0001493152-20-017155.txt : 20200902
0001493152-20-017155.hdr.sgml : 20200902
20200902163042
ACCESSION NUMBER: 0001493152-20-017155
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200831
FILED AS OF DATE: 20200902
DATE AS OF CHANGE: 20200902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wallace Joseph John
CENTRAL INDEX KEY: 0001338936
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34240
FILM NUMBER: 201157248
MAIL ADDRESS:
STREET 1: COLLECTORS UNIVERSE, INC.
STREET 2: P.O. BOX 6280
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92658-6280
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC
CENTRAL INDEX KEY: 0001089143
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 330846191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
BUSINESS PHONE: 9495671234
MAIL ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
4
1
ownership.xml
X0306
4
2020-08-31
0
0001089143
COLLECTORS UNIVERSE INC
CLCT
0001338936
Wallace Joseph John
C/O COLLECTORS UNIVERSE, INC.
P.O. BOX 6280
NEWPORT BEACH,
CA
92658
0
1
0
0
SVP and CFO
Common Stock (par value $0.001)
2020-08-31
4
M
0
2000
0
A
107631
D
Common Stock (par value $0.001)
2020-08-31
4
D
0
619
44.49
D
107012
D
Grant of shares by the issuer to the reporting person pursuant to an Equity Incentive Plan adopted by the issuer in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, as amended.
These shares were sold by the Reporting Person to the issuer to pay federal and state withholding taxes resulting from the grant of shares to the reporting person on August 31, 2020 by the issuer in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, as amended.
/s/ Joseph J. Wallace
2020-09-02