0001209191-16-127452.txt : 20160613 0001209191-16-127452.hdr.sgml : 20160613 20160613181101 ACCESSION NUMBER: 0001209191-16-127452 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160609 FILED AS OF DATE: 20160613 DATE AS OF CHANGE: 20160613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIAM, INC CENTRAL INDEX KEY: 0001089872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 841113527 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 BUSINESS PHONE: 3032223600 MAIL ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM INC DATE OF NAME CHANGE: 19990701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKSON JOHN R CENTRAL INDEX KEY: 0001393972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27517 FILM NUMBER: 161711692 MAIL ADDRESS: STREET 1: 833 WEST SOUTH BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-09 0 0001089872 GAIAM, INC GAIA 0001393972 JACKSON JOHN R 833 WEST SOUTH BOULDER ROAD LOUISVILLE CO 80027-2452 0 1 0 0 Secretary & VP Corp Dev Class A Common Stock 2016-06-09 4 M 0 1100 7.71 A 1821 D Class A Common Stock 2016-06-09 4 S 0 1100 7.8109 D 721 D Employee Stock Option (right to buy) 7.71 2016-06-09 4 M 0 1100 D 2024-11-03 Class A Common Stock 1100 48900 D The price reported in Column 4 is a weighted average. Theses shares were sold in multiple transactions at prices ranging from $7.81-$7.82, inclusive. The reporting person undertakes to provide to Gaiam, Inc., any security holder of Gaiam, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote (1) to this Form 4. The option is partially vested. The option was originally granted on November 04, 2014, and provided for vesting of 2% per month for 50 months commencing on December 1, 2014. /s/ John R. Jackson 2016-06-13