0001181431-13-050842.txt : 20130927 0001181431-13-050842.hdr.sgml : 20130927 20130927144142 ACCESSION NUMBER: 0001181431-13-050842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130925 FILED AS OF DATE: 20130927 DATE AS OF CHANGE: 20130927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FireEye, Inc. CENTRAL INDEX KEY: 0001370880 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 201548921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1440 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-321-6300 MAIL ADDRESS: STREET 1: 1440 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: FireEye Inc DATE OF NAME CHANGE: 20060728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howard Matthew D. CENTRAL INDEX KEY: 0001576176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 131119488 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crowe Jeffrey CENTRAL INDEX KEY: 0001535261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 131119489 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norwest Venture Partners IX, LP CENTRAL INDEX KEY: 0001309124 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 131119490 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-321-8000 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORWEST VENTURE PARTNERS VIII LP CENTRAL INDEX KEY: 0001176230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 131119491 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650 321-8000 MAIL ADDRESS: STREET 1: C/O NORWEST VENTURE PARTNERS STREET 2: 525 UNIVERSITY AVENUE, SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAQUE PROMOD CENTRAL INDEX KEY: 0001089744 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 131119492 MAIL ADDRESS: STREET 1: C/O NORWEST VENTURE PARTNERS STREET 2: 525 UNIVERSITY AVENUE, SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 rrd390424.xml FORM 4_FIREEYE_2013-09 X0306 4 2013-09-25 0 0001370880 FireEye, Inc. FEYE 0001089744 HAQUE PROMOD 525 UNIVERSITY AVENUE, SUITE 800 PALO ALTO CA 94301 1 0 1 0 0001176230 NORWEST VENTURE PARTNERS VIII LP 525 UNIVERSITY AVENUE SUITE 800 PALO ALTO CA 94301 0 0 1 0 0001309124 Norwest Venture Partners IX, LP 525 UNIVERSITY AVENUE SUITE 800 PALO ALTO CA 94301 0 0 1 0 0001535261 Crowe Jeffrey 525 UNIVERSITY AVENUE SUITE 800 PALO ALTO CA 94301 0 0 1 0 0001576176 Howard Matthew D. 525 UNIVERSITY AVENUE SUITE 800 PALO ALTO CA 94301 0 0 1 0 Common Stock 2013-09-25 4 C 0 3070548 A 3070548 I By Limited Partnership Common Stock 2013-09-25 4 C 0 17773317 A 17773317 I By Limited Partnership Series A-2 Convertible Preferred Stock 2013-09-25 4 C 0 708645 0 D Common Stock 831297 0 I By Limited Partnership Series B Convertible Preferred Stock 2013-09-25 4 C 0 389728 0 D Common Stock 546114 0 I By Limited Partnership Series C Convertible Preferred Stock 2013-09-25 4 C 0 113840 0 D Common Stock 169792 0 I By Limited Partnership Series D Convertible Preferred Stock 2013-09-25 4 C 0 1233006 0 D Common Stock 1233006 0 I By Limited Partnership Series E Convertible Preferred Stock 2013-09-25 4 C 0 159597 0 D Common Stock 159597 0 I By Limited Partnership Series F Convertible Preferred Stock 2013-09-25 4 C 0 130742 0 D Common Stock 130742 0 I By Limited Partnership Series A-2 Convertible Preferred Stock 2013-09-25 4 C 0 4102130 0 D Common Stock 4812127 0 I By Limited Partnership Series B Convertible Preferred Stock 2013-09-25 4 C 0 2256017 0 D Common Stock 3161289 0 I By Limited Partnership Series C Convertible Preferred Stock 2013-09-25 4 C 0 658990 0 D Common Stock 982884 0 I By Limited Partnership Series D Convertible Preferred Stock 2013-09-25 4 C 0 7137486 0 D Common Stock 7137486 0 I By Limited Partnership Series E Convertible Preferred Stock 2013-09-25 4 C 0 923856 0 D Common Stock 923856 0 I By Limited Partnership Series F Convertible Preferred Stock 2013-09-25 4 C 0 755675 0 D Common Stock 755675 0 I By Limited Partnership The Series A-2 Convertible Preferred Stock automatically converted into Common Stock on a 1.17308 to 1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1.40127 to 1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1.4915 to 1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The Series D Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The Series E Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The Series F Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date. The securities shown on Line 1 of Table I and Lines 1 through 6 of Table II represent securities held of record by Norwest Venture Partners VIII, LP ("NVP VIII"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP VIII, Promod Haque, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Haque, Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein. The securities shown on Line 2 of Table I and Lines 7 through 12 of Table II represent securities held of record by Norwest Venture Partners IX, LP ("NVP IX"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP IX, Promod Haque, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Haque, Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein. /s/ Kurt Betcher, Attorney-In-Fact 2013-09-27