0001493152-20-012531.txt : 20200702 0001493152-20-012531.hdr.sgml : 20200702 20200702170103 ACCESSION NUMBER: 0001493152-20-012531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200702 DATE AS OF CHANGE: 20200702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orlando Joseph J CENTRAL INDEX KEY: 0001719567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 201010509 MAIL ADDRESS: STREET 1: C/O COLLECTORS UNIVERSE, INC STREET 2: P.O. BOX 6280 CITY: NEWPORT BEACH STATE: CA ZIP: 92658 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 ownership.xml X0306 4 2020-07-01 0 0001089143 COLLECTORS UNIVERSE INC CLCT 0001719567 Orlando Joseph J C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH, CA 92658 1 1 0 0 President & CEO Common Stock 2020-07-01 4 S 0 4768 33.47 D 47496 D These shares were sold by the Reporting Person, pursuant to a 10(b)5-1 Plan, to pay Federal and state withholding taxes resulting from the vesting, on June 30, 2020, of restricted stock units granted to the Reporting Person by the issuer under long-term stock incentive programs adopted for the issuer's executive officers and other key management employees. /s/ Joseph J. Orlando 2020-07-02