0001619685-17-000005.txt : 20171002
0001619685-17-000005.hdr.sgml : 20171002
20171002160155
ACCESSION NUMBER: 0001619685-17-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170929
FILED AS OF DATE: 20171002
DATE AS OF CHANGE: 20171002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Dana Blair
CENTRAL INDEX KEY: 0001619685
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27163
FILM NUMBER: 171114530
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1450
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWK Holdings Corp
CENTRAL INDEX KEY: 0001089907
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
IRS NUMBER: 770435679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: (972) 687-7250
MAIL ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
FORMER COMPANY:
FORMER CONFORMED NAME: KANA SOFTWARE INC
DATE OF NAME CHANGE: 20011114
FORMER COMPANY:
FORMER CONFORMED NAME: KANA COMMUNICATIONS INC
DATE OF NAME CHANGE: 19990702
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-29
0
0001089907
SWK Holdings Corp
SWKH
0001619685
Baker Dana Blair
200 CRESCENT COURT
SUITE 1450
DALLAS
TX
75201
1
0
0
0
Common Stock
2017-09-29
4
A
0
1474
A
18000
D
Includes 250 shares to the Reporting Person as compensation for his service as a director. Also includes 1,224 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.23 closing price of the common stock on September 29, 2017.
/s/ D. Blair Baker
2017-09-29