0001062993-24-013244.txt : 20240701
0001062993-24-013244.hdr.sgml : 20240701
20240701195519
ACCESSION NUMBER: 0001062993-24-013244
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240627
FILED AS OF DATE: 20240701
DATE AS OF CHANGE: 20240701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pennington Marcus Edward
CENTRAL INDEX KEY: 0001864079
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39184
FILM NUMBER: 241092485
MAIL ADDRESS:
STREET 1: 2100 MCKINNEY AVENUE
STREET 2: SUITE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWK Holdings Corp
CENTRAL INDEX KEY: 0001089907
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 770435679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5956 SHERRY LANE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2142177253
MAIL ADDRESS:
STREET 1: 5956 SHERRY LANE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER COMPANY:
FORMER CONFORMED NAME: KANA SOFTWARE INC
DATE OF NAME CHANGE: 20011114
FORMER COMPANY:
FORMER CONFORMED NAME: KANA COMMUNICATIONS INC
DATE OF NAME CHANGE: 19990702
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-06-27
0001089907
SWK Holdings Corp
SWKH
0001864079
Pennington Marcus Edward
14755 PRESTON ROAD, SUITE 105
DALLAS
TX
75254
1
0
0
0
0
Common Stock
2024-06-27
4
A
0
3253
16.91
A
21176
D
Common Stock
2024-07-01
4
A
0
1051
16.89
A
22227
D
Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director. The restricted shares vest on June 27, 2025, subject to the Reporting Person's continued service through such vesting date.
Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director.
/s/ Marcus Pennington
2024-07-01