0001619685-17-000005.txt : 20171002 0001619685-17-000005.hdr.sgml : 20171002 20171002160155 ACCESSION NUMBER: 0001619685-17-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170929 FILED AS OF DATE: 20171002 DATE AS OF CHANGE: 20171002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Dana Blair CENTRAL INDEX KEY: 0001619685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 171114530 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-09-29 0 0001089907 SWK Holdings Corp SWKH 0001619685 Baker Dana Blair 200 CRESCENT COURT SUITE 1450 DALLAS TX 75201 1 0 0 0 Common Stock 2017-09-29 4 A 0 1474 A 18000 D Includes 250 shares to the Reporting Person as compensation for his service as a director. Also includes 1,224 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.23 closing price of the common stock on September 29, 2017. /s/ D. Blair Baker 2017-09-29