0001493152-20-019278.txt : 20201013 0001493152-20-019278.hdr.sgml : 20201013 20201013060415 ACCESSION NUMBER: 0001493152-20-019278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200927 FILED AS OF DATE: 20201013 DATE AS OF CHANGE: 20201013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallace Joseph John CENTRAL INDEX KEY: 0001338936 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 201234388 MAIL ADDRESS: STREET 1: COLLECTORS UNIVERSE, INC. STREET 2: P.O. BOX 6280 CITY: NEWPORT BEACH STATE: CA ZIP: 92658-6280 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 ownership.xml X0306 4 2020-09-27 0 0001089143 COLLECTORS UNIVERSE INC CLCT 0001338936 Wallace Joseph John C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH, CA 92658 0 1 0 0 Senior Vice President & CFO Common Stock 2020-09-27 4 A 0 2864 0 A 109876 D Grant of restricted shares that are subject to forfeiture in the event of cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and therefore will become fully vested) as to 954 of those shares on June 30, 2021, and 955 of those shares on June 30, 2022 and June 30, 2023, respectively, provided that the reporting person is still in the service of the Company on such dates. /s/ Joseph J. Wallace 2020-10-13