0001209191-20-019507.txt : 20200317
0001209191-20-019507.hdr.sgml : 20200317
20200317133044
ACCESSION NUMBER: 0001209191-20-019507
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200316
FILED AS OF DATE: 20200317
DATE AS OF CHANGE: 20200317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warkins Brad
CENTRAL INDEX KEY: 0001678295
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27517
FILM NUMBER: 20720308
MAIL ADDRESS:
STREET 1: C/O GAIA, INC.
STREET 2: 833 W. SOUTH BOULDER ROAD, BLDG. G
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIA, INC
CENTRAL INDEX KEY: 0001089872
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 841113527
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
BUSINESS PHONE: 3032223600
MAIL ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM, INC
DATE OF NAME CHANGE: 20080519
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM INC
DATE OF NAME CHANGE: 19990701
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-16
0
0001089872
GAIA, INC
GAIA
0001678295
Warkins Brad
833 W SOUTH BOULDER RD
BLDG G
LOUISVILLE
CO
80027
0
1
0
0
President and COO
Class A Common Stock
2020-03-16
4
M
0
67204
A
73837
D
Class A Common Stock
2020-03-16
4
A
0
593
6.33
A
73837
D
Restricted Stock Units
2016-07-01
4
M
0
67204
0.00
D
Class A Common Stock
67204
0
D
Restricted stock units were converted into common stock on a one-for-one basis
Includes 593 shares acquired pursuant to the Gaia employee stock purchase plan on December 31, 2019.
On July 1, 2016, the reporting person was granted 67,204 restricted stock units, vesting on March 16, 2020.
Paul Tarell, Attorney-In-Fact for Brad Warkins
2020-03-17