0001552781-16-001965.txt : 20161003 0001552781-16-001965.hdr.sgml : 20161003 20161003104416 ACCESSION NUMBER: 0001552781-16-001965 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161003 DATE AS OF CHANGE: 20161003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Dana Blair CENTRAL INDEX KEY: 0001619685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 161914835 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 4 1 e00512_baker-form4.xml OWNERSHIP DOCUMENT X0306 4 2016-09-30 0 0001089907 SWK Holdings Corp SWKW 0001619685 Baker Dana Blair 200 CRESCENT COURT SUITE 1450 DALLAS TX 75201 1 0 0 0 Common Stock 2016-09-30 4 A 0 1659 A 11893 D Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also include 1,409 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $9.76 closing price of the common stock on September 30, 2016. /s/ D. Blair Baker 2016-09-30