0001619685-20-000004.txt : 20201001
0001619685-20-000004.hdr.sgml : 20201001
20201001182225
ACCESSION NUMBER: 0001619685-20-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201001
DATE AS OF CHANGE: 20201001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Dana Blair
CENTRAL INDEX KEY: 0001619685
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39184
FILM NUMBER: 201217430
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1450
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWK Holdings Corp
CENTRAL INDEX KEY: 0001089907
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
IRS NUMBER: 770435679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: (972) 687-7250
MAIL ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
FORMER COMPANY:
FORMER CONFORMED NAME: KANA SOFTWARE INC
DATE OF NAME CHANGE: 20011114
FORMER COMPANY:
FORMER CONFORMED NAME: KANA COMMUNICATIONS INC
DATE OF NAME CHANGE: 19990702
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-09-30
0
0001089907
SWK Holdings Corp
SWKH
0001619685
Baker Dana Blair
200 CRESCENT COURT
SUITE 1450
DALLAS
TX
75201
1
0
0
0
common stock
2020-09-30
4
A
0
1250
A
36759
D
Common Stock
2020-10-01
4
A
0
1661
A
38420
D
Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 1,000 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $14.00 closing price of the common stock on September 30, 2020.
Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $15.05 closing price of the common stock on October 1, 2020. The restricted shares vest on October 1, 2021.
/s/ D. Blair Baker
2020-10-01