0001209191-23-025480.txt : 20230424 0001209191-23-025480.hdr.sgml : 20230424 20230424194145 ACCESSION NUMBER: 0001209191-23-025480 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230420 FILED AS OF DATE: 20230424 DATE AS OF CHANGE: 20230424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frank Kristin E. CENTRAL INDEX KEY: 0001589317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27517 FILM NUMBER: 23841316 MAIL ADDRESS: STREET 1: C/O GAIAM, INC. STREET 2: 833 WEST SOUTH BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIA, INC CENTRAL INDEX KEY: 0001089872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 841113527 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST BOULDER ROAD STREET 2: BLDG G CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 BUSINESS PHONE: 3032223330 MAIL ADDRESS: STREET 1: 833 WEST BOULDER ROAD STREET 2: BLDG G CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM, INC DATE OF NAME CHANGE: 20080519 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM INC DATE OF NAME CHANGE: 19990701 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-20 0 0001089872 GAIA, INC GAIA 0001589317 Frank Kristin E. 833 W SOUTH BOULDER RD LOUISVILLE CO 80027 1 0 0 0 0 Class A Common Stock 2023-04-20 4 M 0 13014 A 42230 D Restricted Stock Units 2023-04-20 4 M 0 13014 0.00 D Class A Common Stock 13014 0 D Restricted Stock Unit 2023-04-20 4 A 0 19828 0.00 A Class A Common Stock 19828 19828 D Restricted stock units were converted into common stock on a one-for-one basis Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. The RSUs vest on the date of the Annual Shareholder Meeting in April 2024, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. /S/ Paul Tarell Attorney-In-Fact for Kristin Frank 2023-04-24