0001209191-17-030399.txt : 20170505
0001209191-17-030399.hdr.sgml : 20170505
20170505172931
ACCESSION NUMBER: 0001209191-17-030399
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170505
FILED AS OF DATE: 20170505
DATE AS OF CHANGE: 20170505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIA, INC
CENTRAL INDEX KEY: 0001089872
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 841113527
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
BUSINESS PHONE: 3032223600
MAIL ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM, INC
DATE OF NAME CHANGE: 20080519
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM INC
DATE OF NAME CHANGE: 19990701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sutherland Paul Howard
CENTRAL INDEX KEY: 0001552487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27517
FILM NUMBER: 17819613
MAIL ADDRESS:
STREET 1: 111 CASS STREET
CITY: TRAVERSE
STATE: MI
ZIP: 49684
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-05
0
0001089872
GAIA, INC
GAIA
0001552487
Sutherland Paul Howard
833 WEST SOUTH BOULDER ROAD
LOUISVILLE
CO
80027
1
0
0
0
Class A Common Stock
2017-05-05
4
A
0
175
11.079
A
23840
D
Class A Common Stock
21042
I
By trust
Class A Common Stock
5900
I
By FIMgroup
Class A Common Stock
4000
I
By FIMgroup 401(k) Plan
The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein.
Revocable trust for which the reporting person serves as the trustee and the beneficiaries of which include members of the reporting person's immediate family.
The reporting person disclaims beneficial ownership of these securities except to the extent his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose
Paul Tarell, Attorney-In-Fact for Paul H. Sutherland
2017-05-05