0001437749-13-015593.txt : 20131203
0001437749-13-015593.hdr.sgml : 20131203
20131203163117
ACCESSION NUMBER: 0001437749-13-015593
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131129
FILED AS OF DATE: 20131203
DATE AS OF CHANGE: 20131203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC
CENTRAL INDEX KEY: 0001089143
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 330846191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
BUSINESS PHONE: 9495671234
MAIL ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wallace Joseph John
CENTRAL INDEX KEY: 0001338936
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34240
FILM NUMBER: 131254722
MAIL ADDRESS:
STREET 1: COLLECTORS UNIVERSE, INC.
STREET 2: P.O. BOX 6280
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92658-6280
4
1
rdgdoc.xml
PRIMARY DOCUMENT
X0306
4
2013-11-29
0001089143
COLLECTORS UNIVERSE INC
CLCT
0001338936
Wallace Joseph John
C/O COLLECTORS UNIVERSE, INC.
P.O. BOX 6280
NEWPORT BEACH
CA
92658
1
Chief Financial Officer
Common Stock
2013-11-29
4
M
0
4114
13.18
A
102943
D
Common Stock
2013-11-29
4
S
0
4114
16.6132
D
98829
D
Employee Stock Option (Right to Buy)
13.18
2013-11-29
4
M
0
4114
0
D
2010-11-14
2017-11-14
Common Stock
4114
0
D
/s/ Joseph J. Wallace
2013-12-03