0001187788-15-000005.txt : 20151002 0001187788-15-000005.hdr.sgml : 20151002 20151002163813 ACCESSION NUMBER: 0001187788-15-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151002 DATE AS OF CHANGE: 20151002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEAD EDWARD B CENTRAL INDEX KEY: 0001187788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27163 FILM NUMBER: 151140891 MAIL ADDRESS: STREET 1: SWK HOLDINGS CORPORATION STREET 2: 15770 NORTH DALLAS PARKWAY; SUITE 1290 CITY: DALLAS STATE: TX ZIP: 75248 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-09-30 0 0001089907 SWK Holdings Corp SWKH 0001187788 STEAD EDWARD B SWK HOLDINGS CORPORATION 14755 PRESTON ROAD; SUITE 105 DALLAS TX 75254 1 0 0 0 Common Stock 2015-09-30 4 A 0 12328 A 46309 D Includes 2,500 shares issued to the Reporting Person as compensation for his service as a director. Also includes 9,828 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu cash compensation for his service as a director, based on the $1.45 closing price of the common stock on September 30, 2015. /s/ Edward B. Stead 2015-10-02