0001493152-20-019278.txt : 20201013
0001493152-20-019278.hdr.sgml : 20201013
20201013060415
ACCESSION NUMBER: 0001493152-20-019278
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200927
FILED AS OF DATE: 20201013
DATE AS OF CHANGE: 20201013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wallace Joseph John
CENTRAL INDEX KEY: 0001338936
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34240
FILM NUMBER: 201234388
MAIL ADDRESS:
STREET 1: COLLECTORS UNIVERSE, INC.
STREET 2: P.O. BOX 6280
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92658-6280
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC
CENTRAL INDEX KEY: 0001089143
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 330846191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
BUSINESS PHONE: 9495671234
MAIL ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
4
1
ownership.xml
X0306
4
2020-09-27
0
0001089143
COLLECTORS UNIVERSE INC
CLCT
0001338936
Wallace Joseph John
C/O COLLECTORS UNIVERSE, INC.
P.O. BOX 6280
NEWPORT BEACH,
CA
92658
0
1
0
0
Senior Vice President & CFO
Common Stock
2020-09-27
4
A
0
2864
0
A
109876
D
Grant of restricted shares that are subject to forfeiture in the event of cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and therefore will become fully vested) as to 954 of those shares on June 30, 2021, and 955 of those shares on June 30, 2022 and June 30, 2023, respectively, provided that the reporting person is still in the service of the Company on such dates.
/s/ Joseph J. Wallace
2020-10-13