0001181431-13-050842.txt : 20130927
0001181431-13-050842.hdr.sgml : 20130927
20130927144142
ACCESSION NUMBER: 0001181431-13-050842
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130925
FILED AS OF DATE: 20130927
DATE AS OF CHANGE: 20130927
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FireEye, Inc.
CENTRAL INDEX KEY: 0001370880
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 201548921
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1440 MCCARTHY BLVD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 408-321-6300
MAIL ADDRESS:
STREET 1: 1440 MCCARTHY BLVD
CITY: MILPITAS
STATE: CA
ZIP: 95035
FORMER COMPANY:
FORMER CONFORMED NAME: FireEye Inc
DATE OF NAME CHANGE: 20060728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Howard Matthew D.
CENTRAL INDEX KEY: 0001576176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36067
FILM NUMBER: 131119488
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crowe Jeffrey
CENTRAL INDEX KEY: 0001535261
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36067
FILM NUMBER: 131119489
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Norwest Venture Partners IX, LP
CENTRAL INDEX KEY: 0001309124
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36067
FILM NUMBER: 131119490
BUSINESS ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-321-8000
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORWEST VENTURE PARTNERS VIII LP
CENTRAL INDEX KEY: 0001176230
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36067
FILM NUMBER: 131119491
BUSINESS ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650 321-8000
MAIL ADDRESS:
STREET 1: C/O NORWEST VENTURE PARTNERS
STREET 2: 525 UNIVERSITY AVENUE, SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAQUE PROMOD
CENTRAL INDEX KEY: 0001089744
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36067
FILM NUMBER: 131119492
MAIL ADDRESS:
STREET 1: C/O NORWEST VENTURE PARTNERS
STREET 2: 525 UNIVERSITY AVENUE, SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
rrd390424.xml
FORM 4_FIREEYE_2013-09
X0306
4
2013-09-25
0
0001370880
FireEye, Inc.
FEYE
0001089744
HAQUE PROMOD
525 UNIVERSITY AVENUE, SUITE 800
PALO ALTO
CA
94301
1
0
1
0
0001176230
NORWEST VENTURE PARTNERS VIII LP
525 UNIVERSITY AVENUE
SUITE 800
PALO ALTO
CA
94301
0
0
1
0
0001309124
Norwest Venture Partners IX, LP
525 UNIVERSITY AVENUE
SUITE 800
PALO ALTO
CA
94301
0
0
1
0
0001535261
Crowe Jeffrey
525 UNIVERSITY AVENUE
SUITE 800
PALO ALTO
CA
94301
0
0
1
0
0001576176
Howard Matthew D.
525 UNIVERSITY AVENUE
SUITE 800
PALO ALTO
CA
94301
0
0
1
0
Common Stock
2013-09-25
4
C
0
3070548
A
3070548
I
By Limited Partnership
Common Stock
2013-09-25
4
C
0
17773317
A
17773317
I
By Limited Partnership
Series A-2 Convertible Preferred Stock
2013-09-25
4
C
0
708645
0
D
Common Stock
831297
0
I
By Limited Partnership
Series B Convertible Preferred Stock
2013-09-25
4
C
0
389728
0
D
Common Stock
546114
0
I
By Limited Partnership
Series C Convertible Preferred Stock
2013-09-25
4
C
0
113840
0
D
Common Stock
169792
0
I
By Limited Partnership
Series D Convertible Preferred Stock
2013-09-25
4
C
0
1233006
0
D
Common Stock
1233006
0
I
By Limited Partnership
Series E Convertible Preferred Stock
2013-09-25
4
C
0
159597
0
D
Common Stock
159597
0
I
By Limited Partnership
Series F Convertible Preferred Stock
2013-09-25
4
C
0
130742
0
D
Common Stock
130742
0
I
By Limited Partnership
Series A-2 Convertible Preferred Stock
2013-09-25
4
C
0
4102130
0
D
Common Stock
4812127
0
I
By Limited Partnership
Series B Convertible Preferred Stock
2013-09-25
4
C
0
2256017
0
D
Common Stock
3161289
0
I
By Limited Partnership
Series C Convertible Preferred Stock
2013-09-25
4
C
0
658990
0
D
Common Stock
982884
0
I
By Limited Partnership
Series D Convertible Preferred Stock
2013-09-25
4
C
0
7137486
0
D
Common Stock
7137486
0
I
By Limited Partnership
Series E Convertible Preferred Stock
2013-09-25
4
C
0
923856
0
D
Common Stock
923856
0
I
By Limited Partnership
Series F Convertible Preferred Stock
2013-09-25
4
C
0
755675
0
D
Common Stock
755675
0
I
By Limited Partnership
The Series A-2 Convertible Preferred Stock automatically converted into Common Stock on a 1.17308 to 1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1.40127 to 1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1.4915 to 1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series D Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series E Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series F Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
The securities shown on Line 1 of Table I and Lines 1 through 6 of Table II represent securities held of record by Norwest Venture Partners VIII, LP ("NVP VIII"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP VIII, Promod Haque, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Haque, Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.
The securities shown on Line 2 of Table I and Lines 7 through 12 of Table II represent securities held of record by Norwest Venture Partners IX, LP ("NVP IX"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP IX, Promod Haque, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Haque, Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.
/s/ Kurt Betcher, Attorney-In-Fact
2013-09-27