0001619039-16-000005.txt : 20160105 0001619039-16-000005.hdr.sgml : 20160105 20160105190651 ACCESSION NUMBER: 0001619039-16-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haga Christopher W CENTRAL INDEX KEY: 0001619039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 161324778 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: 18TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-31 0 0001089907 SWK Holdings Corp SWKH 0001619039 Haga Christopher W 2100 MCKINNEY AVENUE 18TH FLOOR DALLAS TX 75201 1 0 0 0 Common Stock 2015-12-31 4 A 0 1286 A 5384 D Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,036 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu cash compensation for his service as a director, based on the $11.10 closing price of the common stock on December 31, 2015. /s/ Christopher W. Haga 2016-01-04