0001062993-24-013244.txt : 20240701 0001062993-24-013244.hdr.sgml : 20240701 20240701195519 ACCESSION NUMBER: 0001062993-24-013244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240627 FILED AS OF DATE: 20240701 DATE AS OF CHANGE: 20240701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pennington Marcus Edward CENTRAL INDEX KEY: 0001864079 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39184 FILM NUMBER: 241092485 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] ORGANIZATION NAME: 02 Finance IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5956 SHERRY LANE STREET 2: SUITE 650 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2142177253 MAIL ADDRESS: STREET 1: 5956 SHERRY LANE STREET 2: SUITE 650 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-06-27 0001089907 SWK Holdings Corp SWKH 0001864079 Pennington Marcus Edward 14755 PRESTON ROAD, SUITE 105 DALLAS TX 75254 1 0 0 0 0 Common Stock 2024-06-27 4 A 0 3253 16.91 A 21176 D Common Stock 2024-07-01 4 A 0 1051 16.89 A 22227 D Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. The restricted shares vest on June 27, 2025, subject to the Reporting Person's continued service through such vesting date. Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. /s/ Marcus Pennington 2024-07-01