0001089911-14-000003.txt : 20140502
0001089911-14-000003.hdr.sgml : 20140502
20140502133458
ACCESSION NUMBER: 0001089911-14-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140502
DATE AS OF CHANGE: 20140502
EFFECTIVENESS DATE: 20140502
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PILLAR PACIFIC CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001089911
IRS NUMBER: 943325356
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05231
FILM NUMBER: 14808393
BUSINESS ADDRESS:
STREET 1: 333 GELLERT BLVD SUITE 121
CITY: DALY CITY
STATE: CA
ZIP: 94015
BUSINESS PHONE: 6507580130
MAIL ADDRESS:
STREET 1: 333 GELLERT BLVD SUITE 121
CITY: DALY CITY
STATE: CA
ZIP: 94015
FORMER COMPANY:
FORMER CONFORMED NAME: PILLAR POINT EQUITY MANAGEMENT LLC
DATE OF NAME CHANGE: 19990702
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001089911
XXXXXXXX
03-31-2014
03-31-2014
PILLAR PACIFIC CAPITAL MANAGEMENT LLC
333 GELLERT BLVD SUITE 121
DALY CITY
CA
94015
13F HOLDINGS REPORT
028-05231
N
Corey Liu
Financial Consultant
6507580134
Corey Liu
Daly City
CA
05-02-2014
1
595
492746
false
1
028-06390
California Casualty Management Company
INFORMATION TABLE
2
mar1413f.xml
A S M INTERNATIONAL N VF
COM
N07045102
152
3800
SH
SOLE
3800
0
0
A S M INTERNATIONAL N VF
COM
N07045102
173
4300
SH
DFND
01
0
4300
0
ACCENTURE PLC CL A F
COM
g1151c101
1884
23635
SH
SOLE
23635
0
0
ACE LTD
COM
H0023R105
268
2705
SH
SOLE
2705
0
0
ACTAVIS INC
COM
g0083b108
518
2515
SH
SOLE
2515
0
0
ACTAVIS INC
COM
g0083b108
618
3000
SH
DFND
01
0
3000
0
ACUITY BRANDS INC
COM
00508Y102
252
1900
SH
SOLE
1900
0
0
ACUITY BRANDS INC
COM
00508Y102
278
2100
SH
DFND
01
0
2100
0
ADVANCED ENERGY INDS
COM
007973100
172
7000
SH
SOLE
7000
0
0
ADVANCED ENERGY INDS
COM
007973100
184
7500
SH
DFND
01
0
7500
0
ADVENT SOFTWARE INC
COM
007974108
120
4100
SH
SOLE
4100
0
0
ADVENT SOFTWARE INC
COM
007974108
159
5400
SH
DFND
01
0
5400
0
AETNA INC NEW
COM
00817Y108
304
4056
SH
SOLE
4056
0
0
AIR PROD & CHEMICALS INC
COM
009158106
3935
33055
SH
SOLE
33055
0
0
AIR PROD & CHEMICALS INC
COM
009158106
77
650
SH
DFND
650
0
0
AIR PROD & CHEMICALS INC
COM
009158106
494
4150
SH
DFND
01
0
4150
0
ALCOA INC
COM
013817101
1406
109228
SH
SOLE
109228
0
0
ALCOA INC
COM
013817101
1
100
SH
DFND
100
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
175
1150
SH
SOLE
1150
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
639
4200
SH
DFND
01
0
4200
0
ALLIANCE DATA SYSTEMS
COM
018581108
437
1603
SH
SOLE
1603
0
0
ALLIANCE DATA SYSTEMS
COM
018581108
272
1000
SH
DFND
01
0
1000
0
ALLSTATE CORPORATION
COM
020002101
204
3600
SH
SOLE
3600
0
0
AMAZON COM INC
COM
023135106
3250
9662
SH
SOLE
9662
0
0
AMAZON COM INC
COM
023135106
72
215
SH
DFND
215
0
0
AMAZON COM INC
COM
023135106
471
1400
SH
DFND
01
0
1400
0
AMCOL INT'L CORP
COM
02341w103
160
3500
SH
SOLE
3500
0
0
AMCOL INT'L CORP
COM
02341w103
188
4100
SH
DFND
01
0
4100
0
AMERICAN AXLE AND MANUFACTURIN
COM
024061103
124
6700
SH
SOLE
6700
0
0
AMERICAN AXLE AND MANUFACTURIN
COM
024061103
144
7800
SH
DFND
01
0
7800
0
AMETEK INC NEW
COM
031100100
210
4075
SH
SOLE
4075
0
0
AMETEK INC NEW
COM
031100100
221
4300
SH
DFND
01
0
4300
0
AMGEN INCORPORATED
COM
031162100
5078
41173
SH
SOLE
41173
0
0
AMGEN INCORPORATED
COM
031162100
143
1160
SH
DFND
1160
0
0
AMGEN INCORPORATED
COM
031162100
555
4500
SH
DFND
01
0
4500
0
AMPHENOL CORP-CL A
COM
032095101
1957
21355
SH
SOLE
21355
0
0
AMPHENOL CORP-CL A
COM
032095101
69
750
SH
DFND
750
0
0
AMPHENOL CORP-CL A
COM
032095101
174
1900
SH
DFND
01
0
1900
0
ANADARKO PETROLEUM CORP
COM
032511107
2627
30995
SH
SOLE
30995
0
0
ANADARKO PETROLEUM CORP
COM
032511107
89
1050
SH
DFND
1050
0
0
ANADARKO PETROLEUM CORP
COM
032511107
390
4600
SH
DFND
01
0
4600
0
ANALOG DEVICES INC
COM
032654105
3588
67510
SH
SOLE
67510
0
0
ANALOG DEVICES INC
COM
032654105
100
1880
SH
DFND
1880
0
0
ANALOG DEVICES INC
COM
032654105
454
8550
SH
DFND
01
0
8550
0
ANSYS INC
COM
03662q105
243
3150
SH
SOLE
3150
0
0
ANSYS INC
COM
03662q105
154
2000
SH
DFND
01
0
2000
0
AON PLC
COM
G0408V102
338
4010
SH
SOLE
4010
0
0
APACHE CORP
COM
037411105
286
3445
SH
SOLE
3445
0
0
APPLE INC
COM
037833100
6004
11186
SH
SOLE
11186
0
0
APPLE INC
COM
037833100
107
200
SH
DFND
200
0
0
APPLE INC
COM
037833100
429
800
SH
DFND
01
0
800
0
APPLIED MATERIALS INC
COM
038222105
3586
175639
SH
SOLE
175639
0
0
APPLIED MATERIALS INC
COM
038222105
99
4830
SH
DFND
4830
0
0
APPLIED MATERIALS INC
COM
038222105
470
23000
SH
DFND
01
0
23000
0
ARCHER-DANIELS-MIDLND CO
COM
039483102
1909
43988
SH
SOLE
43988
0
0
ARCHER-DANIELS-MIDLND CO
COM
039483102
127
2920
SH
DFND
2920
0
0
ARRAY BIOPHARMA INC
COM
04269X105
80
17000
SH
SOLE
17000
0
0
ARRAY BIOPHARMA INC
COM
04269X105
92
19500
SH
DFND
01
0
19500
0
ARRIS GROUP INC
COM
04270v106
234
8300
SH
SOLE
8300
0
0
ARRIS GROUP INC
COM
04270v106
259
9200
SH
DFND
01
0
9200
0
ARTHROCARE CORP
COM
043136100
178
3700
SH
SOLE
3700
0
0
ARTHROCARE CORP
COM
043136100
169
3500
SH
DFND
01
0
3500
0
AVNET INC
COM
053807103
62
1330
SH
SOLE
1330
0
0
AVNET INC
COM
053807103
172
3700
SH
DFND
01
0
3700
0
BANK OF AMERICA CORP
COM
060505104
5468
317889
SH
SOLE
317889
0
0
BANK OF AMERICA CORP
COM
060505104
129
7480
SH
DFND
7480
0
0
BANK OF AMERICA CORP
COM
060505104
516
30000
SH
DFND
01
0
30000
0
BANK OF HAWAII CORP
COM
062540109
11
175
SH
SOLE
175
0
0
BANK OF HAWAII CORP
COM
062540109
255
4200
SH
DFND
01
0
4200
0
BARNES GROUP INC
COM
067806109
219
5700
SH
SOLE
5700
0
0
BARNES GROUP INC
COM
067806109
246
6400
SH
DFND
01
0
6400
0
BBCN BANCORP INC
COM
073295107
111
6500
SH
SOLE
6500
0
0
BBCN BANCORP INC
COM
073295107
120
7000
SH
DFND
01
0
7000
0
BERKSHIRE HATHAWAY B NEW CLASS
COM
084670702
652
5220
SH
SOLE
5220
0
0
BIOGEN IDEC INC
COM
09062x103
6645
21724
SH
SOLE
21724
0
0
BIOGEN IDEC INC
COM
09062x103
168
550
SH
DFND
550
0
0
BIOGEN IDEC INC
COM
09062x103
642
2100
SH
DFND
01
0
2100
0
BLACKROCK INC
COM
09247x101
3650
11605
SH
SOLE
11605
0
0
BLACKROCK INC
COM
09247x101
80
255
SH
DFND
255
0
0
BLACKROCK INC
COM
09247x101
472
1500
SH
DFND
01
0
1500
0
BOEING CO
COM
097023105
5679
45251
SH
SOLE
45251
0
0
BOEING CO
COM
097023105
154
1230
SH
DFND
1230
0
0
BOEING CO
COM
097023105
408
3250
SH
DFND
01
0
3250
0
BORGWARNER INC
COM
099724106
234
3800
SH
DFND
01
0
3800
0
BROADCOM CORP - CL A
COM
111320107
1471
46741
SH
SOLE
46741
0
0
BROADCOM CORP - CL A
COM
111320107
252
8000
SH
DFND
01
0
8000
0
BUFFALO WILD WINGS INC
COM
119848109
313
2100
SH
SOLE
2100
0
0
BUFFALO WILD WINGS INC
COM
119848109
223
1500
SH
DFND
01
0
1500
0
BUNGE LIMITED F
COM
G16962105
346
4350
SH
SOLE
4350
0
0
BUNGE LIMITED F
COM
G16962105
6
75
SH
DFND
75
0
0
BUNGE LIMITED F
COM
G16962105
231
2900
SH
DFND
01
0
2900
0
C S X CORP
COM
126408103
4883
168559
SH
SOLE
168559
0
0
C S X CORP
COM
126408103
113
3910
SH
DFND
3910
0
0
C S X CORP
COM
126408103
550
19000
SH
DFND
01
0
19000
0
CABOT OIL & GAS CORP
COM
127097103
230
6800
SH
DFND
01
0
6800
0
CALGON CARBON CORP
COM
129603106
133
6100
SH
SOLE
6100
0
0
CALGON CARBON CORP
COM
129603106
168
7700
SH
DFND
01
0
7700
0
CALLON PETROLEUM CO
COM
13123X102
184
22000
SH
SOLE
22000
0
0
CALLON PETROLEUM CO
COM
13123X102
142
17000
SH
DFND
01
0
17000
0
CAMBREX CORP
COM
132011107
189
10000
SH
SOLE
10000
0
0
CAMBREX CORP
COM
132011107
230
12200
SH
DFND
01
0
12200
0
CAMERON INTERNATIONAL CORP
COM
13342B105
235
3800
SH
DFND
01
0
3800
0
CAPITAL ONE FINANCIAL CP
COM
14040h105
3714
48135
SH
SOLE
48135
0
0
CAPITAL ONE FINANCIAL CP
COM
14040h105
124
1610
SH
DFND
1610
0
0
CAPITAL ONE FINANCIAL CP
COM
14040h105
478
6200
SH
DFND
01
0
6200
0
CATERPILLAR INC
COM
149123101
3716
37394
SH
SOLE
37394
0
0
CATERPILLAR INC
COM
149123101
69
690
SH
DFND
690
0
0
CATERPILLAR INC
COM
149123101
388
3900
SH
DFND
01
0
3900
0
CELESTICA INC
COM
15101q108
131
12000
SH
SOLE
12000
0
0
CELESTICA INC
COM
15101q108
174
15900
SH
DFND
01
0
15900
0
CELGENE CORP
COM
151020104
5220
37390
SH
SOLE
37390
0
0
CELGENE CORP
COM
151020104
151
1080
SH
DFND
1080
0
0
CELGENE CORP
COM
151020104
419
3000
SH
DFND
01
0
3000
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
3899
14959
SH
SOLE
14959
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
99
380
SH
DFND
380
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
547
2100
SH
DFND
01
0
2100
0
CHECK POINT SOFTWARE TECH. LTD
COM
m22465104
216
3200
SH
DFND
01
0
3200
0
CHENIERE ENERGY INC
COM
16411R208
125
2250
SH
SOLE
2250
0
0
CHENIERE ENERGY INC
COM
16411R208
266
4800
SH
DFND
01
0
4800
0
CHEVRON CORPORATION
COM
166764100
4906
41256
SH
SOLE
41256
0
0
CHEVRON CORPORATION
COM
166764100
94
790
SH
DFND
790
0
0
CHEVRON CORPORATION
COM
166764100
535
4500
SH
DFND
01
0
4500
0
CHUBB CORPORATION
COM
171232101
3235
36225
SH
SOLE
36225
0
0
CHUBB CORPORATION
COM
171232101
101
1130
SH
DFND
1130
0
0
CHUBB CORPORATION
COM
171232101
455
5100
SH
DFND
01
0
5100
0
CIGNA CORP
COM
125509109
316
3775
SH
SOLE
3775
0
0
CIGNA CORP
COM
125509109
461
5500
SH
DFND
01
0
5500
0
CINCINNATI FINANCIAL CORP
COM
172062101
217
4450
SH
DFND
01
0
4450
0
CISCO SYSTEMS INC
COM
17275R102
3664
163459
SH
SOLE
163459
0
0
CISCO SYSTEMS INC
COM
17275R102
346
15450
SH
DFND
01
0
15450
0
CITIGROUP INC NEW
COM
172967424
4015
84346
SH
SOLE
84346
0
0
CITIGROUP INC NEW
COM
172967424
119
2490
SH
DFND
2490
0
0
CITIGROUP INC NEW
COM
172967424
505
10600
SH
DFND
01
0
10600
0
CLARCOR INC
COM
179895107
292
5100
SH
SOLE
5100
0
0
CLARCOR INC
COM
179895107
138
2400
SH
DFND
01
0
2400
0
COACH INC
COM
189754104
2114
42574
SH
SOLE
42574
0
0
COACH INC
COM
189754104
54
1090
SH
DFND
1090
0
0
COMCAST CORP NEW CL A
COM
20030n101
367
7328
SH
SOLE
7328
0
0
COMERICA INC
COM
200340107
2418
46686
SH
SOLE
46686
0
0
COMERICA INC
COM
200340107
48
930
SH
DFND
930
0
0
COMERICA INC
COM
200340107
207
4000
SH
DFND
01
0
4000
0
CON-WAY INC
COM
205944101
1480
36026
SH
SOLE
36026
0
0
CON-WAY INC
COM
205944101
55
1330
SH
DFND
1330
0
0
CON-WAY INC
COM
205944101
109
2650
SH
DFND
01
0
2650
0
CONMED CORP
COM
207410101
130
3000
SH
SOLE
3000
0
0
CONMED CORP
COM
207410101
156
3600
SH
DFND
01
0
3600
0
CONOCOPHILLIPS
COM
20825c104
3366
47851
SH
SOLE
47851
0
0
CONOCOPHILLIPS
COM
20825c104
490
6964
SH
DFND
01
0
6964
0
CONTINENTAL RES INC OKLA COM
COM
212015101
2508
20185
SH
SOLE
20185
0
0
CONTINENTAL RES INC OKLA COM
COM
212015101
68
550
SH
DFND
550
0
0
CONTINENTAL RES INC OKLA COM
COM
212015101
485
3900
SH
DFND
01
0
3900
0
CORNING INC
COM
219350105
3099
148845
SH
SOLE
148845
0
0
CORNING INC
COM
219350105
82
3950
SH
DFND
3950
0
0
CORNING INC
COM
219350105
541
26000
SH
DFND
01
0
26000
0
CORVEL CORP
COM
221006109
597
12000
SH
SOLE
12000
0
0
COSAN LTD-CLASS A SHARES ADR
COM
G25343107
6
500
SH
SOLE
500
0
0
COSAN LTD-CLASS A SHARES ADR
COM
G25343107
125
11000
SH
DFND
01
0
11000
0
COSTCO WHSL CORP NEW
COM
22160K105
3100
27761
SH
SOLE
27761
0
0
COSTCO WHSL CORP NEW
COM
22160K105
96
860
SH
DFND
860
0
0
COSTCO WHSL CORP NEW
COM
22160K105
447
4000
SH
DFND
01
0
4000
0
CREE INC
COM
225447101
280
4945
SH
SOLE
4945
0
0
CREE INC
COM
225447101
119
2100
SH
DFND
01
0
2100
0
CYTEC INDS INC
COM
232820100
10
100
SH
SOLE
100
0
0
CYTEC INDS INC
COM
232820100
225
2300
SH
DFND
01
0
2300
0
DEERE & CO
COM
244199105
2796
30791
SH
SOLE
30791
0
0
DEERE & CO
COM
244199105
78
860
SH
DFND
860
0
0
DEERE & CO
COM
244199105
381
4200
SH
DFND
01
0
4200
0
DEPOMED INC
COM
249908104
160
11000
SH
SOLE
11000
0
0
DEPOMED INC
COM
249908104
167
11500
SH
DFND
01
0
11500
0
DEVON ENERGY CP NEW
COM
25179m103
429
6410
SH
SOLE
6410
0
0
DEVON ENERGY CP NEW
COM
25179m103
335
5000
SH
DFND
01
0
5000
0
DIGITAL REALTY TRUST INC REIT
COM
253868103
622
11711
SH
SOLE
11711
0
0
DIGITAL REALTY TRUST INC REIT
COM
253868103
53
1000
SH
DFND
01
0
1000
0
DISNEY WALT CO
COM
254687106
5625
70257
SH
SOLE
70257
0
0
DISNEY WALT CO
COM
254687106
156
1945
SH
DFND
1945
0
0
DISNEY WALT CO
COM
254687106
480
6000
SH
DFND
01
0
6000
0
DOLLAR TREE STORES INC
COM
256746108
219
4200
SH
DFND
01
0
4200
0
DOVER CORP
COM
260003108
257
3145
SH
SOLE
3145
0
0
DOW CHEMICAL COMPANY
COM
260543103
4161
85632
SH
SOLE
85632
0
0
DOW CHEMICAL COMPANY
COM
260543103
97
2000
SH
DFND
2000
0
0
DOW CHEMICAL COMPANY
COM
260543103
544
11200
SH
DFND
01
0
11200
0
E M C CORP MASS
COM
268648102
3270
119307
SH
SOLE
119307
0
0
E M C CORP MASS
COM
268648102
21
780
SH
DFND
780
0
0
E M C CORP MASS
COM
268648102
430
15700
SH
DFND
01
0
15700
0
EAST WEST BANCORP
COM
27579r104
246
6750
SH
SOLE
6750
0
0
EBAY INC
COM
278642103
3613
65407
SH
SOLE
65407
0
0
EBAY INC
COM
278642103
108
1950
SH
DFND
1950
0
0
EBAY INC
COM
278642103
442
8000
SH
DFND
01
0
8000
0
ECOLAB INC
COM
278865100
344
3185
SH
SOLE
3185
0
0
EOG RES INC COM
COM
26875p101
73
370
SH
SOLE
370
0
0
EOG RES INC COM
COM
26875p101
510
2600
SH
DFND
01
0
2600
0
ESCO TECHNOLOGIES INC
COM
296315104
113
3200
SH
SOLE
3200
0
0
ESCO TECHNOLOGIES INC
COM
296315104
130
3700
SH
DFND
01
0
3700
0
ESTERLINE TECHNOLOGIES CORP
COM
297425100
213
2000
SH
SOLE
2000
0
0
ESTERLINE TECHNOLOGIES CORP
COM
297425100
181
1700
SH
DFND
01
0
1700
0
EVEREST RE GROUP LTD
COM
G3223R108
237
1550
SH
DFND
01
0
1550
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
5658
75344
SH
SOLE
75344
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
147
1960
SH
DFND
1960
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
481
6400
SH
DFND
01
0
6400
0
EXXON MOBIL CORPORATION
COM
30231g102
3535
36190
SH
SOLE
36190
0
0
EXXON MOBIL CORPORATION
COM
30231g102
109
1120
SH
DFND
1120
0
0
F5 NETWORKS INC
COM
315616102
139
1300
SH
SOLE
1300
0
0
F5 NETWORKS INC
COM
315616102
149
1400
SH
DFND
01
0
1400
0
FACEBOOK
COM
30303M102
248
4121
SH
SOLE
4121
0
0
FEI COMPANY
COM
30241L109
258
2500
SH
SOLE
2500
0
0
FEI COMPANY
COM
30241L109
206
2000
SH
DFND
01
0
2000
0
FERRO CORP
COM
315405100
236
17300
SH
SOLE
17300
0
0
FERRO CORP
COM
315405100
280
20500
SH
DFND
01
0
20500
0
FORTUNE BRANDS HOME & SECURITY
COM
34964C106
2030
48251
SH
SOLE
48251
0
0
FORTUNE BRANDS HOME & SECURITY
COM
34964C106
42
1000
SH
DFND
1000
0
0
FORTUNE BRANDS HOME & SECURITY
COM
34964C106
151
3600
SH
DFND
01
0
3600
0
FREEPORT MCMORAN COPPER
COM
35671d857
2207
66736
SH
SOLE
66736
0
0
FREEPORT MCMORAN COPPER
COM
35671d857
38
1150
SH
DFND
1150
0
0
GATX CORP
COM
361448103
238
3500
SH
SOLE
3500
0
0
GATX CORP
COM
361448103
204
3000
SH
DFND
01
0
3000
0
GENERAL ELECTRIC COMPANY
COM
369604103
3479
134359
SH
SOLE
134359
0
0
GENERAL ELECTRIC COMPANY
COM
369604103
104
4000
SH
DFND
4000
0
0
GENERAL MILLS INC
COM
370334104
207
4000
SH
SOLE
4000
0
0
GENESEE & WYOMING INC
COM
371559105
214
2200
SH
SOLE
2200
0
0
GENESEE & WYOMING INC
COM
371559105
195
2000
SH
DFND
01
0
2000
0
GILEAD SCIENCES INC
COM
375558103
7142
100797
SH
SOLE
100797
0
0
GILEAD SCIENCES INC
COM
375558103
201
2840
SH
DFND
2840
0
0
GILEAD SCIENCES INC
COM
375558103
531
7500
SH
DFND
01
0
7500
0
GLATFELTER
COM
377316104
299
11000
SH
SOLE
11000
0
0
GLATFELTER
COM
377316104
201
7400
SH
DFND
01
0
7400
0
GOLDMAN SACHS GROUP INC
COM
38141G104
3375
20596
SH
SOLE
20596
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
77
470
SH
DFND
470
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
459
2800
SH
DFND
01
0
2800
0
GOODYEAR TIRE & RUBR CO
COM
382550101
238
9100
SH
SOLE
9100
0
0
GOOGLE INC CLASS A
COM
38259p706
6763
6068
SH
SOLE
6068
0
0
GOOGLE INC CLASS A
COM
38259p706
183
164
SH
DFND
164
0
0
GOOGLE INC CLASS A
COM
38259p706
613
550
SH
DFND
01
0
550
0
H&E EQUIPMENT SERVICES INC
COM
404030108
243
6000
SH
SOLE
6000
0
0
H&E EQUIPMENT SERVICES INC
COM
404030108
247
6100
SH
DFND
01
0
6100
0
HALLIBURTON CO HLDG CO
COM
406216101
4497
76365
SH
SOLE
76365
0
0
HALLIBURTON CO HLDG CO
COM
406216101
131
2230
SH
DFND
2230
0
0
HALLIBURTON CO HLDG CO
COM
406216101
607
10300
SH
DFND
01
0
10300
0
HARTFORD FINL SVCS GRP
COM
416515104
242
6875
SH
SOLE
6875
0
0
HARTFORD FINL SVCS GRP
COM
416515104
501
14200
SH
DFND
01
0
14200
0
HEWLETT-PACKARD COMPANY
COM
428236103
242
7479
SH
SOLE
7479
0
0
HOME DEPOT INC
COM
437076102
1611
20353
SH
SOLE
20353
0
0
HOME DEPOT INC
COM
437076102
475
6000
SH
DFND
01
0
6000
0
HONEYWELL INTERNATIONAL
COM
438516106
4176
45020
SH
SOLE
45020
0
0
HONEYWELL INTERNATIONAL
COM
438516106
128
1380
SH
DFND
1380
0
0
HONEYWELL INTERNATIONAL
COM
438516106
436
4700
SH
DFND
01
0
4700
0
HORNBECK OFFSHORE SERVICES INC
COM
440543106
121
2900
SH
SOLE
2900
0
0
HORNBECK OFFSHORE SERVICES INC
COM
440543106
138
3300
SH
DFND
01
0
3300
0
IAC INTERACTIVE CORP
COM
44919P508
311
4360
SH
SOLE
4360
0
0
IAC INTERACTIVE CORP
COM
44919P508
221
3100
SH
DFND
01
0
3100
0
II-VI INCORPORATED
COM
902104108
188
12200
SH
SOLE
12200
0
0
II-VI INCORPORATED
COM
902104108
96
6200
SH
DFND
01
0
6200
0
ILLINOIS TOOL WORKS INC
COM
452308109
3496
42982
SH
SOLE
42982
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
118
1450
SH
DFND
1450
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
407
5000
SH
DFND
01
0
5000
0
INCYTE GENOMICS INC
COM
45337c102
161
3000
SH
SOLE
3000
0
0
INCYTE GENOMICS INC
COM
45337c102
294
5500
SH
DFND
01
0
5500
0
INSPERITY INC
COM
45778Q107
124
4000
SH
SOLE
4000
0
0
INSPERITY INC
COM
45778Q107
146
4700
SH
DFND
01
0
4700
0
INTEL CORP
COM
458140100
4490
173937
SH
SOLE
173937
0
0
INTEL CORP
COM
458140100
103
4000
SH
DFND
4000
0
0
INTEL CORP
COM
458140100
467
18100
SH
DFND
01
0
18100
0
INTERNATIONAL PAPER CO
COM
460146103
3184
69405
SH
SOLE
69405
0
0
INTERNATIONAL PAPER CO
COM
460146103
64
1400
SH
DFND
1400
0
0
INTERNATIONAL PAPER CO
COM
460146103
321
7000
SH
DFND
01
0
7000
0
INTL BUSINESS MACHINES
COM
459200101
5177
26894
SH
SOLE
26894
0
0
INTL BUSINESS MACHINES
COM
459200101
72
375
SH
DFND
375
0
0
INTL BUSINESS MACHINES
COM
459200101
404
2100
SH
DFND
01
0
2100
0
INTRCONTINENTALEXCHANGE GRP (4
COM
45866f104
2966
14992
SH
SOLE
14992
0
0
INTRCONTINENTALEXCHANGE GRP (4
COM
45866f104
49
250
SH
DFND
250
0
0
INTRCONTINENTALEXCHANGE GRP (4
COM
45866f104
336
1700
SH
DFND
01
0
1700
0
INTUIT INC
COM
461202103
2973
38246
SH
SOLE
38246
0
0
INTUIT INC
COM
461202103
79
1020
SH
DFND
1020
0
0
INTUITIVE SURGICAL NEW
COM
46120E602
1034
2361
SH
SOLE
2361
0
0
INTUITIVE SURGICAL NEW
COM
46120E602
50
115
SH
DFND
115
0
0
JOHNSON & JOHNSON
COM
478160104
1372
13968
SH
SOLE
13968
0
0
JOHNSON CONTROLS INC
COM
478366107
1117
23598
SH
SOLE
23598
0
0
JOHNSON CONTROLS INC
COM
478366107
345
7300
SH
DFND
01
0
7300
0
JOY GLOBAL INC
COM
481165108
413
7115
SH
SOLE
7115
0
0
JOY GLOBAL INC
COM
481165108
29
500
SH
DFND
01
0
500
0
JPMORGAN CHASE & CO
COM
46625h100
4592
75644
SH
SOLE
75644
0
0
JPMORGAN CHASE & CO
COM
46625h100
99
1635
SH
DFND
1635
0
0
JPMORGAN CHASE & CO
COM
46625h100
467
7700
SH
DFND
01
0
7700
0
KANSAS CITY SOUTHERN
COM
485170302
2705
26500
SH
SOLE
26500
0
0
KANSAS CITY SOUTHERN
COM
485170302
81
790
SH
DFND
790
0
0
KANSAS CITY SOUTHERN
COM
485170302
367
3600
SH
DFND
01
0
3600
0
KODIAK OIL & GAS CORP
COM
50015Q100
153
12600
SH
SOLE
12600
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
178
14700
SH
DFND
01
0
14700
0
KOHLS CORP
COM
500255104
949
16711
SH
SOLE
16711
0
0
KOHLS CORP
COM
500255104
110
1940
SH
DFND
1940
0
0
KROGER CO (THE)
COM
501044101
2519
57705
SH
SOLE
57705
0
0
KROGER CO (THE)
COM
501044101
79
1810
SH
DFND
1810
0
0
KROGER CO (THE)
COM
501044101
437
10000
SH
DFND
01
0
10000
0
L-3 COMMUNICATIONS HLDGS
COM
502424104
708
5995
SH
SOLE
5995
0
0
L-3 COMMUNICATIONS HLDGS
COM
502424104
207
1750
SH
DFND
01
0
1750
0
LILLY ELI & COMPANY
COM
532457108
2601
44184
SH
SOLE
44184
0
0
LILLY ELI & COMPANY
COM
532457108
79
1340
SH
DFND
1340
0
0
LOEWS CORP
COM
540424108
214
4850
SH
SOLE
4850
0
0
LOGITECH INTERNATIONAL-REG
COM
002575132
15
1000
SH
SOLE
1000
0
0
LOGITECH INTERNATIONAL-REG
COM
002575132
216
14500
SH
DFND
01
0
14500
0
LOWES COMPANIES INC
COM
548661107
4055
82925
SH
SOLE
82925
0
0
LOWES COMPANIES INC
COM
548661107
127
2590
SH
DFND
2590
0
0
LOWES COMPANIES INC
COM
548661107
450
9200
SH
DFND
01
0
9200
0
LULULEMON ATHLETICA INC
COM
550021109
284
5400
SH
SOLE
5400
0
0
LULULEMON ATHLETICA INC
COM
550021109
189
3600
SH
DFND
01
0
3600
0
MACY'S INC
COM
55616P104
3287
55440
SH
SOLE
55440
0
0
MACY'S INC
COM
55616P104
80
1350
SH
DFND
1350
0
0
MACY'S INC
COM
55616P104
439
7400
SH
DFND
01
0
7400
0
MAGNA INTL INC CL A
COM
559222401
3579
37160
SH
SOLE
37160
0
0
MAGNA INTL INC CL A
COM
559222401
89
920
SH
DFND
920
0
0
MAGNA INTL INC CL A
COM
559222401
327
3400
SH
DFND
01
0
3400
0
MANITOWOC COMPANY INC
COM
563571108
470
14950
SH
SOLE
14950
0
0
MANITOWOC COMPANY INC
COM
563571108
223
7100
SH
DFND
01
0
7100
0
MARATHON OIL CORP
COM
565849106
2698
75944
SH
SOLE
75944
0
0
MARATHON OIL CORP
COM
565849106
66
1850
SH
DFND
1850
0
0
MARATHON OIL CORP
COM
565849106
444
12500
SH
DFND
01
0
12500
0
MARATHON PETE CORP
COM
56585A102
550
6315
SH
SOLE
6315
0
0
MASTEC INC
COM
576323109
217
5000
SH
SOLE
5000
0
0
MASTEC INC
COM
576323109
261
6000
SH
DFND
01
0
6000
0
MASTERCARD INC
COM
57636Q104
5433
72730
SH
SOLE
72730
0
0
MASTERCARD INC
COM
57636Q104
146
1950
SH
DFND
1950
0
0
MASTERCARD INC
COM
57636Q104
523
7000
SH
DFND
01
0
7000
0
MATTHEWS INTL CORP-CL A
COM
577128101
151
3700
SH
SOLE
3700
0
0
MATTHEWS INTL CORP-CL A
COM
577128101
155
3800
SH
DFND
01
0
3800
0
MC DONALDS CORP
COM
580135101
218
2226
SH
SOLE
2226
0
0
MCKESSON CORPORATION
COM
58155Q103
410
2320
SH
SOLE
2320
0
0
MEDIVATION INC
COM
58501N101
142
2200
SH
SOLE
2200
0
0
MEDIVATION INC
COM
58501N101
167
2600
SH
DFND
01
0
2600
0
MEDTRONIC INC
COM
585055106
3705
60209
SH
SOLE
60209
0
0
MEDTRONIC INC
COM
585055106
116
1880
SH
DFND
1880
0
0
MERCADOLIBRE INC
COM
58733R102
115
1205
SH
SOLE
1205
0
0
MERCADOLIBRE INC
COM
58733R102
152
1600
SH
DFND
01
0
1600
0
MERCK & CO INC NEW
COM
58933y204
407
7161
SH
SOLE
7161
0
0
MERGE TECHNOLOGIES INC
COM
589499102
56
23000
SH
SOLE
23000
0
0
MERITOR INC
COM
59001K100
123
10000
SH
SOLE
10000
0
0
MERITOR INC
COM
59001K100
104
8500
SH
DFND
01
0
8500
0
METHODE ELECTRONICS INC
COM
591520200
199
6500
SH
SOLE
6500
0
0
METHODE ELECTRONICS INC
COM
591520200
224
7300
SH
DFND
01
0
7300
0
MICROCHANNEL TECH CORP
COM
59502G103
0
10000
SH
SOLE
10000
0
0
MICROSOFT CORP
COM
594918104
5784
141104
SH
SOLE
141104
0
0
MICROSOFT CORP
COM
594918104
161
3920
SH
DFND
3920
0
0
MICROSOFT CORP
COM
594918104
611
14900
SH
DFND
01
0
14900
0
MITCHAM INDUSTRIES INC
COM
606501104
79
5700
SH
SOLE
5700
0
0
MITCHAM INDUSTRIES INC
COM
606501104
91
6500
SH
DFND
01
0
6500
0
MOHAWK INDS INC
COM
608190104
1635
12025
SH
SOLE
12025
0
0
MOHAWK INDS INC
COM
608190104
50
365
SH
DFND
365
0
0
MONDELEZ INTL INC CL A
COM
609207105
705
20391
SH
SOLE
20391
0
0
MONSANTO CO NEW DEL
COM
61166W101
3971
34904
SH
SOLE
34904
0
0
MONSANTO CO NEW DEL
COM
61166W101
93
820
SH
DFND
820
0
0
MONSANTO CO NEW DEL
COM
61166W101
512
4500
SH
DFND
01
0
4500
0
MORGAN STANLEY
COM
617446448
2002
64228
SH
SOLE
64228
0
0
MORGAN STANLEY
COM
617446448
6
200
SH
DFND
200
0
0
MORGAN STANLEY
COM
617446448
415
13300
SH
DFND
01
0
13300
0
MYLAN LABS INC COM
COM
628530107
10
200
SH
SOLE
200
0
0
MYLAN LABS INC COM
COM
628530107
7
150
SH
DFND
150
0
0
MYLAN LABS INC COM
COM
628530107
313
6400
SH
DFND
01
0
6400
0
MYRIAD GENETICS INC
COM
62855j104
101
2950
SH
SOLE
2950
0
0
MYRIAD GENETICS INC
COM
62855j104
99
2900
SH
DFND
01
0
2900
0
NASDAQ OMX GROUP
COM
631103108
2435
65922
SH
SOLE
65922
0
0
NASDAQ OMX GROUP
COM
631103108
46
1250
SH
DFND
1250
0
0
NASDAQ OMX GROUP
COM
631103108
166
4500
SH
DFND
01
0
4500
0
NATIONAL OILWELL VARCO INC
COM
637071101
19
240
SH
SOLE
240
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
389
5000
SH
DFND
01
0
5000
0
NAVIGANT CONSULTING CO
COM
63935n107
168
9000
SH
SOLE
9000
0
0
NAVIGANT CONSULTING CO
COM
63935n107
187
10000
SH
DFND
01
0
10000
0
NETAPP INC
COM
64110d104
906
24556
SH
SOLE
24556
0
0
NETAPP INC
COM
64110d104
391
10600
SH
DFND
01
0
10600
0
NETSCOUT SYSTEMS INC
COM
64115T104
143
3800
SH
SOLE
3800
0
0
NETSCOUT SYSTEMS INC
COM
64115T104
150
4000
SH
DFND
01
0
4000
0
NOBLE CORP F (h5833n103)
COM
g65431101
1743
53227
SH
SOLE
53227
0
0
NOBLE CORP F (h5833n103)
COM
g65431101
72
2200
SH
DFND
01
0
2200
0
NORDSON CORP COM
COM
655663102
113
1600
SH
SOLE
1600
0
0
NORDSON CORP COM
COM
655663102
152
2150
SH
DFND
01
0
2150
0
NORDSTROM INC
COM
655664100
1260
20176
SH
SOLE
20176
0
0
NORDSTROM INC
COM
655664100
150
2400
SH
DFND
01
0
2400
0
NORFOLK SOUTHERN CORP
COM
655844108
3832
39436
SH
SOLE
39436
0
0
NORFOLK SOUTHERN CORP
COM
655844108
141
1450
SH
DFND
1450
0
0
NORFOLK SOUTHERN CORP
COM
655844108
554
5700
SH
DFND
01
0
5700
0
NU SKIN ENTERPRISES INC
COM
67018T105
215
2600
SH
SOLE
2600
0
0
NU SKIN ENTERPRISES INC
COM
67018T105
182
2200
SH
DFND
01
0
2200
0
O'REILLY AUTOMOTIVE INC
COM
67103h107
49
330
SH
SOLE
330
0
0
O'REILLY AUTOMOTIVE INC
COM
67103h107
267
1800
SH
DFND
01
0
1800
0
OHR PHARMACEUTICAL, INC.
COM
67778h200
130
9550
SH
SOLE
9550
0
0
OHR PHARMACEUTICAL, INC.
COM
67778h200
120
8800
SH
DFND
01
0
8800
0
ON ASSIGNMENT INC
COM
682159108
158
4100
SH
SOLE
4100
0
0
ON ASSIGNMENT INC
COM
682159108
212
5500
SH
DFND
01
0
5500
0
ON SEMICONDUCTOR CORPORATION
COM
682189105
122
13000
SH
SOLE
13000
0
0
ON SEMICONDUCTOR CORPORATION
COM
682189105
132
14000
SH
DFND
01
0
14000
0
ORACLE CORPORATION
COM
68389X105
5751
140587
SH
SOLE
140587
0
0
ORACLE CORPORATION
COM
68389X105
137
3340
SH
DFND
3340
0
0
ORACLE CORPORATION
COM
68389X105
532
13000
SH
DFND
01
0
13000
0
PALL CORP
COM
696429307
300
3350
SH
DFND
01
0
3350
0
PARKER DRILLING CO
COM
701081101
118
16700
SH
SOLE
16700
0
0
PARKER DRILLING CO
COM
701081101
138
19400
SH
DFND
01
0
19400
0
PARKER HANNIFIN CORP COM
COM
701094104
2616
21850
SH
SOLE
21850
0
0
PARKER HANNIFIN CORP COM
COM
701094104
65
540
SH
DFND
540
0
0
PARKER HANNIFIN CORP COM
COM
701094104
587
4900
SH
DFND
01
0
4900
0
PDL BIOPHARMA INC
COM
69329y104
37
4400
SH
SOLE
4400
0
0
PDL BIOPHARMA INC
COM
69329y104
61
7400
SH
DFND
01
0
7400
0
PERFICIENT INC
COM
71375U101
163
9000
SH
SOLE
9000
0
0
PERFICIENT INC
COM
71375U101
136
7500
SH
DFND
01
0
7500
0
PERKINELMER INC
COM
714046109
225
5000
SH
DFND
01
0
5000
0
PFIZER INCORPORATED
COM
717081103
919
28605
SH
SOLE
28605
0
0
PHILLIPS 66
COM
718546104
483
6262
SH
SOLE
6262
0
0
PHOTRONICS INC
COM
719405102
156
18300
SH
SOLE
18300
0
0
PHOTRONICS INC
COM
719405102
154
18000
SH
DFND
01
0
18000
0
PITNEY BOWES INC
COM
724479100
338
13000
SH
SOLE
13000
0
0
PRAXAIR INC
COM
74005P104
3244
24765
SH
SOLE
24765
0
0
PRAXAIR INC
COM
74005P104
90
690
SH
DFND
690
0
0
PRAXAIR INC
COM
74005P104
458
3500
SH
DFND
01
0
3500
0
PRECISION CASTPARTS CORP
COM
740189105
753
2978
SH
SOLE
2978
0
0
PRECISION DRILLING CORP
COM
74022D308
114
9500
SH
SOLE
9500
0
0
PRECISION DRILLING CORP
COM
74022D308
124
10400
SH
DFND
01
0
10400
0
PROCTER & GAMBLE
COM
742718109
467
5790
SH
SOLE
5790
0
0
QUALCOMM INC
COM
747525103
4354
55209
SH
SOLE
55209
0
0
QUALCOMM INC
COM
747525103
98
1240
SH
DFND
1240
0
0
QUALCOMM INC
COM
747525103
536
6800
SH
DFND
01
0
6800
0
QUANTA SERVICES INC
COM
74762e102
76
2060
SH
SOLE
2060
0
0
QUANTA SERVICES INC
COM
74762e102
258
7000
SH
DFND
01
0
7000
0
RAYMOND JAMES FINL INC COM
COM
754730109
8
150
SH
SOLE
150
0
0
RAYMOND JAMES FINL INC COM
COM
754730109
213
3800
SH
DFND
01
0
3800
0
RAYTHEON COMPANY NEW
COM
755111507
4627
46835
SH
SOLE
46835
0
0
RAYTHEON COMPANY NEW
COM
755111507
131
1330
SH
DFND
1330
0
0
RAYTHEON COMPANY NEW
COM
755111507
563
5700
SH
DFND
01
0
5700
0
REGIONS FINL CORP
COM
7591EP100
244
22000
SH
SOLE
22000
0
0
REPUBLIC SERVICES INC
COM
760759100
718
21005
SH
SOLE
21005
0
0
RESMED INC
COM
761152107
191
4275
SH
SOLE
4275
0
0
RESMED INC
COM
761152107
170
3800
SH
DFND
01
0
3800
0
RTI SURGICAL INC
COM
74975N105
49
12000
SH
SOLE
12000
0
0
SAIA INC
COM
78709y105
206
5400
SH
SOLE
5400
0
0
SAIA INC
COM
78709y105
235
6150
SH
DFND
01
0
6150
0
SALESFORCE COM
COM
79466l302
2779
48680
SH
SOLE
48680
0
0
SALESFORCE COM
COM
79466l302
84
1480
SH
DFND
1480
0
0
SALESFORCE COM
COM
79466l302
320
5600
SH
DFND
01
0
5600
0
SALLY BEAUTY HOLDINGS INC
COM
79546E104
164
6000
SH
SOLE
6000
0
0
SALLY BEAUTY HOLDINGS INC
COM
79546E104
164
6000
SH
DFND
01
0
6000
0
SCHLUMBERGER LTD F
COM
806857108
3596
36883
SH
SOLE
36883
0
0
SCHLUMBERGER LTD F
COM
806857108
98
1000
SH
DFND
1000
0
0
SEAGATE TECHNOLOGY
COM
G7945M107
225
4000
SH
DFND
01
0
4000
0
SINA CORPORATION F
COM
G81477104
844
13975
SH
SOLE
13975
0
0
SINA CORPORATION F
COM
G81477104
35
580
SH
DFND
580
0
0
SONIC AUTOMOTIVE INC
COM
83545G102
198
8800
SH
SOLE
8800
0
0
SONIC AUTOMOTIVE INC
COM
83545G102
202
9000
SH
DFND
01
0
9000
0
SPX CORP
COM
784635104
182
1850
SH
SOLE
1850
0
0
SPX CORP
COM
784635104
192
1950
SH
DFND
01
0
1950
0
ST JUDE MEDICAL INC
COM
790849103
675
10330
SH
SOLE
10330
0
0
ST JUDE MEDICAL INC
COM
790849103
510
7800
SH
DFND
01
0
7800
0
STONE ENERGY CORP
COM
861642106
210
5000
SH
SOLE
5000
0
0
STONE ENERGY CORP
COM
861642106
231
5500
SH
DFND
01
0
5500
0
STRYKER CORP
COM
863667101
612
7515
SH
SOLE
7515
0
0
SUPERIOR ENERGY SERVICES INC
COM
868157108
108
3500
SH
SOLE
3500
0
0
SUPERIOR ENERGY SERVICES INC
COM
868157108
123
4000
SH
DFND
01
0
4000
0
SVB FINANCIAL GROUP INC
COM
78486Q101
1272
9880
SH
SOLE
9880
0
0
SVB FINANCIAL GROUP INC
COM
78486Q101
386
3000
SH
DFND
01
0
3000
0
SYNAPTICS INC
COM
87157D109
192
3200
SH
SOLE
3200
0
0
SYNAPTICS INC
COM
87157D109
180
3000
SH
DFND
01
0
3000
0
SYSCO CORPORATION
COM
871829107
281
7788
SH
SOLE
7788
0
0
TARGET CORPORATION
COM
87612e106
2746
45387
SH
SOLE
45387
0
0
TARGET CORPORATION
COM
87612e106
88
1450
SH
DFND
1450
0
0
TECH DATA CORP
COM
878237106
213
3500
SH
DFND
01
0
3500
0
TELETECH HOLDINGS INC
COM
879939106
103
4200
SH
SOLE
4200
0
0
TELETECH HOLDINGS INC
COM
879939106
137
5600
SH
DFND
01
0
5600
0
TENNECO INC
COM
880349105
270
4650
SH
SOLE
4650
0
0
TEXAS INSTRUMENTS INC
COM
882508104
265
5618
SH
SOLE
5618
0
0
THE CHARLES SCHWAB CORP
COM
808513105
438
16011
SH
SOLE
16011
0
0
THERMO FISHER SCIENTIFIC
COM
883556102
5687
47293
SH
SOLE
47293
0
0
THERMO FISHER SCIENTIFIC
COM
883556102
132
1100
SH
DFND
1100
0
0
THERMO FISHER SCIENTIFIC
COM
883556102
529
4400
SH
DFND
01
0
4400
0
TIFFANY & CO NEW
COM
886547108
1222
14185
SH
SOLE
14185
0
0
TORCHMARK CORP
COM
891027104
28
350
SH
SOLE
350
0
0
TORCHMARK CORP
COM
891027104
315
4000
SH
DFND
01
0
4000
0
TRANSOCEAN INC NEW F
COM
h8817h100
1499
36266
SH
SOLE
36266
0
0
TRANSOCEAN INC NEW F
COM
h8817h100
2
50
SH
DFND
50
0
0
U S BANCORP DEL NEW
COM
902973304
244
5700
SH
SOLE
5700
0
0
ULTRA PETROLEUM CORP F
COM
903914109
242
9000
SH
SOLE
9000
0
0
UNDER ARMOUR INC
COM
904311107
115
1000
SH
SOLE
1000
0
0
UNDER ARMOUR INC
COM
904311107
367
3200
SH
DFND
01
0
3200
0
UNION PACIFIC CORP
COM
907818108
6409
34153
SH
SOLE
34153
0
0
UNION PACIFIC CORP
COM
907818108
141
750
SH
DFND
750
0
0
UNION PACIFIC CORP
COM
907818108
525
2800
SH
DFND
01
0
2800
0
UNITED TECHNOLOGIES CORP
COM
913017109
3495
29915
SH
SOLE
29915
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
72
620
SH
DFND
620
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
421
3600
SH
DFND
01
0
3600
0
UNITED THERAPEUTICS CORP
COM
91307C102
317
3375
SH
SOLE
3375
0
0
UNITED THERAPEUTICS CORP
COM
91307C102
212
2250
SH
DFND
01
0
2250
0
VALERO ENERGY CORP NEW
COM
91913y100
694
13070
SH
SOLE
13070
0
0
VERIZON COMMUNICATIONS
COM
92343v104
260
5472
SH
SOLE
5472
0
0
VF CORP
COM
918204108
2839
45882
SH
SOLE
45882
0
0
VF CORP
COM
918204108
77
1240
SH
DFND
1240
0
0
VF CORP
COM
918204108
545
8800
SH
DFND
01
0
8800
0
WABASH NATIONAL CORP
COM
929566107
165
12000
SH
SOLE
12000
0
0
WABASH NATIONAL CORP
COM
929566107
204
14800
SH
DFND
01
0
14800
0
WABTEC CORP
COM
929740108
116
1500
SH
SOLE
1500
0
0
WABTEC CORP
COM
929740108
248
3200
SH
DFND
01
0
3200
0
WATERS CORP
COM
941848103
5
50
SH
SOLE
50
0
0
WATERS CORP
COM
941848103
211
1950
SH
DFND
01
0
1950
0
WELLS FARGO & CO NEW
COM
949746101
4379
88039
SH
SOLE
88039
0
0
WELLS FARGO & CO NEW
COM
949746101
124
2500
SH
DFND
2500
0
0
WELLS FARGO & CO NEW
COM
949746101
547
11000
SH
DFND
01
0
11000
0
WILLIAMS-SONOMA INC
COM
969904101
7
100
SH
SOLE
100
0
0
WILLIAMS-SONOMA INC
COM
969904101
250
3750
SH
DFND
01
0
3750
0
WILSHIRE BANCORP INC
COM
97186t108
133
12000
SH
SOLE
12000
0
0
WILSHIRE BANCORP INC
COM
97186t108
158
14200
SH
DFND
01
0
14200
0
WYNN RESORTS LTD
COM
983134107
564
2540
SH
SOLE
2540
0
0
WYNN RESORTS LTD
COM
983134107
511
2300
SH
DFND
01
0
2300
0
XENOPORT INC
COM
98411C100
90
17500
SH
SOLE
17500
0
0
XENOPORT INC
COM
98411C100
106
20500
SH
DFND
01
0
20500
0
XEROX CORP COM
COM
984121103
135
11960
SH
SOLE
11960
0
0
YUM BRANDS INC
COM
988498101
1754
23263
SH
SOLE
23263
0
0
YUM BRANDS INC
COM
988498101
60
800
SH
DFND
800
0
0
ZIMMER HOLDINGS INC
COM
98956P102
3190
33730
SH
SOLE
33730
0
0
ZIMMER HOLDINGS INC
COM
98956P102
99
1050
SH
DFND
1050
0
0
ZIMMER HOLDINGS INC
COM
98956P102
445
4700
SH
DFND
01
0
4700
0
51JOB INC (ADS)
ADR
316827104
191
2685
SH
SOLE
2685
0
0
51JOB INC (ADS)
ADR
316827104
157
2200
SH
DFND
01
0
2200
0
AMERICA MOVIL SAB L ADRF SPONS
ADR
02364w105
559
28135
SH
SOLE
28135
0
0
BAIDU INC ADR F SPONSORED ADR
ADR
056752108
2681
17608
SH
SOLE
17608
0
0
BAIDU INC ADR F SPONSORED ADR
ADR
056752108
59
390
SH
DFND
390
0
0
BAIDU INC ADR F SPONSORED ADR
ADR
056752108
480
3150
SH
DFND
01
0
3150
0
CNOOC LIMITED ADR F SPONSORED
ADR
126132109
2336
15390
SH
SOLE
15390
0
0
CNOOC LIMITED ADR F SPONSORED
ADR
126132109
36
235
SH
DFND
235
0
0
CTRIP.COM INTERNATIONAL LTD
ADR
22943F100
1740
34520
SH
SOLE
34520
0
0
CTRIP.COM INTERNATIONAL LTD
ADR
22943F100
45
900
SH
DFND
900
0
0
CTRIP.COM INTERNATIONAL LTD
ADR
22943F100
212
4200
SH
DFND
01
0
4200
0
DEUTSCHE BANK NEW F REGISTERED
ADR
d18190898
2119
47257
SH
SOLE
47257
0
0
DEUTSCHE BANK NEW F REGISTERED
ADR
d18190898
134
3000
SH
DFND
01
0
3000
0
DIAGEO PLC-SPONSORED ADR NEW
ADR
25243Q205
2805
22517
SH
SOLE
22517
0
0
DIAGEO PLC-SPONSORED ADR NEW
ADR
25243Q205
77
620
SH
DFND
620
0
0
DIAGEO PLC-SPONSORED ADR NEW
ADR
25243Q205
336
2700
SH
DFND
01
0
2700
0
DR REDDYS LABS ADR F SPONSORED
ADR
256135203
1285
29265
SH
SOLE
29265
0
0
DR REDDYS LABS ADR F SPONSORED
ADR
256135203
47
1070
SH
DFND
1070
0
0
DR REDDYS LABS ADR F SPONSORED
ADR
256135203
176
4000
SH
DFND
01
0
4000
0
ECOPETROL SA ADR F SPONSORED A
ADR
279158109
1820
44625
SH
SOLE
44625
0
0
GUANGSHEN RAILWAY CO LTD.
ADR
40065W107
148
7000
SH
SOLE
7000
0
0
GUANGSHEN RAILWAY CO LTD.
ADR
40065W107
63
3000
SH
DFND
01
0
3000
0
HSBC HLDGS PLC ADR
ADR
404280406
2681
52743
SH
SOLE
52743
0
0
HSBC HLDGS PLC ADR
ADR
404280406
86
1685
SH
DFND
1685
0
0
HSBC HLDGS PLC ADR
ADR
404280406
127
2500
SH
DFND
01
0
2500
0
KUBOTA CORP ADR
ADR
501173207
55
830
SH
SOLE
830
0
0
KUBOTA CORP ADR
ADR
501173207
179
2700
SH
DFND
01
0
2700
0
KYOCERA LTD ADR F 1 ADR REPS 1
ADR
501556203
1038
22946
SH
SOLE
22946
0
0
KYOCERA LTD ADR F 1 ADR REPS 1
ADR
501556203
62
1360
SH
DFND
1360
0
0
L.M. ERICSSON TELEPHON CO (ADS
ADR
294821608
2791
209410
SH
SOLE
209410
0
0
L.M. ERICSSON TELEPHON CO (ADS
ADR
294821608
119
8900
SH
DFND
8900
0
0
LVMH MOET NEW ADR F 1 ADR REPS
ADR
502441306
2820
76950
SH
SOLE
76950
0
0
LVMH MOET NEW ADR F 1 ADR REPS
ADR
502441306
72
1970
SH
DFND
1970
0
0
LVMH MOET NEW ADR F 1 ADR REPS
ADR
502441306
388
10600
SH
DFND
01
0
10600
0
MINDRAY MED INTL ADR F SPONSOR
ADR
602675100
582
18000
SH
SOLE
18000
0
0
MINDRAY MED INTL ADR F SPONSOR
ADR
602675100
110
3400
SH
DFND
01
0
3400
0
MITSUI & CO LTD ADR F SPONSORE
ADR
606827202
2077
7362
SH
SOLE
7362
0
0
NETEASE.COM INC ADR F SPONSORE
ADR
64110W102
135
2000
SH
SOLE
2000
0
0
NETEASE.COM INC ADR F SPONSORE
ADR
64110W102
209
3100
SH
DFND
01
0
3100
0
NEW ORIENTAL ED ADR F SPONSORE
ADR
647581107
290
9870
SH
SOLE
9870
0
0
NEW ORIENTAL ED ADR F SPONSORE
ADR
647581107
158
5400
SH
DFND
01
0
5400
0
NICE SYSTEMS LTD
ADR
653656108
170
3800
SH
SOLE
3800
0
0
NICE SYSTEMS LTD
ADR
653656108
188
4200
SH
DFND
01
0
4200
0
NIDEC CORP - ADR
ADR
654090109
215
6980
SH
SOLE
6980
0
0
NIDEC CORP - ADR
ADR
654090109
369
12000
SH
DFND
01
0
12000
0
PETROLEO BRASILEIRO ADRF SPONS
ADR
71654V408
169
12880
SH
SOLE
12880
0
0
PETROLEO BRASILEIRO ADRF SPONS
ADR
71654V408
1
100
SH
DFND
100
0
0
QIHOO 360 TECH CO ADR
ADR
74734m109
2076
20845
SH
SOLE
20845
0
0
QIHOO 360 TECH CO ADR
ADR
74734m109
53
530
SH
DFND
530
0
0
QIHOO 360 TECH CO ADR
ADR
74734m109
518
5200
SH
DFND
01
0
5200
0
ROYAL DUTCH SHELL A ADRF SPONS
ADR
780259206
2071
28351
SH
SOLE
28351
0
0
ROYAL DUTCH SHELL A ADRF SPONS
ADR
780259206
76
1040
SH
DFND
1040
0
0
S A P AG ADR F SPONSORED ADR 1
ADR
803054204
3140
38622
SH
SOLE
38622
0
0
S A P AG ADR F SPONSORED ADR 1
ADR
803054204
113
1390
SH
DFND
1390
0
0
S K TELECOM LTD ADR F SPONSORE
ADR
78440P108
3018
133700
SH
SOLE
133700
0
0
S K TELECOM LTD ADR F SPONSORE
ADR
78440P108
111
4940
SH
DFND
4940
0
0
S K TELECOM LTD ADR F SPONSORE
ADR
78440P108
440
19500
SH
DFND
01
0
19500
0
SASOL LIMITED SPON ADR F SPONS
ADR
803866300
3275
58614
SH
SOLE
58614
0
0
SASOL LIMITED SPON ADR F SPONS
ADR
803866300
95
1700
SH
DFND
1700
0
0
SIEMENS A G ADR F 1 ADR REP 1
ADR
826197501
4924
36437
SH
SOLE
36437
0
0
SIEMENS A G ADR F 1 ADR REP 1
ADR
826197501
107
790
SH
DFND
790
0
0
TAIWAN SEMICONDUCTR ADRF SPONS
ADR
874039100
2953
147506
SH
SOLE
147506
0
0
TAIWAN SEMICONDUCTR ADRF SPONS
ADR
874039100
108
5400
SH
DFND
5400
0
0
TAIWAN SEMICONDUCTR ADRF SPONS
ADR
874039100
519
25934
SH
DFND
01
0
25934
0
TELEKOMUNIK INDONESIA-SP ADR
ADR
715684106
2285
58047
SH
SOLE
58047
0
0
TELEKOMUNIK INDONESIA-SP ADR
ADR
715684106
3
75
SH
DFND
75
0
0
TELEKOMUNIK INDONESIA-SP ADR
ADR
715684106
138
3500
SH
DFND
01
0
3500
0
TEVA PHARM INDS LTD ADRF SPONS
ADR
881624209
2798
52955
SH
SOLE
52955
0
0
TEVA PHARM INDS LTD ADRF SPONS
ADR
881624209
102
1930
SH
DFND
1930
0
0
UNILEVER N V NY SHS NEWF N Y R
ADR
904784709
3202
77881
SH
SOLE
77881
0
0
UNILEVER N V NY SHS NEWF N Y R
ADR
904784709
94
2280
SH
DFND
2280
0
0
UNILEVER N V NY SHS NEWF N Y R
ADR
904784709
308
7500
SH
DFND
01
0
7500
0
eLONG, INC SPONS ADR
ADR
290138205
160
9775
SH
SOLE
9775
0
0
eLONG, INC SPONS ADR
ADR
290138205
64
3900
SH
DFND
01
0
3900
0
ISHARES TR RUSSELL 2000 RUSSEL
COM
464287648
294
2161
SH
SOLE
2161
0
0
ISHARES TRUST S&P 500 S&P 500
COM
464287200
699
3716
SH
SOLE
3716
0
0
POWERSHS QQQ TRUST SER 1
COM
73935A104
495
5642
SH
SOLE
5642
0
0
ISHARES S&P GLOBAL ENERGY SECT
COM
464287341
226
5155
SH
SOLE
5155
0
0
ISHARES S&P GLOBAL FINANCIALS
COM
464287333
247
4370
SH
SOLE
4370
0
0
ISHARES S&P GLOBAL HEALTHCARE
COM
464287325
260
2860
SH
SOLE
2860
0
0
ISHARES S&P GLOBAL INDLS SECTO
COM
464288729
264
3710
SH
SOLE
3710
0
0
ISHARES S&P GLOBAL INFORMATION
COM
464287291
393
4655
SH
SOLE
4655
0
0
ISHARES MSCI EMRG MKT FD EMERG
COM
464287234
268
6546
SH
SOLE
6546
0
0