0000947871-22-000002.txt : 20220103
0000947871-22-000002.hdr.sgml : 20220103
20220103164012
ACCESSION NUMBER: 0000947871-22-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220103
DATE AS OF CHANGE: 20220103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLACK WINSTON L III
CENTRAL INDEX KEY: 0001550168
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39184
FILM NUMBER: 22502654
MAIL ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWK Holdings Corp
CENTRAL INDEX KEY: 0001089907
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
IRS NUMBER: 770435679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: (972) 687-7250
MAIL ADDRESS:
STREET 1: 14755 PRESTON ROAD
STREET 2: SUITE 105
CITY: DALLAS
STATE: TX
ZIP: 75254
FORMER COMPANY:
FORMER CONFORMED NAME: KANA SOFTWARE INC
DATE OF NAME CHANGE: 20011114
FORMER COMPANY:
FORMER CONFORMED NAME: KANA COMMUNICATIONS INC
DATE OF NAME CHANGE: 19990702
4
1
ownership.xml
X0306
4
2021-12-31
0
0001089907
SWK Holdings Corp
SWKH
0001550168
BLACK WINSTON L III
14755 PRESTON ROAD
SUITE 105
DALLAS
TX
75254
0
1
0
0
Chief Executive Officer
Common Stock
2021-12-31
4
M
0
75000
8.30
A
127094
D
Common Stock
2021-12-31
4
F
0
50431
19.63
D
76663
D
Employee Stock Option (right to buy)
8.30
2021-12-31
4
M
0
75000
0
D
2021-12-31
2021-12-31
Common Stock
75000
0
D
Shares withheld for exercise price and taxes upon the exercise of stock options and for taxes upon the vesting of restricted stock awarded to reporting person.
/s/ Winston L Black III
2022-01-03