0001089212-16-000026.txt : 20160421 0001089212-16-000026.hdr.sgml : 20160421 20160421154742 ACCESSION NUMBER: 0001089212-16-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160419 FILED AS OF DATE: 20160421 DATE AS OF CHANGE: 20160421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UCP, Inc. CENTRAL INDEX KEY: 0001572684 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 900978085 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 ALMADEN BOULEVARD STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-207-9499 MAIL ADDRESS: STREET 1: 99 ALMADEN BOULEVARD STREET 2: SUITE 400 CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: UCP, LLC DATE OF NAME CHANGE: 20130321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUCKINGHAM CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001089212 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36001 FILM NUMBER: 161584015 BUSINESS ADDRESS: STREET 1: 485 LEXINGTON AVENUE STREET 2: 3RD FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-922-5525 MAIL ADDRESS: STREET 1: 485 LEXINGTON AVENUE STREET 2: 3RD FL CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: BUCKINGHAM CAPITAL MANAGEMENT INC/FL DATE OF NAME CHANGE: 19990621 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-04-19 0 0001572684 UCP, Inc. UCP 0001089212 BUCKINGHAM CAPITAL MANAGEMENT INC 485 LEXINGTON AVENUE 3RD FL NEW YORK NY 10017 0 0 1 0 UCP, Inc. 2016-04-19 4 S 0 2016 7.85 D 1028570 I See Footnote 3 & 4 UCP, Inc. 2016-04-20 4 S 0 7709 7.8642 D 1020861 I See Footnote 3 & 4 Buckingham Capital Management, Inc. has agreed to disgorge to the issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934 that resulted from the transactions reported herein. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.85 to $7.917, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth herein. This statement is being filed by Buckingham Capital Management, Inc. Buckingham Capital Management, Inc. is a registered investment adviser which acts as the general partner and investment manager for various private investment funds and which also manages other accounts on a discretionary basis that directly hold the securities reported herein. Buckingham Capital Management, Inc. disclaims beneficial ownership of the securities reported herein, except to the extent of such person's pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, states that the inclusion of the securities reported herein shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 or for any other purpose. Peter D. Goldstein 2016-04-21