0001209191-23-039760.txt : 20230626
0001209191-23-039760.hdr.sgml : 20230626
20230626172048
ACCESSION NUMBER: 0001209191-23-039760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230622
FILED AS OF DATE: 20230626
DATE AS OF CHANGE: 20230626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Colquhoun James
CENTRAL INDEX KEY: 0001809109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27517
FILM NUMBER: 231043279
MAIL ADDRESS:
STREET 1: 833 WEST SOUTH BOULDER ROAD
STREET 2: BUILDING G
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIA, INC
CENTRAL INDEX KEY: 0001089872
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 841113527
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
STREET 2: BLDG G
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
BUSINESS PHONE: 3032223330
MAIL ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
STREET 2: BLDG G
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM, INC
DATE OF NAME CHANGE: 20080519
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM INC
DATE OF NAME CHANGE: 19990701
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-22
0
0001089872
GAIA, INC
GAIA
0001809109
Colquhoun James
833 W SOUTH BOULDER ROAD, BLDG G
LOUISVILLE
CO
80027
1
1
0
0
Chief Operating Officer
0
Class A Common Stock
2023-06-26
4
J
0
136490
A
1020272
D
Restricted Stock Unit
2023-06-22
4
A
0
162001
0.00
A
Class A Common Stock
162001
162001
D
Issued as consideration for acquiring ownership rights to a library of media assets.
Includes 148,553 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee.
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
The RSUs vest on March 15, 2028, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
Paul Tarell Attorney in Fact for James Colquhoun
2023-06-26