0001654954-23-005626.txt : 20230502 0001654954-23-005626.hdr.sgml : 20230502 20230502155914 ACCESSION NUMBER: 0001654954-23-005626 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230502 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSBC HOLDINGS PLC CENTRAL INDEX KEY: 0001089113 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14930 FILM NUMBER: 23878722 BUSINESS ADDRESS: STREET 1: 8 CANADA SQUARE CITY: LONDON STATE: X0 ZIP: E145HQ BUSINESS PHONE: 442079913048 MAIL ADDRESS: STREET 1: 8 CANADA SQUARE CITY: LONDON STATE: X0 ZIP: E14 5HQ 6-K 1 a1584y.htm DIRECTOR/PDMR SHAREHOLDING a1584y
FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of May
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X Form 40-F  
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes  No X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
 
 
 
  
 
               
HSBC HOLDINGS PLC
 
2 May 2023
 
 
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")
 
 
The following transactions of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company"), relating to the second interim dividend for 2022 (the "interim dividend"), took place on 27 April 2023:
 
1.   Shares allocated in lieu of the interim dividend
 
The following transactions relate to additional Shares being allocated to PDMRs' unvested share plan interests in lieu of the interim dividend at US$7.42336 per Share, being the average closing price of the Company's Shares on the London Stock Exchange for the five business days between 2 March and 8 March 2023, converted into USD.
 
Directors                                      
 
Name
 
Shares allocated
 
Noel Quinn
575
 
Other PDMRs                                
 
Name
 
Shares allocated
 
Colin Bell
427
Pam Kaur
439
Ian Stuart
374
 
 
2.   Acquisitions as part of the reinvestment of the interim dividend
 
The following transactions relate to additional Shares being added to PDMRs' vested share plan interests through the automatic reinvestment of the interim dividend. The price per Share was £5.77734.
 
Other PDMRs
 
Name
 
Shares acquired
 
David Liao
10,846
Nuno Matos
11,550.7794
Stephen Moss
4,459
Barry O'Byrne
7,417
Michael Roberts
16,316
Surendra Rosha
5,874.95217
Ian Stuart
21
 
 
The following disclosures are made in accordance with the UK version of the EU Market Abuse Regulation 596/2014.
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Noel Quinn
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Executive
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2023-04-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Shares allocated in lieu of the second interim dividend for 2022
 
Price
 
Volume
Total
 
 
 
US$7.42
575
US$4,268.43
 
Aggregated
US$7.423
575
US$4,268.43
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Colin Bell
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, HSBC Bank plc and HSBC Europe
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2023-04-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Shares allocated in lieu of the second interim dividend for 2022
 
Price
 
Volume
Total
 
 
 
US$7.42
427
US$3,169.77
 
Aggregated
US$7.423
427
US$3,169.77
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Pam Kaur
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Risk and Compliance Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2023-04-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Shares allocated in lieu of the second interim dividend for 2022
 
Price
 
Volume
Total
 
 
 
US$7.42
439
US$3,258.86
 
Aggregated
US$7.423
439
US$3,258.86
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
David Liao
 
 
 
 
2 - Reason for the notification
 
Position/status
Co-Chief Executive, Asia-Pacific - The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2023-04-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition as part of the reinvestment of the second interim dividend for 2022
 
Price
 
Volume
Total
 
 
 
£5.78
10,846
£62,661.03
 
Aggregated
£5.777
10,846
£62,661.03
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Nuno Matos
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Wealth and Personal Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2023-04-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition as part of the reinvestment of the second interim dividend for 2022
 
Price
 
Volume
Total
 
 
 
£5.78
11,550.7794
£66,732.78
 
Aggregated
£5.777
11,550.7794
£66,732.78
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Stephen Moss
 
 
 
 
2 - Reason for the notification
 
Position/status
Regional Chief Executive, Middle East, North Africa and Türkiye
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2023-04-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition as part of the reinvestment of the second interim dividend for 2022
 
Price
 
Volume
Total
 
 
 
 
£5.78
4,459
£25,761.16
 
 
Aggregated
£5.777
4,459
£25,761.16
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Barry O'Byrne
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Commercial Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2023-04-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition as part of the reinvestment of the second interim dividend for 2022
 
Price
 
Volume
Total
 
 
 
 
£5.78
7,417
£42,850.53
 
 
Aggregated
£5.777
7,417
£42,850.53
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Michael Roberts
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, HSBC USA and Americas
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2023-04-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition as part of the reinvestment of the second interim dividend for 2022
 
Price
 
Volume
Total
 
 
 
£5.78
16,316
£94,263.08
 
Aggregated
£5.777
16,316
£94,263.08
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Surendra Rosha
 
 
 
 
2 - Reason for the notification
 
Position/status
Co-Chief Executive, Asia-Pacific - The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2023-04-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition as part of the reinvestment of the second interim dividend for 2022
 
Price
 
Volume
Total
 
 
 
£5.78
5,874.95217
£33,941.60
 
Aggregated
£5.777
5,874.95217
£33,941.60
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Ian Stuart
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, HSBC UK Bank plc
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2023-04-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
Shares allocated in lieu of the second interim dividend for 2022
 
Price
 
Volume
Total
 
 
 
US$7.42
374
US$2,776.34
 
Aggregated
US$7.423
374
US$2,776.34
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2023-04-27
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
Acquisition as part of the reinvestment of the second interim dividend for 2022
 
Price
 
Volume
Total
 
 
 
 
£5.78
21
£121.32
 
 
Aggregated
£5.777
21
£121.32
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
For any queries related to this notification, please contact:
 
Bayo Adeyeye
Corporate Governance & Secretariat
+44 (0) 203 359 2160
 
 
 
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HSBC Holdings plc
 
 
 
By:
 
Name: Aileen Taylor
 
Title: Group Company Secretary and Chief Governance Officer
 
 
 
Date: 02 May 2023