8-K 1 a10-15228_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of Earliest Event Reported):  August 4, 2010

 

GAIAM, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Colorado

 

0-27515

 

84-1113527

(State or Other Jurisdiction
of Incorporation)

 

(Commission File
Number)

 

(IRS Employer
Identification No.)

 

833 W. South Boulder Road, Louisville, CO 80027-2452

(Address of Principal Executive Offices)

 

Registrant’s telephone number, including area code: (303) 222-3600

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

TABLE OF CONTENTS

 

Section 2 — Financial Information

 

Item 2.02                Results of Operations and Financial Condition

 

On August 4, 2010, Gaiam, Inc. issued a press release announcing results for its second quarter ended June 30, 2010.  A copy of the press release is attached as Exhibit 99.1.

 

This Current Report on Form 8-K and the earnings press release attached hereto are being furnished by Gaiam to Item 2.02 “Results of Operations and Financial Condition.” In accordance with General Instruction B.2 of Form 8-K, the information contained in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. In addition, this information shall not be deemed incorporated by reference into any of the Registrant’s filings with the Securities and Exchange Commission, except as shall be expressly set forth by specific reference in any such filing.

 

Section 9 - Financial Statements and Exhibits

 

Item 9.01

Financial Statements and Exhibits.

 

 

 

 

(d)

Exhibits

 

 

 

Exhibit No.

 

Description of Exhibit

 

 

 

 

 

99.1

 

Press Release issued by Gaiam on August 4, 2010.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

GAIAM, INC.

 

 

 

 

 

 

 

By:

/s/ Stephen J. Thomas

 

 

Stephen J. Thomas

 

 

Chief Accounting Officer

 

 

 

Date: August 4, 2010

 

 

 

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Exhibit Index

 

Exhibit No.

 

Description of Exhibit

 

 

 

99.1

 

Press Release issued by Gaiam on August 4, 2010.

 

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