-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FcaPXufcsQzCUYFzrGu/F3SHjx7x1Lj5H7913V910/oD7pkeaRAsZ0N67qaCkfVx SD2UVBWIy2skP17gca3r9g== 0000889812-00-000687.txt : 20000310 0000889812-00-000687.hdr.sgml : 20000310 ACCESSION NUMBER: 0000889812-00-000687 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000101 FILED AS OF DATE: 20000210 DATE AS OF CHANGE: 20000309 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELECORP PCS INC CENTRAL INDEX KEY: 0001089341 STANDARD INDUSTRIAL CLASSIFICATION: 3663 IRS NUMBER: 541872248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-27901 FILM NUMBER: 535041 BUSINESS ADDRESS: STREET 1: 1010 N GLEBE ROAD STREET 2: SUITE 800 CITY: ARLINGTON STATE: VA ZIP: 22201 BUSINESS PHONE: 7032361100 MAIL ADDRESS: STREET 1: 1010 N GLEBE ROAD STREET 2: SUITE 800 CITY: ARLINGTON STATE: VA ZIP: 22201 COMPANY DATA: COMPANY CONFORMED NAME: CB CAPITAL INVESTORS LP CENTRAL INDEX KEY: 0001056596 STANDARD INDUSTRIAL CLASSIFICATION: OWNER IRS NUMBER: 133986302 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 380 MADISON AVENUE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126223100 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* CB Capital Investors, LLC ("CBCI, LLC") (FN 1) - - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Chase Capital Partners 380 Madison Avenue - 12th Floor - - -------------------------------------------------------------------------------- (Street) New York New York 10017 - - -------------------------------------------------------------------------------- (City) (State) (Zip) - - -------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) 1/1/2000 - - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an entity (Voluntary) - - -------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol TeleCorp PCS, Inc. ("TLCP") - - -------------------------------------------------------------------------------- 5. Relationship of Reporting Person to Issuer (Check all applicable) |_| Director |X| 10% Owner |_| Officer (give title below) |_| Other (specify below) - - -------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) 11/23/1999 - - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) |_| Form filed by One Reporting Person |X| Form filed by More than One Reporting Person ================================================================================ - - -------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Beneficially Owned - - --------------------------------------------------------------------------------
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) - - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 14,785,692 D - - ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock 352,956 I By TeleCorp Investment Corp., L.L.C. - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------
* If the Form is filed by more than one Reporting Person see instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 2 FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- - ------------------------------------------------------------------------------------------------------------------------------------ 5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) - - ------------------------------------------------------------------------------------------------------------------------------------ Class C Common Stock (FN 2) N/A Class A Common 27,489 1 for 1 D Stock - - ------------------------------------------------------------------------------------------------------------------------------------ Class C Common Stock (FN 2) N/A Class A Common 575 1 for 1 I By TeleCorp Stock Investment Corp., L.L.C - - ------------------------------------------------------------------------------------------------------------------------------------ Class D Common Stock (FN 2) N/A Class A Common 199,522 1 for 1 D Stock - - ------------------------------------------------------------------------------------------------------------------------------------ Class D Common Stock (FN 2) N/A Class A Common 3,780 1 for 1 1 By TeleCorp Stock Investment Corp., L.L.C. - - ------------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Response: (1) Pursuant to an internal reorganization effective as of January 1, 2000, (i) CB Capital Investors, LLC ("CBCI, LLC") became the successor to CB Capital Investors, L.P. ("CBCI, LP"), (ii) CB Capital Investors, Inc. ("CBCI, Inc.") became the managing member of CBCI, LLC, and (iii) Chase Capital Partners ("CCP") became the manager, by delegation, of CBCI, LLC, pursuant to a master advisory agreement with CBCI, Inc. The internal reorganization changed CBCI, LP's name and form of organization but did not alter the proportionate interests of its ultimate security holders. (2) These shares are convertible at the option of the holder after receipt by the issuer of an opinion of regulatory counsel that Class A Common Stock and Voting Preference Stock can vote and be treated as a single class of stock with one vote per share and the affirmative vote of the holders of 66 2/3% or more of the Class A Common Stock. CB CAPITAL INVESTORS, LLC By: Chase Capital Partners, as Manager By: /s/ February , 2000 --------------------------------- ----------------- Date Title: _________________________of Chase Capital Partners ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Page 2 of 6
- - --------------------------------------------------------------------------------------------------------------------------- Date of Event Title and Name and Address of Designated Reporter(1) Requiring Statement Issuer Name, Ticker Amounts of Reporting Person or Trading Symbol Security - - --------------------------------------------------------------------------------------------------------------------------- John R. Baron CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- Mitchell J. Blutt CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- Chris C. Behrens CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- Arnold L. Chavkin CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- Eric Green CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- Michael R. Hannon CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- Donald J. Hofmann CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- Title of Derivative Securities and Title and Disclaims Amounts of Securities Ownership Form: Nature of Indirect Pecuniary Name and Address of Designated Reporter(1) Underlying Derivative Direct (D) or Beneficial Ownership Interest(5) Reporting Person Securities Indirect (I) - - ------------------------------------------------------------------------------------------------------------------------------------ John R. Baron CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Mitchell J. Blutt CB Capital Investors, LLC See Table II and FN 2 I See Explanatory Yes c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Chris C. Behrens CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Arnold L. Chavkin CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Eric Green CB Capital Investors, LLC See Table II and FN 2 I See Explanatory Yes c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Michael R. Hannon CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Donald J. Hofmann CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------
Page 3 of 6 - - --------------------------------------------------------------------------------------------------------------------------- Stephen P. Murray CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- John M.B. O'Connor CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- Susan L. Segal CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital and FN 2 above Partners 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- Shahan D. Soghikian CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital and FN 2 above Partners 50 California Street, Suite 2940 San Francisco, CA 94111 - - --------------------------------------------------------------------------------------------------------------------------- Jeffrey C. Walker CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- Richard D. Waters CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- Damion E. Wicker CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - --------------------------------------------------------------------------------------------------------------------------- CCP European Principals, LLC CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - ---------------------------------------------------------------------------------------------------------------------------
- - ------------------------------------------------------------------------------------------------------------------------------------ Stephen P. Murray CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ John M.B. O'Connor CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Susan L. Segal CB Capital Investors, LLC See Table II and FN 2 I See Explanatory Yes c/o Chase Capital above Note 2 below Partners 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Shahan D. Soghikian CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital above Note 2 below Partners 50 California Street, Suite 2940 San Francisco, CA 94111 - - ------------------------------------------------------------------------------------------------------------------------------------ Jeffrey C. Walker CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Richard D. Waters CB Capital Investors, LLC See Table II and FN 2 I See Explanatory Yes c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Damion E. Wicker CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ CCP European Principals, LLC CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------
Page 4 of 6 - - -------------------------------------------------------------------------------------------------------------------------- CCP Principals, LLC c/o CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - -------------------------------------------------------------------------------------------------------------------------- Chase Capital Corporation CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - -------------------------------------------------------------------------------------------------------------------------- Chase Capital Partners 380 CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II Madison Avenue 12th Floor and FN 2 above New York, NY 10017 - - -------------------------------------------------------------------------------------------------------------------------- CB Capital Investors, Inc. CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, New York 10017 - - -------------------------------------------------------------------------------------------------------------------------- The Chase Manhattan Bank CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II 270 Park Avenue and FN 2 above 35th Floor New York, NY 10017 - - -------------------------------------------------------------------------------------------------------------------------- The Chase Manhattan CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II Corporation and FN 2 above 270 Park Avenue 35th Floor New York, NY 10017 - - -------------------------------------------------------------------------------------------------------------------------- I. Robert Greene CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Flatiron Partners and FN 2 above 257 Park Avenue South 12th Floor New York, NY 10010 - - -------------------------------------------------------------------------------------------------------------------------- Brian J. Richmand CB Capital Investors, January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners LLC. and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - -------------------------------------------------------------------------------------------------------------------------- Jonas Steinmann CB Capital Investors, LLC January 1, 2000 TeleCorp PCS, Inc. ("TLCP") See Table II c/o Chase Capital Partners and FN 2 above 380 Madison Avenue 12th Floor New York, NY 10017 - - -------------------------------------------------------------------------------------------------------------------------- - - ------------------------------------------------------------------------------------------------------------------------------------ CCP Principals, LLC c/o CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Chase Capital Corporation CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 2 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Chase Capital Partners 380 CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No Madison Avenue 12th Floor above Note 3 below New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ CB Capital Investors, Inc. CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 4 below 380 Madison Avenue 12th Floor New York, New York 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ The Chase Manhattan Bank CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No 270 Park Avenue above Note 5 below 35th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ The Chase Manhattan CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No Corporation above Note 6 below 270 Park Avenue 35th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ I. Robert Greene CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Flatiron Partners above Note 7 below 257 Park Avenue South 12th Floor New York, NY 10010 - - ------------------------------------------------------------------------------------------------------------------------------------ Brian J. Richmand CB Capital Investors, See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners LLC. above Note 8 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------ Jonas Steinmann CB Capital Investors, LLC See Table II and FN 2 I See Explanatory No c/o Chase Capital Partners above Note 9 below 380 Madison Avenue 12th Floor New York, NY 10017 - - ------------------------------------------------------------------------------------------------------------------------------------
Page 5 of 6 Explanatory Note: 1) The Designated Reporter is executing this report on behalf of all reporting persons, each of whom has authorized it to do so. 2) The amounts shown in the Tables as directly owned securities represent the beneficial ownership of the Issuer's equity securities by CBCI, LLC, a portion of which may be deemed attributable to the reporting person because the reporting person is a partner of Chase Capital Partners ("CCP"), which is the manager, by delegation, of CBCI, LLC, pursuant to an advisory agreement with CB Capital Investors, Inc. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including internal rate of return and vesting of interests within CCP and CBCI, LLC. 3) The amounts shown in the Tables represent the beneficial ownership of the Issuer's equity securities by CBCI, LLC, a portion of which may be deemed attributable to the reporting person because it is the non-managing member of CBCI, LLC and its manager, by delegation, pursuant to an advisory agreement with the managing member of CBCI, LLC. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within CBCI, LLC. 4) The amounts shown in the Tables represent the beneficial ownership of the Issuer's equity securities by CBCI, LLC, a portion of which may be deemed attributable to the reporting person because the reporting person is the managing member of CBCI, LLC. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within CBCI, LLC. 5) The amounts shown in the Tables represent beneficial ownership of the Issuer's equity securities by CBCI, LLC, a portion of which may be deemed attributable to the reporting person because it is the sole stockholder of the managing member of CBCI, LLC. The actual pro rata portion of such beneficial ownership that may be attributable to the reporting person is not readily determinate because it is subject to several variables, including the internal rate of return and vesting of interests within CBCI, LLC. 6) The amounts shown in the Tables represent the beneficial ownership of the Issuer's equity securities by CBCI, LLC, a portion of which may be deemed attributable to the reporting person because the reporting person is (i) the sole stockholder of Chase Capital Corporation, which is a general partner of CCP, the non-managing member of CBCI, LLC and its manager, by delegation, pursuant to an advisory agreement with its managing member, and (ii) the sole stockholder of The Chase Manhattan Bank and the sole stockholder of CB Capital Investors, Inc. (the managing member of CBCI, Inc. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within CCP and CBCI, LLC. 7) The amounts shown in the Tables represent the beneficial ownership of the Issuer's securities by CBCI, LLC, a portion of which may be deemed attributable to the reporting person because he was a general partner of CCP, the non-managing member of CBCI, LLC and its manager, by delegation, until May 31, 1999. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the reporting person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within CCP and CBCI, LLC. 8) The amounts shown in the Tables represent the beneficial ownership of the Issuer's securities by CBCI, LLC, a portion of which may be deemed attributable to the reporting person because he was a general partner of CCP, the non-managing member of CBCI, LLC and its manager, by delegation, until December 31, 1999. 9) The amounts shown in the Tables represent the beneficial ownership of the Issuer's securities by CBCI, LLC, a portion of which may be deemed attributable to the reporting person because he was a general partner of CCP, the non-managing member of CBCI, LLC and its manager, by delegation, until July 1, 1999. Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----