0001209191-20-064736.txt : 20201221 0001209191-20-064736.hdr.sgml : 20201221 20201221210914 ACCESSION NUMBER: 0001209191-20-064736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201217 FILED AS OF DATE: 20201221 DATE AS OF CHANGE: 20201221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tarell Paul C. Jr. CENTRAL INDEX KEY: 0001678229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27517 FILM NUMBER: 201405886 MAIL ADDRESS: STREET 1: C/O GAIA, INC. STREET 2: 833 W. SOUTH BOULDER ROAD, BLDG. G CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIA, INC CENTRAL INDEX KEY: 0001089872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 841113527 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 BUSINESS PHONE: 3032223600 MAIL ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM, INC DATE OF NAME CHANGE: 20080519 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM INC DATE OF NAME CHANGE: 19990701 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-17 0 0001089872 GAIA, INC GAIA 0001678229 Tarell Paul C. Jr. 833 W SOUTH BOULDER RD. BLDG G LOUISVILLE CO 80027 0 1 0 0 CHIEF FINANCIAL OFFICER Class A Common Stock 2020-12-17 4 S 0 3000 10.1362 D 99810 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.09 to $10.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth. tax planning prior to Q4 trading window closing. /S/ Paul Tarell 2020-12-21