0001209191-21-009922.txt : 20210211 0001209191-21-009922.hdr.sgml : 20210211 20210211200512 ACCESSION NUMBER: 0001209191-21-009922 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210211 DATE AS OF CHANGE: 20210211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tarell Paul C. Jr. CENTRAL INDEX KEY: 0001678229 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27517 FILM NUMBER: 21621934 MAIL ADDRESS: STREET 1: C/O GAIA, INC. STREET 2: 833 W. SOUTH BOULDER ROAD, BLDG. G CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIA, INC CENTRAL INDEX KEY: 0001089872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 841113527 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 BUSINESS PHONE: 3032223600 MAIL ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM, INC DATE OF NAME CHANGE: 20080519 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM INC DATE OF NAME CHANGE: 19990701 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2020-12-31 0 0 0 0001089872 GAIA, INC GAIA 0001678229 Tarell Paul C. Jr. 833 W SOUTH BOULDER RD. BLDG G LOUISVILLE CO 80027 0 1 0 0 CHIEF FINANCIAL OFFICER Class A Common Stock 2020-04-09 5 G 0 1000 0.00 D 101510 D Includes 757 and 693 shares acquired pursuant to the Gaia employee stock purchase plan on June 30, 2020 and December 31, 2020, respectively. /S/ Paul Tarell 2021-02-11