0001493152-20-017153.txt : 20200902
0001493152-20-017153.hdr.sgml : 20200902
20200902163035
ACCESSION NUMBER: 0001493152-20-017153
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200831
FILED AS OF DATE: 20200902
DATE AS OF CHANGE: 20200902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orlando Joseph J
CENTRAL INDEX KEY: 0001719567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34240
FILM NUMBER: 201157242
MAIL ADDRESS:
STREET 1: C/O COLLECTORS UNIVERSE, INC
STREET 2: P.O. BOX 6280
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92658
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC
CENTRAL INDEX KEY: 0001089143
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 330846191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
BUSINESS PHONE: 9495671234
MAIL ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
4
1
ownership.xml
X0306
4
2020-08-31
0
0001089143
COLLECTORS UNIVERSE INC
CLCT
0001719567
Orlando Joseph J
C/O COLLECTORS UNIVERSE, INC.
P.O. BOX 6280
NEWPORT BEACH,
CA
92658
1
1
0
0
President and CEO
Common Stock
2020-08-31
4
M
0
5380
0
A
52876
D
Common Stock
2020-08-31
4
M
0
2250
0
A
55126
D
Common Stock
2020-08-31
4
D
0
4033
44.49
D
51093
D
Acquired as a result of the vesting of performance-contingent restricted stock units granted by the issuer to the reporting person under an Equity Incentive Plan of the issuer adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, as amended.
Acquired by the reporting person pursuant to a grant of shares under an Equity Incentive Plan of the issuer adopted in accordance with Rule 16(b)(3)
under the Securities Exchange Act of 1934, as amended.
These shares were sold by the reporting person to the issuer to pay federal and state withholding taxes resulting from the vesting of the performance-contingent
restricted stock units and the grant of shares to the reporting person by the issuer, being reported above
/s/ Joseph J. Orlando
2020-09-02