0001089710-20-000001.txt : 20200205
0001089710-20-000001.hdr.sgml : 20200205
20200205143732
ACCESSION NUMBER: 0001089710-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200205
DATE AS OF CHANGE: 20200205
EFFECTIVENESS DATE: 20200205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROANOKE ASSET MANAGEMENT CORP/ NY
CENTRAL INDEX KEY: 0001089710
IRS NUMBER: 132932679
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06537
FILM NUMBER: 20578332
BUSINESS ADDRESS:
STREET 1: HARBORSIDE 5
STREET 2: 185 HUDSON ST. SUITE 1640
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
BUSINESS PHONE: 2019851111
MAIL ADDRESS:
STREET 1: HARBORSIDE 5
STREET 2: 185 HUDSON ST. SUITE 1640
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001089710
XXXXXXXX
12-31-2019
12-31-2019
ROANOKE ASSET MANAGEMENT CORP/ NY
HARBORSIDE 5
185 HUDSON ST. SUITE 1640
JERSEY CITY
NJ
07311
13F HOLDINGS REPORT
028-06537
N
ADELE S. WEISMAN
SENIOR VICE PRESIDENT
2019851111
ADELE S. WEISMAN
JERSEY CITY
NJ
02-05-2020
0
102
200199
false
INFORMATION TABLE
2
inftable_12-31-19.xml
ABBOTT LABORATORIES
COM
002824100
4022
46301
SH
SOLE
45901
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
2839
47782
SH
SOLE
47782
0
0
ALARM.COM HOLDINGS INC
COM
011642105
745
17345
SH
SOLE
17345
0
0
AMAZON.COM INC
COM
023135106
2977
1611
SH
SOLE
1611
0
0
AMGEN INC
COM
031162100
2649
10989
SH
SOLE
10989
0
0
APPLE INC
COM
037833100
1228
4182
SH
SOLE
4182
0
0
APPLIED MATERIALS INC
COM
038222105
4002
65560
SH
SOLE
65560
0
0
AT&T INC
COM
00206R102
2004
51272
SH
SOLE
51272
0
0
ATLAS SPINE INC.
COM
011111111
50
25000
SH
SOLE
25000
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
689
4040
SH
SOLE
4040
0
0
BANK OF AMERICA CORP
COM
060505104
5961
169249
SH
SOLE
169249
0
0
BIOSCRIP INC
COM
68404l102
1588
425780
SH
SOLE
415780
0
0
BOEING CO/THE
COM
097023105
7210
22132
SH
SOLE
21782
0
0
BOTTOMLINE TECHNOLOGIES (DE)
COM
101388106
1734
32354
SH
SOLE
32354
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
2883
44921
SH
SOLE
44221
0
0
CANADIAN NATURAL RESOURCES
COM
136385101
1572
48606
SH
SOLE
48606
0
0
CHEVRON CORP
COM
166764100
436
3614
SH
SOLE
3614
0
0
CISCO SYSTEMS INC
COM
17275R102
2664
55554
SH
SOLE
54054
0
0
CITIGROUP INC
COM
172967424
4095
51254
SH
SOLE
50354
0
0
COCA-COLA CO/THE
COM
191216100
3267
59021
SH
SOLE
59021
0
0
CONOCOPHILLIPS
COM
20825C104
215
3311
SH
SOLE
3311
0
0
CONSOLIDATED EDISON INC
COM
209115104
245
2705
SH
SOLE
2705
0
0
CONSTELLATION BRANDS INC
COM
21036p108
285
1500
SH
SOLE
1500
0
0
CVS HEALTH CORP
COM
126650100
2768
37265
SH
SOLE
36665
0
0
DANAHER CORP
COM
235851102
3196
20825
SH
SOLE
19753
0
0
DARDEN RESTAURANTS INC
COM
237194105
492
4510
SH
SOLE
4510
0
0
DEVON ENERGY CORP
COM
25179M103
323
12442
SH
SOLE
12442
0
0
DEXCOM INC
COM
252131107
223
1020
SH
SOLE
1020
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
280
1200
SH
SOLE
1200
0
0
ELI LILLY & CO
COM
532457108
2895
22026
SH
SOLE
22026
0
0
EMERSON ELECTRIC CO
COM
291011104
2127
27888
SH
SOLE
27888
0
0
ENERGY TRANSFER LP
COM
29273v100
324
25275
SH
SOLE
25275
0
0
ENLINK MIDSTREAM LLC
COM
29336T100
99
16085
SH
SOLE
16085
0
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
1172
41629
SH
SOLE
40129
0
0
EOG RESOURCES INC
COM
26875P101
1678
20038
SH
SOLE
20038
0
0
EXXON MOBIL CORP
COM
30231G102
589
8446
SH
SOLE
8446
0
0
FACEBOOK INC-CLASS A
COM
30303M102
5406
26337
SH
SOLE
26337
0
0
FIVE9 INC
COM
338307101
230
3500
SH
SOLE
3500
0
0
FORTIVE CORP
COM
34959J108
2019
26432
SH
SOLE
25896
0
0
GELTECH SOLUTIONS INC
COM
368537106
1
14000
SH
SOLE
14000
0
0
GENERAL MILLS INC
COM
370334104
276
5150
SH
SOLE
5150
0
0
GILEAD SCIENCES INC
COM
375558103
2576
39638
SH
SOLE
38606
0
0
GLAXOSMITHKLINE PLC-SPON ADR
COM
37733W105
1977
42065
SH
SOLE
42065
0
0
HEXCEL CORP
COM
428291108
5437
74158
SH
SOLE
72558
0
0
HOME DEPOT INC
COM
437076102
7718
35341
SH
SOLE
34627
0
0
HUMANA INC
COM
444859102
1081
2950
SH
SOLE
2950
0
0
INTEL CORP
COM
458140100
1432
23934
SH
SOLE
23934
0
0
INTERNATIONAL BUSINESS MACHINE
COM
459200101
546
4070
SH
SOLE
4070
0
0
JOHNSON & JOHNSON
COM
478160104
508
3485
SH
SOLE
3485
0
0
JPMORGAN CHASE & CO
COM
46625H100
3004
21551
SH
SOLE
20501
0
0
LAM RESEARCH CORP
COM
512807108
2641
9031
SH
SOLE
9031
0
0
LANTRONIX INC
COM
516548203
373
105000
SH
SOLE
105000
0
0
LIVEPERSON INC
COM
538146101
1843
49800
SH
SOLE
49800
0
0
LYONDELLBASELL INDUSTRIES N V
COM
n53745100
2075
21965
SH
SOLE
20965
0
0
MASTERCARD INC - A
COM
57636Q104
19210
64337
SH
SOLE
64337
0
0
MCDONALDS CORP
COM
580135101
933
4723
SH
SOLE
4723
0
0
MCKESSON CORP
COM
58155q103
871
6300
SH
SOLE
6300
0
0
MICROSOFT CORP
COM
594918104
4965
31485
SH
SOLE
31485
0
0
MID-AMERICA APARTMENT COMMUNIT
COM
59522j103
425
3225
SH
SOLE
3225
0
0
MOODYS CORP
COM
615369105
229
966
SH
SOLE
966
0
0
MORGAN STANLEY
COM
617446448
1544
30208
SH
SOLE
30208
0
0
MPLX LP
COM
55336v100
294
11559
SH
SOLE
10114
0
0
NEXTERA ENERGY INC
COM
65339F101
1406
5805
SH
SOLE
5805
0
0
NUCOR CORP
COM
670346105
1424
25307
SH
SOLE
25307
0
0
ORACLE CORP
COM
68389X105
2995
56524
SH
SOLE
54524
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
6889
63686
SH
SOLE
62486
0
0
PIONEER NATURAL RESOURCES COMP
COM
723787107
841
5555
SH
SOLE
5555
0
0
PROSHARES TRUST ULTRA FINANCIA
COM
74347x633
721
13440
SH
SOLE
13440
0
0
PROSHARES ULTRA QQQ
COM
74347r206
1463
12000
SH
SOLE
12000
0
0
QUALCOMM INC
COM
747525103
3697
41906
SH
SOLE
41306
0
0
RAINMAKER SYSTEMS COM NEW
COM
750875304
0
151100
SH
SOLE
151100
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
v7780t103
4956
37120
SH
SOLE
36820
0
0
SCHLUMBERGER LTD
COM
806857108
891
22170
SH
SOLE
22170
0
0
SIRIUS MINERALS
COM
b0dg3h249
1
23700
SH
SOLE
23700
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
3094
25596
SH
SOLE
25596
0
0
SPDR GOLD TR GOLD SHS
COM
78463v107
617
4315
SH
SOLE
4315
0
0
STARBUCKS CORP
COM
855244109
5868
66742
SH
SOLE
66242
0
0
TARGA RESOURCES CORP
COM
87612G101
338
8282
SH
SOLE
8282
0
0
TEXAS INSTRUMENTS INC
COM
882508104
3277
25547
SH
SOLE
24547
0
0
TRANSWITCH CORP COM
COM
894065309
0
97836
SH
SOLE
97836
0
0
TRUIST FINANCIAL CORP
COM
89832q109
222
3947
SH
SOLE
3947
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2279
7753
SH
SOLE
7753
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
257
4190
SH
SOLE
4190
0
0
VF CORP
COM
918204108
411
4120
SH
SOLE
4120
0
0
VISA INC-CLASS A SHARES
COM
92826C839
381
2030
SH
SOLE
2030
0
0
WALT DISNEY CO/THE
COM
254687106
4922
34035
SH
SOLE
33635
0
0
WASTE MANAGEMENT INC
COM
94106L109
960
8421
SH
SOLE
8421
0
0
WELLS FARGO & CO
COM
949746101
1836
34122
SH
SOLE
34122
0
0
WILLIAMS COS INC
COM
969457100
1989
83852
SH
SOLE
82267
0
0
XILINX INC
COM
983919101
6075
62137
SH
SOLE
60637
0
0
YOUNG AUST MINES LTD
COM
9a4qhq938
0
17700
SH
SOLE
17700
0
0
BANK OF AMERICA NON CUM PREF 6
PFD
060505229
440
16000
SH
SOLE
16000
0
0
GOLDMAN SACHS NON CUM PFD 6.37
PFD
38148b108
427
15000
SH
SOLE
15000
0
0
HSBC HOLDINGS 6.2 NONCUM PREF
PFD
404280604
202
7500
SH
SOLE
7500
0
0
JP MORGAN CHASE & CO 6.10 NCU
PFD
48127x542
1063
41300
SH
SOLE
41300
0
0
JPM CHASE NON CUM 5.75 PREF S
PFD
48128b655
246
9000
SH
SOLE
9000
0
0
KEYCORP 5.625 PFD 9/15/24
PFD
493267868
650
24000
SH
SOLE
24000
0
0
KEYCORP 5.65 SER F
PFD
493267876
402
15000
SH
SOLE
15000
0
0
DODGE & COX STOCK FUND
MUT
256219106
836
4317
SH
SOLE
4317
0
0
MATTHEWS PACIFIC TIGER
MUT
577130107
426
14806
SH
SOLE
14806
0
0
OAKMARK INTERNATIONAL FUND
MUT
413838202
235
9425
SH
SOLE
9425
0
0
SOUND SHORE FD INC COM
MUT
836083105
320
7538
SH
SOLE
7538
0
0