0001062993-24-000482.txt : 20240104 0001062993-24-000482.hdr.sgml : 20240104 20240104170928 ACCESSION NUMBER: 0001062993-24-000482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dotter Laurie L. CENTRAL INDEX KEY: 0001490732 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39184 FILM NUMBER: 24513163 MAIL ADDRESS: STREET 1: 3615 WEST LAWTHER DRIVE CITY: DALLAS STATE: TX ZIP: 75214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] ORGANIZATION NAME: 02 Finance IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5956 SHERRY LANE STREET 2: SUITE 650 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2142177253 MAIL ADDRESS: STREET 1: 5956 SHERRY LANE STREET 2: SUITE 650 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-01-02 0001089907 SWK Holdings Corp SWKH 0001490732 Dotter Laurie L. 5956 SHERRY LANE, SUITE 650 DALLAS TX 75225 1 0 0 0 0 Common Stock 2024-01-02 4 A 0 766 17.95 A 8865 D Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.95 closing price of the common stock on January 2, 2024. The restricted shares vest on January 2, 2025, subject to the Reporting Person's continued service through such vesting date. /s/ Yvette Heinrichson, as attorney-in-fact 2024-01-04