0001209191-16-127452.txt : 20160613
0001209191-16-127452.hdr.sgml : 20160613
20160613181101
ACCESSION NUMBER: 0001209191-16-127452
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160609
FILED AS OF DATE: 20160613
DATE AS OF CHANGE: 20160613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIAM, INC
CENTRAL INDEX KEY: 0001089872
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 841113527
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
BUSINESS PHONE: 3032223600
MAIL ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM INC
DATE OF NAME CHANGE: 19990701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACKSON JOHN R
CENTRAL INDEX KEY: 0001393972
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27517
FILM NUMBER: 161711692
MAIL ADDRESS:
STREET 1: 833 WEST SOUTH BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-09
0
0001089872
GAIAM, INC
GAIA
0001393972
JACKSON JOHN R
833 WEST SOUTH BOULDER ROAD
LOUISVILLE
CO
80027-2452
0
1
0
0
Secretary & VP Corp Dev
Class A Common Stock
2016-06-09
4
M
0
1100
7.71
A
1821
D
Class A Common Stock
2016-06-09
4
S
0
1100
7.8109
D
721
D
Employee Stock Option (right to buy)
7.71
2016-06-09
4
M
0
1100
D
2024-11-03
Class A Common Stock
1100
48900
D
The price reported in Column 4 is a weighted average. Theses shares were sold in multiple transactions at prices ranging from $7.81-$7.82, inclusive. The reporting person undertakes to provide to Gaiam, Inc., any security holder of Gaiam, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote (1) to this Form 4.
The option is partially vested. The option was originally granted on November 04, 2014, and provided for vesting of 2% per month for 50 months commencing on December 1, 2014.
/s/ John R. Jackson
2016-06-13