0001209191-23-039760.txt : 20230626 0001209191-23-039760.hdr.sgml : 20230626 20230626172048 ACCESSION NUMBER: 0001209191-23-039760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230622 FILED AS OF DATE: 20230626 DATE AS OF CHANGE: 20230626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Colquhoun James CENTRAL INDEX KEY: 0001809109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27517 FILM NUMBER: 231043279 MAIL ADDRESS: STREET 1: 833 WEST SOUTH BOULDER ROAD STREET 2: BUILDING G CITY: LOUISVILLE STATE: CO ZIP: 80027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIA, INC CENTRAL INDEX KEY: 0001089872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 841113527 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST BOULDER ROAD STREET 2: BLDG G CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 BUSINESS PHONE: 3032223330 MAIL ADDRESS: STREET 1: 833 WEST BOULDER ROAD STREET 2: BLDG G CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM, INC DATE OF NAME CHANGE: 20080519 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM INC DATE OF NAME CHANGE: 19990701 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-22 0 0001089872 GAIA, INC GAIA 0001809109 Colquhoun James 833 W SOUTH BOULDER ROAD, BLDG G LOUISVILLE CO 80027 1 1 0 0 Chief Operating Officer 0 Class A Common Stock 2023-06-26 4 J 0 136490 A 1020272 D Restricted Stock Unit 2023-06-22 4 A 0 162001 0.00 A Class A Common Stock 162001 162001 D Issued as consideration for acquiring ownership rights to a library of media assets. Includes 148,553 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on March 15, 2028, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. Paul Tarell Attorney in Fact for James Colquhoun 2023-06-26