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0001181431-13-049953.txt : 20130919 0001181431-13-049953.hdr.sgml : 20130919 20130919194906 ACCESSION NUMBER: 0001181431-13-049953 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130919 FILED AS OF DATE: 20130919 DATE AS OF CHANGE: 20130919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FireEye, Inc. CENTRAL INDEX KEY: 0001370880 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 201548921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1440 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-321-6300 MAIL ADDRESS: STREET 1: 1440 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: FireEye Inc DATE OF NAME CHANGE: 20060728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howard Matthew D. CENTRAL INDEX KEY: 0001576176 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 131106513 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crowe Jeffrey CENTRAL INDEX KEY: 0001535261 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 131106514 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norwest Venture Partners IX, LP CENTRAL INDEX KEY: 0001309124 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 131106515 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-321-8000 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORWEST VENTURE PARTNERS VIII LP CENTRAL INDEX KEY: 0001176230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 131106516 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650 321-8000 MAIL ADDRESS: STREET 1: C/O NORWEST VENTURE PARTNERS STREET 2: 525 UNIVERSITY AVENUE, SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAQUE PROMOD CENTRAL INDEX KEY: 0001089744 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36067 FILM NUMBER: 131106517 MAIL ADDRESS: STREET 1: C/O NORWEST VENTURE PARTNERS STREET 2: 525 UNIVERSITY AVENUE, SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 3 1 rrd390416.xml FIREEYE_FORM 3_2013-09 X0206 3 2013-09-19 0 0001370880 FireEye, Inc. FEYE 0001089744 HAQUE PROMOD 525 UNIVERSITY AVENUE, SUITE 800 PALO ALTO CA 94301 1 0 1 0 0001176230 NORWEST VENTURE PARTNERS VIII LP 525 UNIVERSITY AVENUE SUITE 800 PALO ALTO CA 94301 0 0 1 0 0001309124 Norwest Venture Partners IX, LP 525 UNIVERSITY AVENUE SUITE 800 PALO ALTO CA 94301 0 0 1 0 0001535261 Crowe Jeffrey 525 UNIVERSITY AVENUE SUITE 800 PALO ALTO CA 94301 0 0 1 0 0001576176 Howard Matthew D. 525 UNIVERSITY AVENUE SUITE 800 PALO ALTO CA 94301 0 0 1 0 Series A-2 Convertible Preferred Stock Common Stock 708645 I By Limited Partnership Series B Convertible Preferred Stock Common Stock 389728 I By Limited Partnership Series C Convertible Preferred Stock Common Stock 113840 I By Limited Partnership Series D Convertible Preferred Stock Common Stock 1233006 I By Limited Partnership Series E Convertible Preferred Stock Common Stock 159597 I By Limited Partnership Series F Convertible Preferred Stock Common Stock 130742 I By Limited Partnership Series A-2 Convertible Preferred Stock Common Stock 4102130 I By Limited Partnership Series B Convertible Preferred Stock Common Stock 2256017 I By Limited Partnership Series C Convertible Preferred Stock Common Stock 658990 I By Limited Partnership Series D Convertible Preferred Stock Common Stock 7137486 I By Limited Partnership Series E Convertible Preferred Stock Common Stock 923856 I By Limited Partnership Series F Convertible Preferred Stock Common Stock 755675 I By Limited Partnership The Series A-2 Convertible Preferred Stock shall automatically convert into Common Stock on a 1.17308 to 1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series B Convertible Preferred Stock shall automatically convert into Common Stock on a 1.40127 to 1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series C Convertible Preferred Stock shall automatically convert into Common Stock on a 1.4915 to 1 basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series D Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series E Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series F Convertible Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The securities shown on Lines 1 through 6 of Table 2 represent securities held of record by Norwest Venture Partners VIII, LP ("NVP VIII"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP VIII, Promod Haque, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Haque, Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein. The securities shown on Line 7 through 12 of Table 2 represent securities held of record by Norwest Venture Partners IX, LP ("NVP IX"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP IX, Promod Haque, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Haque, Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein. /s/ Kurt Betcher, Attorney-In-Fact 2013-09-19 EX-99.TXT 2 rrd351224_398274.htm FORM 3 JOINT FILER INFORMATION EXHIBIT 99.1 rrd351224_398274.html

Exhibit 99.1

FORM 3
JOINT FILER INFORMATION

Name of "Reporting Persons": Norwest Venture Partners VIII, LP
Norwest Venture Partners IX, LP
Promod Haque
Matthew Howard
Jeffrey Crowe

Address: 525 University Avenue, Suite 800
Palo Alto, CA 94301

Designated Filer: Promod Haque

Issuer and Ticker Symbol: FireEye, Inc. (FEYE)

Date of Earliest Transaction: September 19, 2013

Each of the following is a Joint Filer with Promod Haque and may be deemed to share indirect beneficial ownership in the securities set forth on the attached Form 3:

Norwest Venture Partners VIII, LP ("NVP VIII") is the record holder of the shares reported in Lines 1 through 6 of Table 2. Norwest Venture Partners IX, LP ("NVP IX") is the record holder of the shares reported on Lines 7 through 12 of Table 2. Promod Haque, Matthew Howard, and Jeffrey Crowe are Co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partners of NVP VIII and NVP IX. By virtue of such position, Mssrs. Haque, Howard and Crowe may be deemed to beneficially own the shares held of record by NVP VIII and NVP IX.

All Reporting Persons disclaim beneficial ownership of shares of FireEye, Inc. stock held by each other Reporting Person, except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, any of the Reporting Persons are the beneficial owners of all of the equity securities covered by this statement.

Each of the Reporting Persons listed above hereby designates Promod Haque as its designated filer of Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder.

NORWEST VENTURE PARTNERS VIII, LP
By: Itasca VC Partners VIII, LLP
Its General Partner
By: NVP Associates, LLC
Its Managing Member

By: /s/ Kurt L. Betcher
Its Chief Financial Officer

NORWEST VENTURE PARTNERS IX, LP
By: Genesis VC Partners IX, LLC
Its General Partner
By: NVP Associates, LLC
Its Managing Member

By: /s/ Kurt L. Betcher
Its Chief Financial Officer

By: /s/ Kurt L. Betcher
PROMOD HAQUE
By: Kurt L. Betcher, as Attorney-in-Fact

By: /s/ Kurt L. Betcher
MATTHEW HOWARD
By: Kurt L. Betcher, as Attorney-in-Fact

By: /s/ Kurt L. Betcher
JEFFREY CROWE
By: Kurt L. Betcher, as Attorney-in-Fact