0001140361-12-043937.txt : 20121017 0001140361-12-043937.hdr.sgml : 20121017 20121017125035 ACCESSION NUMBER: 0001140361-12-043937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121015 FILED AS OF DATE: 20121017 DATE AS OF CHANGE: 20121017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEUSTER ROBERT G CENTRAL INDEX KEY: 0001213187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 121147789 MAIL ADDRESS: STREET 1: P.O. BOX 6280 CITY: NEWPORT BEACH STATE: CA ZIP: 92658 4 1 doc1.xml FORM 4 X0306 4 2012-10-15 0 0001089143 COLLECTORS UNIVERSE INC CLCT 0001213187 DEUSTER ROBERT G COLLECTORS UNIVERSE, INC. P.O. BOX 6280 SANTA ANA CA 92658 0 1 0 0 Chief Executive Officer Common Stock 2012-10-15 4 A 0 40000 0 A 40000 D Common Stock 200 D Non-vested restricted shares granted under the Company's 2006 Equity Incentive Plan. These shares, which are subject to possible forfeiture, will vest (that is, the risk of forfeiture of these shares will lapse) in installments as follows: (i) as to 10,000 shares on June 30, 2013, if the reporting person is still in the Company's service on that date, and (ii) as to approximately 833 shares on the last day of each succeeding month during the succeeding three years, so long as the reporting person remains in the Company service. The vesting of some or all of these shares may be accelerated if the reporting person's employment with the Company is terminated without cause or due to the occurrence of certain other events outside of his control. Christine Kakour 2012-10-17