0001140361-16-053855.txt : 20160218 0001140361-16-053855.hdr.sgml : 20160218 20160218121222 ACCESSION NUMBER: 0001140361-16-053855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLECO CORP CENTRAL INDEX KEY: 0001089819 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 721445282 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DONAHUE FERRY ROAD CITY: PINEVILLE STATE: LA ZIP: 71360-5226 BUSINESS PHONE: 3184847400 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: PINEVILLE STATE: LA ZIP: 71361-5000 FORMER COMPANY: FORMER CONFORMED NAME: CLECO HOLDING CORP DATE OF NAME CHANGE: 19990630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALKER WILLIAM H JR CENTRAL INDEX KEY: 0001186071 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15759 FILM NUMBER: 161436721 MAIL ADDRESS: STREET 1: PINEVILLE GENERAL OFFICE STREET 2: 2030 DONAHUE FERRY RD PO BOX 5000 CITY: PINEVILLE STATE: LA ZIP: 71361-5000 4 1 doc1.xml FORM 4 X0306 4 2016-02-16 0 0001089819 CLECO CORP CNL 0001186071 WALKER WILLIAM H JR P.O. BOX 5000 PINEVILLE LA 71361-5000 1 0 0 0 Common Stock, $1.00 par 61064.185 D Phantom Stock 2016-02-16 4 A 0 362 53.63 A Common Stock, $1.00 par 362 50154 D Includes 21.945 shares acquired on November 20, 2015 through the Cleco Corporation Dividend Reinvestment Plan. The shares of phantom stock relate to dividend reinvestment on shares of phantom stock pursuant to the terms and provisions of the Cleco Corporation Deferred Compensation Plan (the "Plan"). The reporting person has elected to defer receipt of these shares under the plan. Each share of phantom stock is the economic equivalent of one share of Cleco Corporation common stock. Includes 16,060 shares of phantom stock (not subject to restrictions) related to dividend reinvestment on shares of phantom stock pursuant to the terms and provisions of the Plan. Includes (a) 1,898 shares of phantom stock subject to restrictions that lapse on January 28, 2017; (b) 1,717 shares of phantom stock subject to restrictions that lapse on January 27, 2018 and (c) 1,596 shares of phantom stock subject to restrictions that lapse on January 24, 2019. Julia E. Callis, Atty-in-fact for William H. Walker, Jr. 2016-02-18