0000947871-22-000002.txt : 20220103 0000947871-22-000002.hdr.sgml : 20220103 20220103164012 ACCESSION NUMBER: 0000947871-22-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACK WINSTON L III CENTRAL INDEX KEY: 0001550168 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39184 FILM NUMBER: 22502654 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWK Holdings Corp CENTRAL INDEX KEY: 0001089907 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] IRS NUMBER: 770435679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (972) 687-7250 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 105 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: KANA SOFTWARE INC DATE OF NAME CHANGE: 20011114 FORMER COMPANY: FORMER CONFORMED NAME: KANA COMMUNICATIONS INC DATE OF NAME CHANGE: 19990702 4 1 ownership.xml X0306 4 2021-12-31 0 0001089907 SWK Holdings Corp SWKH 0001550168 BLACK WINSTON L III 14755 PRESTON ROAD SUITE 105 DALLAS TX 75254 0 1 0 0 Chief Executive Officer Common Stock 2021-12-31 4 M 0 75000 8.30 A 127094 D Common Stock 2021-12-31 4 F 0 50431 19.63 D 76663 D Employee Stock Option (right to buy) 8.30 2021-12-31 4 M 0 75000 0 D 2021-12-31 2021-12-31 Common Stock 75000 0 D Shares withheld for exercise price and taxes upon the exercise of stock options and for taxes upon the vesting of restricted stock awarded to reporting person. /s/ Winston L Black III 2022-01-03