0001062993-22-020199.txt : 20221004
0001062993-22-020199.hdr.sgml : 20221004
20221004070048
ACCESSION NUMBER: 0001062993-22-020199
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dotter Laurie L.
CENTRAL INDEX KEY: 0001490732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39184
FILM NUMBER: 221289706
MAIL ADDRESS:
STREET 1: 3615 WEST LAWTHER DRIVE
CITY: DALLAS
STATE: TX
ZIP: 75214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWK Holdings Corp
CENTRAL INDEX KEY: 0001089907
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
IRS NUMBER: 770435679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: (972) 687-7250
MAIL ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
FORMER COMPANY:
FORMER CONFORMED NAME: KANA SOFTWARE INC
DATE OF NAME CHANGE: 20011114
FORMER COMPANY:
FORMER CONFORMED NAME: KANA COMMUNICATIONS INC
DATE OF NAME CHANGE: 19990702
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-09-30
0001089907
SWK Holdings Corp
SWKH
0001490732
Dotter Laurie L.
14755 PRESTON ROAD
SUITE 105
DALLAS
TX
75254
1
0
0
0
Common Stock
2022-09-30
4
A
0
1206
17.00
A
4052
D
Common Stock
2022-09-30
4
A
0
809
17.00
A
4861
D
Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for her services as a director, based on the $17.00 closing price of the common stock on September 30, 2022.
Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. The restricted shares vest on September 30, 2023, subject to the Reporting Person's continued service through such vesting date.
/s/ Yvette Heinrichson, as attorney-in-fact
2022-10-04