0001209191-12-022639.txt : 20120410 0001209191-12-022639.hdr.sgml : 20120410 20120410163812 ACCESSION NUMBER: 0001209191-12-022639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120305 FILED AS OF DATE: 20120410 DATE AS OF CHANGE: 20120410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Stephen J. CENTRAL INDEX KEY: 0001487605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27517 FILM NUMBER: 12752283 MAIL ADDRESS: STREET 1: 833 W. SOUTH BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIAM, INC CENTRAL INDEX KEY: 0001089872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 841113527 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 BUSINESS PHONE: 3032223600 MAIL ADDRESS: STREET 1: 833 WEST BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 FORMER COMPANY: FORMER CONFORMED NAME: GAIAM INC DATE OF NAME CHANGE: 19990701 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-03-05 0 0001089872 GAIAM, INC GAIA 0001487605 Thomas Stephen J. 833 WEST SOUTH BOULDER ROAD LOUISVILLE CO 80027-2452 0 1 0 0 Chief Financial Officer Employee Stock Option (right to buy) 5.00 2012-03-05 4 D 0 10000 D 2013-12-13 Class A Common Stock 10000 0 D Employee Stock Option (right to buy) 5.00 2012-03-05 4 A 0 10000 A 2015-12-13 Class A Common Stock 10000 10000 D The two reported transactions involve the extension of the expiration date for an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 13, 2006, repriced on January 15, 2009, and provided for vesting of 2% per month for 50 months commencing on November 1, 2007. Stephen J. Thomas 2012-04-10