0001214659-20-002493.txt : 20200310 0001214659-20-002493.hdr.sgml : 20200310 20200310170035 ACCESSION NUMBER: 0001214659-20-002493 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200201 FILED AS OF DATE: 20200310 DATE AS OF CHANGE: 20200310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STACK EDWARD W CENTRAL INDEX KEY: 0001198911 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31463 FILM NUMBER: 20702563 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DICK'S SPORTING GOODS, INC. CENTRAL INDEX KEY: 0001089063 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 161241537 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 345 COURT STREET CITY: CORAOPOLIS STATE: PA ZIP: 15108 BUSINESS PHONE: 7242733400 MAIL ADDRESS: STREET 1: 345 COURT STREET CITY: CORAOPOLIS STATE: PA ZIP: 15108 FORMER COMPANY: FORMER CONFORMED NAME: DICKS SPORTING GOODS INC DATE OF NAME CHANGE: 19990617 5 1 marketforms-47721.xml PRIMARY DOCUMENT X0306 5 2020-02-01 0 0 0001089063 DICK'S SPORTING GOODS, INC. DKS 0001198911 STACK EDWARD W 345 COURT STREET CORAOPOLIS PA 15108 true true true false Chairman and CEO Common Stock, par value $0.01 per share 2019-11-22 5 G false 1545764 0 D 0 I By grantor retained annuity trust Common Stock, par value $0.01 per share 5440484 D Common Stock, par value $0.01 per share 1187473 I By grantor retained annuity trust Common Stock, par value $0.01 per share 719833 I By grantor retained annuity trust Common Stock, par value $0.01 per share 1480834 I By grantor retained annuity trust Common Stock, par value $0.01 per share 6000000 I By grantor retained annuity trust On November 22, 2017, Mr. Stack contributed shares of Class B Common Stock to the Edward W. Stack Grantor Retained Annuity Trust IX for the benefit of his children. Thereafter, shares have been transferred annually from the trust to Mr. Stack to satisfy annuity payment obligations, including 2,140,135 shares transferred from the trust to Mr. Stack on November 22, 2019 (as reflected herein). Upon termination of the Grantor Retained Annuity Trust on November 22, 2019, the remaining 1,545,764 shares held by the trust were gifted to the Edward W. Stack Irrevocable Trust, in which Mr. Stack has neither a direct nor indirect beneficial ownership interest. Amount reflects shifts from indirect to direct ownership of the following shares of Class B Common Stock from the indicated Edward W. Stack Grantor Retained Annuity Trust to Mr. Stack directly to satisfy annual annuity payment obligations (i) on April 5, 2019, 950,333 shares from the Edward W. Stack Grantor Retained Annuity Trust VI (final annuity payment), 1,018,000 shares from the Edward W. Stack Grantor Retained Annuity Trust VII, and 719,000 shares from the Edward W. Stack Grantor Retained Annuity Trust VIII, (ii) on May 28, 2019, 360,275 shares from the Edward W. Stack Grantor Retained Annuity Trust V, and (iii) on November 22, 2019, 2,140,135 shares from the Edward W. Stack Grantor Retained Annuity Trust IX (final annuity payment). Amount also reflects a subsequent shift from direct to indirect ownership of 6,000,000 shares of Class B Common Stock from Edward W. Stack into the Edward W. Stack Grantor Retained Annuity Trust X on June 13, 2019, as reflected in this filing. Amount includes 4,132,843 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock. These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V. These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VII. These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VIII. These shares are held by the Edward W. Stack Grantor Retained Annuity Trust X. /s/ Edward W. Stack 2020-03-10