0001209191-23-025422.txt : 20230424
0001209191-23-025422.hdr.sgml : 20230424
20230424170843
ACCESSION NUMBER: 0001209191-23-025422
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230420
FILED AS OF DATE: 20230424
DATE AS OF CHANGE: 20230424
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Colquhoun James
CENTRAL INDEX KEY: 0001809109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27517
FILM NUMBER: 23840876
MAIL ADDRESS:
STREET 1: 833 WEST SOUTH BOULDER ROAD
STREET 2: BUILDING G
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIA, INC
CENTRAL INDEX KEY: 0001089872
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 841113527
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
STREET 2: BLDG G
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
BUSINESS PHONE: 3032223330
MAIL ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
STREET 2: BLDG G
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM, INC
DATE OF NAME CHANGE: 20080519
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM INC
DATE OF NAME CHANGE: 19990701
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-04-20
0
0001089872
GAIA, INC
GAIA
0001809109
Colquhoun James
833 W SOUTH BOULDER ROAD, BLDG G
LOUISVILLE
CO
80027
1
0
0
0
0
Class A Common Stock
2023-04-20
4
M
0
8488
A
883782
D
Restricted Stock Units
2023-04-20
4
M
0
8488
0.00
D
Class A Common Stock
8488
0
D
Restricted Stock Unit
2023-04-20
4
A
0
12931
0.00
A
Class A Common Stock
12931
12931
D
Restricted stock units were converted into common stock on a one-for-one basis
Includes 12,063 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee.
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
The RSUs vest on the date of the Annual Shareholder Meeting in April 2024, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
/S/ Paul Tarell Attorney-In-Fact for James Colquhoun
2023-04-24