0001550168-20-000001.txt : 20200616 0001550168-20-000001.hdr.sgml : 20200616 20200616164814 ACCESSION NUMBER: 0001550168-20-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200615 FILED AS OF DATE: 20200616 DATE AS OF CHANGE: 20200616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACK WINSTON L III CENTRAL INDEX KEY: 0001550168 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39184 FILM NUMBER: 20966973 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-06-15 0 0001089907 SWK Holdings Corp SWKH 0001550168 BLACK WINSTON L III 14755 PRESTON ROAD SUITE 105 DALLAS TX 75254 0 1 0 0 Chief Executive Officer Common Stock 2020-06-15 4 A 0 2600 A 52094 D Includes 2,600 shares issued in connection with reporting person's election to receive a portion of annual bonus in shares in lieu of cash, based on the average common stock closing price of $11.54 for the ten days between April 17, 2020 and April 30, 2020. /s/ Winston L Black III 2020-06-16