0001304474-13-000003.txt : 20130318 0001304474-13-000003.hdr.sgml : 20130318 20130318195758 ACCESSION NUMBER: 0001304474-13-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130314 FILED AS OF DATE: 20130318 DATE AS OF CHANGE: 20130318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clifford William Thaddeus CENTRAL INDEX KEY: 0001346750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 13699598 MAIL ADDRESS: STREET 1: 370 COGNEWAUGH RD. CITY: COS COB STATE: CT ZIP: 06807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15770 NORTH DALLAS PARKWAY STREET 2: SUITE 1290 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 15770 NORTH DALLAS PARKWAY STREET 2: SUITE 1290 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-03-14 0 0001089907 SWK Holdings Corp SWKH 0001346750 Clifford William Thaddeus 370 COGNEWAUGH RD. COS COB CT 06807 1 0 0 0 Common Stock 2013-03-14 4 A 0 35000 A 170000 D Comprised of restricted stock granted pursuant to the Company's 2010 Equity Incentive Plan and form of Restricted Stock Agreement. The restricted stock vests on January 31, 2014. Includes 100,000 shares of unvested restricted stock owned by Mr. Clifford, which were granted for his services as a director. /S/ William Clifford 2013-03-18