0001209191-20-019507.txt : 20200317 0001209191-20-019507.hdr.sgml : 20200317 20200317133044 ACCESSION NUMBER: 0001209191-20-019507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200316 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warkins Brad CENTRAL INDEX KEY: 0001678295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27517 FILM NUMBER: 20720308 MAIL ADDRESS: STREET 1: C/O GAIA, INC. STREET 2: 833 W. SOUTH BOULDER ROAD, BLDG. G CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIA, INC CENTRAL INDEX KEY: 0001089872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 841113527 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 BUSINESS PHONE: 3032223600 MAIL ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM, INC DATE OF NAME CHANGE: 20080519 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM INC DATE OF NAME CHANGE: 19990701 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-16 0 0001089872 GAIA, INC GAIA 0001678295 Warkins Brad 833 W SOUTH BOULDER RD BLDG G LOUISVILLE CO 80027 0 1 0 0 President and COO Class A Common Stock 2020-03-16 4 M 0 67204 A 73837 D Class A Common Stock 2020-03-16 4 A 0 593 6.33 A 73837 D Restricted Stock Units 2016-07-01 4 M 0 67204 0.00 D Class A Common Stock 67204 0 D Restricted stock units were converted into common stock on a one-for-one basis Includes 593 shares acquired pursuant to the Gaia employee stock purchase plan on December 31, 2019. On July 1, 2016, the reporting person was granted 67,204 restricted stock units, vesting on March 16, 2020. Paul Tarell, Attorney-In-Fact for Brad Warkins 2020-03-17