0001209191-17-030399.txt : 20170505 0001209191-17-030399.hdr.sgml : 20170505 20170505172931 ACCESSION NUMBER: 0001209191-17-030399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170505 FILED AS OF DATE: 20170505 DATE AS OF CHANGE: 20170505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIA, INC CENTRAL INDEX KEY: 0001089872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 841113527 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 BUSINESS PHONE: 3032223600 MAIL ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM, INC DATE OF NAME CHANGE: 20080519 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM INC DATE OF NAME CHANGE: 19990701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sutherland Paul Howard CENTRAL INDEX KEY: 0001552487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27517 FILM NUMBER: 17819613 MAIL ADDRESS: STREET 1: 111 CASS STREET CITY: TRAVERSE STATE: MI ZIP: 49684 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-05 0 0001089872 GAIA, INC GAIA 0001552487 Sutherland Paul Howard 833 WEST SOUTH BOULDER ROAD LOUISVILLE CO 80027 1 0 0 0 Class A Common Stock 2017-05-05 4 A 0 175 11.079 A 23840 D Class A Common Stock 21042 I By trust Class A Common Stock 5900 I By FIMgroup Class A Common Stock 4000 I By FIMgroup 401(k) Plan The reporting person jointly owns 150 shares with his son and 175 shares with his daughter of Gaia, Inc. Class A Common Stock reported herein. Revocable trust for which the reporting person serves as the trustee and the beneficiaries of which include members of the reporting person's immediate family. The reporting person disclaims beneficial ownership of these securities except to the extent his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose Paul Tarell, Attorney-In-Fact for Paul H. Sutherland 2017-05-05