0001209191-23-025480.txt : 20230424
0001209191-23-025480.hdr.sgml : 20230424
20230424194145
ACCESSION NUMBER: 0001209191-23-025480
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230420
FILED AS OF DATE: 20230424
DATE AS OF CHANGE: 20230424
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frank Kristin E.
CENTRAL INDEX KEY: 0001589317
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27517
FILM NUMBER: 23841316
MAIL ADDRESS:
STREET 1: C/O GAIAM, INC.
STREET 2: 833 WEST SOUTH BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIA, INC
CENTRAL INDEX KEY: 0001089872
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 841113527
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
STREET 2: BLDG G
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
BUSINESS PHONE: 3032223330
MAIL ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
STREET 2: BLDG G
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM, INC
DATE OF NAME CHANGE: 20080519
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM INC
DATE OF NAME CHANGE: 19990701
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-04-20
0
0001089872
GAIA, INC
GAIA
0001589317
Frank Kristin E.
833 W SOUTH BOULDER RD
LOUISVILLE
CO
80027
1
0
0
0
0
Class A Common Stock
2023-04-20
4
M
0
13014
A
42230
D
Restricted Stock Units
2023-04-20
4
M
0
13014
0.00
D
Class A Common Stock
13014
0
D
Restricted Stock Unit
2023-04-20
4
A
0
19828
0.00
A
Class A Common Stock
19828
19828
D
Restricted stock units were converted into common stock on a one-for-one basis
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
The RSUs vest on the date of the Annual Shareholder Meeting in April 2024, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
/S/ Paul Tarell Attorney-In-Fact for Kristin Frank
2023-04-24