0001493152-20-017153.txt : 20200902 0001493152-20-017153.hdr.sgml : 20200902 20200902163035 ACCESSION NUMBER: 0001493152-20-017153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20200902 DATE AS OF CHANGE: 20200902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orlando Joseph J CENTRAL INDEX KEY: 0001719567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 201157242 MAIL ADDRESS: STREET 1: C/O COLLECTORS UNIVERSE, INC STREET 2: P.O. BOX 6280 CITY: NEWPORT BEACH STATE: CA ZIP: 92658 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 ownership.xml X0306 4 2020-08-31 0 0001089143 COLLECTORS UNIVERSE INC CLCT 0001719567 Orlando Joseph J C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH, CA 92658 1 1 0 0 President and CEO Common Stock 2020-08-31 4 M 0 5380 0 A 52876 D Common Stock 2020-08-31 4 M 0 2250 0 A 55126 D Common Stock 2020-08-31 4 D 0 4033 44.49 D 51093 D Acquired as a result of the vesting of performance-contingent restricted stock units granted by the issuer to the reporting person under an Equity Incentive Plan of the issuer adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, as amended. Acquired by the reporting person pursuant to a grant of shares under an Equity Incentive Plan of the issuer adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, as amended. These shares were sold by the reporting person to the issuer to pay federal and state withholding taxes resulting from the vesting of the performance-contingent restricted stock units and the grant of shares to the reporting person by the issuer, being reported above /s/ Joseph J. Orlando 2020-09-02