0001209191-12-022639.txt : 20120410
0001209191-12-022639.hdr.sgml : 20120410
20120410163812
ACCESSION NUMBER: 0001209191-12-022639
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120305
FILED AS OF DATE: 20120410
DATE AS OF CHANGE: 20120410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas Stephen J.
CENTRAL INDEX KEY: 0001487605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27517
FILM NUMBER: 12752283
MAIL ADDRESS:
STREET 1: 833 W. SOUTH BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIAM, INC
CENTRAL INDEX KEY: 0001089872
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 841113527
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
BUSINESS PHONE: 3032223600
MAIL ADDRESS:
STREET 1: 833 WEST BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
FORMER COMPANY:
FORMER CONFORMED NAME: GAIAM INC
DATE OF NAME CHANGE: 19990701
4
1
doc4.xml
FORM 4 SUBMISSION
X0305
4
2012-03-05
0
0001089872
GAIAM, INC
GAIA
0001487605
Thomas Stephen J.
833 WEST SOUTH BOULDER ROAD
LOUISVILLE
CO
80027-2452
0
1
0
0
Chief Financial Officer
Employee Stock Option (right to buy)
5.00
2012-03-05
4
D
0
10000
D
2013-12-13
Class A Common Stock
10000
0
D
Employee Stock Option (right to buy)
5.00
2012-03-05
4
A
0
10000
A
2015-12-13
Class A Common Stock
10000
10000
D
The two reported transactions involve the extension of the expiration date for an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 13, 2006, repriced on January 15, 2009, and provided for vesting of 2% per month for 50 months commencing on November 1, 2007.
Stephen J. Thomas
2012-04-10