0001304474-12-000001.txt : 20120203
0001304474-12-000001.hdr.sgml : 20120203
20120203201128
ACCESSION NUMBER: 0001304474-12-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120131
FILED AS OF DATE: 20120203
DATE AS OF CHANGE: 20120203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clifford William Thaddeus
CENTRAL INDEX KEY: 0001346750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27163
FILM NUMBER: 12571770
MAIL ADDRESS:
STREET 1: 370 COGNEWAUGH RD.
CITY: COS COB
STATE: CT
ZIP: 06807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWK Holdings Corp
CENTRAL INDEX KEY: 0001089907
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770435679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5314 RIVER RUN DRIVE
STREET 2: SUITE 350
CITY: PROVO
STATE: UT
ZIP: 84604
BUSINESS PHONE: 801-805-1301
MAIL ADDRESS:
STREET 1: 5314 RIVER RUN DRIVE
STREET 2: SUITE 350
CITY: PROVO
STATE: UT
ZIP: 84604
FORMER COMPANY:
FORMER CONFORMED NAME: KANA SOFTWARE INC
DATE OF NAME CHANGE: 20011114
FORMER COMPANY:
FORMER CONFORMED NAME: KANA COMMUNICATIONS INC
DATE OF NAME CHANGE: 19990702
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2012-01-31
0
0001089907
SWK Holdings Corp
SWKH
0001346750
Clifford William Thaddeus
370 COGNEWAUGH RD.
COS COB
CT
06807
1
0
0
0
Common Stock
2012-01-31
4
A
0
35000
A
135000
D
Comprised of restricted stock granted in exchange for Mr. Clifford's services as a director SWK Holdings Corporation. The grant was made pursuant to the Company's 2010 Equity Incentive Plan and Form of Restricted Stock Agreement included as Exhibit 4.2 to the Company's Form 8-K filed on February 2, 2012. The shares awarded will vest on January 31, 2013.
Includes 100,000 shares of unvested restricted stock owned by Mr. Clifford, which were granted for his services as a director.
/s/ Paul V. Burgon as Attorney-in-fact
2012-02-03