0001140361-11-054141.txt : 20111117 0001140361-11-054141.hdr.sgml : 20111117 20111117162914 ACCESSION NUMBER: 0001140361-11-054141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111115 FILED AS OF DATE: 20111117 DATE AS OF CHANGE: 20111117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN A CLINTON CENTRAL INDEX KEY: 0001041888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 111213318 MAIL ADDRESS: STREET 1: 1280 MASSACHUSETTS AVE STE 200 CITY: CAMBRIDGE STATE: MA ZIP: 02138 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 doc1.xml FORM 4 X0304 4 2011-11-15 0 0001089143 COLLECTORS UNIVERSE INC CLCT 0001041888 ALLEN A CLINTON A.C. ALLEN & CO. 710 SOUTH STREET NEEDHAM MA 02492 1 0 0 0 Common Stock 2011-11-15 4 A 0 2296 0 A 82133 D An outright grant of 2,296 shares of common stock under the Company's 2006 Equity Incentive Plan. Subject to the continued service of the reporting Person with the Issuer, these restricted shares will vest in four (4) cumulative installments of 574 shares on February 15, 2012; 574 shares on May 15, 2012; 574 shares on August 15, 2012, and 574 shares on November 15, 2012. Christine Kakour 2011-11-17