-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PBxJxmpWZ9z0tJCxFhypUVGEg7PCGZME/sWpt3yd7IlvnOE0tnQNK9MnfCZVZhBQ LDgeRYhv1f+buTUiRX9WQw== 0000108985-09-000087.txt : 20091006 0000108985-09-000087.hdr.sgml : 20091006 20091006164208 ACCESSION NUMBER: 0000108985-09-000087 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091006 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20091006 DATE AS OF CHANGE: 20091006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YORK WATER CO CENTRAL INDEX KEY: 0000108985 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 231242500 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34245 FILM NUMBER: 091108364 BUSINESS ADDRESS: STREET 1: 130 E MARKET ST CITY: YORK STATE: PA ZIP: 17405 BUSINESS PHONE: 7178453601 MAIL ADDRESS: STREET 1: PO BOX 15089 8-K 1 form8k100609.htm THE YORK WATER COMOANY 8-K 10-06-09 form8k100609.htm  

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of the Securities Exchange Act of 1934


Date of Report: October 6, 2009
(Date of earliest event reported)

YWC logo

THE YORK WATER COMPANY
(Exact name of registrant as specified in its charter)


PENNSYLVANIA
001-34245
23-1242500
(State or other jurisdiction
(Commission
(I.R.S. Employer
of incorporation)
File Number)
Identification No.)
 
130 EAST MARKET STREET
YORK, PENNSYLVANIA
 
17401
(Address of principal executive offices)
(Zip Code)

(717) 845-3601
(Registrant's telephone number, including area code)

Not Applicable
(Former Name or Former Address, if Changed Since Last Report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 

 

THE YORK WATER COMPANY


Item 8.01
Other Events.

On October 6, 2009, The York Water Company issued a press release announcing that its underwriters have exercised an overallotment option to purchase an additional 120,000 shares of its common stock.  The Company granted the option to the underwriters in connection with its previously announced public offering of 950,000 shares, which priced on September 24, 2009 at a public offering price of $14.00 per share and closed on September 29, 2009.  The press release is being furnished with this Current Report on Form 8-K Exhibit 99.1 and is hereby incorporated herein by reference.  This report (including the exhibit) shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated by reference in any filing made by the Registrant pursuant to the Securities Act of 1933, as amended, other than to the extent that such filing incorporates by reference any or all of such information by express reference thereto.



Item 9.01
Financial Statements and Exhibits.
   
(d) Exhibits.
 
   
Exhibit No.
Description of Exhibit
   
99.1




 
 

 

THE YORK WATER COMPANY


SIGNATURES



Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 

 
 
THE YORK WATER COMPANY
 
       
Date: October 6, 2009
By:
/s/Kathleen M. Miller  
   
Kathleen M. Miller
 
   
Chief Financial Officer
 
       

 
EX-99.1 2 exhibit991.htm YWC PRESS RELEASE 10-06-09 exhibit991.htm  

EXHIBIT 99.1 



News Release
 
 
   The York Water Company
   
   130 East Market Street
Contact:
Kathleen M. Miller, Chief Financial Officer
   York, PA  17401
 
    and Treasurer
 
ywc logo
 
   
   
Phone:
717-845-3601
   FOR IMMEDIATE RELEASE
     

The York Water Company Announces Exercise
 of Underwriters’ Overallotment Option


York, Pennsylvania, October 6, 2009:  The York Water Company (NASDAQ Global Select Market: YORW) (the "Company") today announced that its underwriters have exercised an overallotment option to purchase an additional 120,000 shares of its common stock.  The Company granted the option to the underwriters in connection with its previously announced public offering of 950,000 shares, which priced on September 24, 2009 at a public offering price of $14.00 per share and closed on September 29, 2009.  The net proceeds of approximately $14.1 million (after deducting underwriters’ commissions and other estimated offering expenses) from this public offering, including the overallotment, were used to partially repay outstanding indebtedness under the Company’s revolving line of credit agreements.  Obligations under these credit facilities were primarily incurred to fund acquisitions and construction expenditures.

Boenning & Scattergood, Inc. and J.J.B. Hilliard, W.L. Lyons, LLC were the underwriters for the offering.  A copy of the final prospectus supplement, and the accompanying base prospectus, can be obtained when available by contacting John Chuff, Boenning & Scattergood, Inc., Four Tower Bridge, 200 Barr Harbor Drive, Suite 300, West Conshohocken, PA 19428, or by email to jchuff@boenninginc.com.

The shares of common stock were sold pursuant to a shelf registration statement that was declared effective by the Securities and Exchange Commission as of May 7, 2009.  The shares were only offered by means of the prospectus supplement related to this offering, which was filed with the Securities and Exchange Commission on September 25, 2009.  This press release shall not constitute an offer to sell or the solicitation of an offer to buy shares of the common stock.

The York Water Company is the oldest investor-owned water utility in the United States and has operated continuously since 1816.  The Company impounds, purifies and distributes water to approximately 61,000 customers entirely within its franchised territory located in York County, Pennsylvania and Adams County, Pennsylvania.


###


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