board of directors
4 Authorized the directors to appoint public Mgmt For For
accountant and determine honorarium and
other requirements of its appointment
5 Determination honorarium/salary and other Mgmt For For
benefit for commissioners and directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RES. NO.1. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK Agenda Number: 704331153
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123S108
Meeting Type: AGM
Meeting Date: 02-Apr-2013
Ticker:
ISIN: ID1000095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval to annual report and ratification Mgmt For For
of consolidated financial statement report
as well as commissioners report and report
of partnership and community development
program for year 2012
2 Appropriation of company's net profit for Mgmt For For
book year 2012
3 Appointment of public accountant for book Mgmt For For
year 2013
4 Determination of salary and/or Honorarium, Mgmt For For
Tantiem and other benefit for company's
board
5 Approval, arrangement and increase of Mgmt Against Against
pension benefit and give on other benefits
for the members of Dana Pensiun Bank
Mandiri Satu, Dana Pensiun Bank Mandiri
Dua, Dana Pensi Un Bank Mandiri Tiga, and
Dana Pensiun Bank Mandiri Empat
6 Affirmation on minister of state for state Mgmt For For
owned enterprises regulation
no.per-12/MBU/2012
7 Confirmation on total of bad debt as per Mgmt Against Against
approval in AGM and execution in use the
total bad debt including disaster victim
8 Change in the articles of association Mgmt Against Against
9 Change in the company's board Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PT TAMBANG BATUBARA BUKIT ASAM (PERSERO) TBK Agenda Number: 704401582
--------------------------------------------------------------------------------------------------------------------------
Security: Y8520P101
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: ID1000094006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval and ratification of company's Mgmt For For
annual report including board of
commissioner supervisory report for
financial year 2012 and to release and
discharge board of director and
commissioner from their managerial and
supervisory (acquit et de charge) for
financial year 2012
2 Ratification of annual report including Mgmt For For
financial statement of partnership and
community development program and (acquit
et de charge) to all of board of director
and commissioner from their managerial and
supervisory for financial year 2012
3 Determination of profit utilization for Mgmt For For
financial year 2012
4 Determination of tantiem for board of Mgmt For For
director and commissioner for financial
year 2012 and salary and honorarium for
financial year 2013
5 Appointment of public accountant to audit Mgmt For For
company's book and partnership and
community development program for financial
year ended 31 Dec 2013
6 Ratification of minister of state-owned Mgmt For For
enterprise regulation number
PER-03/MBU/2012, dated August 12, 2012 on
supporting body for the board of
commissioners in state-owned enterprise
7 Restructuring board of commissioner of the Mgmt Against Against
company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 6. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SABMILLER PLC, WOKING SURREY Agenda Number: 703947929
--------------------------------------------------------------------------------------------------------------------------
Security: G77395104
Meeting Type: AGM
Meeting Date: 26-Jul-2012
Ticker:
ISIN: GB0004835483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the financial Mgmt For For
statements for the year ended 31 March
2012, together with the reports of the
directors and auditors therein
2 To receive and, if thought fit, to approve Mgmt Against Against
the Directors' Remuneration Report 2012
contained in the Annual Report for the year
ended 31 March 2012
3 To elect Dr A J Clark as a director of the Mgmt For For
Company
4 To re-elect Mr M H Armour as a director of Mgmt For For
the Company
5 To re-elect Mr G C Bible as a director of Mgmt For For
the Company
6 To re-elect Mr D S Devitre as a director of Mgmt For For
the Company
7 To re-elect Mrs L M S Knox as a director of Mgmt For For
the Company
8 To re-elect Mr E A G Mackay as a director Mgmt Abstain Against
of the Company
9 To re-elect Mr P J Manser as a director of Mgmt Against Against
the Company
10 To re-elect Mr J A Manzoni as a director of Mgmt For For
the Company
11 To re-elect Mr M Q Morland as a director of Mgmt Against Against
the Company
12 To re-elect Dr D F Moyo as a director of Mgmt For For
the Company
13 To re-elect Mr C A Perez Davila as a Mgmt For For
director of the Company
14 To re-elect Mr M C Ramaphosa as a director Mgmt Against Against
of the Company
15 To re-elect Mr A Santo Domingo Davila as a Mgmt For For
director of the Company
16 To re-elect Ms H A Weir as director of the Mgmt For For
Company
17 To re-elect Mr H A Willard as a director of Mgmt For For
the Company
18 To re-elect Mr J S Wilson as a director of Mgmt For For
the Company
19 To declare a final dividend of 69.5 US Mgmt For For
cents per share
20 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
21 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
22 To give a general power and authority to Mgmt For For
the directors to allot shares
23 To give a general power and authority to Mgmt For For
the directors to allot shares for cash
otherwise than pro rata to all shareholders
24 To give a general authority to the Mgmt For For
directors to make market purchases of
ordinary shares of USD 0.10 each in the
capital of the Company
25 To approve the calling of general meetings, Mgmt For For
other than an annual general meeting, on
not less than 14 clear days' notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 8.IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704272690
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2.1.1 Re-election of independent director: In-Ho Mgmt For For
Lee
2.1.2 Election of independent director: Kwang-Soo Mgmt For For
Song
2.1.3 Election of independent director: Eun-Mee Mgmt For For
Kim
2.2.1 Election of executive director: Boo-Keun Mgmt For For
Yoon
2.2.2 Election of executive director: Jong-Kyun Mgmt For For
Shin
2.2.3 Election of executive director: Sang-Hoon Mgmt For For
Lee
2.3.1 Re-election of audit committee member: Mgmt For For
In-Ho Lee
2.3.2 Election of audit committee member: Mgmt For For
Kwang-Soo Song
3 Approval of limit of remuneration for Mgmt For For
directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTIONS 2.1.1 AND
2.3.1. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO LTD, SEOUL Agenda Number: 704290232
--------------------------------------------------------------------------------------------------------------------------
Security: Y7474M106
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7010140002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of directors: Bak Dae Yeong, Bak Mgmt For For
Jung Heum, Jeong Won Tae, Gwak Dong Hyo
3 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SBERBANK OF RUSSIA OJSC, MOSCOW Agenda Number: 704476933
--------------------------------------------------------------------------------------------------------------------------
Security: 80585Y308
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: US80585Y3080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the annual report for 2012 Mgmt For For
2 Approve the annual report for 2012, Mgmt For For
including the balance sheet and the profit
and loss statement (disclosure forms)
3 3.1. Approve distribution of profits for Mgmt For For
2012; 3.2 Pay dividends on ordinary shares
of RUB 2.57 per one share, and on preferred
shares of RUB 3.20 per one share
4 Approve Ernst & Young Vneshaudit CJSC as Mgmt For For
the auditor for 2013 and the Q1, 2014
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
5.1 To elect the member of the Board of Mgmt Against Against
Directors: Gref Herman Oskarovich
5.2 To elect the member of the Board of Mgmt For For
Directors: Guriev Sergei Maratovich
5.3 To elect the member of the Board of Mgmt Against Against
Directors: Dmitriev Mikhail Egonovich
5.4 To elect the member of the Board of Mgmt Against Against
Directors: Zlatkis Bella Ilinichna
5.5 To elect the member of the Board of Mgmt Against Against
Directors: Ivanova Nadezhda Yurievna
5.6 To elect the member of the Board of Mgmt Against Against
Directors: Ignatiev Sergei Mikhailovich
5.7 To elect the member of the Board of Mgmt Against Against
Directors: Kudrin Alexey Leonidovich
5.8 To elect the member of the Board of Mgmt Against Against
Directors: Lomakin-Rumyantsev Ilya
Vadimovich
5.9 To elect the member of the Board of Mgmt Against Against
Directors: Luntovsky Georgy Ivanovich
5.10 To elect the member of the Board of Mgmt Against Against
Directors: Matovnikov Mikhail Yurievich
5.11 To elect the member of the Board of Mgmt For For
Directors: Mau Vladimir Alexandrovich
5.12 To elect the member of the Board of Mgmt Against Against
Directors: Moiseev Alexey Vladimirovich
5.13 To elect the member of the Board of Mgmt Against Against
Directors: Profumo Alessandro
5.14 To elect the member of the Board of Mgmt Against Against
Directors: Sinelnikov-Murylev Sergei
Germanovich
5.15 To elect the member of the Board of Mgmt Against Against
Directors: Tulin Dmitry Vladislavovich
5.16 To elect the member of the Board of Mgmt Against Against
Directors: Ulukaev Alexei Valentinovich
5.17 To elect the member of the Board of Mgmt Against Against
Directors: Freeman Ronald
5.18 To elect the member of the Board of Mgmt Against Against
Directors: Shvetsov Sergei Anatolievich
5.19 To elect the member of the Board of Mgmt For For
Directors: Egilmez Ahmet Mahfi
6.1 Elect the member of the Auditing Committee: Mgmt For For
Borodina Natalia Petrovna
6.2 Elect the member of the Auditing Committee: Mgmt For For
Volkov Vladimir Mikhailovich
6.3 Elect the member of the Auditing Committee: Mgmt For For
Dolzhnikov Maxim Leonidovich
6.4 Elect the member of the Auditing Committee: Mgmt For For
Isakhanova Yulia Yurievna
6.5 Elect the member of the Auditing Committee: Mgmt For For
Minenko Alexei Evgenievich
6.6 Elect the member of the Auditing Committee: Mgmt For For
Polyakova Olga Vasilievna
6.7 Elect the member of the Auditing Committee: Mgmt For For
Revina Natalia Vladimirovna
7 7. 1. Pay remuneration to the members of Mgmt For For
the Supervisory Board of Sberbank of Russia
OJSC subject to their consent in accordance
with the laws of the Russian Federation: -
RUB 4.2 million each for discharge of
duties of a member of the Supervisory Board
- RUB 420 thousand each for discharge of
duties of a member of a committee of the
Supervisory Board - RUB 840 thousand each
for discharge of duties of the Chairperson
of a committee of the Supervisory Board -
RUB 1.26 million for discharge of duties of
the Chairman of the Supervisory Board.
Determine that remuneration for discharge
of duties in each capacity is summed up if
a member of the Supervisory Board acts in
different capacities. 7.2. To compensate
expenses incurred in discharging the
functions of members of the Supervisory
Board of Sberbank of Russia to CONTD
CONT CONTD members of the Supervisory Board of Non-Voting
the Bank. 7.3. Pay remuneration to the
Chairman of the Audit Commission of
Sberbank of Russia OJSC in the amount of
RUB 1 million, and to the members of the
Audit Commission in the amount of RUB
750,000, subject to their consent in
accordance with the laws of the Russian
Federation
8 8.1 Approve the Regulation on Remuneration Mgmt For For
and Compensation Paid to Members of the
Supervisory Board of Sberbank of Russia.
8.2 Approve the amount of basic
remuneration at 4.2 million rubles
9 Approve the new version of the Bank's Mgmt For For
Charter. Authorize the CEO, Chairman of the
Management Board of the Bank to sign the
documents required for state registration
of the new version of the Bank's Charter
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN SPELLING OF DIRECTOR'S NAME IN
RESOLUTION 5.8. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO LTD, SEOUL Agenda Number: 704280837
--------------------------------------------------------------------------------------------------------------------------
Security: Y7749X101
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: KR7055550008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 162711 DUE TO RECEIPT OF PAST
RECORD DATE. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Approval of financial statements Mgmt For For
2.1 Appointment of outside director candidate: Mgmt For For
Mr. Boo In Ko
2.2 Appointment of outside director candidate: Mgmt For For
Mr. Taeeun Kwon
2.3 Appointment of outside director candidate: Mgmt For For
Mr. Kee Young Kim
2.4 Appointment of outside director candidate: Mgmt For For
Mr. Seok Won Kim
2.5 Appointment of outside director candidate: Mgmt For For
Mr. Hoon Namkoong
2.6 Appointment of outside director candidate: Mgmt For For
Mr. Ke Sop Yun
2.7 Appointment of outside director candidate : Mgmt For For
Mr. Jung Il Lee
2.8 Appointment of outside director candidate: Mgmt For For
Mr. Haruki Hirakawa
2.9 Appointment of outside director candidate: Mgmt For For
Mr. Philippe Aguignier
3.1 Appointment of audit committee member Mgmt For For
candidate: Mr. Taeeun Kwon
3.2 Appointment of audit committee member Mgmt For For
candidate: Mr. Seok Won Kim
3.3 Appointment of audit committee member Mgmt For For
candidate: Mr. Ke Sop Yun
3.4 Appointment of audit committee member Mgmt For For
candidate: Mr. Sang Kyung Lee
4 Approval of director remuneration limit Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHOUGANG FUSHAN RESOURCES GROUP LTD Agenda Number: 704443213
--------------------------------------------------------------------------------------------------------------------------
Security: Y7760F104
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: HK0639031506
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418370.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418313.pdf
1 To receive the report of the directors and Mgmt For For
the audited financial statements for the
year ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.A To re-elect Mr. Chen Zhaoqiang as director Mgmt For For
3.B To re-elect Mr. Liu Qingshan as director Mgmt For For
3.C To re-elect Mr. Kee Wah Sze as director Mgmt For For
3.D To re-elect Mr. Chan Pat Lam as director Mgmt For For
3.E To re-elect Mr. Chan Chung Chun as director Mgmt For For
4 To appoint auditor and to authorise the Mgmt For For
directors to fix its remuneration
5 To pass Resolution 5 of the AGM Notice - to Mgmt Against Against
give a general mandate to the directors to
issue and dispose of shares not exceeding
20% of the existing issued share capital of
the Company
6 To pass Resolution 6 of the AGM Notice - to Mgmt For For
give a general mandate to the directors to
repurchase shares not exceeding 10% of the
existing issued share capital of the
Company
7 To pass Resolution 7 of the AGM Notice - to Mgmt Against Against
add, conditional upon the passing of
resolution 6 above, the nominal amount of
repurchased shares to the general mandate
given to the directors to allot shares
--------------------------------------------------------------------------------------------------------------------------
SYNNEX TECHNOLOGY INTERNATIONAL CORP Agenda Number: 704545980
--------------------------------------------------------------------------------------------------------------------------
Security: Y8344J109
Meeting Type: AGM
Meeting Date: 11-Jun-2013
Ticker:
ISIN: TW0002347002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
A4 Other presentations Non-Voting
B1 The 2012 financial statements Mgmt For For
B2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD2 per share
B3 The revision to the procedures of Mgmt For For
endorsement and guarantee
B4 The revision to the procedures of monetary Mgmt For For
loans
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU Agenda Number: 704561251
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 11-Jun-2013
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 159010 DUE TO DELETION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The status of the local corporate bonds Non-Voting
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD3 per share
B.3 The revision to the procedures of asset Mgmt For For
acquisition or disposal, monetary loans,
endorsement and guarantee
--------------------------------------------------------------------------------------------------------------------------
TATA MOTORS LIMITED Agenda Number: 933671201
--------------------------------------------------------------------------------------------------------------------------
Security: 876568502
Meeting Type: Annual
Meeting Date: 10-Aug-2012
Ticker: TTM
ISIN: US8765685024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF THE AUDITED STATEMENT OF PROFIT Mgmt For For
AND LOSS AND THE BALANCE SHEET TOGETHER
WITH REPORTS OF DIRECTORS AND AUDITORS.
O2 APPROVAL OF THE DECLARATION OF A DIVIDEND Mgmt For For
ON ORDINARY SHARES AND 'A' ORDINARY SHARES.
O3 APPROVAL TO THE RE-APPOINTMENT OF DIRECTOR Mgmt For For
OF MR NASSER MUNJEE, WHO RETIRES BY
ROTATION.
O4 APPROVAL TO THE RE-APPOINTMENT OF DIRECTOR Mgmt For For
MR SUBODH BHARGAVA, WHO RETIRES BY
ROTATION.
O5 APPROVAL TO THE RE-APPOINTMENT OF DIRECTOR Mgmt For For
MR VINESHKUMAR JAIRATH, WHO RETIRES BY
ROTATION.
O6 APPROVAL TO THE APPOINTMENT OF AUDITORS AND Mgmt For For
FIX THEIR REMUNERATION.
S7 APPROVAL TO THE APPOINTMENT OF MR CYRUS P Mgmt For For
MISTRY AS A DIRECTOR, AS SET FORTH IN
COMPANY'S NOTICE OF MEETING ENCLOSED
HEREWITH.
S8 APPROVAL TO APPOINTMENT OF MR RAVINDRA Mgmt For For
PISHARODY AS A DIRECTOR, AS SET FORTH IN
COMPANY'S NOTICE OF MEETING ENCLOSED
HEREWITH.
S9 APPROVAL TO THE APPOINTMENT OF MR RAVINDRA Mgmt For For
PISHARODY AS EXECUTIVE DIRECTOR.
S10 APPROVAL TO THE APPOINTMENT OF MR SATISH Mgmt For For
BORWANKAR AS A DIRECTOR.
S11 APPROVAL TO THE APPOINTMENT OF MR SATISH Mgmt For For
BORWANKAR AS EXECUTIVE DIRECTOR.
S12 APPROVAL TO THE REVISION IN THE TERMS OF Mgmt For For
REMUNERATION OF MR PRAKASH TELANG, MANAGING
DIRECTOR-INDIA OPERATIONS, AS SET FORTH IN
THE COMPANY'S NOTICE OF MEETING ENCLOSED
HEREWITH.
--------------------------------------------------------------------------------------------------------------------------
TMK OJSC, MOSCOW Agenda Number: 704073624
--------------------------------------------------------------------------------------------------------------------------
Security: 87260R201
Meeting Type: EGM
Meeting Date: 02-Nov-2012
Ticker:
ISIN: US87260R2013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve distribution of the profit as Mgmt For For
per the results of 6 (six) months of 2012
financial year. To pay interim dividends to
the Company's shareholders for 6 (six)
months of 2012 financial year at the rate
of 1 ruble 50 kopecks per one ordinary
share of the Company with the nominal cost
of 10 rubles in the amount of 1,406,379,141
rubles latest by 28 December 2012. The
profit, which remained after payment of the
dividends, shall not be distributed and
shall remain at the disposal of the Company
2 To approve the new version of the Mgmt For For
Regulations on the Board of Directors of
the Company
3 To approve conclusion of the contract (-s) Mgmt For For
of guarantee between the Company and Open
Joint-Stock Company "Sberbank of Russia" as
security of execution of obligations by
"Volzhsky Pipe Plant" OJSC (hereinafter
referred to as "VPP" OJSC) under the
Agreement on opening of a non-renewable
credit line (hereinafter referred to as
Agreement), concluded between "VPP" OJSC
and Open Joint-Stock Company "Sberbank of
Russia" on the specified essential
conditions
4 To approve conclusion of the contract (-s) Mgmt For For
of guarantee between the Company and Open
Joint-Stock Company Sberbank of Russia as
security of execution of obligations by
"Seversky Tube Works" Joint Stock Company
(hereinafter referred to as OAO "STZ")
under the Agreement on opening of a
non-renewable credit line (hereinafter
referred to as Agreement), concluded
between OAO "STZ" and Open Joint-Stock
Company "Sberbank of Russia" on the
specified essential conditions
--------------------------------------------------------------------------------------------------------------------------
TMK OJSC, MOSCOW Agenda Number: 704576202
--------------------------------------------------------------------------------------------------------------------------
Security: 87260R201
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: US87260R2013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the annual report, annual Mgmt For For
accounting statements, including statements
of revenues and losses in accordance with
the results of 2012 financial year
2 To approve the distribution of the profit Mgmt For For
for 2012 financial year. Not later than 23
August 2013 to pay to the shareholders of
the Company annual dividends for the 2012
financial year in the amount of RUB 0,84
per one ordinary share of the Company of
par value 10 Rubles, totaling 787.572.318
Rubles 96 Kopecks. The outstanding after
the payment of the dividends amount is not
distributable and remains in the possession
of the Company
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
3.1 Election of the Company's Board of Mgmt Against Against
Director: Mr. Pumpyansky
3.2 Election of the Company's Board of Mgmt Against Against
Director: Mr. Shiryaev
3.3 Election of the Company's Board of Mgmt Against Against
Director: Mr. Kaplunov
3.4 Election of the Company's Board of Mgmt Against Against
Director: Mr. Khmelevsky
3.5 Election of the Company's Board of Mgmt For For
Director: Mr. Alekseev
3.6 Election of the Company's Board of Mgmt For For
Director: Mr. Shokhin
3.7 Election of the Company's Board of Mgmt For For
Director: Mr. Foresman
3.8 Election of the Company's Board of Mgmt For For
Director: Mr. O'Brein
3.9 Election of the Company's Board of Mgmt Against Against
Director: Mrs. Blagova
3.10 Election of the Company's Board of Mgmt For For
Director: Mr. Shegolev
3.11 Election of the Company's Board of Mgmt Against Against
Director: Mr. Papin
4.1 Election of the Company's Supervisory Mgmt For For
Board: Mr. Maksimenko
4.2 Election of the Company's Supervisory Mgmt For For
Board: Mr. Vorobiyev
4.3 Election of the Company's Supervisory Mgmt For For
Board: Mrs. Pozdnyakova
5 To approve OOO "Ernst & Young" as the Mgmt For For
Company's auditor
6.1 To approve in accordance with the Mgmt For For
requirements of article 83 of the Federal
Law "On joint-stock companies" No 208-FZ
dated 26.12.1995 settlement of the
transaction (-s) by OAO "TMK" (OAO "TMK",
Company) - conclusion of the loan agreement
(-s), supplementary agreement (-s) to the
loan agreements between the Company and any
of the following persons: Public Joint
Stock Company "Sinarsky Pipe Plant",
"Volzhsky Pipe Plant" Open Joint Stock
Company, "Seversky Tube Works" Joint Stock
Company, Joint Stock Company "Taganrog
Metallurgical Works", "Trade House "TMK",
IPSCO Tubulars Inc. (hereinafter referred
to as the contract (-s)), which can be
settled in future, on the following
essential conditions: Lender OAO
"TMK";Borrower any of the following
persons: Public Joint Stock Company
"Sinarsky Pipe Plant", CONTD
CONT CONTD "Volzhsky Pipe Plant" Open Joint Non-Voting
Stock Company, "Seversky Tube Works" Joint
Stock Company, Joint Stock Company
"Taganrog Metallurgical Works", "Trade
House "TMK", IPSCO Tubulars Inc.; Subject
of the transaction: The Lender shall
transfer the amount of money into the
Borrower's ownership and the Borrower shall
return the same amount of money (loan
amount), as well as pay interest on the
loan amount. Amount of the loan/loans for
each Borrower - maximum 10,000,000,000 (Ten
billion) rubles or equivalent of the
indicated amount in foreign
currency;Interest for use of the loan
amount minimum 8% per year and maximum 15%
per year;Period of the loan/loans maximum
60 months
6.2 To approve in accordance with the Mgmt For For
requirements of article 83 of the Federal
Law "On joint-stock companies" No 208-FZ
dated 26.12.1995 settlement of the
transaction (-s) by OAO "TMK" (OAO "TMK",
Company) - conclusion of the loan agreement
(-s), supplementary agreement (-s) to the
loan agreements between the Company and any
of the following persons: Public Joint
Stock Company "Sinarsky Pipe Plant",
"Volzhsky Pipe Plant" Open Joint Stock
Company, "Seversky Tube Works" Joint Stock
Company, Joint Stock Company "Taganrog
Metallurgical Works", "Trade House "TMK",
IPSCO Tubulars Inc. (hereinafter referred
to as the contract (-s)), which can be
settled in future, on the following
essential conditions: Lender any of the
following persons: Public Joint Stock
Company "Sinarsky Pipe Plant", "Volzhsky
Pipe Plant" CONTD
CONT CONTD Open Joint Stock Company, "Seversky Non-Voting
Tube Works" Joint Stock Company, Joint
Stock Company "Taganrog Metallurgical
Works", "Trade House "TMK", IPSCO Tubulars
Inc.; Borrower OAO "TMK"; Subject of the
transaction: The Lender shall transfer the
amount of money into the Borrower's
ownership and the Borrower shall return the
same amount of money (loan amount), as well
as pay interest on the loan amount. Amount
of the loan/loans from each Lender -
maximum 10,000,000,000 (Ten billion) rubles
or equivalent of the indicated amount in
foreign currency; Interest for use of the
loan amount maximum 15% per year; Period of
the loan/loans maximum 60 months
--------------------------------------------------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI A.S., ISTANBUL Agenda Number: 704363566
--------------------------------------------------------------------------------------------------------------------------
Security: M4752S106
Meeting Type: OGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: TRAGARAN91N1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIRMENTS VARY BY
CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA
IN PLACE WHICH WOULD ELIMINATE THE NEED FOR
THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE
ABSENCE OF THIS ARRANGEMENT, AN INDIVIDUAL
BENEFICIAL OWNER POA MAY BE REQUIRED. IF
YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE. THANK YOU.
1 Opening and election of presidency board Mgmt For For
2 Authorising presidency board to sign the Mgmt For For
minutes of the meeting
3 Reading and discussion of the reports Mgmt For For
prepared by board and auditors
4 Reading, discussion and approval of the Mgmt For For
balance sheet and profit and loss statement
5 Discussion and approval of profit Mgmt For For
distribution
6 Approval of profit distribution policy Mgmt For For
7 Amendment of items 1, 2, 3, 4, 5, 6, 7, 8, Mgmt For For
11, 12, 13, 14, 17, 18, 20, 21, 22, 23, 24,
25, 26, 27, 28, 30, 31, 32, 33, 34, 35, 36,
37, 38, 39, 40, 41, 42, 43, 45, 46, 47, 48,
49 and temporary item.2
8 Release of board members and auditors Mgmt For For
9 Election of board members and appointment Mgmt Against Against
of independent members
10 Approval on appointment of board members Mgmt Against Against
11 Informing shareholders about duties of Mgmt Abstain Against
board members outside the bank
12 Informing shareholders about waging policy Mgmt Abstain Against
13 Determination on payments that will be made Mgmt For For
to board members
14 Approval of internal policy Mgmt For For
15 Approval of independent audit firm Mgmt For For
16 Informing shareholders about donations and Mgmt For For
setting an upper limit for donations to be
made on 2013
17 Approval of donations policy Mgmt For For
18 Permitting board members as per items 395 Mgmt For For
and 396 of TCC
--------------------------------------------------------------------------------------------------------------------------
UMW HOLDINGS BHD Agenda Number: 704577367
--------------------------------------------------------------------------------------------------------------------------
Security: Y90510101
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: MYL4588OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the year ended 31 December 2012
together with the Reports of the Directors
and Auditors thereon
2 To declare a final single-tier dividend of Mgmt For For
25.0 sen per share of RM0.50 each for the
year ended 31 December 2012, giving a total
gross dividend of 50.0 sen per share of
nominal value RM0.50 each for the year
3 To re-elect Datuk Syed Hisham bin Syed Mgmt For For
Wazir who is retiring in accordance with
Article 116 of the Company's Articles of
Association
4 To re-elect Khalid bin Sufat who is Mgmt For For
retiring in accordance with Article 123 of
the Company's Articles of Association
5 To approve Directors' fees of RM 1,581,000 Mgmt For For
for the year ended 31 December 2012
6 To re-appoint Messrs. Ernst & Young as Mgmt For For
Auditors for the ensuing financial year and
to authorise the Directors to fix their
remuneration
7 Proposed Renewal of Shareholders' Mandate Mgmt For For
for Existing Recurrent Related Party
Transactions and New Shareholders' Mandate
for Additional Recurrent Related Party
Transactions of a Revenue or Trading Nature
("Proposed Shareholders' Mandate")
8 Proposed Renewal of Authority for the Mgmt For For
Company to Purchase Its Own Shares
("Proposed Renewal of Share Buy-Back")
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN AMOUNT IN RESOLUTION 5. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
URALKALIY OJSC, BEREZNIKI Agenda Number: 704172650
--------------------------------------------------------------------------------------------------------------------------
Security: 91688E206
Meeting Type: EGM
Meeting Date: 12-Dec-2012
Ticker:
ISIN: US91688E2063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Distribution of the profit of OJSC Mgmt For For
"Uralkali" as dividends
2 Approval of the new edition of the Charter Mgmt For For
of OJSC "Uralkali"
3 Approval of the new edition of the Mgmt For For
Regulations on the Board of Directors of
OJSC "Uralkali"
4 Approval of the new edition of the Mgmt For For
Regulations on Remuneration and
Reimbursement of the Members of the Board
of Directors of OJSC "Uralkali"
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN PARTIAL AND SPLIT VOTING
CONDITIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
URALKALIY OJSC, BEREZNIKI Agenda Number: 704508437
--------------------------------------------------------------------------------------------------------------------------
Security: 91688E206
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: US91688E2063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 199109 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 To approve the Procedure of the Annual Mgmt For For
General Meeting of Shareholders of OJSC
"Uralkali"
2 To approve the Annual Report of OJSC Mgmt For For
"Uralkali" for the year 2012
3 To approve the annual financial statements Mgmt For For
of OJSC "Uralkali" for 2012
4 To approve the distribution of profits of Mgmt For For
OJSC "Uralkali" based on the results of
2012: 1. To pay dividends for 2012 in the
amount of 3.9 rubles per one common share
of OJSC "Uralkali"; 2. To pay remuneration
to the members of the Revision Commission
in the amount of 287.4 thousand rubles
5.1 To elect the following individual to the Mgmt For For
Revision Commission of OJSC "Uralkali":
Lydia Nikonova
5.2 To elect the following individual to the Mgmt For For
Revision Commission of OJSC "Uralkali":
Alexandra Orlova
5.3 To elect the following individual to the Mgmt For For
Revision Commission of OJSC "Uralkali":
Marina Parieva
5.4 To elect the following individual to the Mgmt For For
Revision Commission of OJSC "Uralkali":
Artem Tkachev
5.5 To elect the following individual to the Mgmt For For
Revision Commission of OJSC "Uralkali":
Ksenia Tola
6 To approve the new edition of the Charter Mgmt For For
of OJSC "Uralkali"
7 To approve the new edition of the Mgmt For For
Regulations on the Board of Directors of
OJSC "Uralkali"
8 To approve the new edition of the Mgmt For For
Regulations on the General Meeting of
Shareholder of OJSC "Uralkali"
9 To approve the new edition of the Mgmt For For
Regulations on the Revision Commission of
OJSC "Uralkali"
10 To approve the new edition of the Mgmt For For
Regulations on Remuneration and
Reimbursement of the Members of the Board
of Directors of OJSC "Uralkali"
11 To approve the new edition of the Mgmt For For
Regulations on the Management Board of OJSC
"Uralkali"
12 To establish the price of the Mgmt For For
property-amount of obligations of OJSC
"Uralkali (hereinafter the Company), which
is the subject matter of the related party
transaction (series of interrelated
transactions),-Deed of Indemnity-executed
by OJSC "Uralkali" with each member of the
Board of Directors of OJSC "Uralkali"
(hereinafter the Deed)-as follows: the
price of the property (amount of
obligations of the Company) per each
interrelated transaction is based on the
fact that the maximum amount of indemnity
granted by the Company under each Deed may
not exceed (50) million US dollars and that
the total amount of indemnity is less than
two (2) percent of the balance-sheet value
of the assets of the Company according to
the financial statements of the Company as
of the last reporting date
13 To approve the Deeds of Indemnity executed Mgmt For For
by OJSC "Uralkali" with each member of the
Board of Directors of OJSC "Uralkali" as
interrelated related party transactions on
the following principle conditions: 1.
Parties to the transaction: member of the
Board of Directors of OJSC "Uralkali"
(Indemnified Party) and OJSC "Uralkali"
(Company); 2. Beneficiary (beneficiaries)
under the transaction: member of the Board
of Directors of OJSC "Uralkali"; 3. Price
of transaction: payments under each Deed
may not exceed fifty (50) million US
dollars; 4. Subject matter of transaction:
the Company must compensate the Indemnified
Party for all costs and losses (including
amounts of claims, losses, other reasonable
costs and expenses) borne by the
Indemnified Party in connection with any
claims, demands, lawsuits, investigations,
proceedings and liability arising from the
fact that the Indemnified Party acted in
the official capacity as a member of the
Board of Directors of the Company and a
member of a committee (committees) of the
Board of Directors of the Company. 5.
Validity of agreement (Deed): from the
moment when the Indemnified Party is
appointed to the Board of Directors of the
Company until the moment of termination of
the Deed by the parties (the period is
unlimited). The provisions of the Deed of
Indemnity remain valid after
termination/resignation of the Indemnified
Party from the Board of Directors; for the
avoidance of any doubt the provisions of
the Deed of Indemnity shall be applicable
only to the period of time during which the
Indemnified Party acted in the official
capacity as a member of the Board of
Directors
14.1 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion between OJSC
"Uralkali" (Customer) and Open Joint Stock
Company "Ural Science and Research and
Project Institute of Galurgia" (Contractor)
of contractor agreements (including
contractor agreements for project and
research work), non-gratis services
agreements, agreements for research and
development work, experimental development
work and technological work as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 1,100 million
rubles
14.2 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion between OJSC
"Uralkali" (Customer) and Closed Joint
Stock Company "VNII Galurgii" (Contractor)
of contractor agreements (including
contractor agreements for project and
research work), non-gratis services
agreements, agreements for research and
development work, experimental development
work and technological work as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 550 million
rubles
14.3 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion between OJSC
"Uralkali" (Contractor) and Closed Joint
Stock Company "Solikamsk Construction
Trust" (Contractor) of contractor
agreements and non-gratis services
agreements as related-party transactions
and as transactions which may be concluded
in the future in the normal course of
business of OJSC "Uralkali" and to
establish that the maximum amount of the
indicated transactions may not exceed 620
million rubles.4. Period of insurance: from
25 July 2012 until 24 July 2013
14.4 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of non-gratis
services agreements between OJSC "Uralkali"
(Customer) and Closed Joint Stock Company
"Registrator Intraco" (Contractor) as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 9 million
rubles
14.5 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of contractor
agreements and non-gratis services
agreements between OJSC "Uralkali"
(Customer) and Limited Liability Company
Security Agency "Sheriff-Berezniki"
(Contractor) as related-party transactions
and as transactions which may be concluded
in the future in the normal course of
business of OJSC "Uralkali" and to
establish that the maximum amount of the
indicated transactions may not exceed 155
million rubles
14.6 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of lease
agreements between OJSC "Uralkali" (Lessor)
and Closed Joint Stock Company "Solikamsk
Construction Trust" (Lessee) as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 5 million
rubles
14.7 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of lease
agreements between OJSC "Uralkali" (Lessor)
and Open Joint Stock Company "Ural Science
and Research and Project Institute of
Galurgia" (Lessee) as related-party
transactions and as transactions which may
be concluded in the future in the normal
course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 1.5
million rubles
14.8 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of lease
agreements between OJSC "Uralkali" (Lessor)
and Limited Liability Company
"Silvinit-Transport" (Lessee) as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 0.05 million
rubles
14.9 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of lease
agreements between OJSC "Uralkali" (Lessee)
and Open Joint Stock Company "Ural Science
and Research and Project Institute of
Galurgia" (Lessor) as related-party
transactions and as transactions which may
be concluded in the future in the normal
course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 1
million rubles
14.10 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of sale and
purchase agreements and supply agreements
between OJSC "Uralkali" (Seller, Supplier)
and Closed Joint Stock Company "Solikamsk
Construction Trust" (Buyer) as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 5 million
rubles
14.11 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of sale and
purchase agreements and supply agreements
between OJSC "Uralkali" (Seller, Supplier)
and Closed Joint Stock Company "Belarusian
Potash Company" (Buyer) as related-party
transactions and as transactions which may
be concluded in the future in the normal
course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 97
000 million rubles
14.12 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of sale and
purchase agreements and supply agreements
between OJSC "Uralkali" (Seller, Supplier)
and Open Joint Stock Company "Solikamsk
Magnesium Plant" (Buyer) as related-party
transactions and as transactions which may
be concluded in the future in the normal
course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 700
million rubles
14.13 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of sale and
purchase agreements and supply agreements
between OJSC "Uralkali" (Buyer) and Open
Joint Stock Company "Kopeisk
Machine-Building Plant" (Seller, Supplier)
as related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 1 700 million
rubles
14.14 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of loan
agreements between OJSC "Uralkali" (Lender)
and Closed Joint Stock Company "Solikamsk
Construction Trust" (Borrower) as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 150 million
rubles
14.15 Approve Related-Party Transactions Re: Mgmt For For
Capital Contributions to Subsidiaries
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
15.1 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Anton Averin
15.2 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Vladislav
Baumgertner
15.3 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Alexander
Voloshin
15.4 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Anna
Kolonchina
15.5 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Alexander
Malakh
15.6 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Vladislav
Mamulkin
15.7 Election of the member of the Board of Mgmt For For
Directors of OJSC "Uralkali": Robert John
Margetts
15.8 Election of the member of the Board of Mgmt For For
Directors of OJSC "Uralkali": Paul James
Ostling
15.9 Election of the member of the Board of Mgmt For For
Directors of OJSC "Uralkali": Gordon Holden
Sage
16 To approve Closed Joint Stock Company Mgmt For For
"PricewaterhouseCoopers Audit" as auditor
of the financial statements of OJSC
"Uralkali" prepared in compliance with the
International Financial Reporting Standards
(IFRS) for 2013
17 To approve Closed Joint Stock Company Mgmt For For
"PricewaterhouseCoopers Audit" as auditor
of the IFRS financial statements of OJSC
"Uralkali" prepared in compliance with the
requirements of the Federal Law "On
Consolidated Financial Statements" N 208-FZ
for 2013
18 To approve Limited Liability Company Audit Mgmt For For
Firm "BAT-Audit" as auditor of the
financial statements of OJSC "Uralkali"
prepared in compliance with the Russian
Standards of Accounting (RSA) for 2013
19.1 To establish the price of services under Mgmt For For
the insurance agreement-corporate directors
and officers liability policy with the
total limit of liability in the amount of
100 000 000 (One hundred million) US
dollars-as an amount not exceeding 235 000
(Two hundred thirty five thousand) US
dollars
19.2 To establish the price of services under Mgmt For For
the directors and officers liability
insurance agreement in view of public
offering of securities with the total limit
of liability in the amount of 50 000 000
(Fifty million) US dollars as 180 000 (One
hundred eighty thousand) US dollars
20.1 To approve the insurance Mgmt For For
agreement-Corporate Guard Directors and
Officer Liability Insurance Policy
(hereinafter the Insurance Agreement)-as a
related-party transaction on the following
conditions, as specified
20.2 To approve the insurance agreement-Public Mgmt For For
Offering of Securities Insurance
(hereinafter-Insurance Agreement)-as a
related-party transaction on the following
conditions, as specified
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933772433
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A EVALUATION OF THE MANAGEMENT'S ANNUAL Mgmt For For
REPORT AND, ANALYSIS, DISCUSSION, AND VOTE
ON THE FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDING ON DECEMBER 31, 2012
O1B PROPOSAL FOR THE DESTINATION OF PROFITS FOR Mgmt For For
THE 2012 FISCAL YEAR
O1C ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
O1D ELECTION OF THE MEMBERS OF THE FISCAL Mgmt For For
COUNCIL
O1E ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt Abstain Against
SENIOR MANAGEMENT AND MEMBERS OF THE FISCAL
COUNCIL FOR THE YEAR 2013, AS WELL AS THE
ANNUAL GLOBAL REMUNERATION SUPPLEMENTATION
FOR THE 2012
E2A PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION OF VALE, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
E2B CONSOLIDATION OF THE ARTICLES OF Mgmt For For
INCORPORATION TO REFLECT THE AMENDMENTS
APPROVED
--------------------------------------------------------------------------------------------------------------------------
WOONG JIN COWAY CO LTD, KONGJU Agenda Number: 704054496
--------------------------------------------------------------------------------------------------------------------------
Security: Y9694W104
Meeting Type: EGM
Meeting Date: 27-Sep-2012
Ticker:
ISIN: KR7021240007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 116490 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Amendment of the articles of incorporation Mgmt Against Against
2 Election of directors candidate of inside Mgmt For For
directors: Joon Gi Hong, Byung Joo Gim,
Jong Ha Yoon, Jae Hoon Boo, Tae Hyun Bak
candidate of outside directors: In Beom
Choi, Joon Ho I
3 Election of auditor candidate of auditor: Mgmt For For
Kyung Hwan Gim
--------------------------------------------------------------------------------------------------------------------------
WOONG JIN COWAY CO LTD, KONGJU Agenda Number: 704162700
--------------------------------------------------------------------------------------------------------------------------
Security: Y9694W104
Meeting Type: EGM
Meeting Date: 27-Nov-2012
Ticker:
ISIN: KR7021240007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 125404 DUE TO CHANGE IN MEETING
DATE FROM 30 NOV 2012 TO 27 NOV 2012 AND
CHANGE IN AGENDA. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1.1 Approval of partial amendment to articles Mgmt For For
of incorporation: Article 1: Name
1.2 Approval of partial amendment to articles Mgmt For For
of incorporation: Article 2: Objective
1.3 Approval of partial amendment to articles Mgmt For For
of incorporation: Article 4: Method of
announcement
1.4 Approval of partial amendment to articles Mgmt For For
of incorporation: Article 11: Warrant
1.5 Approval of partial amendment to articles Mgmt For For
of incorporation: Article 12: Stock option
1.6 Approval of partial amendment to articles Mgmt For For
of incorporation: Article 15: Closing and
record date of shareholders' list
1.7 Approval of partial amendment to articles Mgmt For For
of incorporation: Article 22: Notification
and announcement of convocation
1.8 Approval of partial amendment to articles Mgmt For For
of incorporation: Article 31: Number of
directors
1.9 Approval of partial amendment to articles Mgmt For For
of incorporation: Article 33: Terms of
directors
1.10 Approval of partial amendment to articles Mgmt For For
of incorporation: Article 57: Quarterly
dividend
1.11 Approval of partial amendment to articles Mgmt For For
of incorporation: Supplementary provision
2.1 Election of directors: Byung Joo Kim (other Mgmt For For
non- executive director)
2.2 Election of directors: Jong Ha Yoon (other Mgmt For For
non- executive director)
2.3 Election of directors: Jae Hoon Boo (other Mgmt For For
non- executive director)
2.4 Election of directors: Tae Hyun Park (other Mgmt For For
non- executive director)
2.5 Election of directors: In Bum Choi (outside Mgmt For For
director)
2.6 Election of directors: Joon Ho Lee (outside Mgmt For For
director)
3 Election of auditor (1 executive auditor): Mgmt For For
Kim Gyeong Hwan
--------------------------------------------------------------------------------------------------------------------------
WOONGJIN COWAY CO LTD Agenda Number: 704289051
--------------------------------------------------------------------------------------------------------------------------
Security: Y9694W104
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7021240007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Stock option for directors Mgmt For For
3 Stock option for non-registered directors Mgmt For For
and auditors
4 Approval of partial amendment to articles Mgmt For For
of incorporation
5 Election of director (1 executive Mgmt For For
director): Gim Dong Hyeon
6 Approval of limit of remuneration for Mgmt For For
directors
7 Approval of limit of remuneration for Mgmt For For
auditors
8 Amendment to retirement benefit plan for Mgmt For For
directors
--------------------------------------------------------------------------------------------------------------------------
YANDEX NV Agenda Number: 933821248
--------------------------------------------------------------------------------------------------------------------------
Security: N97284108
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: YNDX
ISIN: NL0009805522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF 2012 ANNUAL STATUTORY ACCOUNTS Mgmt For For
OF THE COMPANY.
2. ADDITION OF 2012 PROFITS OF THE COMPANY TO Mgmt For For
RETAINED EARNINGS.
3. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR.
4. PROPOSAL TO APPOINT ROGIER RIJUJA AS A Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2013.
5. PROPOSAL TO RE-APPOINT ILYA SEGALOVICH AS Mgmt For For
AN EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2013.
6. PROPOSAL TO RE-APPOINT CHARLES RYAN AS A Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2013.
7. PROPOSAL TO RE-APPOINT ALEXANDER VOLOSHIN Mgmt For For
AS A NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS WITH EFFECT FROM MAY 21, 2013.
8. AUTHORIZATION TO CANCEL THE COMPANY'S Mgmt For For
OUTSTANDING CLASS C SHARES.
9. AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO CONFORM THEM TO RECENT
CHANGES IN DUTCH LAW.
10. APPOINTMENT OF THE EXTERNAL AUDITOR OF THE Mgmt For For
COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS
AND STATUTORY ACCOUNTS.
11. AUTHORIZATION TO ISSUE ORDINARY SHARES AND Mgmt Against Against
PREFERENCES SHARES.
12. AUTHORIZATION TO EXCLUDE PRE-EMPTIVE Mgmt Against Against
RIGHTS.
13. AUTHORIZATION OF THE BOARD TO ACQUIRE Mgmt Against Against
SHARES IN THE COMPANY.
Trilogy Global Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AGGREKO PLC, GLASGOW Agenda Number: 704341091
--------------------------------------------------------------------------------------------------------------------------
Security: G0116S169
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB00B4WQ2Z29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of Reports and adoption of Accounts Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Declaration of Dividend Mgmt For For
4 Election of Mr D Das Mgmt For For
5 Election of Mr A Satrazemis Mgmt For For
6 Election of Mr D J B Taylor-Smith Mgmt For For
7 Election of Ms D L P Layfield Mgmt For For
8 Election of Ms R A K McDonald Mgmt For For
9 Re-election of Mr K G Hanna Mgmt For For
10 Re-election of Mr A G Cockburn Mgmt For For
11 Re-election of Mr R C Soames Mgmt For For
12 Re-election of Mr D C M Hamill Mgmt For For
13 Re-election of Mr R J King Mgmt For For
14 Re-election of Mr R J MacLeod Mgmt For For
15 Re-appointment of auditor Mgmt For For
16 Authorise Audit Committee to determine Mgmt For For
remuneration of auditor
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Purchase of own shares Mgmt For For
20 General meetings on 14 clear days' notice Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933732023
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: PAUL N. CLARK Mgmt For For
02 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
03 ELECTION OF DIRECTOR: TADATAKA YAMADA, M.D. Mgmt For For
2 TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE ANNUAL MEETING,
TO REPEAL THE CLASSIFIED BOARD STRUCTURE.
--------------------------------------------------------------------------------------------------------------------------
AKBANK T.A.S., ISTANBUL Agenda Number: 704301403
--------------------------------------------------------------------------------------------------------------------------
Security: M0300L106
Meeting Type: OGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: TRAAKBNK91N6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIRMENTS VARY BY
CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA
IN PLACE WHICH WOULD ELIMINATE THE NEED FOR
THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE
ABSENCE OF THIS ARRANGEMENT, AN INDIVIDUAL
BENEFICIAL OWNER POA MAY BE REQUIRED. IF
YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE. THANK YOU.
1 Appointment of the directing council and Mgmt For For
its authorization to sign the minutes of
the general meeting
2 Reading deliberation and approval for the Mgmt For For
reports of the board of directors, internal
auditors and the independent auditor
3 Ratification of the balance sheet and Mgmt For For
profit loss statement for 2012,discharge of
the board of directors and auditors from
the liabilities born from the operations
and accounts of 2012
4 Decision about the disbursement of 2012 Mgmt For For
profits
5 Approval of the board of directors whose Mgmt For For
will be on duty until the rest of the time
period
6 Election of the board of directory members Mgmt For For
and decision on their monthly gross
salaries
7 Election of the auditors Mgmt For For
8 Authorizing board members to issue bonds, Mgmt Against Against
financial bonds, asset based securities and
other borrowing instruments to domestic and
to abroad
9 Approval for the amendments made to the Mgmt For For
main agreements 4th, 14th, 15th, 17th,
20th, 21st, 22nd, 23rd, 28th, 31st, 32nd,
33rd, 34th, 38th, 39th, 49th, 59th, 63th,
64th, 65th, 66th, 67th, 69th, 72th, 75th,
76th, 82th, 93th, 94th, 100th, 101th
articles and also approval for cancelling
13th, 26th, 40th, 41st, 42nd 43rd, 44th,
45th, 46th, 47th and temporary first
articles of the main agreement
10 Approval, of general meeting internal Mgmt For For
policy as advised by board of directors
11 Authorizing board of directory members Mgmt For For
regarding 395th and 396th articles of the
Turkish commercial code
12 Decision on the upper limit for the Mgmt Against Against
donations and contributions to be made
13 Providing information to the shareholders Mgmt Abstain Against
about the donations and contributions made
during the year 2012. Informing
shareholders about the salary policy of the
board of directory members and the senior
executives
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 704355076
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information. Please also note the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_160726.PDF
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2012, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to Section 289(4), 315(4) and
Section 289 (5) of the German Commercial
Code (HGB), as well as the Report of the
Supervisory Board for fiscal year 2012
2. Appropriation of net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Management Board
4. Approval of actions of the members of the Mgmt No vote
Supervisory Board
5. By-election to the Supervisory Board Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 933778574
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT OR, AS THE CASE MAY BE, Mgmt Against
REELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY THAT THE HOLDERS
OF THE SERIES "L" SHARES ARE ENTITLED TO
APPOINT. ADOPTION OF RESOLUTIONS THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE, AND Mgmt Against
IF, APPLICABLE, FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING. ADOPTION OF
RESOLUTIONS THEREON.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933774968
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For
SCHAEFFER
1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For
RESTATED 2009 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704375383
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: EGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1.a Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the Board of Directors on the issuance
of subscription rights and the exclusion of
the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 583,
596 and 598 of the Companies Code
A.1.b Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the statutory auditor on the exclusion
of the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 596
and 598 of the Companies Code
A.1.c Issuance of 185,000 subscription rights and Mgmt Against Against
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Excluding the
preference right of the existing
shareholders in relation to the issuance of
subscription rights in favour of all
current Directors of the Company, as
identified in the report referred under
item (a) above
A.1.d Issuance of 185,000 subscription rights and Mgmt Against Against
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Approving the
issuance of 185,000 subscription rights and
determining their terms and conditions (as
such terms and conditions are appended to
the report referred under item (a) above).
The main provisions of these terms and
conditions can be summarised as follows:
each subscription right confers the right
to subscribe in cash to one ordinary share
in the Company, with the same rights
(including dividend rights) as the existing
shares. Each subscription right is granted
for no consideration. Its exercise price
equals the average price of the Company
share on Euronext Brussels over the 30
calendar days preceding the issuance of the
subscription rights by the Shareholders'
Meeting. All subscription rights have a
term of five years as from their issuance
and become exercisable as follows: a first
third may be exercised from 1 January 2015
up to and including 23 April 2018, a second
third may be exercised from 1 January 2016
up to and including 23 April 2018 and the
last third may be exercised from 1 January
2017 up to and including 23 April 2018. At
the end of the exercise period, the
subscription rights that have not been
exercised automatically become null and
void
A.1.e Issuance of 185,000 subscription rights and Mgmt Against Against
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Increasing the
capital of the Company, under the condition
precedent and to the extent of the exercise
of the subscription rights, for a maximum
amount equal to the number of subscription
rights issued multiplied by their exercise
price and allocation of the issuance
premium to an account not available for
distribution
A.1.f Issuance of 185,000 subscription rights and Mgmt Against Against
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Expressly
approving the granting of the
above-mentioned subscription rights to the
non-executive Directors of the Company
A.1.g Issuance of 185,000 subscription rights and Mgmt Against Against
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Granting powers
to two Directors acting jointly to have
recorded by notarial deed the exercise of
the subscription rights, the corresponding
increase of the capital, the number of new
shares issued, the resulting modification
to the articles of association and the
allocation of the issuance premium to an
account not available for distribution
C Powers: Granting powers to Mr. Benoit Mgmt Against Against
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item B.11
above and any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704376385
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: OGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177169 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
B.1 Management report by the board of directors Non-Voting
on the accounting year ended on 31 December
2012
B.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2012
B.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2012, as well as the
management report by the board of directors
and the report by the statutory auditor on
the consolidated annual accounts
B.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2012, including the allocation of
the result: EUR 2,725,176,000 -On a per
share basis, this represents a gross
dividend of EUR 1.70 giving right to a
dividend net of Belgian withholding tax of
EUR 1.275 per share (in case of 25% Belgian
withholding tax) and of EUR 1.70 per share
(in case of exemption from Belgian
withholding tax)
B.5 Discharge to the Directors Mgmt For For
B.6 Discharge to the statutory auditor Mgmt For For
B.7 Appointment of Directors: Renewing the Mgmt For For
appointment as independent director of Mr.
Kees Storm, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2013
B.8 Appointment of statutory auditor and Mgmt For For
remuneration: PricewaterhouseCoopers,
"PWC", Woluwe Garden, Woluwedal 18, B-1932
Sint-Stevens-Woluwe
B.9.a Remuneration policy and remuneration report Mgmt Against Against
of the Company
B.9.b Confirming the grants of stock options and Mgmt Against Against
restricted stock units to executives
B.10 Approval of increased fixed annual fee of Mgmt For For
directors
B.11a Change of control provisions relating to Mgmt For For
the EMTN programme
B.11b Change of control provisions relating to Mgmt For For
the Senior Facilities Agreement
C Filings: Granting powers to Mr. Benoit Mgmt For For
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item
B.11 above and any other filings and
publication formalities in relation to the
above resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS B.7, B.11a
AND B.11b. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933774944
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: EUGENE C. FIEDOREK Mgmt For For
2. ELECTION OF DIRECTOR: CHANSOO JOUNG Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY Mgmt For For
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
APACHE'S INDEPENDENT AUDITORS
5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF APACHE'S NAMED EXECUTIVE OFFICERS
6. APPROVAL OF AMENDMENT TO APACHE'S 2011 Mgmt For For
OMNIBUS EQUITY COMPENSATION PLAN TO
INCREASE THE NUMBER OF SHARES ISSUABLE
UNDER THE PLAN
7. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
APACHE'S CLASSIFIED BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933759396
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For
1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASSA ABLOY AB, STOCKHOLM Agenda Number: 704338145
--------------------------------------------------------------------------------------------------------------------------
Security: W0817X105
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: SE0000255648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of Chairman of the Meeting : Lars Non-Voting
Renstrom
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of two persons to approve the Non-Voting
minutes
6 Determination of whether the Meeting has Non-Voting
been duly convened
7 Report by the President and CEO, Mr. Johan Non-Voting
Molin
8.a Presentation of: the Annual Report and the Non-Voting
Audit Report as well as the Consolidated
Accounts and the Audit Report for the Group
8.b Presentation of: the Group Auditor's Report Non-Voting
regarding whether there has been compliance
with the remuneration guidelines adopted on
the 2012 Annual General Meeting
8.c Presentation of: the Board of Directors Non-Voting
proposal regarding distribution of earnings
and motivated statement
9.a Adoption of the Statement of Income and the Mgmt For For
Balance Sheet as well as the Consolidated
Statement of Income and the Consolidated
Balance Sheet
9.b Dispositions of the company's profit Mgmt For For
according to the adopted Balance Sheet: The
Board of Directors proposes a dividend of
SEK 5.10 per share. As record date for the
dividend, the Board of Directors proposes
Tuesday 30 April 2013. Subject to
resolution by the Annual General Meeting in
accordance with the proposal, the dividend
is expected to be distributed by Euroclear
Sweden AB on Monday 6 May 2013
9.c Discharge from liability of the members of Mgmt For For
the Board of Directors and the CEO
10 Determination of the number of members of Mgmt For For
the Board of Directors
11 Determination of fees to the Board of Mgmt For For
Directors and Auditors
12 Re-election of Lars Renstrom, Carl Douglas, Mgmt Against Against
Birgitta Klasen, Eva Lindqvist, Johan
Molin, Sven-Christer Nilsson, Jan Svensson
and Ulrik Svensson as members of the Board
of Directors. Re-election of Lars Renstrom
as Chairman of the Board of Directors and
Carl Douglas as Vice Chairman of the Board
of Directors
13 Election of members of the Nomination Mgmt For For
Committee and determination of the
assignment of the Nomination Committee: The
Nomination Committee shall consist of five
members, who, up to and including the
Annual General Meeting 2014, shall be
Gustaf Douglas (Investment AB Latour),
Mikael Ekdahl (Melker Schorling AB),
Liselott Ledin (Alecta), Marianne Nilsson
(Swedbank Robur fonder) and Johan
Strandberg (SEB fonder/SEB Trygg Liv).
Gustaf Douglas shall be appointed Chairman
of the Nomination Committee
14 Resolution regarding guidelines for Mgmt For For
remuneration to senior management
15 Resolution regarding authorisation to Mgmt For For
repurchase and transfer Series B shares in
the company
16 Resolution regarding long term incentive Mgmt Against Against
programme
17 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933742985
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. ALLISON IV Mgmt For For
JENNIFER S. BANNER Mgmt For For
K. DAVID BOYER, JR. Mgmt For For
ANNA R. CABLIK Mgmt For For
RONALD E. DEAL Mgmt For For
JAMES A. FAULKNER Mgmt For For
I. PATRICIA HENRY Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
ERIC C. KENDRICK Mgmt For For
KELLY S. KING Mgmt For For
LOUIS B. LYNN Mgmt For For
EDWARD C. MILLIGAN Mgmt Withheld Against
CHARLES A. PATTON Mgmt For For
NIDO R. QUBEIN Mgmt For For
TOLLIE W. RICH, JR. Mgmt For For
THOMAS E. SKAINS Mgmt For For
THOMAS N. THOMPSON Mgmt For For
EDWIN H. WELCH, PH.D. Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
2. TO RATIFY THE REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE BB&T'S OVERALL PAY-FOR-PERFORMANCE
EXECUTIVE COMPENSATION PROGRAM, COMMONLY
REFERRED TO AS A "SAY ON PAY" VOTE.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING REPORTS WITH RESPECT TO BB&T'S
POLITICAL CONTRIBUTIONS AND RELATED
POLICIES AND PROCEDURES.
5. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTING IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
BED BATH & BEYOND INC. Agenda Number: 933837811
--------------------------------------------------------------------------------------------------------------------------
Security: 075896100
Meeting Type: Annual
Meeting Date: 28-Jun-2013
Ticker: BBBY
ISIN: US0758961009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARREN EISENBERG Mgmt For For
1B. ELECTION OF DIRECTOR: LEONARD FEINSTEIN Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN H. TEMARES Mgmt For For
1D. ELECTION OF DIRECTOR: DEAN S. ADLER Mgmt For For
1E. ELECTION OF DIRECTOR: STANLEY F. BARSHAY Mgmt For For
1F. ELECTION OF DIRECTOR: KLAUS EPPLER Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICK R. GASTON Mgmt For For
1H. ELECTION OF DIRECTOR: JORDAN HELLER Mgmt For For
1I. ELECTION OF DIRECTOR: VICTORIA A. MORRISON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP.
3. TO APPROVE, BY NON-BINDING VOTE, THE 2012 Mgmt Against Against
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC, READING BERKSHIRE Agenda Number: 704385461
--------------------------------------------------------------------------------------------------------------------------
Security: G1245Z108
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: GB0008762899
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and Reports of the Mgmt For For
Directors and the auditors for the year
ended 31 December 2012
2 To approve the Directors' Remuneration Mgmt For For
report as set out on pages 60 to 75 of the
Company's Annual Report and Accounts for
the year ended 31 December 2012
3 To declare a final dividend in respect of Mgmt For For
the year ended 31 December 2012 of 14.26
cents per share payable on 31 May 2013 to
holders of ordinary shares on the register
of shareholders of the Company at the close
of business on 19 April 2013
4 To elect Den Jones as a Director of the Mgmt For For
Company
5 To elect Lim Haw-Kuang as a Director of the Mgmt For For
Company
6 To re-elect Peter Backhouse as a Director Mgmt For For
of the Company
7 To re-elect Vivienne Cox as a Director of Mgmt For For
the Company
8 To re-elect Chris Finlayson as a Director Mgmt For For
of the Company
9 To re-elect Andrew Gould as a Director of Mgmt For For
the Company
10 To re-elect Baroness Hogg as a Director of Mgmt For For
the Company
11 To re-elect Dr John Hood as a Director of Mgmt For For
the Company
12 To re-elect Martin Houston as a Director of Mgmt For For
the Company
13 To re-elect Caio Koch-Weser as a Director Mgmt For For
of the Company
14 To re-elect Sir David Manning as a Director Mgmt For For
of the Company
15 To re-elect Mark Seligman as a Director of Mgmt For For
the Company
16 To re-elect Patrick Thomas as a Director of Mgmt For For
the Company
17 To re-appoint Ernst & Young LLP as auditors Mgmt For For
of the Company, to hold office until the
conclusion of the next general meeting at
which annual accounts are laid before the
Company
18 To authorise the Audit Committee of the Mgmt For For
Board to approve the remuneration of the
auditors
19 That, in accordance with Sections 366 and Mgmt For For
367 of the Companies Act 2006 (the Act),
the Company, and all companies which are
subsidiaries of the Company during the
period when this Resolution has effect, be
and are hereby authorised to: (a) make
political donations to political parties or
independent election candidates up to a
total aggregate amount of GBP15 000; (b)
make political donations to political
organisations other than political parties
up to a total aggregate amount of GBP15
000; and (c) incur political expenditure up
to a total aggregate amount of GBP20 000,
during the period beginning with the date
of the passing of this Resolution and
ending at the conclusion of the next annual
general meeting of the Company, provided
that, in any event, the total aggregate
amount of all political donations and
political expenditure incurred by the
Company and its subsidiaries in such period
shall not exceed GBP50 000. For the
purposes of this Resolution, 'political
donations', 'political organisations',
'political parties' and 'political
expenditure' have the meanings given to
them in Sections 363 to 365 of the Act
20 That the Directors be and are hereby Mgmt For For
generally and unconditionally authorised in
accordance with Section 551 of the Act to
exercise all the powers of the Company to
allot ordinary shares in the Company and to
grant rights to subscribe for, or to
convert any security into, ordinary shares
in the Company (Rights) up to an aggregate
nominal amount of GBP113,424,772 provided
that this authority shall expire at the
conclusion of the next annual general
meeting of the Company, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such
authority which would or might require
ordinary shares to be allotted or Rights to
be granted after such expiry and the
Directors shall be entitled to allot
ordinary shares and grant Rights pursuant
to any such offer or agreement as if this
authority had not expired; and all
unexercised authorities previously granted
to the Directors to allot ordinary shares
and grant Rights be and are hereby revoked
21 That the Directors be and are hereby Mgmt For For
empowered pursuant to Sections 570 and 573
of the Act to allot equity securities
(within the meaning of Section 560 of the
Act) for cash either pursuant to the
authority conferred by Resolution 20 above
or by way of a sale of treasury shares as
if Section 561(1) of the Act did not apply
to any such allotment, provided that this
power shall be limited to: (a) the
allotment of equity securities in
connection with an offer of securities in
favour of the holders of ordinary shares on
the register of members at such record date
as the Directors may determine and other
persons entitled to participate therein
where the equity securities respectively
attributable to the interests of the
ordinary shareholders are proportionate (as
nearly as may be practicable) to the
respective number of ordinary shares held
or deemed to be held by them on any such
record date, subject to such exclusions or
other arrangements as the Directors may
deem necessary or expedient to deal with
treasury shares, fractional entitlements or
legal or practical problems arising under
the laws of any overseas territory or the
requirements of any regulatory body or
stock exchange or by virtue of ordinary
shares being represented by depositary
receipts or any other matter; and (b) the
allotment (otherwise than pursuant to
sub-paragraph (a) of this Resolution 21) to
any person or persons of equity securities
up to an aggregate nominal amount of
GBP18,074,352, and shall expire upon the
expiry of the general authority conferred
by Resolution 20 above, save that the
Directors shall be entitled to exercise all
the powers of the Company to make offers or
agreements before the expiry of such power
which would or might require equity
securities to be allotted after such expiry
and the Directors shall be entitled to
allot equity securities pursuant to any
such offer or agreement as if the power
conferred hereby had not expired
22 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of Section
693(4) of the Act) of ordinary shares of 10
pence each of the Company on such terms and
in such manner as the Directors may from
time to time determine, provided that: (a)
the maximum number of ordinary shares
hereby authorised to be acquired is
340,374,317, representing approximately 10%
of the issued ordinary share capital of the
Company as at 28 March 2013; (b) the
minimum price that may be paid for any such
ordinary share is 10 pence, the nominal
value of that share; (c) the maximum price
that may be paid for any such ordinary
share is an amount equal to 105% of the
average of the middle market quotations for
an ordinary share in the Company as derived
from the London Stock Exchange Daily
Official List for the five business days
immediately preceding the day on which the
share is contracted to be purchased; (d)
the authority hereby conferred shall expire
at the conclusion of the next annual
general meeting of the Company, unless
previously renewed, varied or revoked by
the Company in general meeting; and (e) the
Company may make a contract to purchase its
ordinary shares under the authority hereby
conferred prior to the expiry of such
authority, which contract will or may be
executed wholly or partly after the expiry
of such authority, and may purchase its
ordinary shares pursuant to any such
contract as if the power conferred hereby
had not expired
23 That a general meeting of the Company, Mgmt For For
other than an annual general meeting, may
be called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC, LONDON Agenda Number: 704060754
--------------------------------------------------------------------------------------------------------------------------
Security: G10877101
Meeting Type: AGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: GB0000566504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Financial statements and reports Mgmt For For
2 To elect Pat Davies as a Director of each Mgmt For For
of BHP Billiton Plc and BHP Billiton
Limited
3 To re-elect Malcolm Broomhead as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
4 To re-elect Sir John Buchanan as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
5 To re-elect Carlos Cordeiro as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
6 To re-elect David Crawford as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
7 To re-elect Carolyn Hewson as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
8 To re-elect Marius Kloppers as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
9 To re-elect Lindsay Maxsted as a Director Mgmt For For
of each of BHP Billiton Plc and BHP
Billiton Limited
10 To re-elect Wayne Murdy as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
11 To re-elect Keith Rumble as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
12 To re-elect John Schubert as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
13 To re-elect Shriti Vadera as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
14 To re-elect Jac Nasser as a Director of Mgmt For For
each of BHP Billiton Plc and BHP Billiton
Limited
15 That KPMG Audit Plc be reappointed as the Mgmt For For
auditor of BHP Billiton Plc and that the
Directors be authorised to agree their
remuneration
16 General authority to issue shares in BHP Mgmt For For
Billiton Plc
17 Issuing shares in BHP Billiton Plc for cash Mgmt For For
18 Repurchase of shares in BHP Billiton Plc Mgmt For For
(and cancellation of shares in BHP Billiton
Plc purchased by BHP Billiton Limited)
19 Remuneration Report Mgmt For For
20 Approval of grant of Long-Term Incentive Mgmt For For
Performance Shares to Executive Director -
Marius Kloppers
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 704322748
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 15-May-2013
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0313/201303131300703.pdf . PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING OF RESOLUTION TO O.2 AND ADDITION
OF URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301275.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2012 and distribution of
the dividend
O.4 Special report of the Statutory Auditors on Mgmt For For
the agreements and commitments pursuant to
Articles L.225-38 et seq. of the Commercial
Code
O.5 Agreement entered in between BNP Paribas Mgmt Against Against
and Mr. Jean-Laurent Bonnafe, Managing
Director
O.6 Authorization for BNP Paribas to repurchase Mgmt For For
its own shares
O.7 Renewal of term of Mr. Jean-Laurent Bonnafe Mgmt For For
as Board member
O.8 Renewal of term of Mr. Michel Tilmant as Mgmt For For
Board member
O.9 Renewal of term of Mr. Emiel Van Broekhoven Mgmt For For
as Board member
O.10 Appointment of Mr. Christophe de Margerie Mgmt For For
as Board member
O.11 Appointment of Mrs. Marion Guillou as Board Mgmt For For
member
O.12 Legal filing of reports and documents by Mgmt For For
the Statutory Auditors at the court
registry
E.13 Simplifying, adapting and harmonizing the Mgmt Against Against
bylaws with the law
E.14 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 704346976
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Report and Accounts Mgmt For For
2 Approval of the 2012 Remuneration Report Mgmt For For
3 To declare a final dividend of 92.7p per Mgmt For For
ordinary share in respect of the year ended
31 December 2012, payable on 8 May 2013 to
shareholders on the register at the close
of business on 15 March 2013
4 Re-appointment of the Auditors: Mgmt For For
PricewaterhouseCoopers LLP
5 Authority for the Directors to agree the Mgmt For For
Auditor's remuneration
6 Re-election of Richard Burrows as a Mgmt For For
Director (N)
7 Re-election of John Daly as a Director Mgmt For For
8 Re-election of Karen de Segundo as a Mgmt For For
Director (C, N)
9 Re-election of Nicandro Durante as a Mgmt For For
Director
10 Re-election of Ann Godbehere as a Director Mgmt For For
(A, N, R)
11 Re-election of Christine Morin-Postel as a Mgmt For For
Director (C, N, R)
12 Re-election of Gerry Murphy as a Director Mgmt For For
(N, R)
13 Re-election of Kieran Poynter as a Director Mgmt For For
(A N R)
14 Re-election of Anthony Ruys as a Director Mgmt For For
(A, N)
15 Re-election of Ben Stevens as a Director Mgmt For For
16 Election of Richard Tubb as a Director (C, Mgmt For For
N) who has been appointed since the last
Annual General Meeting
17 Renewal of the Director's authority to Mgmt For For
allot shares
18 Renewal of the Director's authority to Mgmt For For
disapply pre-emption rights
19 Authority for the Company to purchase its Mgmt For For
own shares
20 Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure
21 Notice period for General Meetings Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTIONS NO. 3 AND 16.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933766593
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. FINOCCHIO, JR. Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 933758483
--------------------------------------------------------------------------------------------------------------------------
Security: 12541W209
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CHRW
ISIN: US12541W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT P ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY J STEELE Mgmt For For
GUILFOILE
1C. ELECTION OF DIRECTOR: JODEE A KOZLAK Mgmt For For
1D. ELECTION OF DIRECTOR: REBECCA KOENIG ROLOFF Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO APPROVE THE C.H. ROBINSON WORLDWIDE, Mgmt For For
INC. 2013 EQUITY INCENTIVE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CARLSBERG AS, COPENHAGEN Agenda Number: 704284176
--------------------------------------------------------------------------------------------------------------------------
Security: K36628137
Meeting Type: AGM
Meeting Date: 21-Mar-2013
Ticker:
ISIN: DK0010181759
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE Non-Voting
BOARD OR A BOARD MEMBER IS APPOINTED AS
PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN
ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT
VOTES. THE ONLY WAY TO GUARANTEE THAT
ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR
OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME SUBCUSTODIANS Non-Voting
IN DENMARK REQUIRE THE SHARES TO BE
REGISTERED IN SEGREGATED ACCOUNTS BY
REGISTRATION DEADLINE IN ORDER TO PROVIDE
VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN TO FIND OUT IF THIS REQUIREMENT
APPLIES TO YOUR SHARES AND, IF SO, YOUR
SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTIONS "5.A TO 5.J AND 6". THANK YOU.
1 Report on the activities of the company in Non-Voting
the past year (not subject to vote)
2 Presentation of the audited Annual Report Mgmt For For
for approval and resolution to discharge
the Supervisory Board and the Executive
Board from their obligations
3 Board recommendations regarding the Mgmt For For
distribution of profit, including
declaration of dividends
4.a Proposals from the Supervisory Board or the Mgmt For For
shareholder: Approval of the Supervisory
Board remuneration for 2013
4.b Proposals from the Supervisory Board or the Mgmt For For
shareholder: Approval of the Remuneration
Policy for the Supervisory Board and the
Executive Board of Carlsberg A/S, including
general guidelines for incentive programmes
for the Executive Board
5.a Election of member to the Supervisory Mgmt For For
Board: Re-election of Flemming Besenbacher
5.b Election of member to the Supervisory Mgmt For For
Board: Re-election of Jess Soderberg
5.c Election of member to the Supervisory Mgmt For For
Board: Re-election of Per Christian
Ohrgaard
5.d Election of member to the Supervisory Mgmt For For
Board: Re-election of Lars Stemmerik
5.e Election of member to the Supervisory Mgmt For For
Board: Re-election of Richard Burrows
5.f Election of member to the Supervisory Mgmt For For
Board: Re-election of Cornelis (Kees) Job
van der Graaf
5.g Election of member to the Supervisory Mgmt For For
Board: Re-election of Donna Cordner
5.h Election of member to the Supervisory Mgmt For For
Board: Re-election of Elisabeth Fleuriot
5.i Election of member to the Supervisory Mgmt For For
Board: Re-election of Soren-Peter Fuchs
Olesen
5.j Election of member to the Supervisory Mgmt For For
Board: Nina Smith
6 Appointment of one auditor to audit the Mgmt For For
accounts for the current year: KPMG
Statsautoriseret Revisionspartnerselskab be
re-elected
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION TO VOTING OPTIONS COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL PLC, LONDON Agenda Number: 704313890
--------------------------------------------------------------------------------------------------------------------------
Security: G19081101
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: GB0031215220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To re-elect Micky Arison as a director of Mgmt For For
Carnival Corporation and Carnival plc
2 To re-elect Sir Jonathon Band as a director Mgmt For For
of Carnival Corporation and Carnival plc
3 To re-elect Arnold W Donald as a director Mgmt For For
of Carnival Corporation and Carnival plc
4 To re-elect Pier Luigi Foschi as a director Mgmt For For
of Carnival Corporation and Carnival plc
5 To re-elect Howard S Frank as a director of Mgmt For For
Carnival Corporation and Carnival plc
6 To re-elect Richard J Glasier as a director Mgmt For For
of Carnival Corporation and Carnival plc
7 To re-elect Debra Kelly-Ennis as a director Mgmt For For
of Carnival Corporation and Carnival plc
8 To re-elect Sir John Parker as a director Mgmt For For
of Carnival Corporation and Carnival plc
9 To re-elect Stuart Subotnick as a director Mgmt For For
of Carnival Corporation and Carnival plc
10 To re-elect Laura Weil as a director of Mgmt For For
Carnival Corporation and Carnival plc
11 To re-elect Randall J Weisenburger as a Mgmt For For
director of Carnival Corporation and
Carnival plc
12 To re-appoint Carnival plcs independent Mgmt For For
auditors and to ratify Carnival
Corporations independent registered
certified public accounting firm
13 To authorize the Audit Committee of Mgmt For For
Carnival plc to agree the remuneration of
the independent auditors
14 To receive the UK annual accounts and Mgmt For For
reports of the directors and auditors of
Carnival plc
15 To approve the compensation of the named Mgmt For For
executive officers
16 To approve the Carnival plc Directors Mgmt For For
Remuneration Report
17 To approve the giving of authority for the Mgmt For For
allotment of new shares by Carnival plc
18 Special resolution to approve Mgmt For For
disapplication of pre-emption rights in
relation to the allotment of new shares by
Carnival plc
19 Special resolution to authorize market Mgmt For For
purchases of ordinary shares of US 1.66
Dollar each in the capital of Carnival plc
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 933837695
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 25-Jun-2013
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTORS: GIL SHWED, MARIUS Mgmt For For
NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID
RUBNER, DR. TAL SHAVIT
2. TO RATIFY THE APPOINTMENT AND COMPENSATION Mgmt For For
OF KOST, FORER, GABBAY & KASIERER, A MEMBER
OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. APPROVE CHECK POINT'S EXECUTIVE Mgmt For For
COMPENSATION POLICY.
4. APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For
EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF
THE BOARD OF DIRECTORS.
5A. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against
PERSONAL INTEREST IN ITEM 3. MARK "FOR" =
YES OR "AGAINST" = NO.
5B. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against
PERSONAL INTEREST IN ITEM 4. MARK "FOR" =
YES OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704471945
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408011.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408005.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE
A1 To receive and consider the audited Mgmt For For
Statement of Accounts together with the
Report of the Directors and Independent
Auditors' Report thereon for the year ended
31 December 2012
A2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
A3 To re-elect Mr. Yang Hua as a Non-executive Mgmt For For
Director of the Company
A4 To re-elect Mr. Zhou Shouwei as a Mgmt For For
Non-executive Director of the Company
A5 To re-elect Mr. Chiu Sung Hong as an Mgmt For For
Independent Non-executive Director of the
Company
A6 To authorise the Board of Directors to fix Mgmt For For
the remuneration of each of the Directors
A7 To appoint Deloitte Touche Tohmatsu as the Mgmt For For
Company and its subsidiaries' independent
auditors and to authorise the Board of
Directors to fix their remuneration
B1 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the capital of the
Company not exceeding 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
B2 To grant a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
shares in the capital of the Company not
exceeding 20% of the share capital of the
Company in issue as at the date of passing
of this resolution
B3 To extend the general mandate granted to Mgmt Against Against
the Directors to issue, allot and deal with
shares in the capital of the Company by the
aggregate number of shares repurchased,
which shall not exceed 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933793045
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MAUREEN Mgmt For For
BREAKIRON-EVANS
1B. ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For
1C. ELECTION OF DIRECTOR: LAKSHMI NARAYANAN Mgmt For For
2. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
3. AMENDMENT OF OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED, TO PROVIDE THAT
ALL DIRECTORS ELECTED AT OR AFTER THE 2014
ANNUAL MEETING OF STOCKHOLDERS BE ELECTED
ON AN ANNUAL BASIS.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr For Against
BOARD OF DIRECTORS TAKE THE STEPS NECESSARY
TO PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 704340366
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 150256,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR HOLDINGS MUST BE
NOTIFIED TO THE COMPANY REGISTRAR IN EITHER
THE NOMINEE NAME OR THE BENEFICIAL OWNER
NAME BEFORE THE REGISTRATION DEADLINE.
PLEASE NOTE THAT THOSE INSTRUCTIONS THAT
ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE
PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158581.PDF AND
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_158582.PDF
1.1 Presentation of the 2012 annual report, the Non-Voting
parent company's 2012 financial statements,
the Group's 2012 consolidated financial
statements and the 2012 remuneration report
1.2 Consultative vote on the 2012 remuneration Mgmt For For
report
1.3 Approval of the 2012 annual report, the Mgmt For For
parent company's 2012 financial statements
and the Group's 2012 consolidated financial
statements
2 Discharge of the acts of the Members of the Mgmt For For
Board of Directors and Executive Board
3.1 Resolution on the appropriation of retained Mgmt For For
earnings
3.2 Resolution on the distribution against Mgmt For For
reserves from capital contributions in
shares and in cash
4.1 Changes in share capital: Increase in, Mgmt For For
amendment to and extension of authorized
capital
4.2 Changes in share capital: Increase in Mgmt Against Against
conditional capital for employee shares
5 Other amendments to the Articles of Mgmt For For
Association (quorum of the Board of
Directors)
6.1.1 Re-election of Noreen Doyle to the Board of Mgmt For For
Directors
6.1.2 Re-election of Jassim Bin Hamad J.J. Al Mgmt For For
Thani to the Board of Directors
6.1.3 Election of Kai S. Nargolwala to the Board Mgmt For For
of Directors
6.2 Election of the independent auditors: KPMG Mgmt For For
AG, Zurich
6.3 Election of the special auditors: BDO AG, Mgmt For For
Zurich
7 If voting or elections take place on Mgmt Abstain Against
proposals submitted during the Annual
General Meeting itself as defined in art.
700 paras. 3 and 4 of the Swiss Code of
Obligations, I hereby instruct the
independent proxy to vote in favor of the
proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
CRH PLC Agenda Number: 704379975
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Consideration of financial statements and Mgmt For For
Reports of Directors and Auditors
2 Declaration of a dividend Mgmt For For
3 Consideration of Report on Directors' Mgmt For For
Remuneration
4.A Re-election of Director: E.J. Bartschi Mgmt For For
4.B Re-election of Director: M.C. Carton Mgmt For For
4.C Re-election of Director: W.P. Egan Mgmt For For
4.D Re-election of Director: U-H. Felcht Mgmt For For
4.E Re-election of Director: N. Hartery Mgmt For For
4.F Re-election of Director: J.M. de Jong Mgmt For For
4.G Re-election of Director: J.W. Kennedy Mgmt For For
4.H Re-election of Director: M. Lee Mgmt For For
4.I Re-election of Director: H.A. McSharry Mgmt For For
4.J Re-election of Director: A. Manifold Mgmt For For
4.K Re-election of Director: D.N. O'Connor Mgmt For For
4.L Re-election of Director: M.S. Towe Mgmt For For
5 Remuneration of Auditors Mgmt For For
6 Disapplication of pre-emption rights Mgmt For For
7 Authority to purchase own Ordinary Shares Mgmt For For
8 Authority to re-issue Treasury Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CTRIP.COM INTERNATIONAL, LTD. Agenda Number: 933691405
--------------------------------------------------------------------------------------------------------------------------
Security: 22943F100
Meeting Type: Annual
Meeting Date: 26-Oct-2012
Ticker: CTRP
ISIN: US22943F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. THAT THE DELETION OF SENTENCE FROM ARTICLE Mgmt For *
80 OF CURRENTLY EFFECTIVE AMENDED AND
RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION BE AND HEREBY IS AUTHORIZED AND
APPROVED; THAT EACH DIRECTOR OR OFFICER BE
AND IS HEREBY AUTHORIZED TO TAKE ANY AND
EVERY ACTION THAT MIGHT BE NECESSARY,
APPROPRIATE OR DESIRABLE TO EFFECT THE
FOREGOING RESOLUTION.
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704293238
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodians accounts,
please contact your CSR for more
information. Please also have a look at the
following link:
https://materials.proxyvote.com/Approved/99
999Z/19840101/OTHER_153994.PDF
The sub custodians have also advised that Non-Voting
voted shares are not blocked for trading
purposes i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain blocked up until meeting date.
If you are considering settling a traded
voted position prior to the meeting date of
this event, please contact your CSR or
custodian to ensure your shares have been
deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
26.03.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsections 4 and 5, Section
315, Subsection 4 of the German Commercial
Code (Handelsgesetzbuch), and the report of
the Supervisory Board for the financial
year 2012
2. Resolution on the allocation of Mgmt No vote
distributable profit
3. Resolution on ratification of Board of Mgmt No vote
Management members actions in the 2012
financial year
4. Resolution on ratification of Supervisory Mgmt No vote
Board members actions in the 2012 financial
year
5. Resolution on the appointment of auditors Mgmt No vote
for the Company and the Group for the 2013
financial year
6.a Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Sari Baldauf
6.b Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Dr. Juergen
Hambrecht
6.c Resolution on the election of new members Mgmt No vote
of the Supervisory Board: Andrea Jung
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 933820690
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD H. BASTIAN Mgmt For For
1C. ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN S. BRINZO Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. DEWALT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1H. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1I. ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID R. GOODE Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE N. MATTSON Mgmt For For
1L. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1M. ELECTION OF DIRECTOR: KENNETH C. ROGERS Mgmt For For
1N. ELECTION OF DIRECTOR: KENNETH B. WOODROW Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DELTA'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2013.
4. A STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr For Against
OF DIRECTORS ADOPT A STOCK RETENTION POLICY
FOR SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
EAST JAPAN RAILWAY COMPANY Agenda Number: 704561782
--------------------------------------------------------------------------------------------------------------------------
Security: J1257M109
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3783600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
5 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (1)
6 Shareholder Proposal: Establishment of a Shr Against For
Committee for Development of Recovery Plans
7 Shareholder Proposal: Partial amendment to Shr Against For
the Articles of Incorporation (2)
8 Shareholder Proposal: Establishment of a Shr Against For
Special Committee for Compliance
Surveillance
9 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporoation (3)
10 Shareholder Proposal: Partial amendment to Shr For Against
the Articles of Incorporation (4)
11.1 Shareholder Proposal: Dismisal of Director Shr Against For
11.2 Shareholder Proposal: Dismisal of Director Shr Against For
11.3 Shareholder Proposal: Dismisal of Director Shr Against For
11.4 Shareholder Proposal: Dismisal of Director Shr Against For
11.5 Shareholder Proposal: Dismisal of Director Shr Against For
12 Shareholder Proposal: Reduction of Shr Against For
remuneration to Directors and Corporate
Auditors
13 Shareholder Proposal: Proposal for Shr Against For
appropriation of retained earnings
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933756934
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1C. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. STOCKHOLDER PROPOSAL REGARDING CORPORATE Shr For Against
LOBBYING DISCLOSURE.
4. STOCKHOLDER PROPOSAL REGARDING PRIVACY AND Shr Against For
DATA SECURITY.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933748747
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1H. ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
5. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
6. APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF Mgmt For For
ORGANIZATION AND BYLAWS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY
LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
7. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EUTELSAT COMMUNICATIONS, PARIS Agenda Number: 704119709
--------------------------------------------------------------------------------------------------------------------------
Security: F3692M128
Meeting Type: MIX
Meeting Date: 08-Nov-2012
Ticker:
ISIN: FR0010221234
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 126401 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, Non-Voting
sign and forward the Proxy Card directly to
the sub custodian. Please contact your
Client Service Representative to obtain the
necessary card, account details and
directions. The following applies to
Non-Resident Shareowners: Proxy Cards:
Voting instructions will be forwarded to
the Global Custodians that have become
Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered
Intermediary, the Global Custodian will
sign the Proxy Card and forward to the
local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
012/1024/201210241206083.pdf
O.1 Approval of the reports and annual Mgmt For For
corporate financial statements for the
financial year ended June 30, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2012
O.3 Approval of the regulated agreements Mgmt For For
O.4 Allocation of income for the financial year Mgmt For For
ended June 30, 2011
O.5 Renewal of term of Mr. Jean-Martin Folz as Mgmt For For
Board member
O.6 Renewal of term of Mr. Bertrand Mabille as Mgmt For For
Board member
O.7 Renewal of term of the company Fonds Mgmt For For
Strategique d'Investissement as Board
member
O.8 Renewal of term of Mr. Olivier Rozenfeld as Mgmt For For
Board member
O.9 Renewal of term of Mr. Jean-Paul Brillaud Mgmt For For
as Board member
O.10 Renewal of term of Lord John Birt as Board Mgmt For For
member
O.11 Renewal of term of Mr. Michel de Rosen as Mgmt For For
Board member
O.12 Renewal of term of Mrs. Carole Piwnica as Mgmt For For
Board member
O.13 Appointment of Mrs Meriem Bensalah Chaqroun Mgmt For For
as Board member
O.14 Appointment of Mrs Elisabetta Oliveri as Mgmt For For
Board member
O.15 Authorization to be granted to the Board of Mgmt Against Against
Directors to allow the Company to purchase
its own shares
E.16 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
shares acquired by the Company under the
share repurchase program
E.17 Amendment to Article 14 of the Company's Mgmt For For
bylaws regarding the length of term of
Board members
E.18 Amendment to Article 21 of the Company's Mgmt For For
bylaws regarding the representation of
shareholders at General Meetings
E.19 Deletion of Articles 28 and 29 of the Mgmt For For
Company's bylaws regarding publication and
signatories as part of Title IX entitled
"Miscellaneous" of the said bylaws
E.20 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933758306
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt For For
1L. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 704583221
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines, Allow Use of Electronic Systems for
Public Notifications, Increase Board Size
to 18, Adopt Reduction of Liability System
for Outside Directors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
3.17 Appoint a Director Mgmt For For
3.18 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIAT INDUSTRIAL SPA Agenda Number: 704326708
--------------------------------------------------------------------------------------------------------------------------
Security: T42136100
Meeting Type: OGM
Meeting Date: 08-Apr-2013
Ticker:
ISIN: IT0004644743
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 164959 DUE TO RECEIPT OF SLATES
FOR AUDITORS NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1.a Motion for Approval of the Statutory Mgmt For For
Financial Statements at December 31, 2012,
Allocation of Profit and Dividend
Distribution
1.b Compensation Policy pursuant to Article Mgmt Against Against
123-ter of Legislative Decree 58/98
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS AUDITORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
SLATE OF THE 2 SLATES. THANK YOU.
2.a.1 Election of Regular Auditors, Alternate Mgmt No vote
Auditors and Chairman: 1) List presented by
Exor S.p.A., which owns 30.013% of Fiat
Industrial's ordinary shares: Regular
Auditors 1. Paolo Piccatti, 2. Nicoletta
Paracchini, 3. Lucio Pasquini, Alternate
Auditors 1. Riccardo Rota, 2. Giovanna
Campanini, 3. Giorgio Cavalitto
2.a.2 Election of Regular Auditors, Alternate Mgmt For For
Auditors and Chairman: List presented by a
group of international and Italian
investment management companies and
institutional investors, which own 1.012%
of Fiat Industrial's ordinary shares:
Regular Auditors 1.Claudia Mezzabotta
Alternate Auditors 1. Giulia Pusterla
2.b Compensation for statutory auditors in Mgmt For For
accordance with article 17 of the by-laws
(as amended by the board of directors on
January 31, 2013)
--------------------------------------------------------------------------------------------------------------------------
G4S PLC, CRAWLEY Agenda Number: 704433503
--------------------------------------------------------------------------------------------------------------------------
Security: G39283109
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: GB00B01FLG62
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of financial statements and Mgmt For For
reports of Directors and auditor
2 Approval of the remuneration report Mgmt Against Against
3 To declare a final dividend for the year Mgmt For For
ended 31 December 2012 of 5.54p (DKK 0.473)
for each ordinary share in the capital of
the company
4 Election as a director of Ashley Almanza Mgmt For For
(member of the Risk Committee)
5 Election as a director of John Connolly Mgmt For For
(member of the Nomination and Risk
Committee)
6 Election as a director of Adam Crozier Mgmt For For
(member of the Audit and Nomination
Committees)
7 Election as a director of Paul Spence Mgmt For For
(member of the Audit, CSR and Risk
Committees)
8 Election as a director of Tim Weller Mgmt For For
(member of the Audit and Risk Committees)
9 Re-election as a Director of Nick Buckles Mgmt Abstain Against
(member of the Risk Committee)
10 Re-election as a director of Mark Elliott Mgmt For For
(member of the CSR, Nomination and
Remuneration Committees)
11 Re-election as a director of Winnie Kin Wah Mgmt For For
Fok (member of the CSR and Remuneration
Committees)
12 Re-election as a director of Grahame Gibson Mgmt For For
13 Re-election as a director of Mark Seligman Mgmt For For
(member of the Audit and Remuneration
Committees)
14 Re-election as a director of Clare Mgmt For For
Spottiswoode (member of the CSR and
Remuneration Committees)
15 Re-appointment of KPMG as auditor Mgmt For For
16 Authority to determine the auditor's Mgmt For For
remuneration
17 Authority to allot shares Mgmt For For
18 Authority to disapply statutory pre-emption Mgmt For For
rights
19 Authority for purchase of own shares Mgmt For For
20 Authority to make political donations and Mgmt For For
incur political expenditure
21 Allow general meetings (other than AGMs) to Mgmt For For
be called on 14 days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 7. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704580946
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
1 Approve the Annual Report of OAO Gazprom Mgmt For For
for 2012
2 Approve the annual accounting statements of Mgmt For For
OAO Gazprom for 2012
3 Approve the distribution of Company profits Mgmt For For
as of the end of 2012
4 Approve the amount, timeline and a form of Mgmt For For
payment for year-end dividends on the
Company shares: pay out annual dividends
based on the Company income statement as of
the end of 2012 in monetary form to the
tune of 5 rubles 99 kopecks on a common
equity of OAO Gazprom with a par value of 5
rubles and set August 27, 2013 as a final
date for the dividend payment
5 Approve a Procedure for OAO Gazprom Mgmt For For
dividend payment
6 Approve the Closed Joint Stock Company Mgmt For For
PricewaterhouseCoopers Audit as the
Company's external auditor
7 Pay out remunerations to members of the Mgmt Against Against
Board of Directors in the amounts suggested
by the Board of Directors
8 Pay out remunerations to members of the Mgmt For For
Audit Commission in the amounts suggested
by the Company Board of Directors
9 Approve amendments to be introduced into Mgmt For For
the OAO Gazprom Charter
10 Approve amendments to be introduced into Mgmt For For
the Regulation on the OAO Gazprom General
Shareholders' Meeting
11 Approve the Regulation on the OAO Gazprom Mgmt For For
Audit Commission as revised lately
12.1 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
regarding the receipt by the OAO Gazprom of
funds in the maximum amount of 500 million
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.2 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO regarding the receipt by the
OAO Gazprom of funds in the maximum amount
of 1.5 billion U.S. Dollars or its
equivalent in Rubles or Euros, for a term
not exceeding five years, with an interest
for using the loans to be paid at a rate
not exceeding 12% per annum on loans in
U.S. Dollars / Euros; and at a rate not
exceeding the Bank of Russia's refinancing
rate in effect on the date of entry into
the applicable loan agreement plus a 3% per
annum on loans in Rubles
12.3 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB regarding the receipt by OAO Gazprom of
funds in the maximum amount of one billion
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.4 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Gazprombank (Open Joint Stock Company) as
well as transactions between OAO Gazprom
and the bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.5 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Sberbank of Russia OAO as well as
transactions between OAO Gazprom and the
bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.6 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO Bank VTB as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 30 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.7 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO BANK ROSSIYA as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 10 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.8 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which, upon the terms and
conditions announced by the bank,
Gazprombank (Open Joint Stock Company) will
accept and credit all transfers in favor of
OAO Gazprom to accounts opened by OAO
Gazprom and carry out operations on these
accounts as per OAO Gazprom's instructions;
and agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company) with
regard to maintaining a minimum balance on
the account in the amount not exceeding 30
billion Rubles or its equivalent in foreign
currency for each of transactions, with the
interest to be paid by the bank at a rate
not lower than 0.1% per annum in the
relevant currency
12.9 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO, OAO Bank VTB, OAO BANK
ROSSIYA and OAO Rosselkhozbank pursuant to
which the banks will accept and credit,
upon the terms and conditions announced by
the banks, transfers in favor of OAO
Gazprom to accounts opened by OAO Gazprom
and carry out operations on these accounts
as per OAO Gazprom's instructions
12.10 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company),
Sberbank of Russia OAO, OAO Bank VTB, OAO
BANK ROSSIYA and OAO Rosselkhozbank
pursuant to which the banks will provide
services to OAO Gazprom using electronic
payments system of the respective bank,
including services involving a receipt from
OAO Gazprom of electronic payment documents
requesting debit operations on these
accounts, provision of electronic account
statements and other electronic document
management operations, and provide to OAO
Gazprom services of their respective
certification centers, whereas OAO Gazprom
will pay for such services at the price set
by the respective bank in effect on the
date of the services provision
12.11 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and Gazprombank (Open Joint
Stock Company) to be entered into under the
General Agreement on Conversion Operations
No. 3446 between OAO Gazprom and the bank
dated September 12, 2006, in the maximum
amount of 500 million U.S. Dollars or its
equivalent in Rubles, Euros or other
currency for each of transactions
12.12 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and OAO Bank VTB to be entered
into under the General Agreement on Common
Terms for Conversion Operations using
Reuters Dealing System No. 1 between OAO
Gazprom and the bank dated July 26, 2006,
in the maximum amount of 500 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.13 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on Common Terms for Forward/Swap
Conversion Operations between OAO Gazprom
and OAO Bank VTB as well as foreign
currency forward/swap purchase and sale
transactions between OAO Gazprom and OAO
Bank VTB entered into under this agreement
in the maximum amount of 300 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.14 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and OAO Bank
VTB for a term not exceeding 5 years as
well as deposit transactions between OAO
Gazprom and OAO Bank VTB entered into under
this agreement in the maximum amount of 100
billion Rubles or its foreign currency
equivalent for each of transactions at a
rate of 4% per annum or more for
transactions in Russian Rubles or 1% per
annum or more for transactions in foreign
currency
12.15 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and
Gazprombank (Open Joint Stock Company) for
a term not exceeding 5 years as well as
deposit transactions between OAO Gazprom
and Gazprombank (Open Joint Stock Company)
entered into under this agreement in the
maximum amount of 100 billion Rubles or its
foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.16 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and Sberbank
of Russia OAO for a term not exceeding 5
years as well as deposit transactions
between OAO Gazprom and Sberbank of Russia
OAO entered into under this agreement in
the maximum amount of 100 billion Rubles or
its foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.17 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.18 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which OAO Gazprom
will grant suretyships to secure
performance by OAO Gazprom's subsidiary
companies of their obligations to Sberbank
of Russia OAO with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.19 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which OAO Gazprom will
grant suretyships to secure performance by
OAO Gazprom's subsidiary companies of their
obligations to OAO Bank VTB with respect to
the bank guarantees issued to the Russian
Federation tax authorities in connection
with the subsidiary companies challenging
such tax authorities' claims in court in
the aggregate maximum amount equivalent to
500 million U.S. Dollars and for a period
not exceeding 14 months
12.20 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will issue
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank's
guarantees issued to the Russian Federation
tax authorities to secure obligations of
the above-mentioned companies to pay excise
taxes in connection with exports of
excisable oil products and eventual
penalties in the maximum amount of 1.8
billion Rubles and for a period not
exceeding 18 months
12.21 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.22 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.23 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which the bank
will issue guarantees to the Russian
Federation tax authorities in connection
with OAO Gazprom challenging tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 12 months
12.24 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of the infrastructure
facilities in the railway stations of the
Surgut Condensate Stabilization Plant,
Astrakhan Gas Processing Plant, Sernaya
railway station and Tvyordaya Sera railway
station, facilities of the railway station
situated in Slavyansk-na-Kubani, as well as
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazpromtrans Level
(ERP) and Registration and Analysis of Data
on Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
for a period not exceeding 12 months, and
OOO Gazpromtrans will make payment for
using such property in the maximum amount
of 2156 million Rubles
12.25 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of tank cars for
methanol for a period not exceeding 3
years, and OOO Gazpromtrans will pay for
using such property a sum in the maximum
amount of 130 million Rubles
12.26 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and DOAO
Tsentrenergogaz of OAO Gazprom pursuant to
which OAO Gazprom will grant DOAO
Tsentrenergogaz of OAO Gazprom the
temporary possession and use of the
building and equipment in the mechanical
repair shop at the depot operated by the
oil and gas production department for the
Zapolyarnoye gas-oil-condensate field
located in the village of Novozapolyarny,
Tazovskiy District, Yamal-Nenets Autonomous
Okrug; building and equipment in the
mechanical repair shop at the Southern
Regional Repair Depot located in Izobilnyi,
Stavropol Territory, for a period not
exceeding 12 months, and DOAO
Tsentrenergogaz of OAO Gazprom will pay for
using such property a sum in the maximum
amount of 103.7 million Rubles
12.27 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tsentrgaz pursuant to which OAO Gazprom
will grant OAO Tsentrgaz the temporary
possession and use of software/hardware
systems such as a System for Managing OAO
Gazprom's Property and Other Assets at OOO
Gazpromtrans Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within the OAO Gazprom
System at OAO Tsentrgas Level, System for
Registration and Analysis of Data on
Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
and Electronic Filing Module at OAO
Tsentrgaz Level for a period not exceeding
12 months, and OAO Tsentrgaz will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.28 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
Gazprombank (Open Joint Stock Company) the
temporary possession and use of
non-residential spaces in the building at
street Lenina, 31, Yugorsk, Tyumen Region
that are used to house a branch of
Gazprombank (Open Joint Stock Company) with
the total floor space of 1600 sq. m and a
land plot occupied by the building and
indispensable for its use with the total
area of 3,371 sq. m for a period not
exceeding 12 month, and Gazprombank (Open
Joint Stock Company) will pay for using
such property a sum in the maximum amount
of 1.4 million rubles
12.29 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neftekhim Salavat pursuant to which
OAO Gazprom will grant OAO Gazprom
Neftekhim Salavat the temporary possession
and use of the gas condensate pipeline
running from the Karachaganakskoye gas
condensate field to the Orenburg Gas
Refinery and a special-purpose
telecommunication unit M-468R for a period
not exceeding 12 months, and OAO Gazprom
Neftekhim Salavat will pay for using such
property a sum in the maximum amount of
466000 Rubles
12.30 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OAO
Gazprom will grant OOO Gazprom Export the
temporary possession and use of
software/hardware system such as Business
Information and Management System (BIMS) of
OAO Gazprom for a period not exceeding 12
months, and OOO Gazprom Export will pay for
using such property a sum in the maximum
amount of 75 million Rubles
12.31 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will grant OAO Gazprom Neft the temporary
possession and use of a special-purpose
telecommunications unit M-468R, as well as
software /hardware systems such as System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Neft Level
(ERP), System for Recording and Analysis of
Long-Term Investments within OAO Gazprom's
System (RALTI) at OAO Gazprom Neft Level,
System for Recording and Analysis of Data
on Non-Core Assets within the OAO Gazprom
System (RADA) at the OAO Gazprom Neft Level
and Electronic Filing Module at OAO Gazprom
Neft Level for a period not exceeding 12
months, and OAO Gazprom Neft will pay for
using such property a sum in the maximum
amount of 22200 Rubles
12.32 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Space Systems pursuant to which OAO
Gazprom will grant OAO Gazprom Space
Systems the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Space Systems
Level (ERP)", System for Recording and
Analysis of Long-Term Investments within
OAO Gazprom System (RALTI) at the OAO
Gazprom Space Systems Level and Electronic
Filing Module at OAO Gazprom Space Systems
Level for a period not exceeding 12 months,
and OAO Gazprom Space Systems will pay for
using such property a sum in the maximum
amount of 21100 Rubles
12.33 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which OAO
Gazprom will grant ZAO Yamalgazinvest the
temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Yamalgazinvest Level
(ERP) and Electronic Filing Module at ZAO
Yamalgazinvest Level for a period not
exceeding 12 months, and ZAO Yamalgazinvest
will pay for using such property a sum in
the maximum amount of 18000 Rubles
12.34 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which OAO
Gazprom will grant ZAO Gazprom Invest Yug
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Gazprom Invest Yug
Level (ERP) and Electronic Filing Module at
ZAO Gazprom Invest Yug Level for a period
not exceeding 12 months, and ZAO Gazprom
Invest Yug will pay for using such property
a sum in the maximum amount of 16600 Rubles
12.35 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will grant OOO Gazprom
Mezhregiongaz the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Mezhregiongaz Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Mezhregiongaz Level, System
for Recording and Analysis of Data on
Non-Core Assets (RADA) within OAO Gazprom
System at OOO Mezhregiongaz Level and
Electronic Filing Module at OOO Gazprom
Mezhregiongaz Level for a period not
exceeding 12 months, and OOO Gazprom
Mezhregiongaz will pay for using such
property a sum in the maximum amount of
6000 Rubles
12.36 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Komplektatsiya pursuant to which
OAO Gazprom will grant OOO Gazprom
Komplektatsiya the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Komplektatsiya Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Gazprom Komplektatsiya Level,
System for Recording and Analysis of Data
on Non-Core Assets (RADA) within OAO
Gazprom System at OOO Gazprom
Komplektatsiya Level and Electronic Filing
Module at OOO Gazprom Komplektatsiya Level
for a period not exceeding 12 months, and
OAO Gazprom Komplektatsiya will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.37 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom, Gazprombank
(Open Joint Stock Company) and OOO Gazprom
Export (Licensees) pursuant to which OAO
Gazprom will grant Licensees an ordinary
(non-exclusive) license for use of the OAO
Gazprom's international trademarks such as
As specified [Gazprom], Gazprom and
registered by the International Bureau of
the World Intellectual Property
Organization in the International Register
with international registration
numbers-807841, 807842, 807840, date of the
international registration-April 22, 2003,
on goods, labels, goods packaging; during
performance of works, provision of
services; on supporting, business and other
documents; in advertisements, printed
publications, on headed notepaper, on
signage, during display of exhibits at
exhibitions and fairs; in web-based media;
in trade names of Licensees
(Sub-Licensees); on corporate seals of
Licensees (Sub-Licensees) until exclusive
rights to international trademarks of OAO
Gazprom expire, with rights, upon receipt
of a prior written consent from OAO
Gazprom, to enter into sublicensing
agreements with third parties
(Sub-Licensees) for the use of the
above-mentioned OAO Gazprom's trademarks in
a manner and subject to rights for use
provided by Licensing Agreements to
Licensees, and Licensees will pay OAO
Gazprom license fees for the right to use
such OAO Gazprom international trademarks
and for the right to use OAO Gazprom
international trademarks under sublicensing
agreements in the aggregate maximum amount
of 84.96 million Rubles or its equivalent
in U.S. Dollars/ Euro
12.38 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom will grant OAO Gazprom
Gazoraspredeleniye the temporary possession
and use of assets in the gas-distribution
system comprised of facilities intended for
the transportation and feed of gas directly
to consumers (gas pipeline branches, gas
pipeline jump-over lines, distribution gas
pipelines, inter-settlement and
intra-street gas pipelines, high-, medium-,
and low-pressure gas pipelines, gas control
stations, and buildings), and
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazpromregiongaz Level
(ERP), System for Recording and Analysis of
Long-Term Investments (RALTI) within OAO
Gazprom System (Second Phase) at OAO
Gazpromregiongaz Level, and Electronic
Filing Module at OAO Gazpromregiongaz Level
for a period not exceeding 12 months, and
OAO Gazprom Gazoraspredeleniye will pay for
using such property a sum in the maximum
amount of 1393.3 million Rubles
12.39 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Investproyekt pursuant to which OOO
Gazprom Investproyekt undertakes, within 5
years of their signing and upon OAO
Gazprom's instructions, to provide
information and analysis, consulting,
management & administration services
related to administrative and contractual
structuring of projects, arrangements for
fund raising, ensuring that funds are used
as intended and ensuring timely
commissioning of facilities when fulfilling
investment projects to the benefit of OAO
Gazprom, and OAO Gazprom undertakes to pay
for these services a sum in the maximum
amount of 2500 million Rubles
12.40 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Druzhba pursuant to which OAO Gazprom will
grant OAO Druzhba the temporary possession
and use of the facilities at Druzhba
vacation center (effluent treatment
facilities, transformer substations, entry
checkpoints, houses, utility networks,
metal fences, parking areas, ponds, roads,
pedestrian crossings, sites, sewage pumping
station, roofed ground-level arcade,
service station, diesel-generator station,
boiler house extension, storage facility,
garaging, garages with administrative and
amenity building, stela, as well as service
machinery, equipment, furniture and
implements) located in the village of
Rogozinino, Naro-Fominsk District, Moscow
Region (due to changes in delineation of
Russian constituent entities-Moscow
region/City of Moscow, since July 1, 2012,
this area has been included within the area
of the City of Moscow), for a period not
exceeding 12 months, and OAO Druzhba will
pay for using such property a sum in the
maximum amount of 133.43 million Rubles
12.41 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OOO
Gazprom Export undertakes, acting upon OAO
Gazprom's instructions and for a total fee
not exceeding 300 million Rubles, on its
behalf but at the expense of OAO Gazprom,
to accept OAO Gazprom's commercial products
including crude oil, gas condensate,
sulphur and derivatives (gasoline,
liquefied gas, diesel fuel, fuel oil etc.)
and sell those on the market beyond the
Russian Federation, in the amount not
exceeding 6.5 million tons and for the sum
not exceeding 71 billion Rubles
12.42 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Severneftegazprom pursuant to which OAO
Severneftegazprom will deliver, and OAO
Gazprom will accept (take off) gas in the
amount not exceeding 17 billion cubic
meters, and OAO Gazprom will pay for the
gas in the aggregate maximum amount of 33.2
billion Rubles
12.43 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tomskgazprom pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total amount
not exceeding 3.6 billion cubic meters, and
OAO Tomskgazprom will pay for the services
related to the transportation of gas via
trunk gas pipelines in the aggregate
maximum amount of 2.2 billion Rubles
12.44 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will provide services related to
the transportation of gas in the total
amount not exceeding 6 billion cubic meters
across the Russian Federation and the
Republic of Kazakhstan, and OOO Gazprom
Mezhregiongaz will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 12.6 billion Rubles
12.45 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the
transportation of gas in the total amount
not exceeding 200 billion cubic meters, and
OAO NOVATEK will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 430.4 billion Rubles
12.46 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the injection
of OAO NOVATEK's gas into underground gas
storage facilities and its storage in such
facilities in the volume not exceeding 18.6
billion cubic meters, and OAO NOVATEK will
pay for the services related to the gas
injection and storage in the aggregate
maximum amount of 17.7 billion Rubles, as
well as services related to the offtake of
OAO NOVATEK's gas from underground gas
storage facilities in the volume not
exceeding 18.6 billion cubic meters for
which OAO NOVATEK will pay a sum in the
aggregate maximum amount of 1.3 billion
Rubles
12.47 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total volume
not exceeding 6.8 billion cubic meters, and
OAO Gazprom Neft will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 6.1 billion Rubles
12.48 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of diesel-powered
locomotives, freight-handling motor
locomotives, railway snow plough, escort
railcars, catering cars for a period not
exceeding 12 months, and OOO Gazpromtrans
will pay for the use of the property a sum
in the maximum amount of 34.6 million
Rubles
12.49 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on Common Terms for Conversion
and Forward Transactions between OAO
Gazprom and Sberbank of Russia OAO and
foreign currency sale/purchase transactions
and forward transactions between OAO
Gazprom and Sberbank of Russia OAO entered
into under this General Agreement in the
maximum amount of 300 million U.S. Dollars
or its equivalent in Rubles, Euro or other
currency for each of transactions
12.50 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OAO
Gazprom will grant OOO Gazprom Tsentrremont
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazprom Tsentrremont
Level (ERP), System for Recording and
Analysis of Long-Term Investments (RALTI)
within OAO Gazprom System at OOO Gazprom
Tsentrremont Level and Electronic Filing
Module at OOO Tsentrremont Level for a
period not exceeding 12 months, and OOO
Gazprom Tsentrremont will pay for the use
of such property a sum in the maximum
amount of 23000 Rubles
12.51 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and a/s
Latvijas Gaze pursuant to which OAO Gazprom
will sell, and a/s Latvijas Gaze will
purchase gas in the volume not exceeding
1.5 billion cubic meters for an aggregate
maximum amount of 675 million Euros in
2014, and also pursuant to which a/s
Latvijas Gaze will provide services related
to the injection and storage of OAO
Gazprom's gas in the Incukalna underground
gas storage facility, gas offtake and
transportation across the Republic of
Latvia in 2014 in the following amounts:
services related to the gas injection,
storage and offtake-in the volume not
exceeding 1 billion cubic meters, and
services related to the gas
transportation-in the volume not exceeding
2 billion cubic meters, and OAO Gazprom
will pay for such services a sum in the
aggregate maximum amount of 25 million
Euros
12.52 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AB
Lietuvos Dujos pursuant to which OAO
Gazprom will sell, and AB Lietuvos Dujos
will purchase gas in the volume not
exceeding 1.5 billion cubic meters for the
aggregate maximum amount of 675 million
Euros in 2014, and also pursuant to which
AB Lietuvos Dujos will provide services
related to the transit transportation of
gas via the Republic of Lithuania in the
volume not exceeding 2.5 billion cubic
meters in 2014 and OAO Gazprom will pay for
the gas transportation via trunk gas
pipelines a sum in the aggregate maximum
amount of 13 million Euros
12.53 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AO
Moldovagaz pursuant to which OAO Gazprom
will sell, and AO Moldovagaz will purchase
gas in the volume not exceeding 10.4
billion cubic meters for an aggregate
maximum amount of 3.9 billion U.S. Dollars
in 2014, and also pursuant to which AO
Moldovagaz will provide services related to
the transit transportation of gas via the
Republic of Moldova in the volume not
exceeding 70 billion cubic meters in 2014,
and OAO Gazprom will pay for services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 172 million U.S. Dollars
12.54 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
KazRosGaz LLP pursuant to which OAO Gazprom
will provide services related to the
transportation of KazRosGaz LLP's gas via
the Russian Federation in 2014 in the
volume not exceeding 7.813 billion cubic
meters, and KazRosGaz LLP will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 33.143 million
U.S. Dollars
12.55 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus pursuant to which
OAO Gazprom will sell, and OAO Gazprom
Transgaz Belarus will purchase gas in the
volume not exceeding 23 billion cubic
meters for the aggregate maximum amount of
4.255 billion U.S. Dollars in 2014, and
also pursuant to which OAO Gazprom Transgaz
Belarus will provide services related to
the transit transportation of gas via the
Republic of Belarus in the volume not
exceeding 50 billion cubic meters, and OAO
Gazprom will pay for the services related
to the transportation of gas via trunk gas
pipelines a sum in the aggregate maximum
amount of 600 million U.S. Dollars
12.56 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and GAZPROM
Germania GmbH pursuant to which OAO Gazprom
will provide services related to the
transportation of GAZPROM Germania GmbH's
natural gas via the Republic of Kazakhstan,
Republic of Uzbekistan, Russian Federation
and the Republic of Belarus in the volume
not exceeding 3 billion cubic meters, and
GAZPROM Germania GmbH will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 65 million U.S.
Dollars
12.57 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 160000 Rubles,
in its own name, but at the expense of OAO
Gazprom, to arrange for works to be done in
the period of 2013-2014 related to the
development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.58 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, acting upon
OAO Gazprom's instructions and for a fee in
the aggregate maximum amount of 6.41
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.59 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, acting
upon OAO Gazprom's instructions and for a
fee in the aggregate maximum amount of 2.81
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.60 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 12.01 million
Rubles, in its own name, but at the expense
of OAO Gazprom, to arrange for works to be
done in the period of 2013-2014 related to
the development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.61 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, in the
period from July 1, 2013 to December 31,
2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for these
services a sum in the maximum amount of
3431.21 million Rubles
12.62 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for these services a sum in the maximum
amount of 280 million Rubles
12.63 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, in the
period between July 1, 2013 and December
31, 2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 347.58
million Rubles
12.64 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for such services a sum in the maximum
amount of 4382.35 million Rubles
12.65 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom Gazoraspredeleniye
undertakes, within 24 months of its
signing, to perform, acting upon OAO
Gazprom's instructions, works to remove
some segments in the gas pipeline
'Pokhvistnevo-Samara 2nd String' located in
Kinelsky District, Samara Region (gas
pipeline segment L-34, 1 km long, D-300)
and to deliver completed works to OAO
Gazprom, and OAO Gazprom undertakes to
accept completed works and pay for these a
sum in the aggregate maximum amount of
20.915 million Rubles
12.66 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event of loss,
destruction, or damage to OAO Gazprom's
property such as buildings and structures;
machinery and equipment; line pipes,
process equipment and fixtures/fittings of
gas pipelines, oil pipelines, petroleum
products pipelines; buried subsea
pipelines; marine vessels; property that
constitute a part of wells, offshore
floating drilling rigs and fixed platforms
(insured property), and in the event of
loss incurred by OAO Gazprom as a result of
an interruption in production operations
due to destruction, loss or damage to
insured property (insured events), to pay
an insurance recovery to OAO Gazprom or to
such OAO Gazprom's subsidiary companies to
which the insured property was leased to
(beneficiaries) in the aggregate insured
amount for all occurrences not exceeding 12
trillion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 6.356
billion Rubles, with each insurance
agreement being effective for one year
12.67 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that any damage is caused to the
environment (environmental risks), life,
health or property of third parties as a
result of an incident originated from the
performance by OAO Gazprom, its
subsidiaries and related companies of
onshore/offshore drilling and exploration
works, production of hydrocarbons, its
transportation, processing and storage
operations, construction and other
associated operations, directly associated
with the stated business activities
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 30
billion Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 1.5 million
Rubles, with this agreement being effective
for one year
CMMT PLEASE NOTE THAT THIS AGENDA IS CONTINUED Non-Voting
ON MEETING 211445, WHICH WILL CONTAIN
RESOLUTION ITEMS 12.68 TO 14.12. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.51.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704581354
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
12.68 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life, health or property of third
parties, or to the environment, as a result
of any act of terrorism at a hazardous
industrial facility operated by OAO Gazprom
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 700
million Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 3 million
Rubles, with each insurance agreement being
effective for one year
12.69 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event of occurrence of liability by OAO
Gazprom acting as a custom agent as a
result of any damage caused to the property
of third parties represented by OAO Gazprom
in connection with the execution of customs
formalities (beneficiaries), or any
non-compliances with agreements entered
into with such parties (insured events), to
make a payment of insurance to such third
parties in a sum not exceeding 20 million
Rubles for each of occurrences, and OAO
Gazprom undertakes to pay OAO SOGAZ an
insurance premium in the aggregate maximum
amount of 300000 Rubles, with this
agreement being effective for one year
12.70 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life or health of OAO Gazprom's
employees (insured persons) as a result of
an accident occurred during the period of
coverage, or a disease diagnosed during the
life of agreements (insured events), to
make a payment of insurance to the insured
person or to the person appointed by the
beneficiary, or to the successor of the
insured person (beneficiaries) not to
exceed the aggregate insurance amount of
680 billion Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
60 million Rubles, with each insurance
agreement being effective for one year
12.71 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any employee
of OAO Gazprom, or member of his/her
immediate family, or a retired former
employee of OAO Gazprom, or member of
his/her immediate family (insured persons
who are beneficiaries) seeks medical
services with any health care institution
(insured events), to arrange for such
services to be provided and pay for these
to the insured persons in the aggregate
insurance amount not exceeding 550 billion
Rubles, and OAO Gazprom undertakes to pay
OAO SOGAZ an insurance premium in the
aggregate maximum amount of 1.3 billion
Rubles, with each insurance agreement being
effective for one year
12.72 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage
(loss or destruction) is caused to a
vehicle owned by OAO Gazprom or if such
vehicle gets stolen, hijacked or any
parts/details/units/assemblies or
accessories of such vehicle get stolen
(insured events), to make a payment of
insurance to OAO Gazprom (beneficiary) not
to exceed the aggregate insurance amount of
1340 million Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
24.45 million Rubles, with each insurance
agreement being effective for one year
12.73 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that: any claims are filed
against any members of the Board of
Directors or Management Committee of OAO
Gazprom who hold neither public positions
in the Russian Federation Government nor
any State civil service positions (insured
persons) by any individuals or legal
entities who benefit from the agreement and
who could suffer damage, including
shareholders of OAO Gazprom, debtors and
lenders of OAO Gazprom, employees of OAO
Gazprom, and the Russian Federation as
represented by its authorized agencies and
representatives (third parties
(beneficiaries)) for a compensation of loss
resulting from unintentional erroneous
actions (omissions) by insured persons
while conducting their managerial
activities; any legal or other expenses to
settle such claims arise with insured
persons; any claims are filed against OAO
Gazprom by third parties (beneficiaries)
for a compensation of loss resulting from
unintentional erroneous actions (omissions)
by insured persons while conducting their
managerial activities on the basis of
claims filed in respect of OAO Gazprom's
securities, as well as claims originally
filed against insured persons; any legal or
other expenses to settle such claims arise
with OAO Gazprom (insured events)to make a
payment of insurance to third parties
(beneficiaries) whose interests suffered
damage and to insured persons and/or OAO
Gazprom, in the event that any legal or
other expenses to settle such claims of
compensation not to exceed the aggregate
insurance amount of the Ruble equivalent of
100 million U.S. Dollars, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
the Ruble equivalent of 2 million U.S.
Dollars, with this agreement being
effective for one year
12.74 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Transgaz Belarus (Licensee)
pursuant to which OAO Gazprom will grant
the Licensee an ordinary (non-exclusive)
license for the right to use a software for
electronic data processing machines such as
a Software/Hardware System for Periodic
Analysis and Planning of Steady-State
Operating Conditions of Gas Transportation
Systems in Gas Transportation Companies
with Maintenance of Historical Data Bases
and Data Exchange between 'Astra-Gas'
Management Levels (S/W/H/W System
Astra-Gas) by storing it in the memory of
Licensee's electronic data processing
machines, and the Licensee will pay OAO
Gazprom a license fee in the aggregate
maximum amount of 220000 Rubles
12.75 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any
individuals, employees of OAO Gazprom, who
are traveling on official business away
from their permanent place of residence
(insured persons who are beneficiaries)
need to incur any expenses during such
business trip period that are associated
with: sudden illness or accident occurred
with the insured person; reasons that
require that the insured person return back
home ahead of time; loss of luggage or IDs;
that the insured person needs to receive a
legal advice in respect of any injury or
motor vehicle accident in the period of
his/her business trip; services required to
be provided to search and rescue the
insured person in the event of any
contingency he/she becomes victim to (a
situation endangering the life and health
of the insured person); situations that
require a compensation of damages caused to
the life, health and property of third
parties (insured events), to make a payment
of insurance to the insured person and/or
the company engaged in the provision of
services to the insured person on
occurrence of insured events (service
company) in the aggregate insurance amount
for all insured events not exceeding 1
billion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 1.3 million
Rubles, with each of the agreements being
effective for one year
12.76 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Vostokgazprom, Gazprom bank (Open Joint
Stock Company), OAO Gazprom
Gazoraspredeleniye, OOO Gazprom Export, OOO
Gazpromtrans, ZAO Gazprom Invest Yug, OAO
Gazprom Space Systems, OOO Gazprom
Komplektatsiya, OAO Gazprom Neft, OAO
Druzhba, OOO Gazprom Mezhregiongaz, OAO
Gazprom Neftekhim Salavat, OAO SOGAZ, DOAO
Tsentrenergogaz of OAO Gazprom, OAO
Tsentrgaz, OOO Gazprom Tsentrremont, ZAO
Yamalgazinvest, OAO Gazprom Gazenergoset
and OAO Gazprom Transgaz Belarus (the
Contractors) pursuant to which the
Contractors undertake, in the period from
October 1, 2013 to January 31, 2014, acting
upon OAO Gazprom's instructions, to provide
the services related to making all
necessary arrangements and carrying out a
stocktaking of fixed assets of OAO Gazprom
being leased to the Contractors, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 3.3 million
Rubles
12.77 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest, OOO Temryukmortrans, OAO
Gazpromtrubinvest and Gazprom (UK) Limited
(the Licensees) pursuant to which OAO
Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, on goods, labels, packaging
of goods that are manufactured, offered for
sale, sold, or displayed at exhibitions or
fairs, or otherwise introduced into the
civil circulation in the Russian
Federation, or stored or transported for
such purpose, or imported to the Russian
Federation; during the performance of work
or provision of services; on supporting,
business, or other documentation, including
these of related to the introduction of
goods into the civil circulation; on
commercial offers for sale of goods,
provision of services or performance of
works, or in announcements or
advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensees' corporate
seals, or in web-based media, or in the
Licensees' trade names, until exclusive
rights to OAO Gazprom's trademarks expire,
and Licensees will pay OAO Gazprom a
license fee for the right to use OAO
Gazprom's trademarks in the aggregate
maximum amount of 16.99 million Rubles or
its equivalent in other currency
12.78 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OOO
Gazprom Tsentrremont (the Licensee)
pursuant to which the Licensee, upon the
prior written content from OAO Gazprom,
will be entitled to enter into
sub-licensing agreements with third parties
(the Sub-Licensees) for the use of OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, within the rights and subject
to the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
trademarks under sub-licensing agreements
in the aggregate maximum amount of 16.99
million Rubles
12.79 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and Gazprom
bank (Open Joint Stock Company) (the
Licensee) pursuant to which OAO Gazprom
will grant the Licensee an ordinary
(non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275 and
November 19, 2002 #228276, on goods,
labels, packaging of goods that are
manufactured, offered for sale, sold, or
displayed at exhibitions or fairs, or
otherwise introduced into the civil
circulation in the Russian Federation, or
stored or transported for such purpose, or
imported to the Russian Federation; during
the performance of work or provision of
services on supporting, business, or other
documentation, including these of related
to the introduction of goods into the civil
circulation; on commercial offers for sale
of goods, provision of services or
performance of works, or in announcements
or advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensee's
(Sub-Licensees') corporate seals, or in
web-based media, or in the Licensee's
(Sub-Licensees') trade names, until
exclusive rights to OAO Gazprom's
trademarks expire, and with the right, upon
OAO Gazprom's prior written consent, to
enter into sub-licensing agreements with
third parties for entitlement to use
above-mentioned trademarks within the
rights and subject to the manner of use as
stipulated by the Licensing Agreement in
respect of the Licensee, and the Licensee
will pay OAO Gazprom a license fee for the
right to use OAO Gazprom's trademarks and
for the right to use OAO Gazprom's
trademarks under sub-licensing agreements
by the Licensee in the aggregate maximum
amount of 42.48 million Rubles
12.80 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and GAZPROM
Germania GmbH (the Trademark Holder)
pursuant to which the Trademark Holder will
assign its full exclusive right to the
trademark as specified registered in
navy-blue and white colors/color
combination by the German Patent and Trade
Mark Office (Deutsches Patent-und
Markenamt-DPMA), with the certificate #
30664412 registered on March 8, 2007, to
OAO Gazprom in respect of all goods and
services for which such trademark was
registered, and OAO Gazprom undertakes to
pay the Trademark Holder a fee in the
aggregate maximum amount of 3500 Euros or
its equivalent in other currency which
includes a value added tax computed at a
tax rate consistent with the Russian
Federation laws to be deducted from the fee
and to be paid by OAO Gazprom, acting as a
tax agent, to the budget of the Russian
Federation
12.81 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus and Gazprom (UK)
Limited (the Licensees) pursuant to which
OAO Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered by the
International Bureau of the World
Intellectual Property Organization in the
International Register with international
registration numbers-807841, 807842,
807840, date of the international
registration-April 22, 2003, on goods,
labels, goods packaging; during performance
of works, provision of services; on
supporting, business and other documents;
in advertisements, printed publications, on
headed notepaper, on signage, during
display of exhibits at exhibitions and
fairs; in web-based media; in trade names
of the Licensees; on corporate seals of the
Licensees until exclusive rights to
international trademarks of OAO Gazprom
expire, and the Licensees will pay OAO
Gazprom a license fee for the right to use
international trademarks of OAO Gazprom in
the aggregate maximum amount of 7.08
million Rubles or its equivalent in other
currency
12.82 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Gazprom
Marketing & Trading Limited (the Trademark
Holder) pursuant to which the Trademark
Holder will assign its full exclusive
rights to trademarks GAZPROM and GAZPROM UK
TRADING registered by the UK Intellectual
Property Office, certificate #2217196,
registered on November 24, 2000 and
certificate #2217144, registered on
September 1, 2000, in respect of all goods
and services for which such trademarks were
registered, and OAO Gazprom will pay the
Trademark Holder a fee in the aggregate
maximum amount of 4000 Euros or its
equivalent in other currency which includes
a value added tax computed at a tax rate
consistent with the Russian Federation laws
to be deducted from the fee and to be paid
by OAO Gazprom, acting as a tax agent, to
the budget of the Russian Federation
12.83 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as as specified
and as specified registered in navy-blue
and white colors/color combination in the
State Register of Certificates of Ukraine
on Signs for the Goods and Services,
certificates on signs for the goods and
services dated December 27, 2010 #132820,
dated December 27, 2010 #132821, on goods,
labels, packaging of goods; during the
performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 8.49
million Rubles or its equivalent in other
currency
12.84 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as and registered
in navy-blue and white colors/color
combination in the State Register of
Trademarks of Kyrgyz Republic, certificates
issued by the State Patent Service of the
Kyrgyz Republic dated September 30, 2010
#10310, dated September 30, 2010 #10311, on
goods, labels, packaging of goods; during
the performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 5.66
million Rubles or its equivalent in other
currency
12.85 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will supply, and OOO Gazprom
Mezhregiongaz will accept (take off) gas in
the volume not exceeding 305 billion cubic
meters, subject to a monthly delivery
schedule, and pay for gas a sum in the
aggregate maximum amount of 1.5 trillion
Rubles
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
13.1 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Akimov Andrey
Igorevich
13.2 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Gazizullin
Farit Rafikovich
13.3 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Zubkov Viktor
Alekseevich
13.4 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Karpel Elena
Evgenievna
13.5 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Koulibaev Timur
Askarovich
13.6 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Markelov Vitaly
Anatolievich
13.7 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Martynov Viktor
Georgievich
13.8 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Mau Vladimir
Aleksandrovich
13.9 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Miller Alexey
Borisovich
13.10 Elect the following person to the Board of Mgmt For For
Directors of OAO "Gazprom": Musin Valery
Abramovich
13.11 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Sereda Mikhail
Leonidovich
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 12 Non-Voting
CANDIDATES TO BE ELECTED AS AUDIT
COMMISSION MEMBERS, THERE ARE ONLY 9
VACANCIES AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 9
OF THE 12 AUDIT COMMISSION MEMBERS. THANK
YOU.
14.1 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Antoshin
Viktor Vladimirovich
14.2 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Arkhipov
Dmitry Aleksandrovich
14.3 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Belobrov
Andrei Viktorovich
14.4 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Bikulov Vadim
Kasymovich
14.5 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Kuzovlev
Mikhail Valerievich
14.6 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Mikhina Marina
Vitalievna
14.7 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Morozova
Lidiya Vasilievna
14.8 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Nesterova Anna
Borisovna
14.9 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Nozadze Georgy
Avtandilovich
14.10 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Nosov Yuri
Stanislavovich
14.11 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Oganyan Karen
Iosifovich
14.12 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Yugov
Aleksandr Sergeevich
CMMT REMINDER PLEASE NOTE IN ORDER TO VOTE ON Non-Voting
THE FULL MEETING AGENDA YOU MUST ALSO VOTE
ON MEETING ID 211104 WHICH CONTAINS
RESOLUTIONS 1 TO 12.67.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.82.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr For Against
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GLENCORE INTERNATIONAL PLC, ST HELIER Agenda Number: 704452642
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts and the Mgmt For For
reports of the Directors and auditors for
the year ended 31 December 2012 (the "2012
Annual Report")
2 To declare a final dividend of USD0.1035 Mgmt For For
per ordinary share for the year ended 31
December 2012 which the Directors propose,
and the shareholders resolve, is to be paid
only from the capital contribution reserves
of the Company
3 To re-elect Ivan Glasenberg (Chief Mgmt For For
Executive Officer) as a Director
4 To re-elect Anthony Hayward (Senior Mgmt For For
Independent Non-Executive Director) as a
Director
5 To re-elect Leonhard Fischer (Independent Mgmt For For
Non-Executive Director) as a Director
6 To re-elect William Macaulay (Independent Mgmt Against Against
Non-Executive Director) as a Director
7 Subject to the Company's merger with Mgmt Abstain Against
Xstrata plc (the "Merger") becoming
effective and Sir John Bond being appointed
as a Director, to elect Sir John Bond
(Independent Non-Executive Chairman) as a
Director
8 Subject to the Merger becoming effective Mgmt Against Against
and Sir Steve Robson being appointed as a
Director, to elect Sir Steve Robson
(Independent Non-Executive Director) as a
Director
9 Subject to the Merger becoming effective Mgmt For For
and Ian Strachan being appointed as a
Director, to elect Ian Strachan
(Independent Non-Executive Director) as a
Director
10 Subject to the Merger becoming effective Mgmt Abstain Against
and Con Fauconnier being appointed as a
Director, to elect Con Fauconnier
(Independent Non-Executive Director) as a
Director
11 Subject to the Merger becoming effective Mgmt For For
and Peter Hooley being appointed as a
Director, to elect Peter Hooley
(Independent Non-Executive Director) as a
Director
12 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Simon Murray
(Independent Non-Executive Chairman) as a
Director
13 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Steven Kalmin (Chief
Financial Officer) as a Director
14 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Peter Coates
(Director) as a Director
15 Subject to the Merger having not become Mgmt Abstain Against
effective, to re-elect Li Ning (Independent
Non-Executive Director) as a Director
16 To approve the Directors' Remuneration Mgmt Against Against
Report on pages 93 to 100 of the 2012
Annual Report
17 To reappoint Deloitte LLP as the Company's Mgmt For For
auditors to hold office until the
conclusion of the next general meeting at
which accounts are laid
18 To authorise the audit committee to fix the Mgmt For For
remuneration of the auditors
19 To renew the authority conferred on the Mgmt For For
Directors to allot shares or grant rights
to subscribe for or to convert any security
into shares
20 Subject to and conditionally upon the Mgmt For For
passing of resolution 19, to empower the
Directors to allot equity securities
21 The Company be and is hereby generally and Mgmt For For
unconditionally authorised pursuant to
Article 57 of the Companies (Jersey) Law
1991 (the "Companies Law") to make market
purchases of ordinary shares
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423193.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423183.pdf
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr For Against
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr For Against
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HELMERICH & PAYNE, INC. Agenda Number: 933726121
--------------------------------------------------------------------------------------------------------------------------
Security: 423452101
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: HP
ISIN: US4234521015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HANS HELMERICH Mgmt For For
JOHN W. LINDSAY Mgmt For For
PAULA MARSHALL Mgmt For For
RANDY A. FOUTCH Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. NON-BINDING STOCKHOLDER PROPOSAL TO ADOPT A Shr For
MAJORITY VOTING STANDARD IN THE ELECTION OF
DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
HENNES & MAURITZ AB H&M, STOCKHOLM Agenda Number: 704344768
--------------------------------------------------------------------------------------------------------------------------
Security: W41422101
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: SE0000106270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the AGM Non-Voting
2 Election of a chairman for the AGM: Non-Voting
Proposed by the Election Committee: the
lawyer Sven Unger is proposed as chairman
of the AGM
3 Address by Managing Director Karl-Johan Non-Voting
Persson followed by an opportunity to ask
questions about the company
4 Establishment and approval of voting list Non-Voting
5 Approval of the agenda Non-Voting
6 Election of people to check the minutes Non-Voting
7 Examination of whether the meeting was duly Non-Voting
convened
8A Presentation of the annual accounts and Non-Voting
auditor's report as well as the
consolidated accounts and consolidated
auditor's report, and auditor's statement
on whether the guidelines for remuneration
to senior executives applicable since the
last AGM have been followed
8B Statement by the company's auditor and the Non-Voting
chairman of the Auditing Committee
8C Statement by the Chairman of the Board on Non-Voting
the work of the Board
8D Statement by the chairman of the Election Non-Voting
Committee on the work of the Election
Committee
9A Resolution: Adoption of the income Mgmt For For
statement and balance sheet as well as the
consolidated income statement and
consolidated balance sheet
9B Resolution: Disposal of the company's Mgmt For For
earnings in accordance with the adopted
balance sheets, and record date. The Board
has proposed a dividend to the shareholders
of SEK 9.50 per share. The Board of
Directors has proposed Friday 26 April as
the record date. If the resolution is
passed, dividends are expected to be paid
out by Euroclear Sweden AB on Thursday 2
May 2013
9C Resolution: Discharge of the members of the Mgmt For For
Board and Managing Director from liability
to the company
10 Establishment of the number of Board Mgmt For For
members and deputy Board members
11 Establishment of fees to the Board and Mgmt For For
auditors
12 Election of Board members and Chairman of Mgmt For For
the Board: The Election Committee proposes
the following Board of Directors.
Re-election of all current Board members:
Mia Brunell Livfors, Anders Dahlvig, Lottie
Knutson, Sussi Kvart, Bo Lundquist, Stefan
Persson, Melker Schorling and Christian
Sievert. Chairman of the Board: re-election
of Stefan Persson
13 Election of auditor. The Election Committee Mgmt For For
proposes that the registered audit firm
Ernst & Young AB be elected as the
company's auditor for a 4-year mandate
period, i.e. up to and including the Annual
General Meeting to be held in 2017. Ernst &
Young AB has notified that if the AGM
approves the proposal, authorised public
accountant Asa Lundvall will be the
auditor-in-charge
14 Elect Stefan Persson, Lottie Tham, Liselott Mgmt Against Against
Ledin, Jan Andersson and Anders Oscarsson
to the nominating committee approve
nominating committee guidelines
15 Resolution on guidelines for remuneration Mgmt For For
to senior executives
16 Resolution amending the basis for Mgmt For For
contributions to the H&M Incentive Program
17 Closing of the AGM Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF THE TEXT OF THE RESOLUTION
NO. 14. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 704541526
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704486477
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 20-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOT THAT THIS IS AN INFORMATION Non-Voting
MEETING ONLY FOR HONG KONG SHAREHOLDERS.
THERE ARE NO VOTABLE RESOLUTIONS. IF YOU
WISH TO ATTEND PLEASE PERSONALLY, YOU MAY
APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
1 To discuss the 2012 results and other Non-Voting
matters of interest
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN INFORMATION MEETING COMMENT.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704375080
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021682.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021651.pdf
1 To receive the Annual Report and Accounts Mgmt For For
2012
2 To approve the Directors' Remuneration Mgmt For For
Report for 2012
3.a To re-elect S A Catz a Director Mgmt For For
3.b To re-elect L M L Cha a Director Mgmt For For
3.c To re-elect M K T Cheung a Director Mgmt For For
3.d To elect J B Comey a Director Mgmt For For
3.e To re-elect J D Coombe a Director Mgmt For For
3.f To re-elect J Faber a Director Mgmt For For
3.g To re-elect R A Fairhead a Director Mgmt For For
3.h To elect R Fassbind a Director Mgmt For For
3.i To re-elect D J Flint a Director Mgmt For For
3.j To re-elect S T Gulliver a Director Mgmt For For
3.k To re-elect J W J Hughes-Hallett a Director Mgmt For For
3.l To re-elect W S H Laidlaw a Director Mgmt For For
3.m To re-elect J P Lipsky a Director Mgmt For For
3.n To re-elect J R Lomax a Director Mgmt For For
3.o To re-elect I J Mackay a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt For For
3.q To re-elect J L Thornton a Director Mgmt For For
4 To reappoint the Auditor at remuneration to Mgmt For For
be determined by the Group Audit Committee:
KPMG Audit Plc
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 6, 8,
COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 704438224
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408956.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408936.pdf
1 To receive and adopt the Statement of Mgmt For For
Audited Accounts and Reports of the
Directors and Auditor for the year ended 31
December 2012
2 To declare a final dividend Mgmt For For
3(a) To re-elect Mr Li Tzar Kuoi, Victor as a Mgmt For For
Director
3(b) To re-elect Mr Frank John Sixt as a Mgmt Against Against
Director
3(c) To re-elect Mr Holger Kluge as a Director Mgmt For For
3(d) To re-elect Mr George Colin Magnus as a Mgmt For For
Director
3(e) To elect Ms Lee Wai Mun, Rose as a Director Mgmt For For
3(f) To elect Mr Lee Yeh Kwong, Charles as a Mgmt For For
Director
4 To appoint Auditor and authorise the Mgmt For For
Directors to fix the Auditor's remuneration
5 To give a general mandate to the Directors Mgmt Against Against
to issue additional shares
6 To approve the purchase by the Company of Mgmt For For
its own shares
7 To extend the general mandate in Ordinary Mgmt Against Against
Resolution No. 5
--------------------------------------------------------------------------------------------------------------------------
HYATT HOTELS CORPORATION Agenda Number: 933807010
--------------------------------------------------------------------------------------------------------------------------
Security: 448579102
Meeting Type: Annual
Meeting Date: 10-Jun-2013
Ticker: H
ISIN: US4485791028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK S. HOPLAMAZIAN Mgmt For For
CARY D. MCMILLAN Mgmt For For
PENNY PRITZKER Mgmt For For
MICHAEL A. ROCCA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HYATT HOTELS CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
3. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
HYATT HOTELS CORPORATION LONG-TERM
INCENTIVE PLAN.
4. APPROVAL OF THE AMENDED AND RESTATED HYATT Mgmt For For
HOTELS CORPORATION EXECUTIVE INCENTIVE
PLAN.
5. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED PURSUANT TO THE
SECURITIES AND EXCHANGE COMMISSION'S
COMPENSATION DISCLOSURE RULES.
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOTOR CO LTD, SEOUL Agenda Number: 704284429
--------------------------------------------------------------------------------------------------------------------------
Security: Y38472109
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7005380001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of director Jeong Ui Seon, Gim Mgmt For For
Chung Ho , Nam Seong Il, I Yu Jae
3 Election of audit committee member Nam Mgmt For For
Seong Il
4 Amendment of articles of incorporation Mgmt For For
5 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704059369
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 05-Nov-2012
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY NOTICE ARE AVAILABLE BY CLICKING ON
THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0913/LTN20120913631.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0913/LTN20120913639.pdf
1 To consider and approve the proposed Mgmt For For
amendments to the Articles of Association
of Industrial and Commercial Bank of China
Limited as set out in Appendix I to the
circular of the Bank dated 14 September
2012 and to authorize the Chairman and the
President to make further adjustments or
amendments according to the regulators'
recommendations on amendments
2 To consider and approve the 2012-2014 Mgmt For For
Capital Planning of Industrial and
Commercial Bank of China as set out in
Appendix II to the circular of the Bank
dated 14 September 2012
3 To consider and approve the appointment of Mgmt For For
KPMG Huazhen as external auditors of the
Bank for 2013 and to fix the aggregate
audit fees for 2013 at RMB133.6 million,
among which RMB77.51 million will be paid
for annual audit, RMB35.48 million for
interim review, RMB4.64 million each for
agreed-upon procedures of financial
information of the first and third quarters
and RMB11.33 million for internal control
audit
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND POSTPONEMENT OF
MEETING DATE FROM 2 NOV 2012 TO 5 NOV 2012.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704249425
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128352.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128343.pdf
1 To consider and approve the election of Sir Mgmt For For
Malcolm Christopher McCarthy as an
independent non-executive director of the
Bank
2 To consider and approve the election of Mr. Mgmt For For
Kenneth Patrick Chung as an independent
non-executive director of the Bank
3 To consider and approve the Bank's 2013 Mgmt For For
fixed assets investment budget
4 To approve the issue of eligible tier-2 Mgmt For For
capital instruments on the terms and
conditions as set out in the circular dated
29 January 2013
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704530105
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 191480 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422685.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422652.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522542.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522548.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the Bank's 2012 Mgmt For For
audited accounts
4 To consider and approve the Bank's 2012 Mgmt For For
profit distribution plan
5 To consider and approve the proposal on Mgmt For For
launching the engagement of accounting firm
for 2013
6 To consider and approve the appointment of Mgmt For For
Mr. Yi Huiman as an executive director of
the Bank
7 To consider and approve the appointment of Mgmt For For
Mr. Luo Xi as an executive director of the
Bank
8 To consider and approve the appointment of Mgmt For For
Mr. Liu Lixian as an executive director of
the Bank
--------------------------------------------------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LIMITED Agenda Number: 933827149
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 15-Jun-2013
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO RECEIVE, CONSIDER AND ADOPT THE BALANCE Mgmt For
SHEET AS AT MARCH 31, 2013, THE STATEMENT
OF THE PROFIT AND LOSS ACCOUNT FOR THE YEAR
ENDED ON THAT DATE AND THE REPORT OF THE
DIRECTORS AND AUDITORS THEREON.
O2. TO DECLARE THE FINAL DIVIDEND FOR THE Mgmt For
FINANCIAL YEAR ENDED MARCH 31, 2013.
O3. TO APPOINT A DIRECTOR IN PLACE OF S.D. Mgmt For
SHIBULAL, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O4. TO APPOINT A DIRECTOR IN PLACE OF SRINATH Mgmt For
BATNI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O5. TO APPOINT A DIRECTOR IN PLACE OF DEEPAK M. Mgmt For
SATWALEKAR, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O6. TO APPOINT A DIRECTOR IN PLACE OF DR. OMKAR Mgmt For
GOSWAMI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O7. TO APPOINT A DIRECTOR IN PLACE OF R. Mgmt For
SESHASAYEE, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O8. TO APPOINT AUDITORS TO HOLD OFFICE FROM THE Mgmt For
CONCLUSION OF THIS AGM UNTIL THE CONCLUSION
OF THE NEXT AGM AND TO FIX THEIR
REMUNERATION AND TO PASS THE FOLLOWING
RESOLUTION THEREOF.
S9. TO APPOINT LEO PURI AS DIRECTOR, LIABLE TO Mgmt For
RETIRE BY ROTATION .
--------------------------------------------------------------------------------------------------------------------------
INPEX CORPORATION Agenda Number: 704573991
--------------------------------------------------------------------------------------------------------------------------
Security: J2467E101
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3294460005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 7th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors and
Outside Corporate Auditors, Consolidate
Trading Unit under Regulatory Requirements
to Ordinary shares and Class A shares
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
5 Amend the Compensation to be received by Mgmt For For
Outside Directors and Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO SPA, TORINO/MILANO Agenda Number: 704072519
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: EGM
Meeting Date: 29-Oct-2012
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_142562.PDF
1 Amendments to Articles 5 (Share capital), 7 Mgmt For For
(Shareholders' Meeting), 9 (Right to attend
and vote in the Shareholders' Meeting), 10
(Chair and conduct of the Meeting.
Secretary), 13 (Management Board), 15
(Remuneration of members of the Management
Board who are appointed to particular
positions), 16 (Meetings and resolutions of
the Management Board), 17 (Powers of the
Management Board), 18 (Chairman of the
Management Board), 22 (Supervisory Board),
23 (Election of the Supervisory Board), 24
(Meetings and resolutions of the
Supervisory Board), 25 (Competence of the
Supervisory Board), 27 (General Managers),
29 (Savings shares); insertion of the new
Article 36 (Provisions on gender balance in
the structure of the administrative and
control bodies. Additional amendments to
the Articles of Association introduced by
the CONTD
CONT CONTD Shareholders' Meeting on 29 October Non-Voting
2012)
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO SPA, TORINO/MILANO Agenda Number: 704365750
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: OGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 175635 DUE TO RECEIPT OF AN
ADDITIONAL SLATE FOR SUPERVISORS' NAMES.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_157523.PDF
1 Proposal for allocation of net income Mgmt For For
relating to the financial statements as at
31 December 2012 and distribution of
dividends
2.A Resolution with respect to the Supervisory Mgmt For For
Board : Determination of the number of
Supervisory Board members for financial
years 2013/2014/2015
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
SLATES TO BE ELECTED AS SUPERVISORS, THERE
IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
OF THE 3 SLATES. THANK YOU.
2.B.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Resolution with respect to the
Supervisory Board : Appointment of
Supervisory Board members for financial
years 2013/2014/2015 (on the basis of lists
of candidates submitted by shareholders,
pursuant to Art. 23 of the Articles of
Association): List presented by Compagnia
di San Paolo and Fondazione Cariplo,
representing 14.666% of company stock
capital: 1. Giovanni Bazoli, 2. Jean Paul
Fitoussi, 3. Gianfranco Carbonato, 4.
Rossella Locatelli, 5. Beatrice Ramasco, 6.
Giulio Lubatti, 7. Carlo Corradini, 8.
Monica Schiraldi, 9. Giuseppe Berta, 10.
Franco Dalla Sega, 11. Pietro Garibaldi,
12. Piergiuseppe Dolcini, 13. Marcella
Sarale, 14. Luca Galli, 15. Carla Alberta
Federica Bianchin, 16. Fabrizio Gnocchi and
17. Luigi Attanasio
2.B.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: Resolution with respect to the
Supervisory Board : Appointment of
Supervisory Board members for financial
years 2013/2014/2015 (on the basis of lists
of candidates submitted by shareholders,
pursuant to Art. 23 of the Articles of
Association): List presented by Fondazione
Cassa di Risparmio di Padova e Rovigo, Ente
Cassa di Risparmio di Firenze and
Fondazione Cassa di Risparmio in Bologna
representing 9.859% of company stock
capital: 1. Mario Bertolissi, 2. Jacopo
Mazzei, 3. Gianluigi Baccolini, 4. Edoardo
Gaffeo, 5. Francesco Bianchi, 6. Cristina
Finocchi Mahne, 7. Stefano Caselli, 8.
Marina Manna, 9. Giuseppe Rogantini Picco
and 10. Andrea Cammelli
2.B.3 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: Resolution with respect to the
Supervisory Board : Appointment of
Supervisory Board members for financial
years 2013/2014/2015 (on the basis of lists
of candidates submitted by shareholders,
pursuant to Art. 23 of the Articles of
Association): Submission of the third list
of candidates for the posts of supervisory
board members by Aletti Gestielle SGR
S.p.A. fund manager of Gestielle Obiettivo
Internazionale, Gestielle Obiettivo Italia
and Gestielle Obiettivo Europa; Allianz
Global Investors Italia SGR S.p.A. fund
manager of Allianz Azioni Italia All Stars;
Anima SGR S.p.A. fund manager of Prima Geo
Italia and Anima Italia; Arca SGR S.p.A.
fund manager of Arca Azioni Italia and Arca
BB; BancoPosta Fondi SGR S.p.A. fund
manager of BancoPosta Mix 1, BancoPosta Mix
2, BancoPosta Azionario Euro and BancoPosta
Azionario Internazionale; BNP Paribas
Investment Partners SGR S.p.A. fund manager
of BNL Azioni Italia; Eurizon Capital SGR
S.p.A. fund manager of Eurizon Azioni
Internazionali, Eurizon Azioni Area Euro,
Eurizon Azionario Internazionale Etico,
Eurizon Azioni Europa, Eurizon Azioni
Finanza, Eurizon Diversificato Etico,
Eurizon Azioni Italia and Malatesta
Azionario Europa; Eurizon Capital SA fund
manager of EIS - Flexible Beta Total
Return, EEF - Equity Europe and EEF -
Equity Italy; Fideuram Investimenti SGR
S.p.A. fund manager of Fideuram Italia;
Fideuram Gestions SA fund manager of
Fideuram Fund Equity Europe, Fideuram Fund
Equity Italy, Fonditalia Equity Italy and
Fonditalia Euro Financials; Interfund Sicav
fund manager of Interfund Equity Italy;
Mediolanum Gestioni Fondi SGR S.p.A. fund
manager of Mediolanum Flessibile Italia;
Mediolanum International Funds Limited fund
manager of Challenge Funds; Pioneer Asset
Management SA; Pioneer Investment
Management SGRp.A. Fund manager of Pioneer
Italia Azionario Crescita and Fondo Pioneer
Italia Obbl. Piu a distrib., holding a
total of 91,192,224 shares, representing
0.588% of the ordinary share capital: 1.
Rosalba Casiraghi, 2. Marco Mangiagalli, 3.
Laura Cioli and 4. Chiara Mosca
2.C Resolution with respect to the Supervisory Mgmt Against Against
Board : Election of the Chairman and Deputy
Chairpersons of the Supervisory Board for
financial years 2013/2014/2015 (pursuant to
Art. 23.8 of the Articles of Association)
2.D Resolution with respect to the Supervisory Mgmt Against Against
Board : Determination of remuneration due
to Supervisory Board members (pursuant to
Art. 23.13 of the Articles of Association)
3.A Remuneration and own shares: Remuneration Mgmt For For
policy for Management Board Members
3.B Remuneration and own shares: Report on Mgmt For For
Remuneration: resolution pursuant to Art.
123-ter paragraph 6 of Legislative Decree
58/1998
3.C Remuneration and own shares: Proposal to Mgmt For For
approve the Incentive System based on
financial instruments and to authorise the
purchase and use of own shares
--------------------------------------------------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD, TEL AVIV-JAFFA Agenda Number: 703990425
--------------------------------------------------------------------------------------------------------------------------
Security: M5920A109
Meeting Type: AGM
Meeting Date: 29-Aug-2012
Ticker:
ISIN: IL0002810146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A CONTROLLING OR PERSONAL
INTEREST IN THIS COMPANY. SHOULD EITHER BE
THE CASE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT WE MAY LODGE
YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO
NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Discussion of the financial statements and Mgmt Abstain Against
directors report for the year 2011
2 Re appointment of accountant auditors until Mgmt For For
the next AGM and report of their
remuneration for 2011 : KPMG Somekh Chaikin
3.1 Re appointment of Nir Gilad as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.2 Re appointment of Yossi Rosen as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.3 Re appointment of Chaim Erez as director Mgmt Against Against
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.4 Re appointment of Moshe Vidman as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.5 Re appointment of Avisar Paz as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.6 Re appointment of Eran Sarig as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.7 Re appointment of Avraham (Baiga) Shohat as Mgmt For For
director (until the next AGM) who will
continue to receive the benefits and
conditions that the company directors
generally receive
3.8 Re appointment of Victor Medina as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
3.9 Re appointment of Ovadia Eli as director Mgmt For For
(until the next AGM) who will continue to
receive the benefits and conditions that
the company directors generally receive
4 Re appointment of Prof.Yair.Orgler as an Mgmt For For
external director for an additional three
year term, and authorization to grant him
the maximum remuneration allowed by the
company protocols for experts who are
external directors, as well as the benefits
that company directors generally receive
5 Re appointment of Dr.Miriam Haran as an Mgmt For For
external director for an additional three
year term. Authorization to continue to
grant her the maximum remuneration allowed
by the Company protocols for experts who
are external directors, as well as the
benefits that company directors generally
receive
6 Purchase of insurance cover during a period Mgmt For For
of 3 years for D and O, including owners of
control and their relatives, present and
future. The cover will be in 2 layers:
Layer 1 is Israel Corporation Group Cover
plus Israel Chemicals and Israel Chemical
subsidiaries 20 million USD (premium split
Israel Chemicals 42.5 pct, Israel Corp 57.5
pct). Layer 2 is Israel chemicals group
without Israel corporation 200 million USD.
Total cost to Israel chemicals of premium
for the current year will not exceed
520,000 USD, and for future years will not
increase by more than 25 pct a year
--------------------------------------------------------------------------------------------------------------------------
ITC HOLDINGS CORP. Agenda Number: 933741779
--------------------------------------------------------------------------------------------------------------------------
Security: 465685105
Meeting Type: Special
Meeting Date: 16-Apr-2013
Ticker: ITC
ISIN: US4656851056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AGREEMENT, DATED AS Mgmt For For
OF DECEMBER 4, 2011, AS AMENDED BY
AMENDMENT NO. 1, DATED SEPTEMBER 21, 2012,
AND BY AMENDMENT NO. 2, DATED JANUARY 28,
2013 (AS THE SAME MAY BE AMENDED OR
SUPPLEMENTED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), AMONG ENTERGY CORPORATION, MID
SOUTH TRANSCO LLC, ITC HOLDINGS CORP. AND
ITC MIDSOUTH LLC.
2. TO AMEND THE AMENDED AND RESTATED ARTICLES Mgmt For For
OF INCORPORATION OF ITC HOLDINGS CORP. TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
ITC HOLDINGS CORP. COMMON STOCK FROM
100,000,000 TO 300,000,000.
3. TO APPROVE THE ISSUANCE OF ITC HOLDINGS Mgmt For For
CORP. COMMON STOCK PURSUANT TO THE MERGER
AGREEMENT, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt Against Against
CERTAIN COMPENSATION ARRANGEMENTS FOR ITC
HOLDINGS CORP.'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER CONTEMPLATED
BY THE MERGER AGREEMENT.
5. TO ADJOURN THE SPECIAL MEETING IF NECESSARY Mgmt For For
OR APPROPRIATE TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSALS (1), (2) AND
(3).
--------------------------------------------------------------------------------------------------------------------------
ITC HOLDINGS CORP. Agenda Number: 933770693
--------------------------------------------------------------------------------------------------------------------------
Security: 465685105
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: ITC
ISIN: US4656851056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CHRISTOPHER H. FRANKLIN Mgmt For For
EDWARD G. JEPSEN Mgmt For For
WILLIAM J. MUSELER Mgmt For For
HAZEL R. O'LEARY Mgmt For For
THOMAS G. STEPHENS Mgmt For For
G. BENNETT STEWART, III Mgmt For For
LEE C. STEWART Mgmt For For
J.C. WATTS, JR. Mgmt For For
JOSEPH L. WELCH Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2013.
4. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING, IN THE CASE OF UNCONTESTED DIRECTOR
ELECTIONS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 704545776
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Shareholder Proposal:Dividend Proposal Shr For Against
5 Shareholder Proposal:Share Buy-back Shr For Against
6 Shareholder Proposal:Partial Amendments to Shr For Against
the Articles of Incorporation
7 Shareholder Proposal:Cancellation of All Shr For Against
Existing Treasury Shares
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA, LISBOA Agenda Number: 704182966
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: EGM
Meeting Date: 19-Dec-2012
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 To resolve on the interim balance sheet as Mgmt For For
at September 30th, 2012
2 To resolve on the proposal for the partial Mgmt For For
distribution of free reserves
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 18 DEC 2012 TO
12 DEC 2012. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA, LISBOA Agenda Number: 704328423
--------------------------------------------------------------------------------------------------------------------------
Security: X40338109
Meeting Type: OGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: PTJMT0AE0001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS
1 To resolve on the 2012 annual report and Mgmt For For
accounts
2 To resolve on the proposal for application Mgmt For For
of results
3 To resolve on the 2012 consolidated annual Mgmt For For
report and accounts
4 To assess, in general terms, the management Mgmt For For
and audit of the Company
5 To assess the statement on the remuneration Mgmt For For
policy of the management and audit bodies
of the Company prepared by the Remuneration
Committee
6 To elect the Governing Bodies for the Mgmt For For
2013-2015 period
7 To elect the members of the Remuneration Mgmt For For
Committee for the 2013-2015 period
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 03 APR 2013 TO
02 APR 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr For Against
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG, NAGEL INTERNATIO Agenda Number: 704422322
--------------------------------------------------------------------------------------------------------------------------
Security: H4673L145
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: CH0025238863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES.
ALTHOUGH BLOCKING OF REGISTERED SHARES IS
NOT A LEGAL REQUIREMENT IN THE SWISS
MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. DEPENDING ON
SUB-CUSTODIAN PRACTICES, SHARES MAY REMAIN
REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE SHARES MAY NOT ALWAYS BE
AVAILABLE FOR TRADING. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE
ANY CONCERNS.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. ALTHOUGH
BLOCKING OF REGISTERED SHARES IS NOT A
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT REPRESENTATIVE.
1 Approval of the annual report, financial Mgmt For For
statements and consolidated financial
statements 2012
2 Resolution on the appropriation of the Mgmt For For
balance sheet profit
3 Discharge to the board of directors and the Mgmt For For
management
4.A Re-election of the board of director: Mr. Mgmt For For
Dr. Renato Fassbind
4.B Re-election of the board of director: Mr. Mgmt For For
Juergen Fitschen
4.C Re-election of the board of director: Mr. Mgmt Against Against
Karl Gernandt
4.D Re-election of the board of director: Mr. Mgmt Against Against
Klaus-Michael Kuehne
4.E Re-election of the board of director: Mr. Mgmt For For
Hans Lerch
4.F Re-election of the board of director: Mr. Mgmt Against Against
Dr. Thomas Staehelin
4.G Re-election of the board of director: Mr. Mgmt For For
Dr. Joerg Wolle
4.H Re-election of the board of director: Mr. Mgmt Against Against
Bernd Wrede
5 Election of the auditors / Ernst and Young Mgmt For For
Ag, Zurich
6 In the case of ad-hoc shareholder motions Mgmt Abstain Against
proposed during the general meeting, I
authorize my proxy to act as follows in
accordance with the board of directors
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 704410593
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F169
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: BMG5485F1692
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0411/LTN20130411412.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0411/LTN20130411404.pdf
1 To receive and adopt the Audited Mgmt For For
Consolidated Accounts and Reports of the
Directors and the Auditors for the year
ended 31 December 2012
2 To declare a final dividend of 16 HK cents Mgmt For For
per share
3.a To re-elect Dr Victor Fung Kwok King as Mgmt For For
Director
3.b To re-elect Mr Bruce Philip Rockowitz as Mgmt For For
Director
3.c To re-elect Mr Paul Edward Selway-Swift as Mgmt For For
Director
3.d To re-elect Mrs Margaret Leung Ko May Yee Mgmt For For
as Director
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditors and to authorise the Directors to
fix their remuneration
5 To give a general mandate to the Directors Mgmt For For
to repurchase the Company's shares up to
10%
6 To give a general mandate to the Directors Mgmt Against Against
to issue new shares up to 20% or in the
case of issue of new shares solely for cash
and unrelated to any asset acquisition, up
to 10%
7 To authorise the Directors to issue the Mgmt Against Against
shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 933781608
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM J. AVERY Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM PORTER PAYNE Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK S. PITTARD Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE AN ADVISORY RESOLUTION ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 933810928
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT BENSOUSSAN Mgmt For For
WILLIAM H. GLENN Mgmt For For
THOMAS G. STEMBERG Mgmt For For
DENNIS J. WILSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2014.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 933818140
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 26-Jun-2013
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. SEHAT SUTARDJA Mgmt For For
1B. ELECTION OF DIRECTOR: DR. JUERGEN GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: DR. JOHN G. KASSAKIAN Mgmt For For
1D. ELECTION OF DIRECTOR: ARTURO KRUEGER Mgmt For For
1E. ELECTION OF DIRECTOR: DR. RANDHIR THAKUR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR AUDITORS AND INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AND TO AUTHORIZE
THE AUDIT COMMITTEE, ACTING ON BEHALF OF
THE BOARD OF DIRECTORS, TO FIX THE
REMUNERATION OF THE AUDITORS AND
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, IN BOTH CASES FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2014.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933758368
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1.4 ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1.6 ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1.7 ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1.8 ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MICHAEL PAGE INTERNATIONAL PLC, ADDLESTONE Agenda Number: 704473850
--------------------------------------------------------------------------------------------------------------------------
Security: G68694119
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: GB0030232317
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and the reports of Mgmt For For
the directors and auditors thereon
2 To declare a final dividend Mgmt For For
3 To elect Robin Buchanan as a director of Mgmt For For
the Company
4 To re-elect Steve Ingham as a director of Mgmt For For
the Company
5 To elect Andrew Bracey as a director of the Mgmt For For
Company
6 To re-elect Ruby McGregor-Smith as a Mgmt For For
director of the Company
7 To re-elect Dr Tim Miller as a director of Mgmt For For
the Company
8 To elect Simon Boddie as a director of the Mgmt For For
Company
9 To elect David Lowden as a director of the Mgmt For For
Company
10 To receive and approve the report on Mgmt Abstain Against
Directors' remuneration
11 To re-appoint Ernst & Young LLP as auditors Mgmt For For
12 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
13 To authorise the Company and its Mgmt For For
subsidiaries to make political donations in
accordance with S366 and S367 of the
Companies Act 2006
14 To authorise the Directors to allot shares Mgmt For For
pursuant to S551 of the Companies Act 2006
15 To disapply pre-emption rights Mgmt For For
16 To authorise the Company to purchase its Mgmt For For
own shares
17 To authorise the Company to call General Mgmt For For
Meetings on not less than 14 clear days'
notice
18 To approve the Michael Page International Mgmt For For
Long Term Incentive plan
19 To approve the Michael Page International Mgmt For For
Deferred Bonus Plan
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr For Against
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933717920
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1B. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1C. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1D. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
3. ADVISORY, (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION OF
THE COMPANY TO DECLASSIFY THE BOARD.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 933797839
--------------------------------------------------------------------------------------------------------------------------
Security: 611740101
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: MNST
ISIN: US6117401017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RODNEY C. SACKS Mgmt For For
HILTON H. SCHLOSBERG Mgmt For For
NORMAN C. EPSTEIN Mgmt For For
BENJAMIN M. POLK Mgmt For For
SYDNEY SELATI Mgmt For For
HAROLD C. TABER, JR. Mgmt For For
MARK S. VIDERGAUZ Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
3 PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933744559
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt For For
1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt For For
1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: J. NELSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. THOMPSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. APPROVE THE 2013 STOCK INCENTIVE PLAN. Mgmt For For
5. APPROVE THE PERFORMANCE PAY PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933673471
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
4. TO RE-APPROVE AND AMEND THE NIKE, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NISSAN MOTOR CO.,LTD. Agenda Number: 704573763
--------------------------------------------------------------------------------------------------------------------------
Security: J57160129
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3672400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Granting of Share Appreciation Rights (SAR) Mgmt For For
to the Directors
--------------------------------------------------------------------------------------------------------------------------
NITORI HOLDINGS CO.,LTD. Agenda Number: 704456171
--------------------------------------------------------------------------------------------------------------------------
Security: J58214107
Meeting Type: AGM
Meeting Date: 17-May-2013
Ticker:
ISIN: JP3756100008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
2 Allow Board to Authorize Use of Free Share Mgmt Against Against
Options as Anti-Takeover Defense Measure
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933772914
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1992 STOCK OPTION AND
RESTRICTED STOCK PLAN.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION.
6. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933696974
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Special
Meeting Date: 09-Nov-2012
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF NRG ENERGY, INC. Mgmt For For
COMMON STOCK, PAR VALUE $0.01 PER SHARE,
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JULY 20, 2012, BY AND
AMONG NRG ENERGY, INC., PLUS MERGER
CORPORATION AND GENON ENERGY, INC.
2. TO APPROVE AN AMENDMENT TO NRG ENERGY, Mgmt For For
INC.'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO FIX THE MAXIMUM NUMBER OF
DIRECTORS THAT MAY SERVE ON NRG'S BOARD OF
DIRECTORS AT 16 DIRECTORS.
3. TO APPROVE ANY MOTION TO ADJOURN THE NRG Mgmt For For
ENERGY, INC. SPECIAL MEETING, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 933768965
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TENCH COXE Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. GAITHER Mgmt For For
1C. ELECTION OF DIRECTOR: JEN-HSUN HUANG Mgmt For For
1D. ELECTION OF DIRECTOR: MARK L. PERRY Mgmt For For
1E. ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
1F. ELECTION OF DIRECTOR: MARK A. STEVENS Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED 2007 Mgmt For For
EQUITY INCENTIVE PLAN.
3. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 26,
2014.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933771063
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H. ELECTION OF DIRECTOR: RAY R. IRANI Mgmt Against Against
1I. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J. ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt Against Against
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS
4. STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933790316
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 MANAGEMENT REPORT AND FINANCIAL STATEMENTS, Mgmt For For
ACCOMPANIED OF OPINION FROM THE FISCAL
BOARD.
O2 CAPITAL BUDGET, REGARDING THE YEAR OF 2013. Mgmt For For
O3 DESTINATION OF INCOME FOR THE YEAR OF 2012. Mgmt For For
O4A ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: APPOINTED BY THE CONTROLLING
SHAREHOLDER.
O4B ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
O5 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS APPOINTED BY THE CONTROLLING
SHAREHOLDER.
O6A ELECTION OF THE MEMBERS OF THE FISCAL BOARD Mgmt For For
AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED
BY THE CONTROLLING SHAREHOLDER.
O6B ELECTION OF THE MEMBERS OF THE FISCAL BOARD Mgmt For For
AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED
BY THE MINORITY SHAREHOLDERS, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
O7 ESTABLISHMENT OF COMPENSATION OF MANAGEMENT Mgmt For For
AND EFFECTIVE MEMBERS IN THE FISCAL BOARD.
E1 INCREASE OF THE CAPITAL STOCK. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PETSMART, INC. Agenda Number: 933813962
--------------------------------------------------------------------------------------------------------------------------
Security: 716768106
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: PETM
ISIN: US7167681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGEL CABRERA Mgmt For For
1B. ELECTION OF DIRECTOR: RITA V. FOLEY Mgmt For For
1C. ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY P. JOSEFOWICZ Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD K. LOCHRIDGE Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT F. MORAN Mgmt For For
1H. ELECTION OF DIRECTOR: BARBARA MUNDER Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS G. STEMBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR 2013 FISCAL
YEAR ENDING FEBRUARY 2, 2014.
3. TO APPROVE OUR AMENDED AND RESTATED Mgmt For For
EXECUTIVE SHORT-TERM INCENTIVE PLAN.
4. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933754182
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1D. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1E. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1L. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933743088
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR BERNARDES Mgmt For For
1C. ELECTION OF DIRECTOR: BRET. K. CLAYTON Mgmt For For
1D. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1G. ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF Mgmt For For
1I. ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF PRAXAIR'S NAMED
EXECUTIVE OFFICERS.
3. A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
4. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933805080
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIM ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 2,400,000 SHARES AND CERTAIN OTHER
AMENDMENTS TO THE PLAN.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr For Against
STOCKHOLDER PROPOSAL REQUESTING THAT THE
COMPANY'S BOARD OF DIRECTORS ADOPT A POLICY
LIMITING THE ACCELERATION OF VESTING OF
EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES
IN THE EVENT OF A CHANGE IN CONTROL OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
PRYSMIAN S.P.A., MILANO Agenda Number: 704346849
--------------------------------------------------------------------------------------------------------------------------
Security: T7630L105
Meeting Type: MIX
Meeting Date: 16-Apr-2013
Ticker:
ISIN: IT0004176001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 168205 DUE TO RECEIPT OF
AUDITORS' SLATES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156672.PDF
O.1 Financial statements at 31 December 2012. Mgmt For For
Directors report and proposed allocation of
net profit for the year report by the board
of statutory auditors, report by the
independent auditors
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS AUDITORS, THERE IS
ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
OF THE 2 SLATES. THANK YOU.
O.2.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Appointment of the board of
statutory auditors and its chairman for the
period 2013 2015: List presented by Clubtre
Srl: Effective: 1. Mr. Paolo Lazzati and 2.
Mrs. Maria Luisa Mosconi. Alternate: 1. Mr.
Marcello Garzia
O.2.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: Appointment of the board of
statutory auditors and its chairman for the
period 2013 2015: List presented by Allianz
Global Investors Italia SGR SpA: Effective:
1. Mr. Pellegrino Libroia. Alternate: 1.
Mrs. Claudia Mezzabotta
O.3 Determination of the emoluments of members Mgmt For For
of the board of statutory auditors
O.4 Grant of authority to the board of Mgmt For For
directors to buy back and dispose of
treasury shares pursuant to articles 2357
and 2357 ter of the Italian civil code.
Revocation of the authorisation to buy back
and dispose of treasury shares under the
shareholder resolution dated 18 April 2012
O.5 Share ownership plan in favour of Prysmian Mgmt For For
Group's employees
O.6 Consultation on the Prysmian Group's Mgmt For For
remuneration policies
E.1 Authorization to convert, under art. 2420 Mgmt For For
bis, par.1 of the Italian civil code, of
the equity linked bond, resolved by the
board of directors on 4 March 2013,
reserved to institutional investors and
with nominal value equal to euro
300,000,000.00. Consequent increase in
share capital under art. 2420 bis, par.2 of
the Italian civil code, in a divisible
form, with the exclusion of pre emptive
rights under art. 2441, par. 5 of the
Italian civil code, serving the
abovementioned convertible bond by a
maximum nominal amount of euro
1,344,411.30, by issuing up to 13.444.113
ordinary shares of the company with a
nominal value of euro 0.10 each. Amendment
of art. 6 of the bylaws. Resolutions
related thereto. Granting of powers in
relation to the above transaction
--------------------------------------------------------------------------------------------------------------------------
PUBLICIS GROUPE SA, PARIS Agenda Number: 704448857
--------------------------------------------------------------------------------------------------------------------------
Security: F7607Z165
Meeting Type: MIX
Meeting Date: 29-May-2013
Ticker:
ISIN: FR0000130577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0422/201304221301453.pdf
O.1 Approval of the corporate financial Mgmt For For
statements for the 2012 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2012 financial year
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Option for payment of the dividend in cash Mgmt For For
or in shares
O.5 Special report of the Statutory Auditors on Mgmt For For
the regulated agreements and commitments
O.6 Appointment of Mr. Jean Charest as Mgmt For For
Supervisory Board member
O.7 Renewal of term of the company Ernst & Mgmt For For
Young et Autres as principal Statutory
Auditor
O.8 Renewal of term of the company Auditex as Mgmt For For
deputy Statutory Auditor
O.9 Advisory opinion on the mechanisms of Mgmt For For
remuneration of Mrs. Elisabeth Badinter,
Chairman of the Supervisory Board
O.10 Advisory opinion on the mechanisms of Mgmt Against Against
remuneration of Mr. Maurice Levy, Chairman
of the Executive Board
O.11 Authorization to be granted to the Mgmt For For
Executive Board to allow the Company to
trade its own shares
E.12 Authorization to be granted to the Mgmt For For
Executive Board to reduce capital by
cancellation of treasury shares
E.13 Authorization to be granted to the Mgmt For For
Executive Board to issue shares or equity
securities without preferential
subscription rights with powers to set the
issue price
E.14 Delegation of authority to be granted to Mgmt For For
the Executive Board to issue shares or
securities, in consideration for in-kind
contributions granted to the Company up to
the limit of 10% of share capital
E.15 Authorization to be granted to the Mgmt Against Against
Executive Board to grant share subscription
and/or purchase options to employees and/or
corporate executive officers of the Company
or Group companies
E.16 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide to issue
equity securities or securities giving
access to capital of the Company with
cancellation of preferential subscription
rights in favor of members of a company
savings plan
E.17 Delegation of authority to be granted to Mgmt For For
the Executive Board to decide to issue
share or securities giving access to
capital with cancellation of preferential
subscription rights in favor of some
categories of beneficiaries
E.18 Amendment to Article 13 II of the bylaws of Mgmt For For
the Company regarding the term of office
and term renewal of Supervisory Board
members
E.19 Amendment to Article 19 "General points" of Mgmt For For
the bylaws of the Company to allow public
viewing of the General Meeting, including
on Internet
E.20 Amendment to Article 20 "Representation and Mgmt For For
admission to General Meetings" of the
bylaws of the Company to allow
participation in General Meetings by means
of remote transmission
E.21 Amendment to Article 21 "Administration, Mgmt For For
attendance sheets, votes" of the bylaws of
the Company in order to introduce remote
electronic voting for shareholders
O.22 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933781747
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: MICHAEL Mgmt For For
BALMUTH
1B. ELECTION OF CLASS II DIRECTOR: K. GUNNAR Mgmt For For
BJORKLUND
1C. ELECTION OF CLASS II DIRECTOR: SHARON D. Mgmt For For
GARRETT
1D. ELECTION OF CLASS III DIRECTOR: MICHAEL J. Mgmt For For
BUSH
1E. ELECTION OF CLASS III DIRECTOR: NORMAN A. Mgmt For For
FERBER
1F. ELECTION OF CLASS III DIRECTOR: GREGORY L. Mgmt For For
QUESNEL
2. APPROVAL OF CERTAIN PROVISIONS OF 2008 Mgmt For For
EQUITY INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 1, 2014.
--------------------------------------------------------------------------------------------------------------------------
SAIPEM SPA, SAN DONATO MILANESE Agenda Number: 704370612
--------------------------------------------------------------------------------------------------------------------------
Security: T82000117
Meeting Type: OGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: IT0000068525
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_159429.PDF
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
POSTPONEMENT OF MEETING DATE FROM 24 APR
2013 TO 30 APR 2013. THERE IS NO NEED TO
RE-VOTE AS INITIAL VOTE INSTRUCTIONS REMAIN
VALID. THANK YOU.
1 Statutory Financial Statements at December Mgmt For For
31, 2012 of Saipem S.p.A. Relevant
deliberations. Presentation of the
Consolidated Financial Statements at
December 31, 2012. Reports by the Board of
Directors, the Statutory Auditors and the
External Auditors
2 Allocation of the net profit Mgmt For For
3 Appointment of a Board Director Mgmt Against Against
4 Additional fees to the External Auditors Mgmt For For
5 Compensation Report: compensation policy Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704284520
--------------------------------------------------------------------------------------------------------------------------
Security: 796050888
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: US7960508882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of Balance Sheet, Income Mgmt For For
Statement, and Statement of Appropriation
of Retained Earnings (Draft) for the 44th
Fiscal Year (January 1, 2012 to December
31, 2012)-Cash Dividends (including interim
dividend of KRW 500) Dividend per share:
KRW 8,000 (Common) KRW 8,050 (Preferred)
2.1.1 Re-elect Lee In-Ho as Outside Director Mgmt For For
2.1.2 Elect Song Kwang-Soo as Outside Director Mgmt For For
2.1.3 Elect Kim Eun-Mee as Outside Director Mgmt For For
2.2.1 Elect Yoon Boo-Keun as Inside Director Mgmt For For
2.2.2 Elect Shin Jong-Kyun as Inside Director Mgmt For For
2.2.3 Elect Lee Sang-Hoon as Inside Director Mgmt For For
2.3.1 Re-elect Lee In-Ho as Member of Audit Mgmt For For
Committee
2.3.2 Elect Song Kwang-Soo as Member of Audit Mgmt For For
Committee
3 Approve Total Remuneration of Inside Mgmt For For
Directors and Outside Directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN AMOUNTS OF RESOLUTION 1. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 704317684
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 03-May-2013
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300671.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301265.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Appointment of Mrs. Fabienne Lecorvaisier Mgmt For For
as Board member
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.6 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities while
maintaining preferential subscription
rights
E.7 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities with
cancellation of preferential subscription
rights by public offering
E.8 Authorization to the Board of Directors to Mgmt For For
issue shares or securities giving access to
capital without preferential subscription
rights, in consideration for in-kind
contributions of equity securities or
securities giving access to capital
E.9 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase the
number of issuable securities in case of
capital increase with or without
preferential subscription rights
E.10 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by incorporation of
reserves, profits, premiums or other
amounts
E.11 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares or securities giving access to
capital reserved for members of savings
plans with cancellation of preferential
subscription rights in favor of the latter
E.12 Delegation of authority to be granted to Mgmt For For
the Board of Directors to carry out free
allocations of shares existing or to be
issued without preferential subscription
rights in favor of employees and corporate
officers of the Company or affiliated
companies or groups
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to grant share
subscription or purchase options without
preferential subscription rights
E.14 Delegation to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 704462946
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 14 MAY 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved group
financial statements, the combined
management report and group management
report of SAP AG, including the Executive
Board's explanatory notes relating to the
information provided pursuant to Sections
289 (4) and (5) and 315 (4) of the
Commercial Code (HGB), and the Supervisory
Board's report, each for fiscal year 2012
2. Resolution on the appropriation of the Mgmt For For
retained earnings of fiscal year 2012
3. Resolution on the formal approval of the Mgmt For For
acts of the Executive Board in fiscal year
2012
4. Resolution on the formal approval of the Mgmt For For
acts of the Supervisory Board in fiscal
year 2012
5. Resolution on the authorization to acquire Mgmt For For
and use treasury shares pursuant to Section
71 (1) no. 8 AktG, with possible exclusion
of the shareholders' subscription rights
and potential rights to offer shares
6. Appointment of the auditors of the Mgmt For For
financial statements and group financial
statements for fiscal year 2013: KPMG AG
--------------------------------------------------------------------------------------------------------------------------
SBERBANK OF RUSSIA OJSC, MOSCOW Agenda Number: 704476933
--------------------------------------------------------------------------------------------------------------------------
Security: 80585Y308
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: US80585Y3080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the annual report for 2012 Mgmt For For
2 Approve the annual report for 2012, Mgmt For For
including the balance sheet and the profit
and loss statement (disclosure forms)
3 3.1. Approve distribution of profits for Mgmt For For
2012; 3.2 Pay dividends on ordinary shares
of RUB 2.57 per one share, and on preferred
shares of RUB 3.20 per one share
4 Approve Ernst & Young Vneshaudit CJSC as Mgmt For For
the auditor for 2013 and the Q1, 2014
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
5.1 To elect the member of the Board of Mgmt Against Against
Directors: Gref Herman Oskarovich
5.2 To elect the member of the Board of Mgmt For For
Directors: Guriev Sergei Maratovich
5.3 To elect the member of the Board of Mgmt Against Against
Directors: Dmitriev Mikhail Egonovich
5.4 To elect the member of the Board of Mgmt Against Against
Directors: Zlatkis Bella Ilinichna
5.5 To elect the member of the Board of Mgmt Against Against
Directors: Ivanova Nadezhda Yurievna
5.6 To elect the member of the Board of Mgmt Against Against
Directors: Ignatiev Sergei Mikhailovich
5.7 To elect the member of the Board of Mgmt Against Against
Directors: Kudrin Alexey Leonidovich
5.8 To elect the member of the Board of Mgmt Against Against
Directors: Lomakin-Rumyantsev Ilya
Vadimovich
5.9 To elect the member of the Board of Mgmt Against Against
Directors: Luntovsky Georgy Ivanovich
5.10 To elect the member of the Board of Mgmt Against Against
Directors: Matovnikov Mikhail Yurievich
5.11 To elect the member of the Board of Mgmt For For
Directors: Mau Vladimir Alexandrovich
5.12 To elect the member of the Board of Mgmt Against Against
Directors: Moiseev Alexey Vladimirovich
5.13 To elect the member of the Board of Mgmt Against Against
Directors: Profumo Alessandro
5.14 To elect the member of the Board of Mgmt Against Against
Directors: Sinelnikov-Murylev Sergei
Germanovich
5.15 To elect the member of the Board of Mgmt Against Against
Directors: Tulin Dmitry Vladislavovich
5.16 To elect the member of the Board of Mgmt Against Against
Directors: Ulukaev Alexei Valentinovich
5.17 To elect the member of the Board of Mgmt Against Against
Directors: Freeman Ronald
5.18 To elect the member of the Board of Mgmt Against Against
Directors: Shvetsov Sergei Anatolievich
5.19 To elect the member of the Board of Mgmt For For
Directors: Egilmez Ahmet Mahfi
6.1 Elect the member of the Auditing Committee: Mgmt For For
Borodina Natalia Petrovna
6.2 Elect the member of the Auditing Committee: Mgmt For For
Volkov Vladimir Mikhailovich
6.3 Elect the member of the Auditing Committee: Mgmt For For
Dolzhnikov Maxim Leonidovich
6.4 Elect the member of the Auditing Committee: Mgmt For For
Isakhanova Yulia Yurievna
6.5 Elect the member of the Auditing Committee: Mgmt For For
Minenko Alexei Evgenievich
6.6 Elect the member of the Auditing Committee: Mgmt For For
Polyakova Olga Vasilievna
6.7 Elect the member of the Auditing Committee: Mgmt For For
Revina Natalia Vladimirovna
7 7. 1. Pay remuneration to the members of Mgmt For For
the Supervisory Board of Sberbank of Russia
OJSC subject to their consent in accordance
with the laws of the Russian Federation: -
RUB 4.2 million each for discharge of
duties of a member of the Supervisory Board
- RUB 420 thousand each for discharge of
duties of a member of a committee of the
Supervisory Board - RUB 840 thousand each
for discharge of duties of the Chairperson
of a committee of the Supervisory Board -
RUB 1.26 million for discharge of duties of
the Chairman of the Supervisory Board.
Determine that remuneration for discharge
of duties in each capacity is summed up if
a member of the Supervisory Board acts in
different capacities. 7.2. To compensate
expenses incurred in discharging the
functions of members of the Supervisory
Board of Sberbank of Russia to CONTD
CONT CONTD members of the Supervisory Board of Non-Voting
the Bank. 7.3. Pay remuneration to the
Chairman of the Audit Commission of
Sberbank of Russia OJSC in the amount of
RUB 1 million, and to the members of the
Audit Commission in the amount of RUB
750,000, subject to their consent in
accordance with the laws of the Russian
Federation
8 8.1 Approve the Regulation on Remuneration Mgmt For For
and Compensation Paid to Members of the
Supervisory Board of Sberbank of Russia.
8.2 Approve the amount of basic
remuneration at 4.2 million rubles
9 Approve the new version of the Bank's Mgmt For For
Charter. Authorize the CEO, Chairman of the
Management Board of the Bank to sign the
documents required for state registration
of the new version of the Bank's Charter
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN SPELLING OF DIRECTOR'S NAME IN
RESOLUTION 5.8. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SCHRODERS PLC, LONDON Agenda Number: 704346572
--------------------------------------------------------------------------------------------------------------------------
Security: G7860B102
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB0002405495
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Final dividend Mgmt For For
3 Remuneration report Mgmt For For
4 Elect Nichola Pease Mgmt For For
5 Re-elect Ashley Almanza Mgmt For For
6 Re-elect Andrew Beeson Mgmt For For
7 Re-elect Luc Bertrand Mgmt For For
8 Re-elect Robin Buchanan Mgmt For For
9 Re-elect Michael Dobson Mgmt For For
10 Re-elect Lord Howard of Penrith Mgmt For For
11 Re-elect Philip Mallinckrodt Mgmt For For
12 Re-elect Bruno Schroder Mgmt For For
13 Re-elect Massimo Tosato Mgmt For For
14 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
15 Authority for the Directors to fix the Mgmt For For
auditors' remuneration
16 Authority to allot shares Mgmt For For
17 Authority to purchase own shares Mgmt For For
18 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHIRE PLC, ST HELIER Agenda Number: 704375751
--------------------------------------------------------------------------------------------------------------------------
Security: G8124V108
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: JE00B2QKY057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts and the Mgmt For For
reports of the Directors and Auditor for
the year ended December 31, 2012
2 To approve the remuneration report Mgmt For For
3 To re-elect William Burns as a director Mgmt For For
4 To re-elect Matthew Emmens as a director Mgmt For For
5 To re-elect Dr. David Ginsburg as a Mgmt For For
director
6 To re-elect Graham Hetherington as a Mgmt For For
director
7 To re-elect David Kappler as a director Mgmt For For
8 To re-elect Susan Kilsby as a director Mgmt For For
9 To re-elect Anne Minto as a director Mgmt For For
10 To re-elect David Stout as a director Mgmt For For
11 To elect Dr. Steven Gillis as a director Mgmt For For
12 To elect Dr. Flemming Ornskov as a director Mgmt For For
13 To re-appoint Deloitte LLP as the Company's Mgmt For For
Auditor
14 To authorize the Audit, Compliance & Risk Mgmt For For
Committee to determine the remuneration of
the Auditor
15 To authorize the allotment of shares Mgmt For For
16 To authorize the disapplication of Mgmt For For
pre-emption rights
17 To authorize the Company to purchase its Mgmt For For
own shares
18 To approve the notice period for general Mgmt For For
meetings
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 11. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOCIETE GENERALE SA, PARIS Agenda Number: 704288845
--------------------------------------------------------------------------------------------------------------------------
Security: F43638141
Meeting Type: OGM
Meeting Date: 22-May-2013
Ticker:
ISIN: FR0000130809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0227/201302271300467.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0422/201304221301445.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year 2012
2 Allocation of income 2012 and setting the Mgmt For For
dividend
3 Option to pay the dividend in new shares Mgmt For For
4 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
5 Regulated agreements and commitments Mgmt For For
6 Renewal of term of Mr. Jean-Bernard LEVY as Mgmt For For
Board member
7 Appointment of Mrs. Alexandra SCHAAPVELD as Mgmt For For
Board member
8 Authorization granted to the Board of Mgmt For For
Directors to trade in Company's shares
within the limit of 5% of capital
9 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 704573903
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
4.4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SONOVA HOLDING AG, STAEFA Agenda Number: 704528833
--------------------------------------------------------------------------------------------------------------------------
Security: H8024W106
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: CH0012549785
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES.
ALTHOUGH BLOCKING OF REGISTERED SHARES IS
NOT A LEGAL REQUIREMENT IN THE SWISS
MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. DEPENDING ON
SUB-CUSTODIAN PRACTICES, SHARES MAY REMAIN
REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE SHARES MAY NOT ALWAYS BE
AVAILABLE FOR TRADING. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE
ANY CONCERNS.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. ALTHOUGH
BLOCKING OF REGISTERED SHARES IS NOT A
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT REPRESENTATIVE.
1.1 Approval of the annual report, of the Mgmt For For
financial statements of Sonova Holding AG
and of the consolidated financial
statements for 2012/13, acknowledgement of
the auditor's report
1.2 Advisory vote on the compensation report Mgmt For For
2012/13
2.1 Appropriation of retained earnings Mgmt For For
2.2 Approve dividends of CHF 1.60 per share Mgmt For For
from capital contribution reserves
3 Discharge of the members of the board of Mgmt For For
directors and of the management board
4.1.1 Re-election to the board of directors: Mr. Mgmt For For
Beat Hess
4.1.2 Re-election to the board of directors: Mr. Mgmt For For
John J. Zei
4.2.1 Election to the board of directors: Mr. Mgmt For For
Jinlong Wang
4.3 Re-election of the auditor: Mgmt For For
PricewaterhouseCoopers AG, Zurich
5 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 2.2. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SONY FINANCIAL HOLDINGS INC. Agenda Number: 704573888
--------------------------------------------------------------------------------------------------------------------------
Security: J76337104
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3435350008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda Number: 933751667
--------------------------------------------------------------------------------------------------------------------------
Security: 790849103
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: STJ
ISIN: US7908491035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STUART M. ESSIG Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA B. HILL Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL A. ROCCA Mgmt For For
2. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
INCORPORATION AND BYLAWS TO DECLASSIFY OUR
BOARD OF DIRECTORS.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 704595808
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 11th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements (Basel III), Decrease Capital
Shares to be issued to 3,000,564,000 shs.
in accordance with a Reduction to be Caused
in the Total Number of each of the Classes
of Shares, Eliminate Articles Related to
Type 6 Preferred Stocks(PLEASE NOTE THAT
THIS IS THE CONCURRENT AGENDA ITEM FOR THE
CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS
OF ORDINARY SHARES.)
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt Against Against
5 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933815625
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HAROLD J. BOUILLION Mgmt For For
ENOCH L. DAWKINS Mgmt For For
DAVID D. DUNLAP Mgmt For For
JAMES M. FUNK Mgmt For For
TERENCE E. HALL Mgmt For For
E.E. "WYN" HOWARD, III Mgmt For For
PETER D. KINNEAR Mgmt For For
MICHAEL M. MCSHANE Mgmt For For
W. MATT RALLS Mgmt For For
JUSTIN L. SULLIVAN Mgmt For For
2. AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
3. THE ADOPTION OF THE 2013 STOCK INCENTIVE Mgmt For For
PLAN.
4. THE ADOPTION OF THE 2013 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
5. THE ADOPTION OF AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO REMOVE THE
LIMITATION ON NON-U.S. CITIZEN STOCK
OWNERSHIP.
6. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 704328980
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 154692,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, including Mgmt For For
the annual financial statements and the
group consolidated financial statements for
the year 2012
1.2 Consultative vote on the compensation Mgmt For For
system
2 Discharge of the members of the board of Mgmt For For
directors and the executive committee
3 Appropriation of the available earnings as Mgmt For For
per balance sheet 2012 and dividend
decision: CHF 9.50 per share
4.1 Re-election of Michael Mack to the board of Mgmt For For
director
4.2 Re-election of Jacques Vincent to the board Mgmt For For
of director
4.3 Election of Eleni Gabre-Madhin to the board Mgmt For For
of director
4.4 Election of Eveline Saupper to the board of Mgmt For For
director
5 Election of the external auditor Ernst and Mgmt For For
Young Ag
6 Additional and/or counter - proposals Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 933734356
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 03-Apr-2013
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AART J. DE GEUS Mgmt For For
CHI-FOON CHAN Mgmt For For
ALFRED CASTINO Mgmt For For
BRUCE R. CHIZEN Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
C.L. "MAX" NIKIAS Mgmt For For
JOHN G. SCHWARZ Mgmt For For
ROY VALLEE Mgmt For For
STEVEN C. WALSKE Mgmt For For
2. TO APPROVE OUR 2006 EMPLOYEE EQUITY Mgmt For For
INCENTIVE PLAN, AS AMENDED, IN ORDER TO,
AMONG OTHER ITEMS, INCREASE THE NUMBER OF
SHARES AVAILABLE FOR ISSUANCE UNDER THAT
PLAN BY 5,000,000 SHARES.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 2,
2013.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 933825474
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT 2012 BUSINESS REPORT AND Mgmt For
FINANCIAL STATEMENTS.
2) TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For
2012 PROFITS.
3) TO REVISE THE FOLLOWING INTERNAL RULES: A) Mgmt For
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS; B) PROCEDURES FOR LENDING FUNDS TO
OTHER PARTIES; C) PROCEDURES FOR
ENDORSEMENT AND GUARANTEE.
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC, CHESHUNT Agenda Number: 704532767
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts for the Mgmt For For
year ended 23 February 2013
2 To approve the Directors Remuneration Mgmt For For
Report
3 To declare a final dividend Mgmt For For
4 To elect Olivia Garfield as a director Mgmt For For
5 To re-elect Sir Richard Broadbent as a Mgmt For For
director
6 To re-elect Philip Clarke as a director Mgmt For For
7 To re-elect Gareth Bullock as a director Mgmt For For
8 To re-elect Patrick Cescau as a director Mgmt For For
9 To re-elect Stuart Chambers as a director Mgmt For For
10 To re-elect Ken Hanna as a director Mgmt For For
11 To re-elect Laurie McIlwee as a director Mgmt For For
12 To re-elect Deanna Oppenheimer as a Mgmt For For
director
13 To re-elect Jacqueline Tammenoms Bakker as Mgmt For For
a director
14 To re-appoint the auditors Mgmt For For
15 To set the auditors remuneration Mgmt For For
16 To authorise the directors to allot shares Mgmt For For
17 To disapply pre-emption rights Mgmt For For
18 To authorise the Company to purchase its Mgmt For For
own shares
19 To authorise political donations by the Mgmt For For
Company and its subsidiaries
20 To authorise short notice general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 933740462
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANDRES GLUSKI Mgmt For For
1B ELECTION OF DIRECTOR: ZHANG GUO BAO Mgmt Against Against
1C ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1D ELECTION OF DIRECTOR: TARUN KHANNA Mgmt For For
1E ELECTION OF DIRECTOR: JOHN A. KOSKINEN Mgmt For For
1F ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1H ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1I ELECTION OF DIRECTOR: MOISES NAIM Mgmt For For
1J ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1K ELECTION OF DIRECTOR: SVEN SANDSTROM Mgmt For For
2 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR YEAR
2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933779754
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
03 APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt Against Against
RESTATED STOCK INCENTIVE PLAN (2013)
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
COMMITTEE
06 SHAREHOLDER PROPOSAL REGARDING GOLDMAN Shr Against For
SACHS LOBBYING DISCLOSURE
07 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
08 SHAREHOLDER PROPOSAL REGARDING MAXIMIZATION Shr Against For
OF VALUE FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. Agenda Number: 933766959
--------------------------------------------------------------------------------------------------------------------------
Security: 580645109
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: MHP
ISIN: US5806451093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PEDRO ASPE Mgmt For For
1B. ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES E. HALDEMAN, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: LINDA KOCH LORIMER Mgmt For For
1F. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT P. MCGRAW Mgmt For For
1H. ELECTION OF DIRECTOR: HILDA Mgmt For For
OCHOA-BRILLEMBOURG
1I. ELECTION OF DIRECTOR: SIR MICHAEL RAKE Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: KURT L. SCHMOKE Mgmt For For
1L. ELECTION OF DIRECTOR: SIDNEY TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: RICHARD E. THORNBURGH Mgmt For For
2. VOTE TO AMEND THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO CHANGE THE
NAME OF THE COMPANY TO "MCGRAW HILL
FINANCIAL, INC." FROM "THE MCGRAW-HILL
COMPANIES, INC."
3. VOTE TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION PROGRAM FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS
4. VOTE TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
5. SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER Shr For Against
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 704387477
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 17-May-2013
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 170136 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0408/201304081301115.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
TEXT OF RESOLUTIONS O.7, E.11 AND E.12.
THANK YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
O.5 Renewal of term of Mr. Thierry Desmarest as Mgmt For For
Board member
O.6 Renewal of term of Mr. Gunnar Brock as Mgmt For For
Board member
O.7 Renewal of term of Mr. Gerard Lamarche as Mgmt For For
Board member
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
DIRECTORS. THANK YOU.
O.8 Appointment of Mr. Charles Keller as Board Mgmt For For
member representing employee shareholders
pursuant to Article 11 of the bylaws
O.9 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Appointment of Mr. Philippe
Marchandise as Board member representing
employee shareholders pursuant to Article
11 of the bylaws
O.10 Attendance allowances allocated to the Mgmt For For
Board of Directors
E.11 Authorization to grant Company's share Mgmt Against Against
subscription and/or purchase options to
some employees of the Group and corporate
officers of the company or Group companies
with cancellation of shareholders'
preferential subscription rights to shares
issued following the exercise of share
subscription options
E.12 Delegation of authority granted to the Mgmt For For
Board of Directors to increase capital
under the conditions provided in Articles
L.3332-18 et seq. of the Code of Labor with
cancellation of shareholders' preferential
subscription rights to shares issued due to
the subscription of shares by employees of
the Group
A PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Creation of an Independent Ethics Committee
B PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Corporate officers and employees
compensation components related to
industrial safety indicators
C PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Total's commitment in favor of the
Diversity Label
D PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Presence of an Employees' Representative in
the compensation Committee
E PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: Proposed by the Enterprise
Central Committee of UES Amont Total
(Non-approved by the Board of Directors):
Developing individual shareholding
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 704538012
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
3 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors,
Revision Reduction of Liability System for
Outside Corporate Auditors
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 933820599
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE 2012 ANNUAL REPORT, Mgmt For *
INCLUDING THE CONSOLIDATED FINANCIAL
STATEMENT OF TRANSOCEAN LTD. FOR FISCAL
YEAR 2012 AND THE STATUTORY FINANCIAL
STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL
YEAR 2012.
2 APPROPRIATION OF THE AVAILABLE EARNINGS FOR Mgmt For *
FISCAL YEAR 2012.
3A APPROVAL OF THE COMPANY'S PAYMENT OF A Mgmt For *
DIVIDEND IN PRINCIPLE.
3B1 COMPANY DISTRIBUTION PROPOSAL IN AN AMOUNT Shr For *
OF USD 2.24 PER SHARE MARK EITHER 3B1 OR
3B2 BUT NOT BOTH.
3B2 ICAHN GROUP DISTRIBUTION PROPOSAL IN AN Mgmt Against *
AMOUNT OF USD 4.00 PER SHARE. MARK EITHER
3B1 OR 3B2 BUT NOT BOTH.
4 READOPTION OF AUTHORIZED SHARE CAPITAL Shr For *
ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP
TO A MAXIMUM OF 74,728,750 SHARES OF THE
COMPANY.
5 REPEAL OF STAGGERED BOARD. Mgmt For *
6A FREDERICO F. CURADO: ICAHN GROUP RECOMMENDS Mgmt For *
A VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU
CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H.
6B STEVEN L. NEWMAN: ICAHN GROUP RECOMMENDS A Mgmt For *
VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU
CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H.
6C THOMAS W. CASON: ICAHN GROUP RECOMMENDS A Shr For *
VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H.
6D ROBERT M. SPRAGUE: ICAHN GROUP RECOMMENDS A Shr For *
VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H.
6E J. MICHAEL TALBERT: ICAHN GROUP RECOMMENDS Shr For *
A VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H.
6F JOHN J. LIPINSKI: ICAHN GROUP RECOMMENDS A Mgmt Against *
VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU
CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H.
6G JOSE MARIA ALAPONT: ICAHN GROUP RECOMMENDS Mgmt Against *
A VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU
CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H.
6H SAMUEL MERKSAMER: ICAHN GROUP RECOMMENDS A Mgmt Against *
VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU
CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H.
7 APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For *
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND
REELECTION OF ERNST & YOUNG LTD., ZURICH,
AS THE COMPANY'S AUDITOR FOR A FURTHER
ONE-YEAR TERM.
8 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For *
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITED CONTINENTAL HLDGS INC Agenda Number: 933808783
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CAROLYN CORVI Mgmt For For
JANE C. GARVEY Mgmt For For
WALTER ISAACSON Mgmt For For
HENRY L. MEYER III Mgmt For For
OSCAR MUNOZ Mgmt For For
LAURENCE E. SIMMONS Mgmt For For
JEFFERY A. SMISEK Mgmt For For
DAVID J. VITALE Mgmt For For
JOHN H. WALKER Mgmt For For
CHARLES A. YAMARONE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4 REAPPROVAL OF THE PERFORMANCE MEASURES Mgmt For For
UNDER THE UNITED CONTINENTAL HOLDINGS, INC.
2008 INCENTIVE COMPENSATION PLAN.
5 APPROVAL OF THE AMENDED PERFORMANCE Mgmt For For
MEASURES UNDER THE UNITED CONTINENTAL
HOLDINGS, INC. INCENTIVE PLAN 2010.
6 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED BYLAWS TO PROVIDE
STOCKHOLDERS WITH THE RIGHT TO CALL A
SPECIAL MEETING OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933754548
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1H. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1I. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
4. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC. Agenda Number: 933791281
--------------------------------------------------------------------------------------------------------------------------
Security: 917047102
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: URBN
ISIN: US9170471026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT A. BELAIR Mgmt Withheld Against
ROBERT H. STROUSE Mgmt For For
MARGARET HAYNE Mgmt Withheld Against
2. RE-APPROVAL OF THE PERFORMANCE GOALS Mgmt Against Against
INCLUDED IN THE URBAN OUTFITTERS 2008 STOCK
INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014. THE BOARD OF
DIRECTORS RECOMMENDS A VOTE
"AGAINST" PROPOSALS 5 AND 6
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIR.
6. SHAREHOLDER PROPOSAL REGARDING BOARD Shr For Against
NOMINEE REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 703887729
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 24-Jul-2012
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Re-elect Gerard Kleisterlee as Director Mgmt For For
3 Re-elect Vittorio Colao as Director Mgmt For For
4 Re-elect Andy Halford as Director Mgmt For For
5 Re-elect Stephen Pusey as Director Mgmt For For
6 Re-elect Renee James as Director Mgmt For For
7 Re-elect Alan Jebson as Director Mgmt For For
8 Re-elect Samuel Jonah as Director Mgmt For For
9 Re-elect Nick Land as Director Mgmt For For
10 Re-elect Anne Lauvergeon as Director Mgmt For For
11 Re-elect Luc Vandevelde as Director Mgmt For For
12 Re-elect Anthony Watson as Director Mgmt For For
13 Re-elect Philip Yea as Director Mgmt For For
14 Approve Final Dividend Mgmt For For
15 Approve Remuneration Report Mgmt For For
16 Reappoint Deloitte LLP as Auditors Mgmt For For
17 Authorise the Audit and Risk Committee to Mgmt For For
Fix Remuneration of Auditors
18 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
19 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary Mgmt For For
Shares
21 Authorise EU Political Donations and Mgmt For For
Expenditure
22 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr For Against
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WHITBREAD PLC Agenda Number: 704503704
--------------------------------------------------------------------------------------------------------------------------
Security: G9606P197
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: GB00B1KJJ408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
for the year ended 28 February 2013
2 To approve the Remuneration Report Mgmt For For
3 To declare a final dividend of 37.90P per Mgmt For For
ordinary share excluding those shares owned
by shareholders who elect, or have elected,
to participate in the Scrip
4 To elect Nicholas Cadbury as a director Mgmt For For
5 To elect Louise Smalley as a director Mgmt For For
6 To re-elect Richard Baker as a director Mgmt For For
7 To re-elect Wendy Becker as a director Mgmt For For
8 To re-elect Ian Cheshire as a director Mgmt For For
9 To re-elect Patrick Dempsey as a director Mgmt For For
10 To re-elect Anthony Habgood as a director Mgmt For For
11 To re-elect Andy Harrison as a director Mgmt For For
12 To re-elect Susan Hooper as a director Mgmt For For
13 To re-elect Simon Melliss as a director Mgmt For For
14 To re-elect Christopher Rogers as a Mgmt For For
director
15 To re-elect Susan Taylor Martin as a Mgmt For For
director
16 To re-elect Stephen Williams as a director Mgmt For For
17 To re-appoint the auditor: Ernst & Young Mgmt For For
LLP
18 To authorise the Board to set the auditor's Mgmt For For
remuneration
19 To renew the authority given to the Board Mgmt For For
to allot shares
20 To Increase the limit on directors' fee set Mgmt For For
out in Article 87 of the Company's Articles
of Association from GBP 500,000 to GBP
700,000 a year
21 To renew the authority given to the Board Mgmt For For
to allot equity securities for cash other
than on a pro rata basis including
authority to sell treasury shares
22 To give the Company authority to purchase Mgmt For For
its ordinary shares
23 To authorise the Company to call general Mgmt For For
meetings other than an Annual General
Meeting on reduced notice
--------------------------------------------------------------------------------------------------------------------------
WOLSELEY PLC, ST HELIER Agenda Number: 704145463
--------------------------------------------------------------------------------------------------------------------------
Security: G9736L108
Meeting Type: AGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: JE00B3YWCQ29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the year ended 31 July 2012
2 To approve the directors remuneration Mgmt For For
report for the year ended 31 July 2012
3 To declare a final dividend of 40 pence per Mgmt For For
ordinary share for the year ended 31 July
2012
4 To re-elect Ms Tessa Bamford as a director Mgmt For For
5 To re-elect Mr Michael Clarke as a director Mgmt For For
6 To re-elect Mr Gareth Davis as a director Mgmt For For
7 To re-elect Mr Andrew Duff as a director Mgmt For For
8 To re-elect Mr John Martin as a director Mgmt For For
9 To re-elect Mr Ian Meakins as a director Mgmt For For
10 To re-elect Mr Frank Roach as a director Mgmt For For
11 To re-elect Mr Michael Wareing as a Mgmt For For
director
12 To re-appoint the auditors Mgmt For For
13 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
14 To give limited authority to incur Mgmt For For
political expenditure and to make political
donations
15 To give limited powers to the directors to Mgmt For For
allot equity securities
16 To give limited powers to the directors to Mgmt For For
allot equity securities for cash without
the application of pre-emption rights
17 To give limited authority for the directors Mgmt For For
to purchase ordinary shares
18 To approve a special dividend and Mgmt For For
associated share consolidation
19 To approve the adoption of the Wolseley Mgmt For For
group long term incentive plan 2012
20 To approve the adoption of the Wolseley Mgmt For For
group executive share option plan 2012
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 703958972
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 12-Jul-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT THE DECISION OF Non-Voting
ADJOURNMENT WILL BE MADE AT THE MEETING.
THANK YOU
1 Any other business Non-Voting
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704015468
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 07-Sep-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, subject to and conditional upon the Mgmt Against Against
passing of resolution 2 set out in the
notice of the New Xstrata General Meeting,
for the purposes of giving effect to the
Scheme: (a) the directors of the Company be
authorised to take all such actions as they
may consider necessary or appropriate for
carrying the Scheme into full effect; (b)
the re-classification of the ordinary
shares of the Company and the Reduction of
Capital (including any reversals or
contingencies associated therewith) be
approved; (c) the capitalisation of the
reserve arising from the Reduction of
Capital in paying up the New Xstrata Shares
to be allotted to Glencore International
plc (or its nominee(s)) be approved; (d)
the directors of the Company be authorised
to allot the New Xstrata Shares to Glencore
International plc (or its nominee(s)) as
referred to in paragraph (c) above; and (e)
the amendments to the articles of
association of the Company be approved
2 That, subject to and conditional upon the Mgmt Against Against
passing of resolution 1 set out in the
notice of the New Xstrata General Meeting
and the passing of the resolution set out
in the notice of the Court Meeting: 2.1 the
Amended Management Incentive Arrangements,
as defined in the Supplementary Circular,
be approved and the directors of the
Company be authorised to do or procure to
be done all such acts and things on behalf
of the Company as they consider necessary
or expedient for the purpose of giving
effect to such arrangements; and 2.2 the
New Xstrata 2012 Plan, as defined in the
Supplementary Circular, be adopted and that
the directors of the Company be authorised
to do or procure to be done all such acts
and things on behalf of the Company as they
consider necessary or expedient for the
purpose of giving effect to the New Xstrata
2012 Plan
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 703964432
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: CRT
Meeting Date: 07-Sep-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN ""FOR"" AND ""AGAINST""
ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR
THIS MEETING THEN YOUR VOTE WILL BE
DISREGARDED BY THE ISSUER OR ISSUERS AGENT.
1 For the purpose of considering and, if Mgmt Against Against
thought fit, approving, with or without
modification, the Scheme referred to in the
notice convening the Court Meeting
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704123443
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, for the purposes of giving effect to Mgmt For For
the New Scheme:(a) the directors of the
Company be authorised to take all such
actions as they may consider necessary or
appropriate for carrying the New Scheme
into full effect; (b) the re-classification
of the ordinary shares of the Company and
the Reduction of Capital (including any
reversals or contingencies associated
therewith) be approved; (c) the
capitalisation of the reserve arising from
the Reduction of Capital in paying up the
Further Xstrata Shares to be allotted to
Glencore International plc (or its
nominee(s)) be approved; (d) the directors
of the Company be authorised to allot the
New Xstrata Shares to Glencore
International plc (or its nominee(s)) as
referred to in paragraph (c) above; and (e)
the amendments to the articles of
association of the Company be approved
2 That: 2.1 the Revised Management Incentive Mgmt For For
Arrangements, as defined in the New Scheme
Circular, be approved and the directors of
the Company be authorised to do or procure
to be done all such acts and things on
behalf of the Company as they consider
necessary or expedient for the purpose of
giving effect to such arrangements; and
2.2 the Revised New Xstrata 2012 Plan, as
defined in the New Scheme Circular, be
adopted and that the directors of the
Company be authorised to do or procure to
be done all such acts and things on behalf
of the Company as they consider necessary
or expedient for the purpose of giving
effect to the Revised New Xstrata 2012 Plan
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704126730
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: CRT
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
1 To approve the said New Scheme subject to Mgmt For For
the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting being
passed
2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Split 50% For 50% Against Split
PROPOSAL: To approve the said New Scheme
subject to the Revised Management Incentive
Arrangements Resolution to be proposed at
the Further Xstrata General Meeting not
being passed
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON Agenda Number: 704123443
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: OGM
Meeting Date: 20-Nov-2012
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, for the purposes of giving effect to Mgmt For For
the New Scheme:(a) the directors of the
Company be authorised to take all such
actions as they may consider necessary or
appropriate for carrying the New Scheme
into full effect; (b) the re-classification
of the ordinary shares of the Company and
the Reduction of Capital (including any
reversals or contingencies associated
therewith) be approved; (c) the
capitalisation of the reserve arising from
the Reduction of Capital in paying up the
Further Xstrata Shares to be allotted to
Glencore International plc (or its
nominee(s)) be approved; (d) the directors
of the Company be authorised to allot the
New Xstrata Shares to Glencore
International plc (or its nominee(s)) as
referred to in paragraph (c) above; and (e)
the amendments to the articles of
association of the Company be approved
2 That: 2.1 the Revised Management Incentive Mgmt Against Against
Arrangements, as defined in the New Scheme
Circular, be approved and the directors of
the Company be authorised to do or procure
to be done all such acts and things on
behalf of the Company as they consider
necessary or expedient for the purpose of
giving effect to such arrangements; and
2.2 the Revised New Xstrata 2012 Plan, as
defined in the New Scheme Circular, be
adopted and that the directors of the
Company be authorised to do or procure to
be done all such acts and things on behalf
of the Company as they consider necessary
or expedient for the purpose of giving
effect to the Revised New Xstrata 2012 Plan
Trilogy International Small Cap Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ALL AMERICA LATINA LOGISTICA SA Agenda Number: 704387213
--------------------------------------------------------------------------------------------------------------------------
Security: P01627242
Meeting Type: EGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: BRALLLACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To set the annual global remuneration of Mgmt Against Against
the company managers
2 To set the annual global remuneration of Mgmt For For
the fiscal council
--------------------------------------------------------------------------------------------------------------------------
ALL AMERICA LATINA LOGISTICA SA Agenda Number: 704388227
--------------------------------------------------------------------------------------------------------------------------
Security: P01627242
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: BRALLLACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To take knowledge of the directors Mgmt For For
accounts, to examine, discuss and approve
the company s consolidated financial
statements for the fiscal year ended
December 31, 2012
2 Proposal for the allocation of the net Mgmt Against Against
profits from the fiscal year, and the
distribution of dividends
3 To elect the members of the board of Mgmt Against Against
directors
4 To install and elect the members of the Mgmt For For
Fiscal Council
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
AOZORA BANK,LTD. Agenda Number: 704597523
--------------------------------------------------------------------------------------------------------------------------
Security: J0172K107
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3711200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS THE 80th ANNUAL Non-Voting
GENERAL SHAREHOLDERS MEETING AND THE CLASS
SHAREHOLDERS MEETING OF SHAREHOLDERS OF
ORDINARY SHARES (PLEASE REFER TO THE
ATTACHED PDF FILES.)
1 Amend Articles to: Provisions with regard Mgmt For For
to the Quarterly Preferred Dividend
Payments on the Class A Preferred Share and
the Class C Preferred Share, Either of the
Chairperson or the President, Whoever Has
Been Elected as the Chief Executive Officer
to Convene and Chair a Shareholders
Meeting, Reduce Board Size to 12
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt Against Against
for Resingning Directors (Executive
Directors)
5 Approve Provision of Retirement Allowance Mgmt For For
for Resingning Directors (Non-executive
Directors)
6 Amend Articles to: Provisions with regard Mgmt For For
to the Quarterly Preferred Dividend
Payments on the Class A Preferred Share and
the Class C Preferred Share, Either of the
Chairperson or the President, Whoever Has
Been Elected as the Chief Executive Officer
to Convene and Chair a Shareholders
Meeting, Reduce Board Size to 12 (PLEASE
NOTE THAT THIS IS THE CONCURRENT AGENDA
ITEM FOR THE CLASS SHAREHOLDERS MEETING OF
SHAREHOLDERS OF ORDINARY SHARES.)
--------------------------------------------------------------------------------------------------------------------------
ASHTEAD GROUP PLC, LONDON Agenda Number: 703966450
--------------------------------------------------------------------------------------------------------------------------
Security: G05320109
Meeting Type: AGM
Meeting Date: 04-Sep-2012
Ticker:
ISIN: GB0000536739
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receiving report and accounts Mgmt For For
2 Approval of directors remuneration report Mgmt For For
3 Declaration of a final dividend Mgmt For For
4 Re-election of Chris Cole Mgmt For For
5 Re-election of Geoff Drabble Mgmt For For
6 Re-election of Brendan Horgan Mgmt For For
7 Re-election of Sat Dhaiwal Mgmt For For
8 Election of Suzanne Wood Mgmt For For
9 Re-election of Hugh Etheridge Mgmt For For
10 Re-election of Michael Burrow Mgmt For For
11 Re-election of Bruce Edwards Mgmt For For
12 Re-election of Ian Sutcliffe Mgmt For For
13 Re-appointment of auditors Mgmt For For
14 Authority to set the remuneration of the Mgmt For For
auditors
15 Directors authority to allot shares Mgmt For For
16 Disapplication of section 561 1 and Mgmt For For
subsections 16 of section 562 of the
Companies Act 2006
17 Authority for the company to purchase its Mgmt For For
own shares
18 Notice period for general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASIAN CITRUS HOLDINGS LTD Agenda Number: 704075717
--------------------------------------------------------------------------------------------------------------------------
Security: G0620W201
Meeting Type: AGM
Meeting Date: 06-Nov-2012
Ticker:
ISIN: BMG0620W2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY ARE AVAILABLE BY CLICKING ON THE URL
LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1003/LTN20121003403.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1003/LTN20121003395.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and consider the audited Mgmt For For
financial statements and the reports of the
directors of the Company (the "Directors")
and of the auditors for the year ended 30
June 2012
2 To declare a final dividend of RMB 0.13 per Mgmt For For
ordinary share for the year ended 30 June
2012
3.a To re-elect Mr. Cheung Wai Sun as Executive Mgmt For For
Director of the Company
3.b To re-elect Mr. Pang Yi as Executive Mgmt For For
Director of the Company
3.c To re-elect Mr. Ip Chi Ming as Mgmt For For
Non-executive Director of the Company
3.d To re-elect Dr. Lui Ming Wah, SBS, JP as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-appoint Baker Tilly Hong Kong Limited Mgmt For For
as auditor of the Company, to hold office
from the conclusion of the Meeting to the
next annual general meeting, during which
accounts will be laid before the Company,
and to authorise the directors to fix its
remuneration
5 To grant an unconditional mandate to the Mgmt For For
Directors to allot new ordinary shares of
the Company
6 To extend the ordinary shares issue mandate Mgmt For For
granted to the Directors
7 To grant an unconditional mandate to the Mgmt For For
Directors to repurchase shares of the
Company
--------------------------------------------------------------------------------------------------------------------------
BANCA GENERALI SPA, TRIESTE Agenda Number: 704341041
--------------------------------------------------------------------------------------------------------------------------
Security: T3000G115
Meeting Type: MIX
Meeting Date: 24-Apr-2013
Ticker:
ISIN: IT0001031084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 APR 2013 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
O.1 Financial statements as of 31 December 2012 Mgmt For For
and net income allocation related and
consequent resolutions
O.2 Report on remuneration: remuneration Mgmt For For
policies of the banking group and report on
the implementation of those policies in
2012
O.3 Appointment of two members of the board of Mgmt For For
directors: related and consequent
resolutions
O.4 Information relating to internal policies Mgmt Abstain Against
regarding controls on risk assets and
conflicts of interest in related parties
O.5 Auditing company assignment: integration of Mgmt For For
the compensation
E.1 Amendment of articles 15 and 20 of by-laws Mgmt For For
related and consequent resolutions
--------------------------------------------------------------------------------------------------------------------------
CHINA KANGHUI HOLDINGS Agenda Number: 933698625
--------------------------------------------------------------------------------------------------------------------------
Security: 16890V100
Meeting Type: Special
Meeting Date: 31-Oct-2012
Ticker: KH
ISIN: US16890V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. TO APPROVE, BY SPECIAL RESOLUTION, THE Mgmt For For
MERGER AND ADOPT THE AGREEMENT AND PLAN OF
MERGER DATED AS OF SEPTEMBER 27, 2012 BY
AND AMONG THE COMPANY, MEDTRONIC, INC., AND
KERRY MERGER CORP., AS IT MAY BE AMENDED
FROM TIME TO TIME, AND ANY AND ALL
TRANSACTIONS CONTEMPLATED THEREBY
(INCLUDING, BUT NOT LIMITED TO, THE PLAN OF
MERGER REFERRED TO IN SECTION 233(3) OF THE
COMPANIES LAW OF THE CAYMAN ISLANDS (2011
REVISION), AND THE AMENDMENT AND
RESTATEMENT OF THE COMPANY'S MEMORANDUM AND
ARTICLES OF ASSOCIATION).
2. TO CONSIDER SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING, INCLUDING
ANY PROPOSAL TO ADJOURN THE MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL
OF THE MERGER AND THE APPROVAL AND ADOPTION
OF THE MERGER AGREEMENT IN THE EVENT THAT
THERE ARE INSUFFICIENT PROXIES RECEIVED TO
PASS THE SPECIAL RESOLUTIONS DURING THE
MEETING.
3. MARK BOX AT RIGHT IF YOU WISH TO GIVE A Mgmt Against
DISCRETIONARY PROXY TO A PERSON DESIGNATED
BY THE COMPANY. (MARK "FOR" = YES AND
"AGAINST" = NO)
--------------------------------------------------------------------------------------------------------------------------
CIA HERING SA, BLUMENAU Agenda Number: 704362045
--------------------------------------------------------------------------------------------------------------------------
Security: P50753105
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: BRHGTXACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To receive the administrators accounts, to Mgmt For For
examine, discuss and vote on the financial
statements regarding the fiscal year ended
on December 31, 2012
II Approval of the capital budget for the 2013 Mgmt For For
fiscal year
III To decide on the allocation of the results Mgmt For For
from the fiscal year ended on December 31,
2012, the distribution of the dividends and
on the ratification of the distribution of
dividends and interest on own decided on by
the board of directors
IV To elect the members of the board of Mgmt For For
directors
V To set the global remuneration of the Mgmt For For
company directors, executive committee and
the consultant committee
--------------------------------------------------------------------------------------------------------------------------
CLOSE BROTHERS GROUP PLC, LONDON Agenda Number: 704112820
--------------------------------------------------------------------------------------------------------------------------
Security: G22120102
Meeting Type: AGM
Meeting Date: 22-Nov-2012
Ticker:
ISIN: GB0007668071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2012 Annual Report and Mgmt For For
Accounts
2 To approve the Directors' Remuneration Mgmt For For
Report for the financial year ended 31 July
2012
3 To authorise the payment of a final Mgmt For For
dividend on the ordinary shares of 27.5p
per share for the year ended 31 July 2012
4 To re-elect Strone Macpherson as a director Mgmt For For
5 To re-elect Preben Prebensen as a director Mgmt For For
6 To re-elect Stephen Hodges as a director Mgmt For For
7 To re-elect Jonathan Howell as a director Mgmt For For
8 To re-elect Bruce Carnegie - Brown as a Mgmt For For
director
9 To re-elect Jamie Cayzer - Colvin as a Mgmt For For
director
10 To re-elect Ray Greenshields as a director Mgmt For For
11 To re-elect Geoffrey Howe as a director Mgmt For For
12 To re-elect Douglas Paterson as a director Mgmt For For
13 To re-elect Shonaid Jemmett - Page as a Mgmt For For
director
14 To re-elect Elizabeth Lee as a director Mgmt For For
15 To reappoint Deloitte LLP as auditors Mgmt For For
16 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
17 To authorise the Board to allot shares and Mgmt For For
to grant rights to subscribe for or convert
any security into shares (within prescribed
limits)
18 That, if resolution 17 is passed, Mgmt For For
pre-emption rights are disapplied in
relation to allotments of equity securities
(within prescribed limits)
19 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases of its own shares (within
prescribed limits)
20 That a general meeting except an AGM may be Mgmt For For
called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
CREDIT SAISON CO.,LTD. Agenda Number: 704574878
--------------------------------------------------------------------------------------------------------------------------
Security: J7007M109
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3271400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIICHIKOSHO CO.,LTD. Agenda Number: 704589223
--------------------------------------------------------------------------------------------------------------------------
Security: J0962F102
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: JP3475200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAUM COMMUNICATIONS CORPORATION, SEOUL Agenda Number: 704316985
--------------------------------------------------------------------------------------------------------------------------
Security: Y2020U108
Meeting Type: AGM
Meeting Date: 29-Mar-2013
Ticker:
ISIN: KR7035720002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve financial statements, allocation of Mgmt For For
Income, and dividend of KRW 1,110 per share
2 Amendment of the articles of incorporation Mgmt For For
3.1 Election of outside director, Candidate: Mgmt For For
Choi Jun Ho
3.2 Election of outside director, Candidate: Mgmt For For
David Hoffman
4.1 Election of the member of audit committee, Mgmt For For
who is the outside director, Candidate: Han
Su Jeong
4.2 Election of the member of audit committee, Mgmt For For
who is the outside director, Candidate:
Choi Jun Ho
4.3 Election of the member of audit committee, Mgmt For For
who is the outside director, Candidate:
David Hoffman
5 Approval of remuneration limit of directors Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT TO RESOLUTION 1. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
DEBENHAMS PLC, LONDON Agenda Number: 704168726
--------------------------------------------------------------------------------------------------------------------------
Security: G2768V102
Meeting Type: AGM
Meeting Date: 08-Jan-2013
Ticker:
ISIN: GB00B126KH97
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the directors report and Mgmt For For
accounts for the year ended 1 Sep-12
2 To approve the directors remuneration Mgmt For For
report for the year ended 1 September 2012
3 To declare a final dividend of 2.3 pence Mgmt For For
per ordinary share
4 To elect Peter Fitzgerald Mgmt For For
5 To re elect Nigel Northridge Mgmt For For
6 To re elect Michael Sharp Mgmt For For
7 To re elect Simon Herrick Mgmt For For
8 To re elect Martina King Mgmt For For
9 To re elect Dennis Millard Mgmt For For
10 To re elect Mark Rolfe Mgmt For For
11 To re elect Sophie Turner Laing Mgmt For For
12 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
the auditors
13 To authorise the Audit Committee to set the Mgmt For For
fees paid to the auditors
14 To give the directors authority to allot Mgmt For For
shares
15 To disapply pre emption rights Mgmt For For
16 To authorise the Company to buy its own Mgmt For For
shares
17 To authorise short notice general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DIALIGHT PLC Agenda Number: 704336874
--------------------------------------------------------------------------------------------------------------------------
Security: G28533100
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB0033057794
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual accounts for the Mgmt For For
financial year ended 31 December 2012
2 To approve the Directors' remuneration Mgmt For For
report for the year ended 31 December 2012
3 To declare a final dividend of 9.5 pence Mgmt For For
per ordinary share
4 To reappoint KPMG Audit Plc as auditors Mgmt For For
5 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
6 To re-elect Bill Ronald as a Director of Mgmt For For
the Company
7 To re-elect Roy Burton as a Director of the Mgmt For For
Company
8 To re-elect Mark Fryer as a Director of the Mgmt For For
Company
9 To re-elect Robert Lambourne as a Director Mgmt For For
of the Company
10 To re-elect Richard Stuckes as a Director Mgmt For For
of the Company
11 To elect Stephen Bird as a Director of the Mgmt For For
Company
12 To elect Tracey Graham as a Director of the Mgmt For For
Company
13 To authorise the Company to make political Mgmt For For
donations and incur political expenditure
14 To renew the Directors' authority to allot Mgmt For For
shares
15 To renew the Directors' authority to allot Mgmt For For
equity securities for cash other than on a
pro-rata basis
16 To authorise own share purchases by the Mgmt For For
Company
17 To adopt the new Articles of Association as Mgmt For For
amended
18 To hold a general meeting on 14 clear days' Mgmt For For
notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 11. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL CHINA HOLDINGS LTD Agenda Number: 703959734
--------------------------------------------------------------------------------------------------------------------------
Security: G2759B107
Meeting Type: AGM
Meeting Date: 27-Aug-2012
Ticker:
ISIN: BMG2759B1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0709/LTN20120709261.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company and its subsidiaries and the
reports of the directors and auditors for
the year ended 31 March 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 March 2012
3.i To re-elect Mr. Lin Yang as a director Mgmt For For
3.ii To re-elect Mr. Wong Man Chung, Francis as Mgmt For For
a director
3.iii To re-elect Mr. Ong Ka Lueng, Peter as a Mgmt For For
director
3.iv To authorise the board of directors to fix Mgmt For For
the directors' remuneration
4 To re-appoint Ernst & Young as auditors of Mgmt For For
the Company and to authorise the board of
directors to fix their remuneration
5.(1) To grant a general and unconditional Mgmt Against Against
mandate to the board of directors to issue
shares of the Company
5.(2) To grant a general and unconditional Mgmt For For
mandate to the board of directors to
repurchase shares of the Company
5.(3) To the extension of the general mandate Mgmt Against Against
granted to the board of directors pursuant
to resolution 5(1) to cover the shares
repurchased by the Company pursuant to
resolution 5(2)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE 21 AUG 2012.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DONGBU INSURANCE CO LTD, SEOUL Agenda Number: 704536880
--------------------------------------------------------------------------------------------------------------------------
Security: Y2096K109
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: KR7005830005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of director An Hyeong Jun, Gim Mgmt For For
Seon Jeong, I Su Hyu, Bak Sang Yong
3 Election of audit committee member who is Mgmt For For
an outside director Gim Seon Jeong, Bak
Sang Yong
4 Election of audit committee member who is Mgmt Against Against
not an outside director An Hyeong Jun
5 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELECTROMAGNETIC GEOSERVICES ASA Agenda Number: 704571454
--------------------------------------------------------------------------------------------------------------------------
Security: R21868105
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: NO0010358484
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Election of a person to co-sign the minutes Mgmt No vote
of meeting
2 Approval of the notice and agenda Mgmt No vote
3 Approval of 2012 annual accounts and Mgmt No vote
director's report
4 Statement on the determination of salaries Mgmt No vote
and other remuneration for leading
personnel
5 Corporate governance statement Non-Voting
6.1 Board power of attorney-transactions and Mgmt No vote
general corporate purposes
6.2 Board power of attorney-option incentive Mgmt No vote
schemes
7 Board power of attorney to acquire own Mgmt No vote
shares
8 Board compensation Mgmt No vote
9 Compensation to the Nomination Committee Mgmt No vote
10 Auditor's fee for 2012 Mgmt No vote
11 Resolution for two weeks calling notice Mgmt No vote
12 Election of Maria Moraeus Hanssen as new Mgmt No vote
director
13.1 Re-election of Bjarte Bruheim as Mgmt No vote
Chairperson Two years
13.2 Re-election of Stig Eide Sivertsen as Mgmt No vote
Director. Two years
13.3 Re-election of Berit Svendsen as Director. Mgmt No vote
One year
13.4 Re-election of Jeffrey Allan Harris as Mgmt No vote
Director. One year
14 Option Scheme Mgmt No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 12. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EURASIA DRILLING COMPANY LTD Agenda Number: 704022588
--------------------------------------------------------------------------------------------------------------------------
Security: 29843U202
Meeting Type: AGM
Meeting Date: 28-Sep-2012
Ticker:
ISIN: US29843U2024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.a Re-elect Martin E. Hansen as Class I Mgmt Against Against
Director
1.b Re-elect Maurice Dijols as Class I Director Mgmt Against Against
1.c Elect Anatoly Kozyrev as Class I Director Mgmt For For
2 Re-appoint KPMG Limited as Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FAMILYMART CO.,LTD. Agenda Number: 704468291
--------------------------------------------------------------------------------------------------------------------------
Security: J13398102
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: JP3802600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Expand Business Lines Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FERREXPO PLC, LONDON Agenda Number: 704377589
--------------------------------------------------------------------------------------------------------------------------
Security: G3435Y107
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: GB00B1XH2C03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts and reports of the Mgmt For For
Directors and the auditors for the year
ended 31 December 2012
2 To approve the Remuneration Report for the Mgmt For For
year ended 31 December 2012
3 To declare a dividend of 3.3 US cents per Mgmt For For
Ordinary Share
4 To re-appoint Ernst and Young LLP as Mgmt For For
auditors of the Company
5 To authorise the Directors to determine the Mgmt For For
auditors remuneration
6 To re-elect Michael Abrahams as a Director Mgmt For For
7 To re-elect Oliver Baring as a Director Mgmt For For
8 To re-elect Raffaele Lucio Genovese as a Mgmt For For
Director
9 To re-elect Wolfram Kuoni as a Director Mgmt Against Against
10 To re-elect Christopher Mawe as a Director Mgmt For For
11 To re-elect Ihor Mitiukov as a Director Mgmt For For
12 To re-elect Miklos Salamon as a Director Mgmt For For
13 To re-elect Kostyantin Zhevago as a Mgmt For For
Director
14 To renew the Directors authority to allot Mgmt For For
shares
15 To renew the Directors authority to Mgmt For For
disapply pre-emption rights
16 To renew the authority for the Company to Mgmt For For
purchase its own shares
17 To renew the authority for general meetings Mgmt For For
to be called on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
FIRST PACIFIC CO LTD Agenda Number: 704455876
--------------------------------------------------------------------------------------------------------------------------
Security: G34804107
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: BMG348041077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425389.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425369.pdf
1 To receive and adopt the Audited Accounts Mgmt For For
and the Reports of the Directors and
Independent Auditors for the year ended 31
December 2012
2 To declare a final cash dividend of HK13.00 Mgmt For For
cents (US1.67 cents) per ordinary share for
the year ended 31 December 2012
3 To re-appoint Ernst & Young as Independent Mgmt For For
Auditors of the Company and to authorise
the Board or its designated Board Committee
to fix their remuneration
4i To re-elect Mr. Manuel V. Pangilinan as the Mgmt For For
Managing Director and CEO of the Company
for a fixed term of approximately three
years, commencing on the date of the AGM
and expiring at the conclusion of the
annual general meeting of the Company to be
held in the third year following the year
of his re-election (being 2016) ("a fixed
3-year term")
4ii To re-elect Prof. Edward K.Y. Chen as an Mgmt For For
Independent Non-executive Director of the
Company for a fixed 3-year term
4iii To re-elect Mrs. Margaret Leung Ko May Yee Mgmt For For
as an Independent Non-executive Director of
the Company for a fixed 3-year term
4iv To re-elect Mr. Philip Fan Yan Hok as an Mgmt Against Against
Independent Non-executive Director of the
Company for a fixed 3-year term
4v To re-elect Mr. Edward A. Tortorici as an Mgmt For For
Executive Director of the Company for a
fixed term of approximately two years,
commencing on the date of the AGM and
expiring at the conclusion of the annual
general meeting of the Company to be held
in the second year following the year of
his re-election (being 2015)
4vi To re-elect Mr. Tedy Djuhar as a Mgmt For For
Non-executive Director of the Company for a
fixed term of approximately one year,
commencing on the date of the AGM and
expiring at the conclusion of the annual
general meeting of the Company to be held
one year following the year of his
re-election (being 2014)
5 To authorise the Board or its designated Mgmt For For
Board committee to fix the remuneration of
the Executive Directors pursuant to the
Company's Bye-laws and to fix the
remuneration of the Non-executive Directors
(including the Independent Non-executive
Directors) at the sum of USD 5,000 for each
meeting attended
6 To authorise the Board to appoint Mgmt For For
additional directors as an addition to the
Board
7 To grant a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with additional
shares in the Company not exceeding 10% of
the Company's issued share capital, as
described in the AGM Notice
8 To grant a general mandate to the Directors Mgmt For For
to exercise all the powers of the Company
to repurchase shares in the Company not
exceeding 10% of the Company's issued share
capital, as described in the AGM Notice
9 To approve the addition of the aggregate Mgmt Against Against
nominal amount of shares repurchased
pursuant to Resolution (8) above to the
aggregate nominal amount of share capital
which may be allotted and issued pursuant
to Resolution (7) above
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FRED.OLSEN ENERGY ASA, OSLO Agenda Number: 704504388
--------------------------------------------------------------------------------------------------------------------------
Security: R25663106
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: NO0003089005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
CMMT PROXY CAN ONLY BE GIVEN TO THE EXTENT THAT Non-Voting
THE BO VOTES IS CONSISTENT WITH ALL OF THE
ITEMS. THIS IMPLIES THAT IF YOUR CLIENT
WISH TO VOTE AGAINST OR ABSTAIN IN ANY OF
THE RESOLUTION, THE PERSON MUST EITHER
ATTEND THE MEETING THEMSELVES OR AUTHORISE
THEIR OWN PROXY, OR THEIR SUBCUSTODIAN MAY
ATTEND THE MEETING ON YOUR CLIENTS BEHALF.
1 Opening of the annual general meeting by Mgmt No vote
the chairman of the board
2 Election of chairman for the meeting and Mgmt No vote
one shareholder to sign the minutes
together with the chairman of the meeting
and approval of the notice of the meeting
and the agenda
3 Directors' report and the annual accounts Mgmt No vote
for 2012 for Fred. Olsen Energy ASA parent
company and consolidated, hereunder the
board of director's proposal on dividend:
It is suggested that an ordinary dividend
of NOK 10 per share and an extraordinary
dividend of NOK 10 per share is distributed
to the shareholders of the Company as of
the date of the Annual General Meeting.
Subject to the Annual General Meeting
resolving the proposed distribution of
dividend, the Company's shares will be
traded ex. dividend from and including 29th
May 2013, and it is expected that the
payment date of dividend will be on or
about 20th June 2013
4 Authorization for the board of directors to Mgmt No vote
increase the share capital of the company
5 Authorization for the board of directors to Mgmt No vote
purchase the company's own shares (treasury
shares)
6 Statement by the board of directors on the Mgmt No vote
remuneration of the senior management
7 Stipulation of board of directors' fees Mgmt No vote
8 Stipulation of auditor's fee Mgmt No vote
9.1 Election of Anette S. Olsen to the board of Mgmt No vote
directors
9.2 Election of Cecilie B. Heuch to the board Mgmt No vote
of directors
9.3 Election of Agnar Gravdal to the board of Mgmt No vote
directors
9.4 Election of Jan Petter Valheim Mgmt No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN A COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GAM HOLDING AG, ZUERICH Agenda Number: 704344580
--------------------------------------------------------------------------------------------------------------------------
Security: H2878E106
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: CH0102659627
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 154701,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Approval of annual report, parent companys Mgmt For For
and consolidated financial statements for
the year 2011, notice of report of the
statutory auditors
2 Appropriation of retained earnings and of Mgmt For For
capital contribution reserve
3 Discharge of the board of directors and Mgmt For For
executive board members
4 Capital reduction by cancellation of shares Mgmt For For
and related amendment of the articles of
incorporation
5.1 Re-election of Mr. Johannes A. De Gier to Mgmt For For
the board of directors
5.2 Re-election of Mr. Dieter A. Enkelmann to Mgmt For For
the board of directors
5.3 Re-election of Mr. Hugh Scott-Barrett to Mgmt For For
the board of directors
5.4 New election of Ms. Tanja Weiher to the Mgmt For For
board of directors
6 Appointment of the statutory auditors: KPMG Mgmt For For
AG, Zurich
7 Additional and/or counter-proposals Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
GOLAR LNG LIMITED Agenda Number: 933675007
--------------------------------------------------------------------------------------------------------------------------
Security: G9456A100
Meeting Type: Annual
Meeting Date: 21-Sep-2012
Ticker: GLNG
ISIN: BMG9456A1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR Mgmt Against Against
OF THE COMPANY.
2 TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR Mgmt For For
OF THE COMPANY.
3 TO RE-ELECT HANS PETTER AAS AS A DIRECTOR Mgmt For For
OF THE COMPANY.
4 TO RE-ELECT KATHRINE FREDRIKSEN AS A Mgmt Against Against
DIRECTOR OF THE COMPANY.
5 TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
6 PROPOSAL TO RE-APPOINT Mgmt For For
PRICEWATERHOUSECOOPERS OF LONDON, ENGLAND
AS AUDITORS AND TO AUTHORIZE THE DIRECTORS
TO DETERMINE THEIR REMUNERATION.
7 PROPOSAL TO APPROVE THE REMUNERATION OF THE Mgmt For For
COMPANY'S BOARD OF DIRECTORS OF A TOTAL
AMOUNT OF FEES NOT TO EXCEED US$550,000 FOR
THE YEAR ENDED DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
GP INVESTMENTS LTD Agenda Number: 704368403
--------------------------------------------------------------------------------------------------------------------------
Security: G4035L107
Meeting Type: EGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRGPIVBDR003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 To appoint the chairperson of the general Mgmt For For
meeting
2 To confirm the call notice Mgmt For For
3 To consider and, if deemed convenient, Mgmt For For
approve the appointment of the members of
the board of directors who were nominated
by the nominations and compensation
committee
4 Any other matter that can be validly Mgmt Against Against
submitted to the general meeting
--------------------------------------------------------------------------------------------------------------------------
HIKMA PHARMACEUTICALS PLC, LONDON Agenda Number: 704409071
--------------------------------------------------------------------------------------------------------------------------
Security: G4576K104
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: GB00B0LCW083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts for the financial Mgmt For For
year ended 31 December 2012, together with
the reports of the directors and auditors
thereon
2 To declare a final dividend on the ordinary Mgmt For For
shares of 10 cents per ordinary share in
respect of the year ended 31 December 2012
3 To reappoint Deloitte LLP as auditors of Mgmt For For
the Company
4 To authorise the Directors to set the Mgmt For For
remuneration of the Auditors
5 To re-appoint Mr. Samih Darwazah as a Mgmt For For
director of the Company
6 To re-appoint Mr. Said Darwazah as a Mgmt For For
director of the Company
7 To re-appoint Mr. Mazen Darwazah as a Mgmt For For
director of the Company
8 To re-appoint Mr. Breffni Byrne as a Mgmt For For
director of the Company
9 To re-appoint Sir. David Rowe-Ham as a Mgmt For For
director of the Company
10 To re-appoint Mr. Michael Ashton as a Mgmt For For
director of the Company
11 To re-appoint Mr. Ali Al-Husry as a Mgmt For For
director of the Company
12 To re-appoint Dr. Ronald Goode as a Mgmt For For
director of the Company
13 To re-appoint Mr. Robert Pickering as a Mgmt For For
director of the Company
14 To approve the remuneration policy for the Mgmt For For
financial year ending on 31 December 2013
15 To approve the remuneration implementation Mgmt For For
for the financial year ended on 31 December
2012
16 Authorising the Directors to allot relevant Mgmt For For
securities up to an aggregate nominal
amount of GBP 13,165,625
17 Authorising the Directors to be empowered Mgmt For For
to allot equity up to an aggregate nominal
amount of GBP 987,422
18 To make market purchases for shares Mgmt For For
representing up to 10 per cent Issued Share
Capital of the Company
19 That a general meeting of shareholders of Mgmt For For
the company other than an AGM may be called
on not less than 14 clear days notice
20 That the waiver under rule 9 of the Mgmt Against Against
Takeover Code relating to the buyback of
shares be approved
21 That the waiver under rule 9 of the Mgmt Against Against
Takeover Code relating to the granting of
LTIPs and MIPs to the Concert party be
approved
--------------------------------------------------------------------------------------------------------------------------
HITACHI TRANSPORT SYSTEM,LTD. Agenda Number: 704604190
--------------------------------------------------------------------------------------------------------------------------
Security: J2076M106
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: JP3791200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
HIWIN TECHNOLOGIES CORP Agenda Number: 704609330
--------------------------------------------------------------------------------------------------------------------------
Security: Y3226A102
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: TW0002049004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 175730 DUE TO RECEIPT OF
DIRECTOR AND SUPERVISOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD2.7 per share
B.3 The issuance of new shares from retained Mgmt For For
earnings. Proposed stock dividend: 30 for
1,000 SHS held
B.4 The revision to the articles of Mgmt For For
incorporation
B.5 The revision to the procedures of Mgmt For For
endorsement and guarantee
B.6 The revision to the procedures of monetary Mgmt For For
loans
B.7 The revision to the procedures of asset Mgmt For For
acquisition or disposal
B81.1 Election of the director: Zhuo,Yong-Cai ID Mgmt Against Against
/ Shareholder No:2
B81.2 Election of the director: Chen,Jin-Cai ID / Mgmt Against Against
Shareholder No: 11
B81.3 Election of the director: Li,Xun-Qin ID / Mgmt Against Against
Shareholder No:9
B81.4 Election of the director: Cai,Hui-Qing ID / Mgmt Against Against
Shareholder No:3
B81.5 Election of the director: Zhuo,Wen-Heng ID Mgmt Against Against
/ Shareholder No: 24
B82.1 Election of independent director: Chen, Mgmt For For
Ze-Yu ID / Shareholder No: NA
B82.2 Election of independent director: Jiang, Mgmt For For
Zheng-He ID / Shareholder No: NA
B83.1 Election of the supervisor: San Xing Mgmt Against Against
Investment Co., Ltd /Huang,You-San ID /
Shareholder No: 1711
B83.2 Election of the supervisor: Zhang,Liang-Ji Mgmt Against Against
ID / Shareholder No: 149
B.9 The proposal to release non-competition Mgmt Against Against
restriction on the directors
B.10 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
HOMESERVE PLC, WALSALL WEST MIDLANDS Agenda Number: 703939340
--------------------------------------------------------------------------------------------------------------------------
Security: G4639X101
Meeting Type: AGM
Meeting Date: 20-Jul-2012
Ticker:
ISIN: GB00B587FC42
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the audited Accounts Mgmt For For
for the year ended 31 March 2012 and the
Reports of the Directors and the Auditors
therein
2 To approve the Remuneration Report for the Mgmt For For
year ended 31 March 2012
3 To declare the final dividend of 7.67p per Mgmt For For
ordinary share
4 To elect Mr Mingay as a Director (having Mgmt For For
been appointed since the notice of the last
AGM)
5 To re-elect Mr Gibson as a Director Mgmt For For
6 To re-elect Mr Harpin as a Director Mgmt For For
7 To re-elect Mr Bennett as a Director Mgmt For For
8 To re-elect Mr King as a Director Mgmt For For
9 To re-elect Mr Chippendale as a Director Mgmt For For
10 To re-elect Mrs David as a Director Mgmt For For
11 To re-elect Mr Morris as a Director Mgmt For For
12 To reappoint Deloitte LLP as auditor of the Mgmt For For
Company and to authorise the Directors to
fix their remuneration
13 That the Directors be and are hereby Mgmt For For
generally and unconditionally authorised
pursuant to section 551 of the Companies
Act 2006 to exercise all the powers of the
Company to allot shares in the Company and
to grant rights to subscribe for or to
convert any security into shares in the
Company up to an aggregate nominal amount
of GBP 2,721,861 provided that this
authority shall expire on the date of the
Annual General Meeting of the Company to be
held in 2013 or on 20 October 2013 if
earlier, save that the Company may before
such expiry make an offer or agreement
which would or might require shares to be
allotted or rights to subscribe for or
convert securities into shares to be
granted after such expiry and the Directors
may allot shares or grant rights to
subscribe for or convert securities into
shares in pursuance of CONTD
CONT CONTD such an offer or agreement as if the Non-Voting
authority conferred hereby had not expired
14 That the Directors be and are hereby Mgmt For For
empowered pursuant to Sections 570 and 573
of the Companies Act 2006 to allot equity
securities (within the meaning of Section
560 of the Companies Act 2006) for cash
pursuant to the authority conferred by
resolution 13 or by way of the sale of
treasury shares as if Section 561 of the
Companies Act 2006 did not apply to any
such allotment provided that this power
shall be limited: (i) to the allotment of
equity securities in connection with an
offer of equity securities open for
acceptance for a period fixed by the
Directors to holders of ordinary shares
(other than the Company) on the register on
a record date fixed by the Directors in
proportion to their respective holdings but
subject to such exclusions or other
arrangements as the Directors may deem
necessary or expedient in CONTD
CONT CONTD relation to treasury shares, Non-Voting
fractional entitlements, record dates or
legal, regulatory or practical problems in
or under the laws of any territory; and
(ii) to the allotment of equity securities
up to an aggregate nominal value of GBP
412,403 and shall expire on the date of the
Annual General Meeting of the Company to be
held in 2013 or on 20 October 2013 if
earlier save that the Company may before
such expiry make an offer or agreement
which would or might require equity
securities to be allotted after such expiry
and the Directors may allot equity
securities in pursuance of such an offer or
agreement as if the power conferred hereby
had not expired
15 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of Section
693(4) of the Companies Act 2006) of
ordinary shares in the capital of the
Company on such terms and in such manner as
the Directors may determine provided that:
(i) the maximum number of ordinary shares
hereby authorised to be acquired is
32,992,257 ordinary shares of 2.5 pence
each; (ii) the minimum price which may be
paid for any such share is the nominal
value thereof; (iii) the maximum price
which may be paid for any such share is the
higher of (i) an amount equal to 105% of
the average of the middle market quotations
for an Ordinary Share in the Company as
derived from The London Stock Exchange
Daily Official List for the five business
days immediately preceding the day on which
such share is CONTD
CONT CONTD contracted to be purchased and (ii) Non-Voting
the price stipulated by Article 5(1) of the
Buy-Back and Stabilisation Regulation (EC
No. 2273/2003); (iv) the authority hereby
conferred shall expire on the date of the
Annual General Meeting of the Company to be
held in 2013 or, if earlier, on 20 October
2013; (v) the Company may make a contract
to purchase its shares under the authority
hereby conferred prior to the expiry of
such authority, which contract will or may
be executed wholly or partly after the
expiry of such authority, and may purchase
its shares in pursuance of any such
contract
16 That a general meeting of the Company, Mgmt For For
other than an annual general meeting, may
be called on not less than 14 clear days'
notice
17 That the rules of the HomeServe Sharesave Mgmt For For
Scheme (the "Scheme") referred to in the
Chairman of the Board's letter to
shareholders dated 18 June 2012 and
produced in draft to this meeting and, for
the purposes of identification, initialled
by the Chairman, be approved and the
Directors be authorised to: (a) make such
modifications to the Scheme as they may
consider appropriate to take account of the
requirements of HMRC and for the
implementation of the Scheme and to adopt
the Scheme as so modified and to do all
such other acts and things as they may
consider appropriate to implement the
Scheme; and (b) establish further schemes
based on the Scheme but modified to take
account of local tax, exchange control or
securities laws in overseas territories,
provided that any shares made available
under such further schemes are treated as
counting against the limits on individual
or overall participation in the Scheme
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI DEPARTMENT STORE CO LTD, SEOUL Agenda Number: 704295458
--------------------------------------------------------------------------------------------------------------------------
Security: Y38306109
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7069960003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of directors. Candidates: Kyeong Mgmt For For
Cheong Ho, Ha Byeong Ho; Election of
outside directors. Candidates: Park Je
Chan, Kim Wang Bok
3 Election of the member of audit committee, Mgmt For For
who is the outside director. Candidates:
Park Je Chan, Kim Wang Bok
4 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMMOFINANZ AG, WIEN Agenda Number: 704050688
--------------------------------------------------------------------------------------------------------------------------
Security: A27849149
Meeting Type: OGM
Meeting Date: 05-Oct-2012
Ticker:
ISIN: AT0000809058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 Appropriation of the balance sheet profit Mgmt For For
stated in the financial statements for the
business year 2011/2012
3 Approval of actions of the members of the Mgmt For For
Executive Board for the business year
2011/2012
4 Approval of actions of the members of the Mgmt For For
Supervisory Board for the business year
2011/2012. (In case you elected Dr. Michael
Knap as proxy holder, he is not entitled to
vote on resolutions regarding this agenda
item.)
5 Remuneration of the Supervisory Board Mgmt For For
members for the business year 2011/2012
6 Election of the auditor for the annual Mgmt For For
financial statements and consolidated
financial statements for the business year
2012/2013
7.a Reduction of the number of Supervisory Mgmt For For
Board members (from 8 to 7 members)
7.b Election of one member for the Supervisory Mgmt For For
Board. Mr. Herbert Kofler
8 Amendments of the Articles of Association Mgmt For For
9 Authorization of the Executive Board in Mgmt For For
relation to the repurchase and sale of
treasury shares
--------------------------------------------------------------------------------------------------------------------------
INMARSAT PLC, LONDON Agenda Number: 704374595
--------------------------------------------------------------------------------------------------------------------------
Security: G4807U103
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: GB00B09LSH68
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the accounts and report of the Mgmt For For
directors and the auditor for the year
ended 31 December 2012 (the '2012 Report
and Accounts') be received
2 That the Remuneration Report contained in Mgmt Against Against
the 2012 Report and Accounts be approved
3 That the final dividend for the year ended Mgmt For For
31 December 2012 of 27.45 cents (USD ) per
ordinary share recommended by the directors
be declared payable on 24 May 2013 to the
holders of ordinary shares whose names are
on the register of members of the Company
at the close of business on 17 May 2013
4 That Andrew Sukawaty be re-elected as a Mgmt For For
director
5 That Rupert Pearce be re-elected as a Mgmt For For
director
6 That Rick Medlock be re-elected as a Mgmt For For
director
7 That Sir Bryan Carsberg be re-elected as a Mgmt For For
director
8 That Stephen Davidson be re-elected as a Mgmt For For
director
9 That Admiral James Ellis Jr (RTD) be Mgmt For For
re-elected as a director
10 That Kathleen Flaherty be re-elected as a Mgmt For For
director
11 That Janice Obuchowski be re-elected as a Mgmt For For
director
12 That John Rennocks be re-elected as a Mgmt Abstain Against
Director.
13 That Deloitte LLP be re-appointed as the Mgmt For For
auditor of the Company to hold office from
the conclusion of this meeting until the
conclusion of the next general meeting of
the Company at which accounts are laid
before the members
14 That the directors be authorised to Mgmt Against Against
determine the remuneration of the auditor
of the Company
15 Authority to make political donations Mgmt For For
16 Employee Stock Purchase Plan Mgmt For For
17 Authority to allot shares Mgmt For For
18 Authority to disapply pre-emption rights Mgmt For For
19 Authority to purchase own shares Mgmt For For
20 That a general meeting other than an Annual Mgmt For For
General Meeting may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PERSONAL FINANCE PLC, LEEDS Agenda Number: 704344035
--------------------------------------------------------------------------------------------------------------------------
Security: G4906Q102
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: GB00B1YKG049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and the Mgmt For For
audited Financial Statements
2 To approve the Directors' Remuneration Mgmt For For
Report
3 To declare a final dividend Mgmt For For
4 To elect Richard Moat as a director Mgmt For For
5 To re-elect Christopher Rodrigues as a Mgmt For For
director
6 To re-elect Gerard Ryan as a director Mgmt For For
7 To re-elect David Broadbent as a director Mgmt For For
8 To re-elect Tony Hales as a director Mgmt For For
9 To re-elect Edyta Kurek as a director Mgmt For For
10 To re-elect Nicholas Page as a director Mgmt For For
11 To reappoint the auditor of the Company: Mgmt For For
Deloitte LLP
12 To authorise the remuneration of the Mgmt For For
auditor
13 To authorise the directors to allot Mgmt For For
relevant securities
14 To disapply pre-emption rights in certain Mgmt For For
circumstances
15 To authorise the Company to purchase its Mgmt For For
own shares
16 To permit meetings other than AGMs to be Mgmt For For
held on 14 days' notice
17 To authorise the amendment of the Mgmt For For
Performance Share Plan rules
18 To authorise the amendment of the Deferred Mgmt For For
Share Plan rules
--------------------------------------------------------------------------------------------------------------------------
INTRUM JUSTITIA AB, NACKA Agenda Number: 704351422
--------------------------------------------------------------------------------------------------------------------------
Security: W4662R106
Meeting Type: AGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: SE0000936478
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 161163 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Opening of the meeting Non-Voting
2 Election of the chairman of the meeting: Non-Voting
Lars Lundquist is proposed to be appointed
chairman of the meeting
3 Preparation and approval of the voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of persons to verify the minutes Non-Voting
(and to count votes)
6 Determination as to whether the meeting has Non-Voting
been duly convened
7.A Presentation of the board's and the boards Non-Voting
committees' work
7.B Presentation by the managing director Non-Voting
8 Submission of the annual accounts and the Non-Voting
auditor's report, and consolidated accounts
and auditor's report on the consolidated
accounts, for the financial year 2012
9 Resolution on adoption of profit and loss Mgmt For For
statement and balance sheet and
consolidated profit and loss statement and
consolidated balance sheet
10 Resolution on appropriation of profit: The Mgmt For For
board and the managing director propose
that the profits at the disposal of the
annual general meeting, consisting of share
premium reserve of SEK 111,255,876 fair
value reserve of SEK-594,066,696,
accumulated profits of SEK 4,788,128,756
and the result for the year of
SEK-450,390,350 in total amounting to SEK
3,854,927,586 is appropriated so that SEK
5.00 per share, in total SEK 398,723,255 is
distributed to the shareholders and that
the remaining balance of SEK 3,456,204,331
is carried forward. As record day for the
dividend, the board proposes Monday, 29
April 2013. If the annual general meeting
resolves in accordance with the proposal,
the dividend is estimated to be paid out
via Euroclear Sweden AB on Friday, 3 May
2013
11 Resolution on discharge of members of the Mgmt For For
board and managing director from liability
for the administration of the company
during the year 2012
12 Determination of the number of board Mgmt For For
members and deputy board members. In
connection hereto, a report on the work of
the nomination committee: The board is
proposed to consist of eight (8) board
members with no deputy board members
13 Determination of remuneration to the Mgmt For For
members of the board and fees to the
auditor
14 Election of board members and deputy board Mgmt For For
members as well as chairman of the board:
Six of the current board members-Lars
Lundquist, Matts Ekman, Joakim Rubin,
Charlotte Stromberg, Fredrik Tragardh and
Joakim Westh-are nominated for re-election
for the period until the conclusion of the
next annual general meeting. Helen
Fasth-Gillstedt has declined re-election.
It is proposed to elect Synnove Trygg and
Magnus Yngen as new board members for the
period until the conclusion of the next
annual general meeting. It is proposed to
re-elect Lars Lundquist as chairman of the
board for the period until the conclusion
of the next annual general meeting
15 Election of auditor: It is proposed to Mgmt For For
elect Ernst & Young AB, with the authorised
auditor Lars Traff as the auditor in
charge, for the period until the conclusion
of the next annual general meeting
16 Resolution regarding the nomination Mgmt For For
committee for 2014: (Hans Hedstrom
(chairman) Carnegie Fonder - Mats
Gustafsson Lannebo Fonder - Karl Aberg
CapMan Oyj - Anders Rydin SEB Fonder - Pia
Axelsson Fourth Swedish National Pension
Fund)
17 Resolution regarding guidelines for Mgmt For For
remuneration and other terms of employment
for company management
18 Authorisation for the board to resolve on Mgmt For For
acquisition and transfer of the company's
own shares
19 Conclusion of the annual general meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
JUPITER FUND MANAGEMENT PLC Agenda Number: 704330771
--------------------------------------------------------------------------------------------------------------------------
Security: G5207P107
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: GB00B53P2009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' report and the Mgmt For For
audited accounts of the Company for the
year ended 31 December 2012
2 To approve the Directors' remuneration Mgmt Against Against
report for the year ended 31 December 2012
3 To approve a final dividend Mgmt For For
4 To elect Maarten Slendebroek as a Director Mgmt For For
5 To re-elect Jamie Dundas as a Director Mgmt For For
6 To re-elect Liz Airey as a Director Mgmt For For
7 To re-elect Edward Bonham Carter as a Mgmt For For
Director
8 To re-elect John Chatfeild-Roberts as a Mgmt For For
Director
9 To re-elect Philip Johnson as a Director Mgmt For For
10 To re-elect Jon Little as a Director Mgmt For For
11 To re-elect Richard I. Morris, Jr. as a Mgmt For For
Director
12 To re-elect Matteo Dante Perruccio as a Mgmt For For
Director
13 To re-elect Lorraine Trainer as a Director Mgmt For For
14 To re-elect Michael Wilson as a Director Mgmt For For
15 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
the Company's auditors
16 To authorise the Audit Committee to fix the Mgmt For For
auditor's remuneration
17 To authorise the Directors to allot shares Mgmt For For
in the Company for cash
18 To authorise political donations and Mgmt For For
political expenditure
19 To authorise the Directors to disapply Mgmt For For
pre-emption rights
20 To authorise the Company to make market Mgmt For For
purchases of its own shares
21 To approve the notice period of general Mgmt For For
meetings of the Company
--------------------------------------------------------------------------------------------------------------------------
KENMARE RESOURCES PLC Agenda Number: 704463001
--------------------------------------------------------------------------------------------------------------------------
Security: G52332106
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: IE0004879486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider the Directors' Report, the Mgmt For For
Financial Statements and the Independent
Auditor's Report thereon for the year ended
31 December 2012
2 To consider the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2012
3.A Re-election of Director: Ms. S. Bianchi Mgmt For For
3.B Re-election of Director: Mr. M. Carvill Mgmt For For
3.C Re-election of Director: Mr. J. Deysel Mgmt For For
3.D Re-election of Director: Mr. T. Fitzpatrick Mgmt For For
3.E Re-election of Director: Ms. E. Headon Mgmt For For
3.F Re-election of Director: Mr. J. Loasby Mgmt For For
3.G Re-election of Director: Mr. T. Lowrie Mgmt For For
3.H Re-election of Director: Mr. T. McCluskey Mgmt For For
4 To elect Mr. S. McTiernan as a Director Mgmt For For
5 To elect Mr. G. Smith as a Director Mgmt For For
6 To authorise the Directors to fix the Mgmt For For
remuneration of the Auditors
7 To fix the aggregate ordinary remuneration Mgmt For For
of the Non-executive Directors
8 Ordinary Resolution - To authorise the Mgmt For For
Directors to allot relevant securities
(Section 20)
9 Special resolution - To empower the Mgmt For For
Directors to allot equity securities for
cash (Sections 23 and 24)
10 Special Resolution - To maintain existing Mgmt For For
authority to convene an EGM by 14 days'
notice
--------------------------------------------------------------------------------------------------------------------------
KUKA AKTIENGESELLSCHAFT, AUGSBURG Agenda Number: 704447300
--------------------------------------------------------------------------------------------------------------------------
Security: D3862Y102
Meeting Type: AGM
Meeting Date: 05-Jun-2013
Ticker:
ISIN: DE0006204407
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 15 MAY 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 21 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved
consolidated financial statements as well
as the joint management report for KUKA
Aktiengesellschaft and the Group, including
the explanatory report regarding disclosure
in accordance with article 289, para. 4 and
para. 5 HGB [German Commercial Code], and
article 315, para. 4 HGB for the 2012
financial year; presentation of the
Supervisory Board's Report for the 2012
financial year
2. Resolution on the appropriation of the Mgmt For For
distributable profit of EUR 8,289,000 as
follows: Payment of a dividend of EUR 0.20
per no-par share EUR 1,505,913.80 shall be
carried forward Ex-dividend and payable
date: June 6, 2013
3.a Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Executive Board: Mr. Dr. Till Reuter
3.b Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Executive Board: Mr. Peter Mohnen
3.c Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Executive Board: Mr. Stephan Schulak
4.a Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Bernd Minning
4.b Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Thomas Kalkbrenner
4.c Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Juergen Kerner
4.d Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Prof. Dr. Dirk Abel
4.e Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Wilfried Eberhardt
4.f Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Uwe Ganzer
4.g Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Siegfried Greulich
4.h Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Thomas Knabel
4.i Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Ms. Carola Leitmeir
4.j Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Prof. Dr. Uwe Loos
4.k Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Fritz Seifert
4.l Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Dr. Michael Proeller
4.m Resolution on approving the discharge from Mgmt For For
responsibility of the member of the
Supervisory Board: Mr. Guy Wyser-Pratte
5.a Election to the Supervisory Board: Mr. Mgmt For For
Bernd Minning
5.b Election to the Supervisory Board: Mr. Mgmt For For
Prof. Dr. Dirk Abel
5.c Election to the Supervisory Board: Mr. Dr. Mgmt For For
Walter Bickel
5.d Election to the Supervisory Board: Mr. Mgmt For For
Prof. Dr. Uwe Loos
5.e Election to the Supervisory Board: Mr. Dr. Mgmt For For
Michael Proeller
5.f Election to the Supervisory Board: Mr. Guy Mgmt For For
Wyser-Pratte
6. Resolution on approval of the remuneration Mgmt For For
system for members of the Executive Board
7. Resolution on the partial cancelation of Mgmt For For
existing conditional capital and partial
cancelation of the existing authorization
to issue bonds (2010 authorization), as
well as resolution on the authorization to
issue warrant or convertible bonds,
participating bonds and participation
rights (or combinations of these
instruments) and to exclude subscription
rights in addition to simultaneously
authorizing new 2013 conditional capital
and the associated amendments to the
Articles of Association a) Resolution on
the partial cancelation of the existing
conditional capital and partial cancelation
of the existing authorization to issue
bonds (2010 authorization) and the
associated amendments to the Articles of
Association b) Resolution on the
authorization to issue warrant bonds or
convertible bonds, participating bonds and
participation rights (or a combination of
these instruments) and to exclude
subscription rights in addition to
simultaneously authorizing new 2013
conditional capital and the associated
amendments to the Articles of Association
(1) Authorization to issue warrant bonds,
convertible bonds, participating bonds and
participation rights (or combinations of
these instruments) and to exclude
subscription rights (2) Authorization of
new 2013 conditional capital (3) Amendments
to the Articles of Association: Article 4
(4) Authorization to amend the Articles of
Association
8. Election of the auditor of the annual Mgmt For For
financial statements and the consolidated
financial statements for the 2013 financial
year, as well as the auditor for an
independent review, if applicable, of the
condensed financial statements and the
interim management report for the first
half-year of the 2013 financial year: KPMG
AG Wirtschaftsprufungsgesellschaft, Berlin
--------------------------------------------------------------------------------------------------------------------------
MAKITA CORPORATION Agenda Number: 704574676
--------------------------------------------------------------------------------------------------------------------------
Security: J39584107
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3862400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MANDO CORPORATION Agenda Number: 704282728
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV14140
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7060980000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of inside director candidates: Kim Mgmt For For
Gyeong Su, Kim Ju Sin, election of outside
director candidate: Lee Jong Hui
3 Approval of limit of remuneration for Mgmt For For
directors
--------------------------------------------------------------------------------------------------------------------------
MEDUSA MINING LTD Agenda Number: 704083726
--------------------------------------------------------------------------------------------------------------------------
Security: Q59444101
Meeting Type: AGM
Meeting Date: 15-Nov-2012
Ticker:
ISIN: AU000000MML0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Re-election of Director - Dr Robert Mgmt For For
Weinberg
2 Disapplication of pre-emptive rights Mgmt For For
3 Adoption of the remuneration report Mgmt For For
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MICHAEL PAGE INTERNATIONAL PLC, ADDLESTONE Agenda Number: 704473850
--------------------------------------------------------------------------------------------------------------------------
Security: G68694119
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: GB0030232317
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and the reports of Mgmt For For
the directors and auditors thereon
2 To declare a final dividend Mgmt For For
3 To elect Robin Buchanan as a director of Mgmt For For
the Company
4 To re-elect Steve Ingham as a director of Mgmt For For
the Company
5 To elect Andrew Bracey as a director of the Mgmt For For
Company
6 To re-elect Ruby McGregor-Smith as a Mgmt For For
director of the Company
7 To re-elect Dr Tim Miller as a director of Mgmt For For
the Company
8 To elect Simon Boddie as a director of the Mgmt For For
Company
9 To elect David Lowden as a director of the Mgmt For For
Company
10 To receive and approve the report on Mgmt Abstain Against
Directors' remuneration
11 To re-appoint Ernst & Young LLP as auditors Mgmt For For
12 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
13 To authorise the Company and its Mgmt For For
subsidiaries to make political donations in
accordance with S366 and S367 of the
Companies Act 2006
14 To authorise the Directors to allot shares Mgmt For For
pursuant to S551 of the Companies Act 2006
15 To disapply pre-emption rights Mgmt For For
16 To authorise the Company to purchase its Mgmt For For
own shares
17 To authorise the Company to call General Mgmt For For
Meetings on not less than 14 clear days'
notice
18 To approve the Michael Page International Mgmt For For
Long Term Incentive plan
19 To approve the Michael Page International Mgmt For For
Deferred Bonus Plan
--------------------------------------------------------------------------------------------------------------------------
MINDRAY MEDICAL INT'L LTD. Agenda Number: 933717021
--------------------------------------------------------------------------------------------------------------------------
Security: 602675100
Meeting Type: Annual
Meeting Date: 28-Dec-2012
Ticker: MR
ISIN: US6026751007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RE-ELECTION OF MR. XU HANG AS A DIRECTOR Mgmt For For
AND THE CHAIRMAN OF THE BOARD OF THE
COMPANY.
2. RE-ELECTION OF MR. RONALD EDE AS A DIRECTOR Mgmt For For
OF THE COMPANY.
3. RE-ELECTION OF MR. CHEN QINGTAI AS A Mgmt For For
DIRECTOR OF THE COMPANY.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
--------------------------------------------------------------------------------------------------------------------------
NCC GROUP PLC, MANCHESTER Agenda Number: 704022348
--------------------------------------------------------------------------------------------------------------------------
Security: G64319109
Meeting Type: AGM
Meeting Date: 20-Sep-2012
Ticker:
ISIN: GB00B01QGK86
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt For For
2 To approve the Directors' remuneration Mgmt For For
report
3 To declare a final dividend of 11.0 p per Mgmt For For
share
4 To re-appoint the auditors: Ernst & Young Mgmt For For
LLP
5 To authorise the Directors to determine the Mgmt For For
auditors remuneration
6 To re-elect Rob Cotton as a Director Mgmt For For
7 To re-elect Paul Mitchell as a Director Mgmt For For
8 To re-elect Debbie Hewitt as a Director Mgmt For For
9 To re-elect Atul Patel as a Director Mgmt For For
10 To elect Thomas Chambers as a Director Mgmt For For
11 To authorise the Directors to allot shares Mgmt For For
pursuant to section 551 of the Companies
Act 2006
12 To authorise the Directors to disapply Mgmt For For
pre-emption rights pursuant to section 570
of the Companies Act 2006
13 To authorise the purchase of own shares Mgmt For For
pursuant to section 701 of the Companies
Act 2006
14 To reduce the notice period required for Mgmt For For
General Meetings
--------------------------------------------------------------------------------------------------------------------------
NCC GROUP PLC, MANCHESTER Agenda Number: 704184504
--------------------------------------------------------------------------------------------------------------------------
Security: G64319109
Meeting Type: OGM
Meeting Date: 18-Dec-2012
Ticker:
ISIN: GB00B01QGK86
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the capitalisation of part of Mgmt For For
the share premium account to effect a bonus
issue of five new ordinary shares for every
one ordinary share in issue
2 To authorise the directors to allot shares Mgmt For For
pursuant to section 551 of the Companies
Act 2006
3 To authorise the directors to disapply Mgmt For For
pre-emption right pursuant to section 570
of the Companies Act 2006
4 To authorise the purchase of own shares Mgmt For For
pursuant to section 701 of the Companies
Act 2006
5 To approve the adoption of the NCC Group Mgmt For For
Plc US Incentive Stock Option Plan
6 To approve the adoption of the NCC Group Mgmt For For
Plc US Employee Stock Purchase Plan
--------------------------------------------------------------------------------------------------------------------------
NITORI HOLDINGS CO.,LTD. Agenda Number: 704456171
--------------------------------------------------------------------------------------------------------------------------
Security: J58214107
Meeting Type: AGM
Meeting Date: 17-May-2013
Ticker:
ISIN: JP3756100008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
2 Allow Board to Authorize Use of Free Share Mgmt Against Against
Options as Anti-Takeover Defense Measure
--------------------------------------------------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, KLOTEN Agenda Number: 704282867
--------------------------------------------------------------------------------------------------------------------------
Security: H5783Q130
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: CH0037851646
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 151752,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 Approval of the annual report 2012 Mgmt For For
consisting of the business report, the
statutory financial statements and the
consolidated financial statements of Nobel
Biocare Holding Ltd
2 Consultative vote: Ratification of the Mgmt For For
remuneration report for 2012
3.1 Appropriation of the balance sheet result Mgmt For For
2012 and distribution of dividend: Carry
forward of the Accumulated deficit 2012
3.2 Appropriation of the balance sheet result Mgmt For For
2012 and distribution of dividend:
Allocation of reserves from capital
contributions to free reserves and
distribution of dividend of CHF 0.20 per
registered share
4 Discharge of the board of directors Mgmt For For
5.1 Re-election of member of the board of Mgmt For For
directors: Ms.Daniela Bosshardt-Hengartner
5.2 Re-election of member of the board of Mgmt For For
directors: Mr.Raymund Breu
5.3 Re-election of member of the board of Mgmt For For
directors: Mr.Edgar Fluri
5.4 Re-election of member of the board of Mgmt For For
directors: Mr.Michel Orsinger
5.5 Re-election of member of the board of Mgmt For For
directors: Mr.Juha Raeisaenen
5.6 Re-election of member of the board of Mgmt For For
directors: Mr.Oern Stuge
5.7 Re-election of member of the board of Mgmt For For
directors: Mr.Rolf Watter
5.8 Re-election of member of the board of Mgmt For For
directors: Mr.Georg Watzek
6 Election of one new member to the board of Mgmt For For
directors: Mr.Franz Maier
7 Re-election of the auditors: KPMG Ag, Mgmt For For
Zurich
8 Additional and/or counter-proposals Mgmt Abstain For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.shab.ch/DOWNLOADPART/N6996034/N
2013.00872061.pdf
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
OPERA SOFTWARE ASA Agenda Number: 704131452
--------------------------------------------------------------------------------------------------------------------------
Security: R6664U108
Meeting Type: EGM
Meeting Date: 14-Nov-2012
Ticker:
ISIN: NO0010040611
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Opening by the chairman of the Board - Non-Voting
Registration of attending shareholder
2 Election of chairperson for the meeting: Mgmt No vote
Attorney-at-law Geir Evenshaug
3 Approval of the calling notice and the Mgmt No vote
agenda
4 Election of person to counter-sign the Mgmt No vote
minutes
5 Election of new Board member: Greg Coleman Mgmt No vote
6.1 Remuneration to new Board member: Fixed Mgmt No vote
remuneration
6.2 Remuneration to new Board member: Grant of Mgmt No vote
options to Greg Coleman
6.3 Remuneration to new Board member: Mgmt No vote
Remuneration for Alberto Torres
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 2.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OPERA SOFTWARE ASA Agenda Number: 704507841
--------------------------------------------------------------------------------------------------------------------------
Security: R6664U108
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: NO0010040611
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Opening by the chairman of the board : Non-Voting
Registration of attending shareholder
2 Election of chairperson for the meeting Mgmt No vote
3 Approval of the calling notice and the Mgmt No vote
agenda
4 Election of person to counter-sign the Mgmt No vote
minutes
5 Approval of the financial statements and Mgmt No vote
annual report for 2012
6 Approval of dividends for 2012 Mgmt No vote
7 Approval of group contribution to Opera Mgmt No vote
Software International AS
8 Approval of auditor's fee for 2012 Mgmt No vote
9 Corporate Governance statement Non-Voting
10.1 Approval of remuneration to board members : Mgmt No vote
fixed remuneration
10.2 Approval of remuneration to board members : Mgmt No vote
Remuneration participating committees
11 Approval of remuneration to the members of Mgmt No vote
the Nomination Committee
12 Board authorization to acquire own shares Mgmt No vote
13.1 Board authorization to increase the share Mgmt No vote
capital by issuance of new shares
13.2 Authorization regarding acquisitions Mgmt No vote
14.1 Election of Board of director: Arve Mgmt No vote
Johansen
14.2 Election of Board of director: Greg Coleman Mgmt No vote
14.3 Election of Board of director: Kari Mgmt No vote
Stautland
14.4 Election of Board of director: Audun W. Mgmt No vote
Iversen
14.5 Election of Board of director: Marianne H. Mgmt No vote
Blystad
15.1 Election of Nomination committee: Jakob Mgmt No vote
Iqbal
15.2 Election of Nomination committee: Michael Mgmt No vote
Tetzshner
15.3 Election of Nomination committee: Nils A. Mgmt No vote
Foldal
16 Declaration from the board regarding Mgmt No vote
remuneration principles for executive team
17 Calling notice extraordinary general Mgmt No vote
meeting
18 Closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PIAGGIO & C. SPA, PONTEDERA Agenda Number: 704325403
--------------------------------------------------------------------------------------------------------------------------
Security: T74237107
Meeting Type: MIX
Meeting Date: 15-Apr-2013
Ticker:
ISIN: IT0003073266
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 16 APR 2013(11:00). CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS
AMENDED. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_157724.PDF
O.1 Financial statements of Piaggio & C. S.P.A Mgmt For For
as of 31 December 2012 report of the
directors on 2012 operations and proposed
allocation of operating profit report of
the statutory board of Auditors report of
the external auditors resolutions
pertaining thereto presentation of the
consolidated financial statements of the
Piaggio group as of 31 December 2012 and
related reports. resolutions pertaining
thereto
O.2 Report on compensation pursuant to Article Mgmt Against Against
123 TER of the legislative decree 58/1998.
resolutions pertaining thereto
O.3 Authorization to purchase and dispose of Mgmt Against Against
treasury shares pursuant to the combined
provisions of Articles 2357 and 2357-TER of
the Italian civil code, as well as Article
132 of legislative decree 58/1998 and its
related implementing provisions, prior
revocation of the authorization granted by
the general meeting held on April 13, 2012
concerning the non-executed part.
resolutions pertaining thereto
E.1 Proposal of deletion of no. 10.971.521 Mgmt For For
treasury shares in portfolio amendment to
Section no. 5.1 of the by-laws. resolutions
pertaining thereto
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
POLARCUS LTD Agenda Number: 704415682
--------------------------------------------------------------------------------------------------------------------------
Security: G7153K108
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: KYG7153K1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN BLOCKING CONDITIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 Approval of the Financial Statements and Mgmt For For
Board of Directors' report for the year
ended 31 December 2012
2 Approval of auditor's fee for 2012 Mgmt For For
3.1 Re-election of Carl-Gustav Zickerman as Mgmt For For
director
3.2 Election of Arnstein Wigestrand as director Mgmt For For
4 Approval of directors' fee for 2013 Mgmt For For
5.1 Election of Kitty Hall as Nomination Mgmt For For
Committee member
5.2 Election of Thomas Raaschou as Nomination Mgmt For For
Committee member
5.3 Election of Hege Sjo as Nomination Mgmt For For
Committee member
5.4 Approval of 2013 Nomination Committee fees Mgmt For For
5.5 Approval of revised Terms of Reference for Mgmt For For
the Nomination Committee
6 Approval of statement regarding guidelines Mgmt For For
for remuneration of Executive Management
7.1 Approval of change of purpose for part of Mgmt For For
authorised share capital
--------------------------------------------------------------------------------------------------------------------------
PRINCE FROG INTERNATIONAL HOLDINGS LTD, GRAND CAYM Agenda Number: 704446904
--------------------------------------------------------------------------------------------------------------------------
Security: G7247W100
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: KYG7247W1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419871.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419843.pdf
1 To consider, adopt and receive the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
and auditors for the year ended 31 December
2012
2 To declare a final dividend of HK6.0 cents Mgmt For For
per share for the year ended 31 December
2012, which shall be paid out of the share
premium account of the Company
3 To re-elect Mr. Huang Xinwen as an Mgmt For For
executive director of the Company
4 To re-elect Ms. Hong Fang as an executive Mgmt For For
director of the Company
5 To re-elect Mr. Chen Shaojun as an Mgmt For For
independent non-executive director of the
Company
6 To authorize the board of directors to fix Mgmt For For
the respective directors' remuneration
7 To re-appoint Ernst & Young as auditors of Mgmt For For
the Company and to authorize the board of
directors to fix their remuneration
8 To give a general mandate to the directors Mgmt For For
to repurchase the Company's shares not
exceeding 10% of the aggregate nominal
amount of the issued share capital of the
Company as at the date of passing of this
resolution
9 To give a general mandate to the directors Mgmt Against Against
to issue, allot and deal with additional
shares of the Company not exceeding 20% of
the aggregate nominal amount of the issued
share capital of the Company as at the date
of passing of this resolution
10 To extend the general mandate granted to Mgmt Against Against
the directors to issue, allot and deal with
additional shares in the capital of the
Company by the aggregate nominal amount of
shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL PLC, BRADFORD Agenda Number: 704381728
--------------------------------------------------------------------------------------------------------------------------
Security: G72783171
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: GB00B1Z4ST84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the directors' and auditor's Mgmt For For
reports and the financial statements
2 To approve the directors' remuneration Mgmt For For
report
3 To declare a final dividend Mgmt For For
4 To appoint Stuart Sinclair as a director Mgmt For For
5 To reappoint John van Kuffeler as a Mgmt For For
director
6 To reappoint Robert Anderson as a director Mgmt For For
7 To reappoint Peter Crook as a director Mgmt For For
8 To reappoint Andrew Fisher as a director Mgmt For For
9 To reappoint Christopher Gillespie as a Mgmt For For
director
10 To reappoint Manjit Wolstenholme as a Mgmt For For
director
11 To appoint Deloitte LLP as the auditor Mgmt For For
12 To authorise the directors to determine the Mgmt For For
remuneration of the auditor
13 To grant the company authority to make Mgmt For For
political donations
14 To authorise the directors to allot shares Mgmt For For
15 To approve the rules of the 2013 PSP Mgmt For For
16 To approve the rules of the 2013 SAYE Mgmt For For
17 To approve the rules of the 2013 SIP Mgmt For For
18 To authorise the company to purchase its Mgmt For For
own shares
19 To disapply pre-emption rights Mgmt For For
20 To authorise the convening of a general Mgmt For For
meeting on not less than 14 days' notice
--------------------------------------------------------------------------------------------------------------------------
PRYSMIAN S.P.A., MILANO Agenda Number: 704346849
--------------------------------------------------------------------------------------------------------------------------
Security: T7630L105
Meeting Type: MIX
Meeting Date: 16-Apr-2013
Ticker:
ISIN: IT0004176001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 168205 DUE TO RECEIPT OF
AUDITORS' SLATES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_156672.PDF
O.1 Financial statements at 31 December 2012. Mgmt For For
Directors report and proposed allocation of
net profit for the year report by the board
of statutory auditors, report by the
independent auditors
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS AUDITORS, THERE IS
ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
OF THE 2 SLATES. THANK YOU.
O.2.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: Appointment of the board of
statutory auditors and its chairman for the
period 2013 2015: List presented by Clubtre
Srl: Effective: 1. Mr. Paolo Lazzati and 2.
Mrs. Maria Luisa Mosconi. Alternate: 1. Mr.
Marcello Garzia
O.2.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: Appointment of the board of
statutory auditors and its chairman for the
period 2013 2015: List presented by Allianz
Global Investors Italia SGR SpA: Effective:
1. Mr. Pellegrino Libroia. Alternate: 1.
Mrs. Claudia Mezzabotta
O.3 Determination of the emoluments of members Mgmt For For
of the board of statutory auditors
O.4 Grant of authority to the board of Mgmt For For
directors to buy back and dispose of
treasury shares pursuant to articles 2357
and 2357 ter of the Italian civil code.
Revocation of the authorisation to buy back
and dispose of treasury shares under the
shareholder resolution dated 18 April 2012
O.5 Share ownership plan in favour of Prysmian Mgmt For For
Group's employees
O.6 Consultation on the Prysmian Group's Mgmt For For
remuneration policies
E.1 Authorization to convert, under art. 2420 Mgmt For For
bis, par.1 of the Italian civil code, of
the equity linked bond, resolved by the
board of directors on 4 March 2013,
reserved to institutional investors and
with nominal value equal to euro
300,000,000.00. Consequent increase in
share capital under art. 2420 bis, par.2 of
the Italian civil code, in a divisible
form, with the exclusion of pre emptive
rights under art. 2441, par. 5 of the
Italian civil code, serving the
abovementioned convertible bond by a
maximum nominal amount of euro
1,344,411.30, by issuing up to 13.444.113
ordinary shares of the company with a
nominal value of euro 0.10 each. Amendment
of art. 6 of the bylaws. Resolutions
related thereto. Granting of powers in
relation to the above transaction
--------------------------------------------------------------------------------------------------------------------------
PURECIRCLE LTD Agenda Number: 704169576
--------------------------------------------------------------------------------------------------------------------------
Security: G7300G109
Meeting Type: AGM
Meeting Date: 12-Dec-2012
Ticker:
ISIN: BMG7300G1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Accounts and Reports of the Mgmt For For
Directors and of the Auditors for the year
ended 30 June 2012
2 To approve the Directors' Remuneration set Mgmt For For
out in the relevant section of the
Company's Report and Accounts for the year
ended 30 June 2012
3 To re-elect Mr. John Robert Slosar as a Mgmt For For
non-executive director of the Company who,
having retired by rotation, is eligible for
re-election in accordance with Article 41
of the Company's Bye-Laws
4 To re-elect Mr. Olivier Phillippe Marie Mgmt For For
Maes as a non-executive director of the
Company who, having retired by rotation, is
eligible for re-election in accordance with
Article 41 of the Company's Bye-Laws
5 To re-elect Mr. Tan Boon Seng as a Mgmt For For
non-executive director of the Company who,
having appointed by the Board of Directors
during the year, is eligible for
re-election in accordance with Article 40
of the Company's Bye-Laws
6 To re-appoint PricewaterhouseCoopers Mgmt For For
(Malaysia) as Auditors of the Company to
hold office from the conclusion of this
meeting until the conclusion of the next
general meeting at which accounts are laid
before the company
7 To authorize the Board of Directors to Mgmt For For
determine the remuneration of the Auditors
of the Company
--------------------------------------------------------------------------------------------------------------------------
RAMIRENT OYJ, HELSINKI Agenda Number: 704293377
--------------------------------------------------------------------------------------------------------------------------
Security: X7193Q132
Meeting Type: AGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: FI0009007066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT The Board does not make any recommendation Non-Voting
on resolutions "11" and "12"
1 Opening of the meeting Non-Voting
2 Calling the meeting to order Non-Voting
3 Election of persons to scrutinize the Non-Voting
minutes and to supervise the counting of
votes
4 Recording the legality of the meeting Non-Voting
5 Recording the attendance at the meeting and Non-Voting
adoption of the list of votes
6 Presentation of the annual accounts, the Non-Voting
report of the board of directors and the
auditor's report for the year 2012
7 Adoption of the annual financial accounts Mgmt For For
and the consolidated annual financial
accounts
8 Resolution on the use of the profit shown Mgmt For For
on the balance sheet and the payment of
dividend the board proposes that a dividend
of EUR 0.34 per share be paid
9 Resolution on the discharge of the members Mgmt For For
of the board of directors and the CEO from
liability
10 Resolution on the remuneration of the Mgmt For For
members of the board of directors
11 Resolution on the number of members of the Mgmt For For
board of directors shareholder representing
approx. 40 Pct of the votes and shares
propose that the number of members be
increased from seven (7) to eight (8)
12 Election of members of the board of Mgmt For For
directors shareholders representing approx.
40 Pct of votes and shares propose to
re-elect K. Appleton, K-G. Bergh, J.Ek, P.
Hofvenstam, E. Norvio, S. Renlund and G.
Hege Solsnes and that M.O. Paulsson be
elected as a new member
13 Resolution on the remuneration of the Mgmt For For
auditor
14 Resolution on the number of auditors and Mgmt For For
election of auditor the board proposes that
the number of auditors be one (1) and that
PricewaterhouseCoopers OY be re-elected as
auditor
15 Amendment of the articles of association Mgmt For For
the board proposes the amendment of
sections five (5) and eleven (11) of the
articles of association
16 Authorising the board of directors to Mgmt For For
decide on the repurchase of the Company's
own shares
17 Authorising the board of directors to Mgmt For For
decide on the share issue and or issuance
of option rights, convertible bonds and or
other special rights entitling to shares
18 Closing of the meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 8. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RATIONAL AG, LANDSBERG AM LECH Agenda Number: 704351117
--------------------------------------------------------------------------------------------------------------------------
Security: D6349P107
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker:
ISIN: DE0007010803
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 17 APR 13, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
23.04.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2012 financial
year with the report of the Supervisory
Board, the group financial statements and
group annual report as well as the report
by the Board of MDs pursuant to Sections
289(4) and 315(4) of the German Commercial
Code
2. Resolution on the appropriation of the Mgmt For For
distributable profit of EUR 153,808,454.88
as follows: Payment of a dividend of EUR
5.70 per no-par share EUR 88,999,454.88
shall be carried forward Ex-dividend date:
May 9, 2013 Payable date: May 10, 2013
3. Ratification of the acts of the Board of Mgmt For For
MDs
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Appointment of auditors for the 2013 Mgmt For For
financial year: PricewaterhouseCoopers AG,
Munich
6. Approval of the control and profit transfer Mgmt For For
agreement with the company's wholly owned
subsidiary Rational Montage GmbH
7. Approval of the control and profit transfer Mgmt For For
agreement with the company's wholly owned
subsidiary LechMetall GmbH
8. Amendment to Section 14 of the articles of Mgmt For For
association in respect of the chairman of
the Supervisory Board being the chairman of
the shareholders' meeting or another member
determined by the chairman or any other
member of the Supervisory Board
9. Amendment to Section 3 of the articles of Mgmt For For
association in respect of company
announcements being published in the
Federal Gazette
10. Amendment to Section 8 of the articles of Mgmt For For
association in respect of Siegfried Meister
and Walter Kurz having the right to
determine a member to the Supervisory Board
as long as they are shareholders of the
company. Once one of both will not be
shareholder of the company anymore, the
other one shall have sole power to
determine a member to the Supervisory Board
--------------------------------------------------------------------------------------------------------------------------
SAF HOLLAND SA, LUXEMBOURG Agenda Number: 704391591
--------------------------------------------------------------------------------------------------------------------------
Security: L7999A102
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: LU0307018795
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Presentation of the statutory management Mgmt For For
report and consolidated management report
for the fiscal year ended 31 December 2012
2 Presentation of the reports by the auditors Mgmt For For
of the Company in respect of the statutory
financial statements of the Company and in
respect of the consolidated financial
statements of the Company and its group for
the fiscal year ended 31 December 2012
3 Approval of the statutory financial Mgmt For For
statements of the Company for the fiscal
year ended 31 December 2012
4 Approval of the consolidated financial Mgmt For For
statements of the Company and its group for
the fiscal year ended 31 December 2012
5 Resolution concerning the allocation of the Mgmt For For
results of the Company for the fiscal year
ended 31 December 2012 and carrying forward
of losses
6 Discharge of each of the persons that have Mgmt For For
acted as director of the Company during the
fiscal year ended on 31 December 2012, i.e.
Bernhard Schneider, Ulrich Sauer, Detlef
Borghardt, Richard W. Muzzy, Samuel Martin
and Anja Kleyboldt
7 Discharge to the external auditor of the Mgmt For For
Company, ERNST & YOUNG S.A., for and in
connection with their mandate carried out
as external auditor pertaining to the
fiscal year ended 31 December 2012
8 The Board of Directors proposes to approve Mgmt For For
and renew the mandate as director of the
Company of Richard W. Muzzy and Samuel
Martin, whose mandates started on 28 April
2011 and terminate on 25 April 2013,
starting on 25 April 2013 after AGM until
the date of the annual general meeting that
will resolve on the annual accounts for the
fiscal year ending on 31 December 2014. The
Board of Directors proposes to appoint
Martin Kleinschmitt as a member of the
Board of Directors starting on 25 April
2013 after AGM until the date of the annual
general meeting that will resolve on the
annual accounts for the fiscal year ending
on 31 December 2015. The Board of Directors
acknowledges the resignation of Ulrich O.
Sauer from his office as director of the
Company with effect as of 25 April 2013
after AGM. Provided that the above
proposals of the Board of Directors are
approved by the AGM, the Board of Directors
will consist of the following members
starting on 25 April 2013 after AGM:
Bernhard Schneider, Richard W. Muzzy,
Samuel Martin, Detlef Borghardt, Anja
Kleyboldt, Martin Kleinschmitt
9 Renewal of the mandate of the external Mgmt For For
auditor of the Company, ERNST & YOUNG S.A.
until the annual general meeting of the
shareholders of the Company in respect of
the fiscal year ending on 31 December 2013
--------------------------------------------------------------------------------------------------------------------------
SAWAI PHARMACEUTICAL CO.,LTD. Agenda Number: 704573511
--------------------------------------------------------------------------------------------------------------------------
Security: J69811107
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3323050009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Board Size to 12 Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Approve Retirement Allowance for Retiring Mgmt For For
Directors and Payment of Accrued Benefits
associated with Abolition of Retirement
Benefit System for Current Directors
6 Approve Payment of Accrued Benefits Mgmt For For
associated with Abolition of Retirement
Benefit System for Current Corporate
Auditors
7 Approve Amount and Details of Compensation Mgmt For For
Concerning Share Acquisition Rights as
Stock Compensation-type Stock Options for
Directors
--------------------------------------------------------------------------------------------------------------------------
SIMPLO TECHNOLOGY CO LTD Agenda Number: 704521598
--------------------------------------------------------------------------------------------------------------------------
Security: Y7987E104
Meeting Type: AGM
Meeting Date: 17-Jun-2013
Ticker:
ISIN: TW0006121007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The revision to the rules of the board Non-Voting
meeting
A.4 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD6.5 per share
B.3 The revision to the procedures of monetary Mgmt For For
loans
B.4 The revision to the procedures of Mgmt For For
endorsement and guarantee
B.5 The revision to the rules of shareholder Mgmt For For
meeting
B.6 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
STANLEY ELECTRIC CO.,LTD. Agenda Number: 704575464
--------------------------------------------------------------------------------------------------------------------------
Security: J76637115
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: JP3399400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
3 Authorize Use of Stock Option Plan for Mgmt For For
Directors
4 Approve Extension of Anti-Takeover Defense Mgmt Against Against
Measures
--------------------------------------------------------------------------------------------------------------------------
SYNNEX TECHNOLOGY INTERNATIONAL CORP Agenda Number: 704545980
--------------------------------------------------------------------------------------------------------------------------
Security: Y8344J109
Meeting Type: AGM
Meeting Date: 11-Jun-2013
Ticker:
ISIN: TW0002347002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
A4 Other presentations Non-Voting
B1 The 2012 financial statements Mgmt For For
B2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD2 per share
B3 The revision to the procedures of Mgmt For For
endorsement and guarantee
B4 The revision to the procedures of monetary Mgmt For For
loans
--------------------------------------------------------------------------------------------------------------------------
SYNTHOMER PLC Agenda Number: 704437169
--------------------------------------------------------------------------------------------------------------------------
Security: G98811105
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: GB0009887422
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
for the year ended 31 December 2012
2 To approve the Remuneration Report Mgmt Against Against
3 To declare a final dividend Mgmt For For
4 To re-elect as a director Mr D C Blackwood Mgmt For For
5 To re-elect as a director Mr A M Whitfield Mgmt For For
6 To re-elect as a director the Hon. A G Mgmt For For
Catto
7 To re-elect as a director Dato' Lee Hau Mgmt For For
Hian
8 To re-elect as a director Mr J K Maiden Mgmt For For
9 To re-elect as a director Dr J J C Jansz Mgmt For For
10 To re-elect as a director Mr N A Johnson Mgmt For For
11 To elect as a director Mr J Chen Mgmt For For
12 To re-appoint the auditor Mgmt For For
13 To authorise the directors to set the Mgmt For For
auditor's remuneration
14 To renew the authority of the directors to Mgmt For For
allot shares
15 To renew the authority given to directors Mgmt For For
to allot securities for cash other than on
a pro-rata basis
16 To give the directors authority to purchase Mgmt For For
the company's shares
17 To permit the holding of General Meetings Mgmt For For
at 14 days' notice
--------------------------------------------------------------------------------------------------------------------------
TASEKO MINES LTD N.P.L Agenda Number: 704501560
--------------------------------------------------------------------------------------------------------------------------
Security: 876511106
Meeting Type: MIX
Meeting Date: 06-Jun-2013
Ticker:
ISIN: CA8765111064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1, 4, 5 AND 6" AND 'IN FAVOR'
OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS
"2.1 TO 2.9 AND 3". THANK YOU.
CMMT PLEASE NOTE THAT RESOLUTION 6 IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU.
1 To set the number of Directors at 9 Mgmt For For
2.1 Election of Director: William P. Armstrong Mgmt For For
2.2 Election of Director: T. Barry Coughlan Mgmt For For
2.3 Election of Director: Scott D. Cousens Mgmt For For
2.4 Election of Director: Robert A. Dickinson Mgmt For For
2.5 Election of Director: Russell E. Hallbauer Mgmt For For
2.6 Election of Director: Wayne Kirk Mgmt For For
2.7 Election of Director: Richard A. Mundie Mgmt For For
2.8 Election of Director: Ronald W. Thiessen Mgmt For For
2.9 Election of Director: Alexander G. Morrison Mgmt For For
3 Appointment of KPMG LLP, Chartered Mgmt For For
Accountants as Auditors of the Company for
the ensuing year and authorizing the
Directors to fix their remuneration
4 To consider and if thought advisable, to Mgmt Against Against
approve a special resolution authorizing an
alteration of the Company's Articles to
include advance notice provisions, as set
forth in the accompanying Information
Circular
5 To consider and if thought advisable, to Mgmt For For
approve a special resolution authorizing an
amendment to the Company's Articles to
change the quorum requirements for the
transaction of business at a meeting, as
set forth in the accompanying Information
Circular
6 To approve the Company's Shareholder Rights Mgmt For For
Plan, and its three year continuation, as
set forth in the accompanying Information
Circular
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 3. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TIANGONG INTERNATIONAL CO LTD Agenda Number: 704459216
--------------------------------------------------------------------------------------------------------------------------
Security: G88831113
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: KYG888311134
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/sehk/2013/0423/LTN20130423277.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0423/LTN20130423250.pdf
1 To approve audited financial statements and Mgmt For For
the Reports of the Directors and Auditors
for the year ended 31 December 2012
2 To approve the proposed final dividend of Mgmt For For
RMB0.0461 per share of USD 0.0025 each
3.a.i The re-election of Mr. Zhu Xiaokun as an Mgmt For For
executive director of the Company be and is
hereby approved
3a.ii The re-election of Mr. Jiang Guangqing as Mgmt For For
an executive director of the Company be and
is hereby approved
3aiii The re-election of Mr. Lee Cheuk Yin, Mgmt For For
Dannis as an independent nonexecutive of
the Company be and is hereby approved
3a.iv The re-election of Mr. Yin Shuming as an Mgmt For For
independent non-executive of the Company be
and is hereby approved
3.b To authorise the Board of Directors to fix Mgmt For For
the remuneration of the Directors
4 To re-appoint KPMG as auditors of the Mgmt For For
Company and authorise the Board of
Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with additional
shares of the Company
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company
7 To extend the general mandate to the Mgmt Against Against
Directors to allot, issue and deal with
additional shares of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 28 MAY TO 23 MAY
2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA Agenda Number: 704254173
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Take the management accounts, examine, Mgmt For For
discuss and vote on the Company's financial
statements concerning the fiscal year
ending on December 31st, 2012
2 Deliberate on the allocation of the net Mgmt For For
income for the fiscal year and distribution
of dividends
3 To elect 1 (one) member of the Company's Mgmt For For
Board of Directors for the next term of
office in order to replace the director who
presented her resignation
4 Establish the total compensation of the Mgmt For For
members of the Board of Directors and of
the Executive Board
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
cMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL INFORMATION IN
AGENDA. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA, SAO PAULO Agenda Number: 704162736
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: EGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Approve Agreement to Absorb Gens Tecnologia Mgmt For For
da Informacao Ltda. YMF Arquitetura
Financeira de Negocios Ltda. Tools
Arquitetura Financeira de Negocios Ltda.
Hery Participacoes Ltda. and TotalBanco
Consultoria e Sistemas Ltda
2 Appoint Independent Appraisers of Proposed Mgmt For For
Transactions: Dayana Alves Almeida De
Franca, Jose Ricardo De Lemos Silva, Marcos
Lima De Araujo
3 Approve Independent Appraisals Mgmt For For
4 Approve Absorptions Mgmt For For
5 Authorize Board to Ratify and Execute Mgmt For For
Approved Resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF NAMES IN RESOLUTION 2 AND
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA, SAO PAULO Agenda Number: 704164300
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: EGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A To approve the incentive plan based on Mgmt Against Against
shares issued by the company, in accordance
with the terms of the proposal presented by
the management of the company and approved
by the board of directors of the company at
a meeting held on October 30, 2012
B To reflect, within the share capital of the Mgmt For For
company, the increases carried out, within
the limit of the authorized capital, at the
meetings of the board of directors held on
October 25, 2011, December 20, 2011,
January 30, 2012, April 24, 2012, June 27,
2012, July 24, 2012, August 20, 2012,
September 26, 2012, and October 30, 2012,
as a result of the issuance of new, common
shares, due to a conversion of debentures
into shares and of the results of the
exercise of stock purchase options by
beneficiaries of the company stock option
plan
C To reformulate the wording of article 3 of Mgmt For For
the corporate bylaws to indicate the
preponderance of the activities of the
corporate purpose
D To amend articles 21 and 24 of the Mgmt For For
corporate bylaws of the company to change
the number of officers, the designation of
the current officers and to create new
officer positions
E Restatement of the corporate bylaws of the Mgmt For For
company
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA, SAO PAULO Agenda Number: 704193565
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: EGM
Meeting Date: 03-Jan-2013
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
a To reflect in the capital stock of the Mgmt For For
Company the increases effected, within the
limit of authorized capital, at the
meetings of the Board of Directors held on
October 25th, 2011, December 20th, 2011,
April 24th, 2012, June 27th, 2012, July
24th, 2012, August 20th, 2012, September
26th, 2012 and October 30th, 2012, due to
the issuance of new shares as a consequence
of the conversion of debentures into shares
as well as the exercise of the Company's
Stock Option Plan by beneficiaries
b Reformulate the wording of article 3 of the Mgmt For For
Company's Bylaws indicating the
predominance of the activities in the
corporate purpose and to specify that the
rendering of management consulting
services, specified in this article is in
fact business management
c Include a new Paragraph 2 of article 17 of Mgmt For For
the Company's Bylaws, in light of the
formal error that occurred in the
Extraordinary Shareholders Meeting held on
September 30th, 2011, at 10:00 am., and
thus rectifying the error and renumbering
the subsequent paragraphs
d Amend Articles 21 and 24 of the Company's Mgmt For For
Bylaws, to change the number of executive
officers, the designation of a few of the
executive boards (as per the Management
Proposal) and to create new ones
e Suppress articles 59, 60 and 61 of the Mgmt For For
Company's Bylaws, and the subsequent
renumbering of article 62 into article 59
f Include a new article 60, which shall Mgmt For For
address the transition rule pursuant to
item 14.5, Section XIV of the Novo Mercado
Regulations
g Consolidate the Company By-Laws Mgmt For For
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT AND CHANGE IN TEXT AND
NUMBERING OF RESOLUTIONS AND CHANGE IN
MEETING DATE FROM 20 DEC 12 TO 03 JAN 13.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VESUVIUS PLC, LONDON Agenda Number: 704451892
--------------------------------------------------------------------------------------------------------------------------
Security: G9339E105
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: GB00B82YXW83
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual Report and Accounts Mgmt For For
2 Final dividend Mgmt For For
3 Directors Remuneration Report Mgmt For For
4 To elect Ms N Connors Mgmt For For
5 To elect Mr C Gardell Mgmt For For
6 To elect Mr J Hewitt Mgmt For For
7 To elect Ms J Hinkley Mgmt For For
8 To elect Mr J McDonough Mgmt For For
9 To elect Mr C O Shea Mgmt For For
10 To elect Mr F Wanecq Mgmt For For
11 Re-appoint Auditor Mgmt For For
12 Remuneration of Auditor Mgmt For For
13 Authority to allot shares Mgmt For For
14 Authority to allot equity securities Mgmt For For
15 Authority to purchase own shares Mgmt For For
16 Authority to incur political expenditure Mgmt For For
17 Authority to call a general meeting on 14 Mgmt For For
clear days' notice
--------------------------------------------------------------------------------------------------------------------------
WACKER NEUSON SE, MUENCHEN Agenda Number: 704438717
--------------------------------------------------------------------------------------------------------------------------
Security: D9553L101
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: DE000WACK012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 13 Non-Voting
MAY 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements as at December 31,
2012, the approved Consolidated Financial
Statements as at December 31, 2012,
including the Combined Management Report
for the Company and the Group, the
explanatory report from the Executive Board
within the Combined Management Report on
items to be disclosed in accordance with
Section 289 (4) and Section 315 (4) of the
German Commercial Code (HGB), and the
Report from the Supervisory Board for the
2012 fiscal year
2. Resolution on the appropriation of the net Mgmt No vote
profit for the year: The Executive Board
and Supervisory Board propose the following
resolution: The balance sheet profit for
fiscal 2012, amounting to EUR
41,529,826.28, will be appropriated as
follows: Payout of a EUR 0.30 dividend for
each share, based on a total of 70,140,000
eligible shares, in total EUR 21,042,000.00
Profit brought forward to new accounts EUR
20,487,826.28 Balance sheet profit EUR
41,529,826.28. If this payment proposal is
accepted, EUR 21,042,000.00 of the EUR
70,140,000.00 share capital qualified for
dividends will be utilized for dividend
payments. The dividends are payable on May
29, 2013
3. Resolution to officially approve the Mgmt No vote
actions of the Executive Board members for
fiscal 2012
4. Resolution to officially approve the Mgmt No vote
actions of the Supervisory Board members
for fiscal 2012
5. Appointment of the auditors for the Annual Mgmt No vote
and Consolidated Financial Statements for
fiscal 2013 and for the review of the
condensed (consolidated) half-year
financial statements and the interim
(Group) Management Report in fiscal 2013:
Ernst & Young GmbH
--------------------------------------------------------------------------------------------------------------------------
WIENERBERGER AG, WIEN Agenda Number: 704416141
--------------------------------------------------------------------------------------------------------------------------
Security: A95384110
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: AT0000831706
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS MAY 4, 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE AUSTRIAN LAW. THANK
YOU.
1 Presentation of the approved Annual Non-Voting
Financial Statements for the 2012 financial
year and Review of Operations for the
company, which was combined with the Review
of Operations for the group, as well as the
Corporate Governance Report, the
Consolidated Financial Statements for the
2012 financial year and the Report of the
Supervisory Board on the 2012 financial
year
2 Use of profit as shown in the Annual Mgmt For For
Financial Statements for 2012
3 Release from liability of the members of Mgmt For For
the Managing Board for 2012
4 Release from liability of the members of Mgmt For For
the Supervisory Board for 2012
5.a Reduction of number of board members from Mgmt For For
eight to six persons
5.b Re-election of Friedrich Kadrnoska to the Mgmt For For
Supervisory Board
5.c Re-election of Peter Johnson to the Mgmt For For
Supervisory Board
6 Election of the auditor for the 2013 Mgmt For For
financial year: The Supervisory Board
recommends that the Annual General Meeting
elect KPMG Wirtschaftsprufungs- und
Steuerberatungs AG, Vienna, to audit the
Annual Financial Statements and
Consolidated Financial Statements for the
2013 financial year
--------------------------------------------------------------------------------------------------------------------------
WIRECARD AG, GRASBRUNN Agenda Number: 704502132
--------------------------------------------------------------------------------------------------------------------------
Security: D22359133
Meeting Type: AGM
Meeting Date: 20-Jun-2013
Ticker:
ISIN: DE0007472060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 30 MAY 2013, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05 Non-Voting
JUN 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the approved
consolidated financial statements as of 31
December 2012, as well as the management
reports for the Company and the Group, the
report of the Supervisory Board and the
explanatory report by the Management Board
on the disclosures of relevance for
takeover purposes for the fiscal year 2012
2. Resolution on the appropriation of the Mgmt For For
profit of the fiscal year 2012
3. Resolution on the ratification of the acts Mgmt For For
of the members of the Management Board
during the fiscal year 2012
4. Resolution on the ratification of the acts Mgmt For For
of the members of the Supervisory Board
during the fiscal year 2012
5. Election of the auditor of the financial Mgmt For For
statements and the Consolidated financial
statements for the fiscal year 2013: Ernst
& Young GmbH
Wirtschaftsprufungsgesellschaft, Munich
--------------------------------------------------------------------------------------------------------------------------
WUXI PHARMATECH (CAYMAN) INC. Agenda Number: 933696936
--------------------------------------------------------------------------------------------------------------------------
Security: 929352102
Meeting Type: Annual
Meeting Date: 06-Nov-2012
Ticker: WX
ISIN: US9293521020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 XUESONG (JEFF) LENG BE AND HEREBY IS Mgmt For For
RE-ELECTED AS A DIRECTOR FOR A THREE-YEAR
TERM.
02 ZHAOHUI ZHANG BE AND HEREBY IS RE-ELECTED Mgmt For For
AS A DIRECTOR FOR A THREE-YEAR TERM.
03 NING ZHAO BE AND HEREBY IS RE-ELECTED AS A Mgmt For For
DIRECTOR FOR A THREE-YEAR TERM.
Yacktman Focused Fund
--------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933779146
--------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: AVP
ISIN: US0543031027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS R. CONANT Mgmt For For
W. DON CORNWELL Mgmt Withheld Against
V. ANN HAILEY Mgmt Withheld Against
FRED HASSAN Mgmt Withheld Against
MARIA ELENA LAGOMASINO Mgmt Withheld Against
SHERI S. MCCOY Mgmt For For
ANN S. MOORE Mgmt Withheld Against
CHARLES H. NOSKI Mgmt For For
GARY M. RODKIN Mgmt Withheld Against
PAULA STERN Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF 2013 STOCK INCENTIVE PLAN. Mgmt Against Against
4. APPROVAL OF 2013 - 2017 EXECUTIVE INCENTIVE Mgmt For For
PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
6. RESOLUTION REQUESTING A REPORT ON Shr Against For
SUBSTITUTING SAFER ALTERNATIVES IN PERSONAL
CARE PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933718756
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 29-Jan-2013
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For
1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: ADEL A.F. MAHMOUD Mgmt For For
1J. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1N. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
1O. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
5. AMENDMENTS TO THE 2004 EMPLOYEE AND Mgmt Against Against
DIRECTOR EQUITY-BASED COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
C. R. BARD, INC. Agenda Number: 933752570
--------------------------------------------------------------------------------------------------------------------------
Security: 067383109
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: BCR
ISIN: US0673831097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY WELTERS Mgmt For For
1C. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
3. TO APPROVE THE 2012 LONG TERM INCENTIVE Mgmt Against Against
PLAN OF C. R. BARD, INC., AS AMENDED AND
RESTATED.
4. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS ON AN ADVISORY BASIS.
5. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SUSTAINABILITY REPORTING.
6. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SEPARATING THE CHAIR AND CEO.
--------------------------------------------------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 933758483
--------------------------------------------------------------------------------------------------------------------------
Security: 12541W209
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CHRW
ISIN: US12541W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT P ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY J STEELE Mgmt For For
GUILFOILE
1C. ELECTION OF DIRECTOR: JODEE A KOZLAK Mgmt For For
1D. ELECTION OF DIRECTOR: REBECCA KOENIG ROLOFF Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO APPROVE THE C.H. ROBINSON WORLDWIDE, Mgmt Against Against
INC. 2013 EQUITY INCENTIVE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr For Against
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933764842
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
4. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
5. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
6. GENDER IDENTITY NON-DISCRIMINATION. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933742911
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt Against Against
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt Against Against
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr Against For
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr For Against
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 933673370
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 13-Sep-2012
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL J. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM C. COBB Mgmt For For
1C. ELECTION OF DIRECTOR: MARVIN R. ELLISON Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. GERARD Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID BAKER LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE C. ROHDE Mgmt For For
1H. ELECTION OF DIRECTOR: TOM D. SEIP Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTIANNA WOOD Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES F. WRIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF THE 2013 LONG-TERM INCENTIVE Mgmt Against Against
PLAN.
5. APPROVAL OF THE AMENDED AND RESTATED 2000 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
6. SHAREHOLDER PROPOSAL CONCERNING PROXY Shr Against For
ACCESS, IF PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933731615
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt Against Against
1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt Against Against
1D. ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt Against Against
1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1H. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1I. ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt Against Against
1J. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
1K. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. AMEND HP'S AMENDED AND RESTATED BYLAWS TO Mgmt For For
PERMIT STOCKHOLDER PROXY ACCESS.
5. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt Against Against
HEWLETT-PACKARD COMPANY 2004 STOCK
INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
FORMATION OF A HUMAN RIGHTS COMMITTEE.
7. STOCKHOLDER PROPOSAL ENTITLED "2013 Shr Against For
HEWLETT-PACKARD RESOLUTION ON HUMAN RIGHTS
POLICY."
8. STOCKHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933745068
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS AND CORPORATE VALUES
6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION Agenda Number: 933668545
--------------------------------------------------------------------------------------------------------------------------
Security: 53071M104
Meeting Type: Annual
Meeting Date: 08-Aug-2012
Ticker: LINTA
ISIN: US53071M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL (THE "TRACKING STOCK PROPOSAL") Mgmt For For
TO AMEND AND RESTATE OUR CERTIFICATE OF
INCORPORATION TO CREATE A NEW TRACKING
STOCK TO BE DESIGNATED THE LIBERTY VENTURES
COMMON STOCK AND TO MAKE CERTAIN CONFORMING
CHANGES TO OUR EXISTING LIBERTY INTERACTIVE
COMMON STOCK.
2. A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF Mgmt For For
THE ANNUAL MEETING BY LIBERTY INTERACTIVE
CORPORATION TO PERMIT FURTHER SOLICITATION
OF PROXIES, IF NECESSARY OR APPROPRIATE, IF
SUFFICIENT VOTES ARE NOT REPRESENTED AT THE
ANNUAL MEETING TO APPROVE THE TRACKING
STOCK PROPOSAL.
3. DIRECTOR
MICHAEL A. GEORGE Mgmt For For
GREGORY B. MAFFEI Mgmt For For
M. LAVOY ROBISON Mgmt For For
4. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt Against Against
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt Against Against
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt Against Against
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt Against Against
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt Against Against
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt Against Against
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt Against Against
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt Against Against
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION Agenda Number: 933684599
--------------------------------------------------------------------------------------------------------------------------
Security: 65248E203
Meeting Type: Annual
Meeting Date: 16-Oct-2012
Ticker: NWS
ISIN: US65248E2037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSE MARIA AZNAR Mgmt For For
1B. ELECTION OF DIRECTOR: NATALIE BANCROFT Mgmt Abstain Against
1C. ELECTION OF DIRECTOR: PETER L. BARNES Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1E. ELECTION OF DIRECTOR: CHASE CAREY Mgmt For For
1F. ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID F. DEVOE Mgmt Against Against
1H. ELECTION OF DIRECTOR: VIET DINH Mgmt For For
1I. ELECTION OF DIRECTOR: SIR RODERICK I. Mgmt Against Against
EDDINGTON
1J. ELECTION OF DIRECTOR: JOEL I. KLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES R. MURDOCH Mgmt Against Against
1L. ELECTION OF DIRECTOR: K. RUPERT MURDOCH Mgmt For For
1M. ELECTION OF DIRECTOR: LACHLAN K. MURDOCH Mgmt Against Against
1N. ELECTION OF DIRECTOR: ALVARO URIBE Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. STOCKHOLDER PROPOSAL - ADOPT A POLICY THAT Shr For Against
THE CHAIRMAN OF THE BOARD OF DIRECTORS BE
AN INDEPENDENT DIRECTOR.
5. STOCKHOLDER PROPOSAL - ADOPT SIMPLE Shr For Against
MAJORITY VOTE.
6. STOCKHOLDER PROPOSAL - ELIMINATE THE Shr For Against
COMPANY'S DUAL CLASS CAPITAL STRUCTURE.
7. CITIZENSHIP CERTIFICATION - PLEASE MARK Mgmt For
"YES" IF THE STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK
"NO" IF SUCH STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S. STOCKHOLDER.
--------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION Agenda Number: 933693904
--------------------------------------------------------------------------------------------------------------------------
Security: 65248E203
Meeting Type: Annual
Meeting Date: 16-Oct-2012
Ticker: NWS
ISIN: US65248E2037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSE MARIA AZNAR Mgmt No vote
1B. ELECTION OF DIRECTOR: NATALIE BANCROFT Mgmt No vote
1C. ELECTION OF DIRECTOR: PETER L. BARNES Mgmt No vote
1D. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt No vote
1E. ELECTION OF DIRECTOR: CHASE CAREY Mgmt No vote
1F. ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt No vote
1G. ELECTION OF DIRECTOR: DAVID F. DEVOE Mgmt No vote
1H. ELECTION OF DIRECTOR: VIET DINH Mgmt No vote
1I. ELECTION OF DIRECTOR: SIR RODERICK I. Mgmt No vote
EDDINGTON
1J. ELECTION OF DIRECTOR: JOEL I. KLEIN Mgmt No vote
1K. ELECTION OF DIRECTOR: JAMES R. MURDOCH Mgmt No vote
1L. ELECTION OF DIRECTOR: K. RUPERT MURDOCH Mgmt No vote
1M. ELECTION OF DIRECTOR: LACHLAN K. MURDOCH Mgmt No vote
1N. ELECTION OF DIRECTOR: ALVARO URIBE Mgmt No vote
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt No vote
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote
4. STOCKHOLDER PROPOSAL - ADOPT A POLICY THAT Shr No vote
THE CHAIRMAN OF THE BOARD OF DIRECTORS BE
AN INDEPENDENT DIRECTOR.
5. STOCKHOLDER PROPOSAL - ADOPT SIMPLE Shr No vote
MAJORITY VOTE.
6. STOCKHOLDER PROPOSAL - ELIMINATE THE Shr No vote
COMPANY'S DUAL CLASS CAPITAL STRUCTURE.
7. CITIZENSHIP CERTIFICATION - PLEASE MARK Mgmt No vote
"YES" IF THE STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK
"NO" IF SUCH STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S. STOCKHOLDER.
--------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION Agenda Number: 933811007
--------------------------------------------------------------------------------------------------------------------------
Security: 65248E104
Meeting Type: Special
Meeting Date: 11-Jun-2013
Ticker: NWSA
ISIN: US65248E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT TO PARENT'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION CLARIFYING OUR ABILITY TO
MAKE DISTRIBUTIONS IN COMPARABLE SECURITIES
IN CONNECTION WITH SEPARATION TRANSACTIONS,
INCLUDING THE SEPARATION.
2. AMENDMENT TO PARENT'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ALLOW US TO MAKE
CERTAIN DISTRIBUTIONS ON SUBSIDIARY-OWNED
SHARES AND CREATE ADDITIONAL
SUBSIDIARY-OWNED SHARES.
--------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION Agenda Number: 933806626
--------------------------------------------------------------------------------------------------------------------------
Security: 65248E104
Meeting Type: Special
Meeting Date: 11-Jun-2013
Ticker: NWSA
ISIN: US65248E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT TO PARENT'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION CLARIFYING OUR ABILITY TO
MAKE DISTRIBUTIONS IN COMPARABLE SECURITIES
IN CONNECTION WITH SEPARATION TRANSACTIONS,
INCLUDING THE SEPARATION.
2. AMENDMENT TO PARENT'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ALLOW US TO MAKE
CERTAIN DISTRIBUTIONS ON SUBSIDIARY-OWNED
SHARES AND CREATE ADDITIONAL
SUBSIDIARY-OWNED SHARES.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 933739558
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINDA WALKER BYNOE Mgmt For For
NICHOLAS D. CHABRAJA Mgmt Withheld Against
SUSAN CROWN Mgmt For For
DIPAK C. JAIN Mgmt For For
ROBERT W. LANE Mgmt For For
EDWARD J. MOONEY Mgmt For For
JOSE LUIS PRADO Mgmt For For
JOHN W. ROWE Mgmt For For
MARTIN P. SLARK Mgmt For For
DAVID H.B. SMITH, JR. Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. APPROVAL, BY AN ADVISORY VOTE, OF THE 2012 Mgmt Against Against
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
4. STOCKHOLDER PROPOSAL REGARDING ADDITIONAL Shr For Against
DISCLOSURE OF POLITICAL AND LOBBYING
CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON COMPANIES, INC. Agenda Number: 933675665
--------------------------------------------------------------------------------------------------------------------------
Security: 703395103
Meeting Type: Annual
Meeting Date: 10-Sep-2012
Ticker: PDCO
ISIN: US7033951036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT P. ANDERSON* Mgmt For For
ELLEN A. RUDNICK* Mgmt For For
HAROLD C. SLAVKIN* Mgmt For For
JAMES W. WILTZ* Mgmt For For
JODY H. FERAGEN** Mgmt For For
2. TO APPROVE THE AMENDMENT TO OUR BYLAWS. Mgmt For For
3. TO APPROVE THE AMENDMENT TO OUR AMENDED AND Mgmt Against Against
RESTATED EQUITY INCENTIVE PLAN.
4. TO APPROVE THE AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
5. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
6. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
APRIL 27, 2013. THE BOARD OF
DIRECTORS RECOMMENDS A
VOTE "AGAINST" ITEM 7
7. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
REGARDING THE ADOPTION OF CUMULATIVE
VOTING.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED Agenda Number: 933659495
--------------------------------------------------------------------------------------------------------------------------
Security: 760975102
Meeting Type: Annual
Meeting Date: 10-Jul-2012
Ticker: RIMM
ISIN: CA7609751028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY DATTELS Mgmt For For
THORSTEN HEINS Mgmt For For
DAVID KERR Mgmt For For
CLAUDIA KOTCHKA Mgmt For For
MIKE LAZARIDIS Mgmt For For
ROGER MARTIN Mgmt For For
JOHN RICHARDSON Mgmt Withheld Against
BARBARA STYMIEST Mgmt For For
PREM WATSA Mgmt For For
JOHN WETMORE Mgmt For For
02 RESOLUTION APPROVING THE RE-APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUDITORS OF THE
COMPANY AND AUTHORIZING THE BOARD OF
DIRECTORS TO FIX THE AUDITORS'
REMUNERATION.
03 NON-BINDING ADVISORY RESOLUTION THAT THE Mgmt For For
SHAREHOLDERS ACCEPT THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION AS DISCLOSED IN
THE MANAGEMENT INFORMATION CIRCULAR FOR THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
RESOURCE AMERICA, INC. Agenda Number: 933730548
--------------------------------------------------------------------------------------------------------------------------
Security: 761195205
Meeting Type: Annual
Meeting Date: 12-Mar-2013
Ticker: REXI
ISIN: US7611952059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BRADLEY Mgmt For For
EDWARD E. COHEN Mgmt Withheld Against
ANDREW M. LUBIN Mgmt Withheld Against
2. PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR RESOURCE
AMERICA, INC. FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2013.
3. IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS
AS MAY PROPERLY BE BROUGHT BEFORE THE
MEETING OR ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
SIGMA-ALDRICH CORPORATION Agenda Number: 933750095
--------------------------------------------------------------------------------------------------------------------------
Security: 826552101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: SIAL
ISIN: US8265521018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REBECCA M. BERGMAN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE M. CHURCH Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. MARBERRY Mgmt For For
1D. ELECTION OF DIRECTOR: W. LEE MCCOLLUM Mgmt For For
1E. ELECTION OF DIRECTOR: AVI M. NASH Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN M. PAUL Mgmt For For
1G. ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1H. ELECTION OF DIRECTOR: RAKESH SACHDEV Mgmt For For
1I. ELECTION OF DIRECTOR: D. DEAN SPATZ Mgmt For For
1J. ELECTION OF DIRECTOR: BARRETT A. TOAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2013
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933768662
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: L. HILL Mgmt For For
1F ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1G ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1H ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1I ELECTION OF DIRECTOR: R. SKATES Mgmt For For
IJ ELECTION OF DIRECTOR: G. SUMME Mgmt For For
IK ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2 TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933750728
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B) ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt For For
PH.D.
1C) ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D) ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt Against Against
1E) ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
1F) ELECTION OF DIRECTOR: HOWARD L. LANCE Mgmt For For
1G) ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1H) ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt Against Against
1I) ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2) RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3) APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 933692786
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JONATHAN GOLDEN Mgmt Against Against
1B. ELECTION OF DIRECTOR: JOSEPH A. HAFNER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION PAID TO SYSCO'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S
2012 PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
THE BANCORP, INC. Agenda Number: 933761024
--------------------------------------------------------------------------------------------------------------------------
Security: 05969A105
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: TBBK
ISIN: US05969A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL G. COHEN Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER T. BEACH Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. BRADLEY Mgmt For For
1E. ELECTION OF DIRECTOR: MATTHEW COHN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. LAMB Mgmt Against Against
1G. ELECTION OF DIRECTOR: FRANK M. MASTRANGELO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MCENTEE III Mgmt Against Against
1I. ELECTION OF DIRECTOR: LINDA SCHAEFFER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN C. CHRYSTAL Mgmt For For
2. PROPOSAL TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
VOTE ON THE COMPANY'S 2012 COMPENSATION
PROGRAM FOR ITS NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE THE STOCK OPTION AND Mgmt Against Against
EQUITY PLAN OF 2013.
4. PROPOSAL TO APPROVE THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933746262
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1D. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1K. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1L. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 933692825
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. CARMONA Mgmt For For
1C ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1D ELECTION OF DIRECTOR: GEORGE J. HARAD Mgmt For For
1E ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1H ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Mgmt For For
1I ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
4. TO APPROVE THE AMENDED AND RESTATED 2005 Mgmt Against Against
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933646385
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Special
Meeting Date: 10-Jul-2012
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND ARTICLE FOURTH OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE AUTHORIZED COMMON
STOCK OF THE COMPANY FROM 5,600,000,000
SHARES, PAR VALUE $.25 PER SHARE, TO
11,200,000,000 SHARES, PAR VALUE $.25 PER
SHARE, AND TO EFFECT A SPLIT OF THE ISSUED
COMMON STOCK OF THE COMPANY BY CHANGING
EACH ISSUED SHARE OF COMMON STOCK INTO TWO
SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933739596
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt Against Against
1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1G. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO PERMIT SHAREOWNERS TO CALL
SPECIAL MEETINGS.
5. SHAREOWNER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933779754
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Against Against
1G ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION (SAY ON PAY)
03 APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt Against Against
RESTATED STOCK INCENTIVE PLAN (2013)
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
COMMITTEE
06 SHAREHOLDER PROPOSAL REGARDING GOLDMAN Shr Against For
SACHS LOBBYING DISCLOSURE
07 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
08 SHAREHOLDER PROPOSAL REGARDING MAXIMIZATION Shr Against For
OF VALUE FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933681062
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 09-Oct-2012
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
4. SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL Shr Against For
CONTRIBUTION (PAGE 67 OF PROXY STATEMENT)
5. SHAREHOLDER PROPOSAL #2 - PRODUCER Shr Against For
RESPONSIBILITY FOR PACKAGING (PAGE 70 OF
PROXY STATEMENT)
6. SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE Shr For Against
MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT)
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933744460
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt Against Against
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr For Against
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933799364
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt Against Against
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt Against Against
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt Against Against
1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against
WILLIAMS
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN, AS AMENDED
5. SPECIAL SHAREOWNER MEETING RIGHT Shr For Against
6. EQUITY RETENTION REQUIREMENT Shr Against For
7. INDEPENDENT CHAIRMAN Shr For Against
8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
--------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. Agenda Number: 933767038
--------------------------------------------------------------------------------------------------------------------------
Security: 94973V107
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: WLP
ISIN: US94973V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: JOSEPH R. SWEDISH Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4 IF PROPERLY PRESENTED AT THE MEETING, TO Shr Against For
VOTE ON A SHAREHOLDER PROPOSAL TO REQUIRE
SEMI-ANNUAL REPORTING ON POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
Yacktman Fund
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933746402
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. BARSHEFSKY Mgmt Withheld Against
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
A. LAUVERGEON Mgmt For For
T.J. LEONSIS Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
D.L. VASELLA Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr Against For
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933779146
--------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: AVP
ISIN: US0543031027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS R. CONANT Mgmt For For
W. DON CORNWELL Mgmt Withheld Against
V. ANN HAILEY Mgmt Withheld Against
FRED HASSAN Mgmt Withheld Against
MARIA ELENA LAGOMASINO Mgmt Withheld Against
SHERI S. MCCOY Mgmt For For
ANN S. MOORE Mgmt Withheld Against
CHARLES H. NOSKI Mgmt For For
GARY M. RODKIN Mgmt Withheld Against
PAULA STERN Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. APPROVAL OF 2013 STOCK INCENTIVE PLAN. Mgmt Against Against
4. APPROVAL OF 2013 - 2017 EXECUTIVE INCENTIVE Mgmt For For
PLAN.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
6. RESOLUTION REQUESTING A REPORT ON Shr Against For
SUBSTITUTING SAFER ALTERNATIVES IN PERSONAL
CARE PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933759017
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
6. STOCKHOLDER PROPOSAL - MULTIPLE BOARD Shr Against For
SERVICE.
7. STOCKHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL - MORTGAGE SERVICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933718756
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 29-Jan-2013
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For
1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: ADEL A.F. MAHMOUD Mgmt For For
1J. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1N. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
1O. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
5. AMENDMENTS TO THE 2004 EMPLOYEE AND Mgmt Against Against
DIRECTOR EQUITY-BASED COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
C. R. BARD, INC. Agenda Number: 933752570
--------------------------------------------------------------------------------------------------------------------------
Security: 067383109
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: BCR
ISIN: US0673831097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY WELTERS Mgmt For For
1C. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
3. TO APPROVE THE 2012 LONG TERM INCENTIVE Mgmt Against Against
PLAN OF C. R. BARD, INC., AS AMENDED AND
RESTATED.
4. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS ON AN ADVISORY BASIS.
5. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SUSTAINABILITY REPORTING.
6. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SEPARATING THE CHAIR AND CEO.
--------------------------------------------------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 933758483
--------------------------------------------------------------------------------------------------------------------------
Security: 12541W209
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CHRW
ISIN: US12541W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT P ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY J STEELE Mgmt For For
GUILFOILE
1C. ELECTION OF DIRECTOR: JODEE A KOZLAK Mgmt For For
1D. ELECTION OF DIRECTOR: REBECCA KOENIG ROLOFF Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO APPROVE THE C.H. ROBINSON WORLDWIDE, Mgmt Against Against
INC. 2013 EQUITY INCENTIVE PLAN.
4. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr For Against
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933756477
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For
1B ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1C ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1D ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1E ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1H ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE COLGATE-PALMOLIVE COMPANY 2013 Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
5. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933764842
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
4. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
5. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
6. GENDER IDENTITY NON-DISCRIMINATION. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933742911
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt Against Against
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt Against Against
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933756934
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1C. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. STOCKHOLDER PROPOSAL REGARDING CORPORATE Shr Against For
LOBBYING DISCLOSURE.
4. STOCKHOLDER PROPOSAL REGARDING PRIVACY AND Shr Against For
DATA SECURITY.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr Against For
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr For Against
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 933673370
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 13-Sep-2012
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL J. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM C. COBB Mgmt For For
1C. ELECTION OF DIRECTOR: MARVIN R. ELLISON Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. GERARD Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID BAKER LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE C. ROHDE Mgmt For For
1H. ELECTION OF DIRECTOR: TOM D. SEIP Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTIANNA WOOD Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES F. WRIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF THE 2013 LONG-TERM INCENTIVE Mgmt Against Against
PLAN.
5. APPROVAL OF THE AMENDED AND RESTATED 2000 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
6. SHAREHOLDER PROPOSAL CONCERNING PROXY Shr Against For
ACCESS, IF PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933731615
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt Against Against
1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt Against Against
1D. ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt Against Against
1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1H. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1I. ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt Against Against
1J. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
1K. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. AMEND HP'S AMENDED AND RESTATED BYLAWS TO Mgmt For For
PERMIT STOCKHOLDER PROXY ACCESS.
5. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt Against Against
HEWLETT-PACKARD COMPANY 2004 STOCK
INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For
FORMATION OF A HUMAN RIGHTS COMMITTEE.
7. STOCKHOLDER PROPOSAL ENTITLED "2013 Shr Against For
HEWLETT-PACKARD RESOLUTION ON HUMAN RIGHTS
POLICY."
8. STOCKHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933758611
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt Against Against
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt Against Against
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt Against Against
2006 EQUITY INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. Agenda Number: 933746642
--------------------------------------------------------------------------------------------------------------------------
Security: 47102X105
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNS
ISIN: US47102X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIMOTHY K. ARMOUR Mgmt Against Against
1B. ELECTION OF DIRECTOR: G. ANDREW COX Mgmt Against Against
1C. ELECTION OF DIRECTOR: J. RICHARD FREDERICKS Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH R. GATZEK Mgmt For For
1E. ELECTION OF DIRECTOR: SEIJI INAGAKI Mgmt For For
1F. ELECTION OF DIRECTOR: LAWRENCE E. KOCHARD Mgmt Against Against
1G. ELECTION OF DIRECTOR: RICHARD M. WEIL Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF DELOITTE AND TOUCHE LLP AS
THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2013.
3. APPROVAL OF OUR NAMED EXECUTIVE OFFICERS' Mgmt Against Against
COMPENSATION.
4. APPROVAL OF THE COMPANY'S 2013 MANAGEMENT Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933745068
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS AND CORPORATE VALUES
6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
LANCASTER COLONY CORPORATION Agenda Number: 933697180
--------------------------------------------------------------------------------------------------------------------------
Security: 513847103
Meeting Type: Annual
Meeting Date: 19-Nov-2012
Ticker: LANC
ISIN: US5138471033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES B. BACHMANN Mgmt For For
NEELI BENDAPUDI Mgmt For For
JOHN L. BOYLAN Mgmt Withheld Against
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING JUNE 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION Agenda Number: 933668545
--------------------------------------------------------------------------------------------------------------------------
Security: 53071M104
Meeting Type: Annual
Meeting Date: 08-Aug-2012
Ticker: LINTA
ISIN: US53071M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL (THE "TRACKING STOCK PROPOSAL") Mgmt For For
TO AMEND AND RESTATE OUR CERTIFICATE OF
INCORPORATION TO CREATE A NEW TRACKING
STOCK TO BE DESIGNATED THE LIBERTY VENTURES
COMMON STOCK AND TO MAKE CERTAIN CONFORMING
CHANGES TO OUR EXISTING LIBERTY INTERACTIVE
COMMON STOCK.
2. A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF Mgmt For For
THE ANNUAL MEETING BY LIBERTY INTERACTIVE
CORPORATION TO PERMIT FURTHER SOLICITATION
OF PROXIES, IF NECESSARY OR APPROPRIATE, IF
SUFFICIENT VOTES ARE NOT REPRESENTED AT THE
ANNUAL MEETING TO APPROVE THE TRACKING
STOCK PROPOSAL.
3. DIRECTOR
MICHAEL A. GEORGE Mgmt For For
GREGORY B. MAFFEI Mgmt For For
M. LAVOY ROBISON Mgmt For For
4. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION Agenda Number: 933803947
--------------------------------------------------------------------------------------------------------------------------
Security: 53071M104
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: LINTA
ISIN: US53071M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. MALONE Mgmt For For
M. IAN G. GILCHRIST Mgmt For For
ANDREA L. WONG Mgmt For For
2. A PROPOSAL TO ADOPT THE LIBERTY INTERACTIVE Mgmt Against Against
CORPORATION 2012 INCENTIVE PLAN.
3. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933668040
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 23-Aug-2012
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
VICTOR J. DZAU, M.D. Mgmt Withheld Against
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JACK W. SCHULER Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION (A "SAY-ON-PAY"
VOTE).
4 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR MAJORITY VOTE
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 TO APPROVE THE PROXY ACCESS SHAREHOLDER Shr Against For
PROPOSAL.
6 TO APPROVE ADOPTION OF A SIMPLE MAJORITY Shr For Against
SHAREHOLDER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt Against Against
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt Against Against
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt Against Against
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt Against Against
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt Against Against
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt Against Against
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt Against Against
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt Against Against
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION Agenda Number: 933811007
--------------------------------------------------------------------------------------------------------------------------
Security: 65248E104
Meeting Type: Special
Meeting Date: 11-Jun-2013
Ticker: NWSA
ISIN: US65248E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT TO PARENT'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION CLARIFYING OUR ABILITY TO
MAKE DISTRIBUTIONS IN COMPARABLE SECURITIES
IN CONNECTION WITH SEPARATION TRANSACTIONS,
INCLUDING THE SEPARATION.
2. AMENDMENT TO PARENT'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ALLOW US TO MAKE
CERTAIN DISTRIBUTIONS ON SUBSIDIARY-OWNED
SHARES AND CREATE ADDITIONAL
SUBSIDIARY-OWNED SHARES.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON COMPANIES, INC. Agenda Number: 933675665
--------------------------------------------------------------------------------------------------------------------------
Security: 703395103
Meeting Type: Annual
Meeting Date: 10-Sep-2012
Ticker: PDCO
ISIN: US7033951036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT P. ANDERSON* Mgmt For For
ELLEN A. RUDNICK* Mgmt For For
HAROLD C. SLAVKIN* Mgmt For For
JAMES W. WILTZ* Mgmt For For
JODY H. FERAGEN** Mgmt For For
2. TO APPROVE THE AMENDMENT TO OUR BYLAWS. Mgmt For For
3. TO APPROVE THE AMENDMENT TO OUR AMENDED AND Mgmt Against Against
RESTATED EQUITY INCENTIVE PLAN.
4. TO APPROVE THE AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
5. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
6. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
APRIL 27, 2013. THE BOARD OF
DIRECTORS RECOMMENDS A
VOTE "AGAINST" ITEM 7
7. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
REGARDING THE ADOPTION OF CUMULATIVE
VOTING.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED Agenda Number: 933659495
--------------------------------------------------------------------------------------------------------------------------
Security: 760975102
Meeting Type: Annual
Meeting Date: 10-Jul-2012
Ticker: RIMM
ISIN: CA7609751028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY DATTELS Mgmt For For
THORSTEN HEINS Mgmt For For
DAVID KERR Mgmt For For
CLAUDIA KOTCHKA Mgmt For For
MIKE LAZARIDIS Mgmt For For
ROGER MARTIN Mgmt For For
JOHN RICHARDSON Mgmt Withheld Against
BARBARA STYMIEST Mgmt For For
PREM WATSA Mgmt For For
JOHN WETMORE Mgmt For For
02 RESOLUTION APPROVING THE RE-APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUDITORS OF THE
COMPANY AND AUTHORIZING THE BOARD OF
DIRECTORS TO FIX THE AUDITORS'
REMUNERATION.
03 NON-BINDING ADVISORY RESOLUTION THAT THE Mgmt For For
SHAREHOLDERS ACCEPT THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION AS DISCLOSED IN
THE MANAGEMENT INFORMATION CIRCULAR FOR THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
RESOURCE AMERICA, INC. Agenda Number: 933730548
--------------------------------------------------------------------------------------------------------------------------
Security: 761195205
Meeting Type: Annual
Meeting Date: 12-Mar-2013
Ticker: REXI
ISIN: US7611952059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BRADLEY Mgmt For For
EDWARD E. COHEN Mgmt Withheld Against
ANDREW M. LUBIN Mgmt Withheld Against
2. PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR RESOURCE
AMERICA, INC. FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2013.
3. IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS
AS MAY PROPERLY BE BROUGHT BEFORE THE
MEETING OR ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
SIGMA-ALDRICH CORPORATION Agenda Number: 933750095
--------------------------------------------------------------------------------------------------------------------------
Security: 826552101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: SIAL
ISIN: US8265521018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REBECCA M. BERGMAN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE M. CHURCH Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. MARBERRY Mgmt For For
1D. ELECTION OF DIRECTOR: W. LEE MCCOLLUM Mgmt For For
1E. ELECTION OF DIRECTOR: AVI M. NASH Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN M. PAUL Mgmt For For
1G. ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1H. ELECTION OF DIRECTOR: RAKESH SACHDEV Mgmt For For
1I. ELECTION OF DIRECTOR: D. DEAN SPATZ Mgmt For For
1J. ELECTION OF DIRECTOR: BARRETT A. TOAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2013
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 933797207
--------------------------------------------------------------------------------------------------------------------------
Security: 855030102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: SPLS
ISIN: US8550301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt For For
1C. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For
1D. ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For
1E. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1F. ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1I. ELECTION OF DIRECTOR: ELIZABETH A. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For
1K. ELECTION OF DIRECTOR: RAUL VAZQUEZ Mgmt For For
1L. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For
1M. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS STAPLES'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
4. NON-BINDING STOCKHOLDER PROPOSAL TO PROVIDE Shr For Against
PROXY ACCESS FOR STOCKHOLDERS HOLDING 1% OF
THE COMPANY'S COMMON STOCK FOR ONE YEAR.
5. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr For Against
COMPANY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933768662
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: L. HILL Mgmt For For
1F ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1G ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1H ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1I ELECTION OF DIRECTOR: R. SKATES Mgmt For For
IJ ELECTION OF DIRECTOR: G. SUMME Mgmt For For
IK ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2 TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933750728
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B) ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt For For
PH.D.
1C) ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D) ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt Against Against
1E) ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
1F) ELECTION OF DIRECTOR: HOWARD L. LANCE Mgmt For For
1G) ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1H) ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt Against Against
1I) ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2) RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3) APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 933692786
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JONATHAN GOLDEN Mgmt Against Against
1B. ELECTION OF DIRECTOR: JOSEPH A. HAFNER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION PAID TO SYSCO'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S
2012 PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
THE BANCORP, INC. Agenda Number: 933761024
--------------------------------------------------------------------------------------------------------------------------
Security: 05969A105
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: TBBK
ISIN: US05969A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL G. COHEN Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER T. BEACH Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. BRADLEY Mgmt For For
1E. ELECTION OF DIRECTOR: MATTHEW COHN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. LAMB Mgmt Against Against
1G. ELECTION OF DIRECTOR: FRANK M. MASTRANGELO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MCENTEE III Mgmt Against Against
1I. ELECTION OF DIRECTOR: LINDA SCHAEFFER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN C. CHRYSTAL Mgmt For For
2. PROPOSAL TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
VOTE ON THE COMPANY'S 2012 COMPENSATION
PROGRAM FOR ITS NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE THE STOCK OPTION AND Mgmt Against Against
EQUITY PLAN OF 2013.
4. PROPOSAL TO APPROVE THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933746262
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1D. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1K. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1L. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 933692825
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. CARMONA Mgmt For For
1C ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1D ELECTION OF DIRECTOR: GEORGE J. HARAD Mgmt For For
1E ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1H ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Mgmt For For
1I ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
4. TO APPROVE THE AMENDED AND RESTATED 2005 Mgmt Against Against
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933646385
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Special
Meeting Date: 10-Jul-2012
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND ARTICLE FOURTH OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE AUTHORIZED COMMON
STOCK OF THE COMPANY FROM 5,600,000,000
SHARES, PAR VALUE $.25 PER SHARE, TO
11,200,000,000 SHARES, PAR VALUE $.25 PER
SHARE, AND TO EFFECT A SPLIT OF THE ISSUED
COMMON STOCK OF THE COMPANY BY CHANGING
EACH ISSUED SHARE OF COMMON STOCK INTO TWO
SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933739596
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt Against Against
1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1G. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO PERMIT SHAREOWNERS TO CALL
SPECIAL MEETINGS.
5. SHAREOWNER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933779754
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Against Against
1G ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION (SAY ON PAY)
03 APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt Against Against
RESTATED STOCK INCENTIVE PLAN (2013)
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
COMMITTEE
06 SHAREHOLDER PROPOSAL REGARDING GOLDMAN Shr Against For
SACHS LOBBYING DISCLOSURE
07 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
08 SHAREHOLDER PROPOSAL REGARDING MAXIMIZATION Shr Against For
OF VALUE FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933681062
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 09-Oct-2012
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
4. SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL Shr Against For
CONTRIBUTION (PAGE 67 OF PROXY STATEMENT)
5. SHAREHOLDER PROPOSAL #2 - PRODUCER Shr Against For
RESPONSIBILITY FOR PACKAGING (PAGE 70 OF
PROXY STATEMENT)
6. SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE Shr For Against
MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT)
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933744460
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt Against Against
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr For Against
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933799364
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt Against Against
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt Against Against
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1F. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1G. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1H. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt Against Against
1K. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1L. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1M. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against
WILLIAMS
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN, AS AMENDED
5. SPECIAL SHAREOWNER MEETING RIGHT Shr For Against
6. EQUITY RETENTION REQUIREMENT Shr Against For
7. INDEPENDENT CHAIRMAN Shr For Against
8. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
--------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. Agenda Number: 933767038
--------------------------------------------------------------------------------------------------------------------------
Security: 94973V107
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: WLP
ISIN: US94973V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: JOSEPH R. SWEDISH Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4 IF PROPERLY PRESENTED AT THE MEETING, TO Shr Against For
VOTE ON A SHAREHOLDER PROPOSAL TO REQUIRE
SEMI-ANNUAL REPORTING ON POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Managers AMG Funds
By (Signature) /s/ Keitha L. Kinne
Name Keitha L. Kinne
Title President
Date 08/27/2013