0001140361-12-043937.txt : 20121017
0001140361-12-043937.hdr.sgml : 20121017
20121017125035
ACCESSION NUMBER: 0001140361-12-043937
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121015
FILED AS OF DATE: 20121017
DATE AS OF CHANGE: 20121017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC
CENTRAL INDEX KEY: 0001089143
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 330846191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
BUSINESS PHONE: 9495671234
MAIL ADDRESS:
STREET 1: 1921 E. ALTON AVENUE
CITY: SANTA ANA
STATE: CA
ZIP: 92705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEUSTER ROBERT G
CENTRAL INDEX KEY: 0001213187
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34240
FILM NUMBER: 121147789
MAIL ADDRESS:
STREET 1: P.O. BOX 6280
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92658
4
1
doc1.xml
FORM 4
X0306
4
2012-10-15
0
0001089143
COLLECTORS UNIVERSE INC
CLCT
0001213187
DEUSTER ROBERT G
COLLECTORS UNIVERSE, INC.
P.O. BOX 6280
SANTA ANA
CA
92658
0
1
0
0
Chief Executive Officer
Common Stock
2012-10-15
4
A
0
40000
0
A
40000
D
Common Stock
200
D
Non-vested restricted shares granted under the Company's 2006 Equity Incentive Plan. These shares, which are subject to possible forfeiture, will vest (that is, the risk of forfeiture of these shares will lapse) in installments as follows: (i) as to 10,000 shares on June 30, 2013, if the reporting person is still in the Company's service on that date, and (ii) as to approximately 833 shares on the last day of each succeeding month during the succeeding three years, so long as the reporting person remains in the Company service. The vesting of some or all of these shares may be accelerated if the reporting person's employment with the Company is terminated without cause or due to the occurrence of certain other events outside of his control.
Christine Kakour
2012-10-17