0001437749-18-021685.txt : 20181206 0001437749-18-021685.hdr.sgml : 20181206 20181206174638 ACCESSION NUMBER: 0001437749-18-021685 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181204 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARRINGTON DEBORAH A CENTRAL INDEX KEY: 0001260341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 181221739 MAIL ADDRESS: STREET 1: STARVEST PARTNERS, L.P. STREET 2: 750 LEXINGTON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 rdgdoc.xml FORM 4 X0306 4 2018-12-04 0001089143 COLLECTORS UNIVERSE INC CLCT 0001260341 FARRINGTON DEBORAH A C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH CA 92658 1 Common Stock 2018-12-04 4 A 0 3373 0 A 17870 D Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 843, 843, 843 and 844 of those shares on March 4, 2019, June 4, 2019, September 4, 2019 and December 4, 2019, respectively, provided that the reporting person is still in the service of the Company on such date. /s/ Deborah A. Farrington 2018-12-06