-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nn4+3byNuoV9ytAJ2XI9/3PMIgV7EyFWmbTvkWaCBeqNcZC0CyYbgzr8vsAJL/XL BvYXhF+WlfdAIfjlSr/Zjg== 0000892569-99-002829.txt : 19991102 0000892569-99-002829.hdr.sgml : 19991102 ACCESSION NUMBER: 0000892569-99-002829 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991101 DATE AS OF CHANGE: 19991101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: 7389 IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-27887 FILM NUMBER: 99738116 BUSINESS ADDRESS: STREET 1: 1936 DEERE ST STREET 2: STE 102 CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: COLLECTORS UNIVERSE INC STREET 2: 1936 DEERE STREET CITY: SANTA ANA STATE: CA ZIP: 92705 8-A12G 1 FORM 8-A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLECTORS UNIVERSE, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 33-0846191 ----------------------- ------------------- (State of Incorporation (IRS Employer or Organization) Identification No.) 1396 Deere Street Santa Ana, California 92705 - - ---------------------------------------- ---------- (Address of Principal Executive Offices) (Zip Code) If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. [ ] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. [X] Securities Act registration statement file number to which this form relates: 333-86449 Securities to be registered pursuant to Section 12(b) of the Act: Securities to be registered pursuant to Section 12(g) of the Act: Common Stock, $.001 par value (Title of Class) Page 1 of 3 2 INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1. Description of Registrant's Securities to be Registered. The information included under the heading "Description of Capital Stock" in the preliminary prospectus of the Registrant, which is part of the Registration Statement on Form S-1 of Registrant, Registration No. 333-86449, filed with the Securities and Exchange Commission on September 2, 1999 and amended on October 12, 1999 and November 1, 1999, is incorporated by reference herein. Item 2. Exhibits
FORM S-1 EXHIBIT EXHIBIT DESCRIPTION NUMBER ------------------- ---------------- Amended and Restated Certificate of Incorporation of the Registrant, as in effect. 3.1* Form of Amended and Restated Certificate of Incorporation of the Registrant, to be 3.2* filed prior to the closing of the offering made under the Registration Statement. Amended and Restated Bylaws of the Registrant, as in effect. 3.3*
- - ----------------------- * Incorporated by reference herein to the Registration Statement on Form S-1 of Registrant, Registration No. 333-86449, filed with the Securities and Exchange Commission on September 2, 1999 and amended on October 12, 1999 and November 1, 1999. Page 2 of 3 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. COLLECTORS UNIVERSE, INC. By: /s/ LOUIS M. CRAIN ---------------------------- LOUIS M. CRAIN Chief Executive Officer Dated: November 1, 1999 Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----