0001304474-13-000003.txt : 20130318
0001304474-13-000003.hdr.sgml : 20130318
20130318195758
ACCESSION NUMBER: 0001304474-13-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130314
FILED AS OF DATE: 20130318
DATE AS OF CHANGE: 20130318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clifford William Thaddeus
CENTRAL INDEX KEY: 0001346750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27163
FILM NUMBER: 13699598
MAIL ADDRESS:
STREET 1: 370 COGNEWAUGH RD.
CITY: COS COB
STATE: CT
ZIP: 06807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWK Holdings Corp
CENTRAL INDEX KEY: 0001089907
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770435679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15770 NORTH DALLAS PARKWAY
STREET 2: SUITE 1290
CITY: DALLAS
STATE: TX
ZIP: 75248
BUSINESS PHONE: (972) 687-7250
MAIL ADDRESS:
STREET 1: 15770 NORTH DALLAS PARKWAY
STREET 2: SUITE 1290
CITY: DALLAS
STATE: TX
ZIP: 75248
FORMER COMPANY:
FORMER CONFORMED NAME: KANA SOFTWARE INC
DATE OF NAME CHANGE: 20011114
FORMER COMPANY:
FORMER CONFORMED NAME: KANA COMMUNICATIONS INC
DATE OF NAME CHANGE: 19990702
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-03-14
0
0001089907
SWK Holdings Corp
SWKH
0001346750
Clifford William Thaddeus
370 COGNEWAUGH RD.
COS COB
CT
06807
1
0
0
0
Common Stock
2013-03-14
4
A
0
35000
A
170000
D
Comprised of restricted stock granted pursuant to the Company's 2010 Equity Incentive Plan and form of Restricted Stock Agreement. The restricted stock vests on January 31, 2014.
Includes 100,000 shares of unvested restricted stock owned by Mr. Clifford, which were granted for his services as a director.
/S/ William Clifford
2013-03-18